
The Critique of Pure Reason
By Immanuel Kant
Translated by J. M. D. Meiklejohn
Contents
PREFACE TO THE FIRST EDITION 1781
Human reason, in one sphere of its cognition, is called upon to consider
questions, which it cannot decline, as they are presented by its own nature,
but which it cannot answer, as they transcend every faculty of the mind.
It falls into this difficulty without any fault of its own. It begins with
principles, which cannot be dispensed with in the field of experience, and the
truth and sufficiency of which are, at the same time, insured by experience.
With these principles it rises, in obedience to the laws of its own nature, to
ever higher and more remote conditions. But it quickly discovers that, in this
way, its labours must remain ever incomplete, because new questions never cease
to present themselves; and thus it finds itself compelled to have recourse to
principles which transcend the region of experience, while they are regarded by
common sense without distrust. It thus falls into confusion and contradictions,
from which it conjectures the presence of latent errors, which, however, it is
unable to discover, because the principles it employs, transcending the limits
of experience, cannot be tested by that criterion. The arena of these endless
contests is called Metaphysic.
Time was, when she was the queen of all the sciences; and, if we take
the will for the deed, she certainly deserves, so far as regards the high
importance of her object-matter, this title of honour. Now, it is the fashion
of the time to heap contempt and scorn upon her; and the matron mourns, forlorn
and forsaken, like Hecuba:
Modo maxima rerum,
Tot generis, natisque potens…
Nunc trahor exul, inops.
—Ovid, Metamorphoses. xiii
At first, her government, under the administration of the dogmatists,
was an absolute despotism. But, as the legislative continued to show
traces of the ancient barbaric rule, her empire gradually broke up, and
intestine wars introduced the reign of anarchy; while the
sceptics, like nomadic tribes, who hate a permanent habitation and
settled mode of living, attacked from time to time those who had organized
themselves into civil communities. But their number was, very happily, small;
and thus they could not entirely put a stop to the exertions of those who
persisted in raising new edifices, although on no settled or uniform plan. In
recent times the hope dawned upon us of seeing those disputes settled, and the
legitimacy of her claims established by a kind of physiology of the
human understanding—that of the celebrated Locke. But it was found
that—although it was affirmed that this so-called queen could not refer
her descent to any higher source than that of common experience, a circumstance
which necessarily brought suspicion on her claims—as this
genealogy was incorrect, she persisted in the advancement of her claims
to sovereignty. Thus metaphysics necessarily fell back into the antiquated and
rotten constitution of dogmatism, and again became obnoxious to the
contempt from which efforts had been made to save it. At present, as all
methods, according to the general persuasion, have been tried in vain, there
reigns nought but weariness and complete indifferentism—the mother
of chaos and night in the scientific world, but at the same time the source of,
or at least the prelude to, the re-creation and reinstallation of a science,
when it has fallen into confusion, obscurity, and disuse from ill directed
effort.
For it is in reality vain to profess indifference in regard to such
inquiries, the object of which cannot be indifferent to humanity. Besides,
these pretended indifferentists, however much they may try to disguise
themselves by the assumption of a popular style and by changes on the language
of the schools, unavoidably fall into metaphysical declarations and
propositions, which they profess to regard with so much contempt. At the same
time, this indifference, which has arisen in the world of science, and which
relates to that kind of knowledge which we should wish to see destroyed the
last, is a phenomenon that well deserves our attention and reflection. It is
plainly not the effect of the levity, but of the matured judgement[1]
of the age, which refuses to be any longer entertained with illusory knowledge,
It is, in fact, a call to reason, again to undertake the most laborious of all
tasks—that of self-examination, and to establish a tribunal, which may
secure it in its well-grounded claims, while it pronounces against all baseless
assumptions and pretensions, not in an arbitrary manner, but according to its
own eternal and unchangeable laws. This tribunal is nothing less than the
Critical Investigation of Pure Reason.
[1]
We very often hear complaints of the shallowness of the present age, and of the
decay of profound science. But I do not think that those which rest upon a
secure foundation, such as mathematics, physical science, etc., in the least
deserve this reproach, but that they rather maintain their ancient fame, and in
the latter case, indeed, far surpass it. The same would be the case with the
other kinds of cognition, if their principles were but firmly established. In
the absence of this security, indifference, doubt, and finally, severe
criticism are rather signs of a profound habit of thought. Our age is the age
of criticism, to which everything must be subjected. The sacredness of
religion, and the authority of legislation, are by many regarded as grounds of
exemption from the examination of this tribunal. But, if they are exempted,
they become the subjects of just suspicion, and cannot lay claim to sincere
respect, which reason accords only to that which has stood the test of a free
and public examination.
I do not mean by this a criticism of books and systems, but a critical inquiry
into the faculty of reason, with reference to the cognitions to which it
strives to attain without the aid of experience; in other words, the
solution of the question regarding the possibility or impossibility of
metaphysics, and the determination of the origin, as well as of the extent and
limits of this science. All this must be done on the basis of principles.
This path—the only one now remaining—has been entered upon by me;
and I flatter myself that I have, in this way, discovered the cause
of—and consequently the mode of removing—all the errors which have
hitherto set reason at variance with itself, in the sphere of non-empirical
thought. I have not returned an evasive answer to the questions of reason, by
alleging the inability and limitation of the faculties of the mind; I have, on
the contrary, examined them completely in the light of principles, and, after
having discovered the cause of the doubts and contradictions into which reason
fell, have solved them to its perfect satisfaction. It is true, these questions
have not been solved as dogmatism, in its vain fancies and desires, had
expected; for it can only be satisfied by the exercise of magical arts, and of
these I have no knowledge. But neither do these come within the compass of our
mental powers; and it was the duty of philosophy to destroy the illusions which
had their origin in misconceptions, whatever darling hopes and valued
expectations may be ruined by its explanations. My chief aim in this work has
been thoroughness; and I make bold to say that there is not a single
metaphysical problem that does not find its solution, or at least the key to
its solution, here. Pure reason is a perfect unity; and therefore, if the
principle presented by it prove to be insufficient for the solution of even a
single one of those questions to which the very nature of reason gives birth,
we must reject it, as we could not be perfectly certain of its sufficiency in
the case of the others.
While I say this, I think I see upon the countenance of the reader signs of
dissatisfaction mingled with contempt, when he hears declarations which sound
so boastful and extravagant; and yet they are beyond comparison more moderate
than those advanced by the commonest author of the commonest philosophical
programme, in which the dogmatist professes to demonstrate the simple nature of
the soul, or the necessity of a primal being. Such a dogmatist promises to
extend human knowledge beyond the limits of possible experience; while I humbly
confess that this is completely beyond my power. Instead of any such attempt, I
confine myself to the examination of reason alone and its pure thought; and I
do not need to seek far for the sum-total of its cognition, because it has its
seat in my own mind. Besides, common logic presents me with a complete and
systematic catalogue of all the simple operations of reason; and it is my task
to answer the question how far reason can go, without the material presented
and the aid furnished by experience.
So much for the completeness and thoroughness necessary in the execution of the
present task. The aims set before us are not arbitrarily proposed, but are
imposed upon us by the nature of cognition itself.
The above remarks relate to the matter of our critical inquiry. As
regards the form, there are two indispensable conditions, which any one
who undertakes so difficult a task as that of a critique of pure reason, is
bound to fulfil. These conditions are certitude and clearness.
As regards certitude, I have fully convinced myself that, in this sphere
of thought, opinion is perfectly inadmissible, and that everything which
bears the least semblance of an hypothesis must be excluded, as of no value in
such discussions. For it is a necessary condition of every cognition that is to
be established upon à priori grounds that it shall be held to be
absolutely necessary; much more is this the case with an attempt to determine
all pure à priori cognition, and to furnish the standard—and
consequently an example—of all apodeictic (philosophical) certitude.
Whether I have succeeded in what I professed to do, it is for the reader to
determine; it is the author’s business merely to adduce grounds and
reasons, without determining what influence these ought to have on the mind of
his judges. But, lest anything he may have said may become the innocent cause
of doubt in their minds, or tend to weaken the effect which his arguments might
otherwise produce—he may be allowed to point out those passages which may
occasion mistrust or difficulty, although these do not concern the main purpose
of the present work. He does this solely with the view of removing from the
mind of the reader any doubts which might affect his judgement of the work as a
whole, and in regard to its ultimate aim.
I know no investigations more necessary for a full insight into the nature of
the faculty which we call understanding, and at the same time for the
determination of the rules and limits of its use, than those undertaken in the
second chapter of the “Transcendental Analytic,” under the title of
Deduction of the Pure Conceptions of the Understanding; and they have
also cost me by far the greatest labour—labour which, I hope, will not
remain uncompensated. The view there taken, which goes somewhat deeply into the
subject, has two sides. The one relates to the objects of the pure
understanding, and is intended to demonstrate and to render comprehensible the
objective validity of its à priori conceptions; and it forms for this
reason an essential part of the Critique. The other considers the pure
understanding itself, its possibility and its powers of cognition—that
is, from a subjective point of view; and, although this exposition is of great
importance, it does not belong essentially to the main purpose of the work,
because the grand question is what and how much can reason and understanding,
apart from experience, cognize, and not, how is the faculty of thought
itself possible? As the latter is an inquiry into the cause of a given effect,
and has thus in it some semblance of an hypothesis (although, as I shall show
on another occasion, this is really not the fact), it would seem that, in the
present instance, I had allowed myself to enounce a mere opinion, and
that the reader must therefore be at liberty to hold a different
opinion. But I beg to remind him that, if my subjective deduction does
not produce in his mind the conviction of its certitude at which I aimed, the
objective deduction, with which alone the present work is properly concerned,
is in every respect satisfactory.
As regards clearness, the reader has a right to demand, in the first
place, discursive or logical clearness, that is, on the basis of
conceptions, and, secondly, intuitive or æsthetic clearness, by means of
intuitions, that is, by examples or other modes of illustration in
concreto. I have done what I could for the first kind of intelligibility.
This was essential to my purpose; and it thus became the accidental cause of my
inability to do complete justice to the second requirement. I have been almost
always at a loss, during the progress of this work, how to settle this
question. Examples and illustrations always appeared to me necessary, and, in
the first sketch of the Critique, naturally fell into their proper places. But
I very soon became aware of the magnitude of my task, and the numerous problems
with which I should be engaged; and, as I perceived that this critical
investigation would, even if delivered in the driest scholastic manner,
be far from being brief, I found it unadvisable to enlarge it still more with
examples and explanations, which are necessary only from a popular point
of view. I was induced to take this course from the consideration also that the
present work is not intended for popular use, that those devoted to science do
not require such helps, although they are always acceptable, and that they
would have materially interfered with my present purpose. Abbé Terrasson
remarks with great justice that, if we estimate the size of a work, not from
the number of its pages, but from the time which we require to make ourselves
master of it, it may be said of many a book—that it would be much
shorter, if it were not so short. On the other hand, as regards the
comprehensibility of a system of speculative cognition, connected under a
single principle, we may say with equal justice: many a book would have been
much clearer, if it had not been intended to be so very clear. For explanations
and examples, and other helps to intelligibility, aid us in the comprehension
of parts, but they distract the attention, dissipate the mental power of
the reader, and stand in the way of his forming a clear conception of the
whole; as he cannot attain soon enough to a survey of the system, and
the colouring and embellishments bestowed upon it prevent his observing its
articulation or organization—which is the most important consideration
with him, when he comes to judge of its unity and stability.
The reader must naturally have a strong inducement to co-operate with the
present author, if he has formed the intention of erecting a complete and solid
edifice of metaphysical science, according to the plan now laid before him.
Metaphysics, as here represented, is the only science which admits of
completion—and with little labour, if it is united, in a short time; so
that nothing will be left to future generations except the task of illustrating
and applying it didactically. For this science is nothing more than the
inventory of all that is given us by pure reason, systematically
arranged. Nothing can escape our notice; for what reason produces from itself
cannot lie concealed, but must be brought to the light by reason itself, so
soon as we have discovered the common principle of the ideas we seek. The
perfect unity of this kind of cognitions, which are based upon pure
conceptions, and uninfluenced by any empirical element, or any peculiar
intuition leading to determinate experience, renders this completeness not only
practicable, but also necessary.
Tecum habita, et nôris quam sit tibi curta supellex.
—Persius. Satirae iv. 52.
Such a system of pure speculative reason I hope to be able to publish under the
title of Metaphysic of Nature[2]. The content of this work (which will not
be half so long) will be very much richer than that of the present Critique,
which has to discover the sources of this cognition and expose the conditions
of its possibility, and at the same time to clear and level a fit foundation
for the scientific edifice. In the present work, I look for the patient hearing
and the impartiality of a judge; in the other, for the good-will and
assistance of a co-labourer. For, however complete the list of
principles for this system may be in the Critique, the correctness of
the system requires that no deduced conceptions should be absent. These
cannot be presented à priori, but must be gradually discovered; and,
while the synthesis of conceptions has been fully exhausted in the
Critique, it is necessary that, in the proposed work, the same should be the
case with their analysis. But this will be rather an amusement than a
labour.
[2]
In contradistinction to the Metaphysic of Ethics. This work was never
published.
PREFACE TO THE SECOND EDITION 1787
Whether the treatment of that portion of our knowledge which lies within the
province of pure reason advances with that undeviating certainty which
characterizes the progress of science, we shall be at no loss to
determine. If we find those who are engaged in metaphysical pursuits, unable to
come to an understanding as to the method which they ought to follow; if we
find them, after the most elaborate preparations, invariably brought to a stand
before the goal is reached, and compelled to retrace their steps and strike
into fresh paths, we may then feel quite sure that they are far from having
attained to the certainty of scientific progress and may rather be said to be
merely groping about in the dark. In these circumstances we shall render an
important service to reason if we succeed in simply indicating the path along
which it must travel, in order to arrive at any results—even if it should
be found necessary to abandon many of those aims which, without reflection,
have been proposed for its attainment.
That Logic has advanced in this sure course, even from the earliest
times, is apparent from the fact that, since Aristotle, it has been unable to
advance a step and, thus, to all appearance has reached its completion. For, if
some of the moderns have thought to enlarge its domain by introducing
psychological discussions on the mental faculties, such as imagination
and wit, metaphysical, discussions on the origin of knowledge and the
different kinds of certitude, according to the difference of the objects
(idealism, scepticism, and so on), or anthropological discussions on
prejudices, their causes and remedies: this attempt, on the part of these
authors, only shows their ignorance of the peculiar nature of logical science.
We do not enlarge but disfigure the sciences when we lose sight of their
respective limits and allow them to run into one another. Now logic is enclosed
within limits which admit of perfectly clear definition; it is a science which
has for its object nothing but the exposition and proof of the formal
laws of all thought, whether it be à priori or empirical, whatever be
its origin or its object, and whatever the difficulties—natural or
accidental—which it encounters in the human mind.
The early success of logic must be attributed exclusively to the narrowness of
its field, in which abstraction may, or rather must, be made of all the objects
of cognition with their characteristic distinctions, and in which the
understanding has only to deal with itself and with its own forms. It is,
obviously, a much more difficult task for reason to strike into the sure path
of science, where it has to deal not simply with itself, but with objects
external to itself. Hence, logic is properly only a
propædeutic—forms, as it were, the vestibule of the sciences; and
while it is necessary to enable us to form a correct judgement with regard to
the various branches of knowledge, still the acquisition of real, substantive
knowledge is to be sought only in the sciences properly so called, that is, in
the objective sciences.
Now these sciences, if they can be termed rational at all, must contain
elements of à priori cognition, and this cognition may stand in a
twofold relation to its object. Either it may have to determine the
conception of the object—which must be supplied extraneously, or it may
have to establish its reality. The former is theoretical, the
latter practical, rational cognition. In both, the pure or à
priori element must be treated first, and must be carefully distinguished
from that which is supplied from other sources. Any other method can only lead
to irremediable confusion.
Mathematics and physics are the two theoretical sciences which
have to determine their objects à priori. The former is purely à
priori, the latter is partially so, but is also dependent on other sources
of cognition.
In the earliest times of which history affords us any record,
mathematics had already entered on the sure course of science, among
that wonderful nation, the Greeks. Still it is not to be supposed that it was
as easy for this science to strike into, or rather to construct for itself,
that royal road, as it was for logic, in which reason has only to deal with
itself. On the contrary, I believe that it must have remained
long—chiefly among the Egyptians—in the stage of blind groping
after its true aims and destination, and that it was revolutionized by the
happy idea of one man, who struck out and determined for all time the path
which this science must follow, and which admits of an indefinite advancement.
The history of this intellectual revolution—much more important in its
results than the discovery of the passage round the celebrated Cape of Good
Hope—and of its author, has not been preserved. But Diogenes Laertius, in
naming the supposed discoverer of some of the simplest elements of geometrical
demonstration—elements which, according to the ordinary opinion, do not
even require to be proved—makes it apparent that the change introduced by
the first indication of this new path, must have seemed of the utmost
importance to the mathematicians of that age, and it has thus been secured
against the chance of oblivion. A new light must have flashed on the mind of
the first man (Thales, or whatever may have been his name) who
demonstrated the properties of the isosceles triangle. For he found that
it was not sufficient to meditate on the figure, as it lay before his eyes, or
the conception of it, as it existed in his mind, and thus endeavour to get at
the knowledge of its properties, but that it was necessary to produce these
properties, as it were, by a positive à priori construction; and that,
in order to arrive with certainty at à priori cognition, he must not
attribute to the object any other properties than those which necessarily
followed from that which he had himself, in accordance with his conception,
placed in the object.
A much longer period elapsed before Physics entered on the highway of
science. For it is only about a century and a half since the wise
BACON gave a new direction to physical studies, or
rather—as others were already on the right track—imparted fresh
vigour to the pursuit of this new direction. Here, too, as in the case of
mathematics, we find evidence of a rapid intellectual revolution. In the
remarks which follow I shall confine myself to the empirical side of
natural science.
When GALILEI experimented with balls of a definite weight on the
inclined plane, when TORRICELLI caused the air to sustain a
weight which he had calculated beforehand to be equal to that of a definite
column of water, or when STAHL, at a later period, converted
metals into lime, and reconverted lime into metal, by the addition and
subtraction of certain elements;[3] a light broke upon all natural
philosophers. They learned that reason only perceives that which it produces
after its own design; that it must not be content to follow, as it were, in the
leading-strings of nature, but must proceed in advance with principles of
judgement according to unvarying laws, and compel nature to reply its
questions. For accidental observations, made according to no preconceived plan,
cannot be united under a necessary law. But it is this that reason seeks for
and requires. It is only the principles of reason which can give to concordant
phenomena the validity of laws, and it is only when experiment is directed by
these rational principles that it can have any real utility. Reason must
approach nature with the view, indeed, of receiving information from it, not,
however, in the character of a pupil, who listens to all that his master
chooses to tell him, but in that of a judge, who compels the witnesses to reply
to those questions which he himself thinks fit to propose. To this single idea
must the revolution be ascribed, by which, after groping in the dark for so
many centuries, natural science was at length conducted into the path of
certain progress.
[3] I do
not here follow with exactness the history of the experimental method, of
which, indeed, the first steps are involved in some obscurity.
We come now to metaphysics, a purely speculative science, which occupies
a completely isolated position and is entirely independent of the teachings of
experience. It deals with mere conceptions—not, like mathematics, with
conceptions applied to intuition—and in it, reason is the pupil of itself
alone. It is the oldest of the sciences, and would still survive, even if all
the rest were swallowed up in the abyss of an all-destroying barbarism. But it
has not yet had the good fortune to attain to the sure scientific method. This
will be apparent; if we apply the tests which we proposed at the outset. We
find that reason perpetually comes to a stand, when it attempts to gain à
priori the perception even of those laws which the most common experience
confirms. We find it compelled to retrace its steps in innumerable instances,
and to abandon the path on which it had entered, because this does not lead to
the desired result. We find, too, that those who are engaged in metaphysical
pursuits are far from being able to agree among themselves, but that, on the
contrary, this science appears to furnish an arena specially adapted for the
display of skill or the exercise of strength in mock-contests—a field in
which no combatant ever yet succeeded in gaining an inch of ground, in which,
at least, no victory was ever yet crowned with permanent possession.
This leads us to inquire why it is that, in metaphysics, the sure path of
science has not hitherto been found. Shall we suppose that it is impossible to
discover it? Why then should nature have visited our reason with restless
aspirations after it, as if it were one of our weightiest concerns? Nay, more,
how little cause should we have to place confidence in our reason, if it
abandons us in a matter about which, most of all, we desire to know the
truth—and not only so, but even allures us to the pursuit of vain
phantoms, only to betray us in the end? Or, if the path has only hitherto been
missed, what indications do we possess to guide us in a renewed investigation,
and to enable us to hope for greater success than has fallen to the lot of our
predecessors?
It appears to me that the examples of mathematics and natural philosophy,
which, as we have seen, were brought into their present condition by a sudden
revolution, are sufficiently remarkable to fix our attention on the essential
circumstances of the change which has proved so advantageous to them, and to
induce us to make the experiment of imitating them, so far as the analogy
which, as rational sciences, they bear to metaphysics may permit. It has
hitherto been assumed that our cognition must conform to the objects; but all
attempts to ascertain anything about these objects à priori, by means of
conceptions, and thus to extend the range of our knowledge, have been rendered
abortive by this assumption. Let us then make the experiment whether we may not
be more successful in metaphysics, if we assume that the objects must conform
to our cognition. This appears, at all events, to accord better with the
possibility of our gaining the end we have in view, that is to say, of
arriving at the cognition of objects à priori, of determining something
with respect to these objects, before they are given to us. We here propose to
do just what COPERNICUS did in attempting to explain the
celestial movements. When he found that he could make no progress by assuming
that all the heavenly bodies revolved round the spectator, he reversed the
process, and tried the experiment of assuming that the spectator revolved,
while the stars remained at rest. We may make the same experiment with regard
to the intuition of objects. If the intuition must conform to the nature of the
objects, I do not see how we can know anything of them à priori. If, on
the other hand, the object conforms to the nature of our faculty of intuition,
I can then easily conceive the possibility of such an à priori
knowledge. Now as I cannot rest in the mere intuitions, but—if they are
to become cognitions—must refer them, as representations, to
something, as object, and must determine the latter by means of the
former, here again there are two courses open to me. Either, first, I
may assume that the conceptions, by which I effect this determination, conform
to the object—and in this case I am reduced to the same perplexity as
before; or secondly, I may assume that the objects, or, which is the
same thing, that experience, in which alone as given objects they are
cognized, conform to my conceptions—and then I am at no loss how to
proceed. For experience itself is a mode of cognition which requires
understanding. Before objects, are given to me, that is, à priori, I
must presuppose in myself laws of the understanding which are expressed in
conceptions à priori. To these conceptions, then, all the objects of
experience must necessarily conform. Now there are objects which reason
thinks, and that necessarily, but which cannot be given in experience,
or, at least, cannot be given so as reason thinks them. The attempt to
think these objects will hereafter furnish an excellent test of the new method
of thought which we have adopted, and which is based on the principle that we
only cognize in things à priori that which we ourselves place in them.[4]
[4] This
method, accordingly, which we have borrowed from the natural philosopher,
consists in seeking for the elements of pure reason in that which admits of
confirmation or refutation by experiment. Now the propositions of pure
reason, especially when they transcend the limits of possible experience, do
not admit of our making any experiment with their objects, as in natural
science. Hence, with regard to those conceptions and principles
which we assume à priori, our only course will be to view them from two
different sides. We must regard one and the same conception, on the one
hand, in relation to experience as an object of the senses and of the
understanding, on the other hand, in relation to reason, isolated and
transcending the limits of experience, as an object of mere thought. Now if we
find that, when we regard things from this double point of view, the result is
in harmony with the principle of pure reason, but that, when we regard them
from a single point of view, reason is involved in self-contradiction, then the
experiment will establish the correctness of this distinction.
This attempt succeeds as well as we could desire, and promises to metaphysics,
in its first part—that is, where it is occupied with conceptions à
priori, of which the corresponding objects may be given in
experience—the certain course of science. For by this new method we are
enabled perfectly to explain the possibility of à priori cognition, and,
what is more, to demonstrate satisfactorily the laws which lie à priori
at the foundation of nature, as the sum of the objects of
experience—neither of which was possible according to the procedure
hitherto followed. But from this deduction of the faculty of à priori
cognition in the first part of metaphysics, we derive a surprising result, and
one which, to all appearance, militates against the great end of metaphysics,
as treated in the second part. For we come to the conclusion that our faculty
of cognition is unable to transcend the limits of possible experience; and yet
this is precisely the most essential object of this science. The estimate of
our rational cognition à priori at which we arrive is that it has only
to do with phenomena, and that things in themselves, while possessing a real
existence, lie beyond its sphere. Here we are enabled to put the justice of
this estimate to the test. For that which of necessity impels us to transcend
the limits of experience and of all phenomena is the unconditioned,
which reason absolutely requires in things as they are in themselves, in order
to complete the series of conditions. Now, if it appears that when, on the one
hand, we assume that our cognition conforms to its objects as things in
themselves, the unconditioned cannot be thought without contradiction,
and that when, on the other hand, we assume that our representation of things
as they are given to us, does not conform to these things as they are in
themselves, but that these objects, as phenomena, conform to our mode of
representation, the contradiction disappears: we shall then be convinced
of the truth of that which we began by assuming for the sake of experiment; we
may look upon it as established that the unconditioned does not lie in things
as we know them, or as they are given to us, but in things as they are in
themselves, beyond the range of our cognition.[5]
[5] This
experiment of pure reason has a great similarity to that of the
Chemists, which they term the experiment of reduction, or, more
usually, the synthetic process. The analysis of the metaphysician
separates pure cognition à priori into two heterogeneous elements, viz.,
the cognition of things as phenomena, and of things in themselves.
Dialectic combines these again into harmony with the necessary rational
idea of the unconditioned, and finds that this harmony never results except
through the above distinction, which is, therefore, concluded to be just.
But, after we have thus denied the power of speculative reason to make any
progress in the sphere of the supersensible, it still remains for our
consideration whether data do not exist in practical cognition which may
enable us to determine the transcendent conception of the unconditioned, to
rise beyond the limits of all possible experience from a practical point
of view, and thus to satisfy the great ends of metaphysics. Speculative reason
has thus, at least, made room for such an extension of our knowledge: and, if
it must leave this space vacant, still it does not rob us of the liberty to
fill it up, if we can, by means of practical data—nay, it even challenges
us to make the attempt.[6]
[6] So
the central laws of the movements of the heavenly bodies established the truth
of that which Copernicus, first, assumed only as a hypothesis, and, at the same
time, brought to light that invisible force (Newtonian attraction) which holds
the universe together. The latter would have remained forever undiscovered, if
Copernicus had not ventured on the experiment—contrary to the senses but
still just—of looking for the observed movements not in the heavenly
bodies, but in the spectator. In this Preface I treat the new metaphysical
method as a hypothesis with the view of rendering apparent the first attempts
at such a change of method, which are always hypothetical. But in the Critique
itself it will be demonstrated, not hypothetically, but apodeictically, from
the nature of our representations of space and time, and from the elementary
conceptions of the understanding.
This attempt to introduce a complete revolution in the procedure of
metaphysics, after the example of the geometricians and natural
philosophers, constitutes the aim of the Critique of Pure Speculative Reason.
It is a treatise on the method to be followed, not a system of the science
itself. But, at the same time, it marks out and defines both the external
boundaries and the internal structure of this science. For pure speculative
reason has this peculiarity, that, in choosing the various objects of thought,
it is able to define the limits of its own faculties, and even to give a
complete enumeration of the possible modes of proposing problems to itself, and
thus to sketch out the entire system of metaphysics. For, on the one hand, in
cognition à priori, nothing must be attributed to the objects but what
the thinking subject derives from itself; and, on the other hand, reason is, in
regard to the principles of cognition, a perfectly distinct, independent unity,
in which, as in an organized body, every member exists for the sake of the
others, and all for the sake of each, so that no principle can be viewed, with
safety, in one relationship, unless it is, at the same time, viewed in relation
to the total use of pure reason. Hence, too, metaphysics has this singular
advantage—an advantage which falls to the lot of no other science which
has to do with objects—that, if once it is conducted into the sure
path of science, by means of this criticism, it can then take in the whole
sphere of its cognitions, and can thus complete its work, and leave it for the
use of posterity, as a capital which can never receive fresh accessions. For
metaphysics has to deal only with principles and with the limitations of its
own employment as determined by these principles. To this perfection it is,
therefore, bound, as the fundamental science, to attain, and to it the maxim
may justly be applied:
Nil actum reputans, si quid superesset agendum.
But, it will be asked, what kind of a treasure is this that we propose to
bequeath to posterity? What is the real value of this system of metaphysics,
purified by criticism, and thereby reduced to a permanent condition? A cursory
view of the present work will lead to the supposition that its use is merely
negative, that it only serves to warn us against venturing, with
speculative reason, beyond the limits of experience. This is, in fact, its
primary use. But this, at once, assumes a positive value, when we
observe that the principles with which speculative reason endeavours to
transcend its limits lead inevitably, not to the extension, but to the
contraction of the use of reason, inasmuch as they threaten to extend
the limits of sensibility, which is their proper sphere, over the entire realm
of thought and, thus, to supplant the pure (practical) use of reason. So far,
then, as this criticism is occupied in confining speculative reason within its
proper bounds, it is only negative; but, inasmuch as it thereby, at the same
time, removes an obstacle which impedes and even threatens to destroy the use
of practical reason, it possesses a positive and very important value. In order
to admit this, we have only to be convinced that there is an absolutely
necessary use of pure reason—the moral use—in which it inevitably
transcends the limits of sensibility, without the aid of speculation, requiring
only to be insured against the effects of a speculation which would involve it
in contradiction with itself. To deny the positive advantage of the service
which this criticism renders us would be as absurd as to maintain that the
system of police is productive of no positive benefit, since its main business
is to prevent the violence which citizen has to apprehend from citizen, that so
each may pursue his vocation in peace and security. That space and time are
only forms of sensible intuition, and hence are only conditions of the
existence of things as phenomena; that, moreover, we have no conceptions of the
understanding, and, consequently, no elements for the cognition of things,
except in so far as a corresponding intuition can be given to these
conceptions; that, accordingly, we can have no cognition of an object, as a
thing in itself, but only as an object of sensible intuition, that is, as
phenomenon—all this is proved in the analytical part of the Critique; and
from this the limitation of all possible speculative cognition to the mere
objects of experience, follows as a necessary result. At the same time,
it must be carefully borne in mind that, while we surrender the power of
cognizing, we still reserve the power of thinking objects, as
things in themselves.[7] For, otherwise, we should require to
affirm the existence of an appearance, without something that
appears—which would be absurd. Now let us suppose, for a moment, that we
had not undertaken this criticism and, accordingly, had not drawn the necessary
distinction between things as objects of experience and things as they are in
themselves. The principle of causality, and, by consequence, the mechanism of
nature as determined by causality, would then have absolute validity in
relation to all things as efficient causes. I should then be unable to assert,
with regard to one and the same being, e.g., the human soul, that its will is
free, and yet, at the same time, subject to natural necessity, that is,
not free, without falling into a palpable contradiction, for in both
propositions I should take the soul in the same signification, as a
thing in general, as a thing in itself—as, without previous criticism, I
could not but take it. Suppose now, on the other hand, that we have
undertaken this criticism, and have learnt that an object may be taken in
two senses, first, as a phenomenon, secondly, as a thing in itself; and
that, according to the deduction of the conceptions of the understanding, the
principle of causality has reference only to things in the first sense. We then
see how it does not involve any contradiction to assert, on the one hand, that
the will, in the phenomenal sphere—in visible action—is necessarily
obedient to the law of nature, and, in so far, not free; and, on the
other hand, that, as belonging to a thing in itself, it is not subject to that
law, and, accordingly, is free. Now, it is true that I cannot, by means
of speculative reason, and still less by empirical observation, cognize
my soul as a thing in itself and consequently, cannot cognize liberty as the
property of a being to which I ascribe effects in the world of sense. For, to
do so, I must cognize this being as existing, and yet not in time,
which—since I cannot support my conception by any intuition—is
impossible. At the same time, while I cannot cognize, I can quite well
think freedom, that is to say, my representation of it involves at least
no contradiction, if we bear in mind the critical distinction of the two modes
of representation (the sensible and the intellectual) and the consequent
limitation of the conceptions of the pure understanding and of the principles
which flow from them. Suppose now that morality necessarily presupposed
liberty, in the strictest sense, as a property of our will; suppose that reason
contained certain practical, original principles à priori, which were
absolutely impossible without this presupposition; and suppose, at the same
time, that speculative reason had proved that liberty was incapable of being
thought at all. It would then follow that the moral presupposition must give
way to the speculative affirmation, the opposite of which involves an obvious
contradiction, and that liberty and, with it, morality must yield to the
mechanism of nature; for the negation of morality involves no
contradiction, except on the presupposition of liberty. Now morality does not
require the speculative cognition of liberty; it is enough that I can think it,
that its conception involves no contradiction, that it does not interfere with
the mechanism of nature. But even this requirement we could not satisfy, if we
had not learnt the twofold sense in which things may be taken; and it is only
in this way that the doctrine of morality and the doctrine of nature are
confined within their proper limits. For this result, then, we are indebted to
a criticism which warns us of our unavoidable ignorance with regard to things
in themselves, and establishes the necessary limitation of our theoretical
cognition to mere phenomena.
[7] In
order to cognize an object, I must be able to prove its possibility,
either from its reality as attested by experience, or à priori, by means
of reason. But I can think what I please, provided only I do not
contradict myself; that is, provided my conception is a possible thought,
though I may be unable to answer for the existence of a corresponding object in
the sum of possibilities. But something more is required before I can attribute
to such a conception objective validity, that is real possibility—the
other possibility being merely logical. We are not, however, confined to
theoretical sources of cognition for the means of satisfying this additional
requirement, but may derive them from practical sources.
The positive value of the critical principles of pure reason in relation to the
conception of God and of the simple nature of the soul,
admits of a similar exemplification; but on this point I shall not dwell. I
cannot even make the assumption—as the practical interests of morality
require—of God, freedom, and immortality, if I do not deprive speculative
reason of its pretensions to transcendent insight. For to arrive at these, it
must make use of principles which, in fact, extend only to the objects of
possible experience, and which cannot be applied to objects beyond this sphere
without converting them into phenomena, and thus rendering the practical
extension of pure reason impossible. I must, therefore, abolish
knowledge, to make room for belief. The dogmatism of metaphysics,
that is, the presumption that it is possible to advance in metaphysics without
previous criticism, is the true source of the unbelief (always dogmatic) which
militates against morality.
Thus, while it may be no very difficult task to bequeath a legacy to posterity,
in the shape of a system of metaphysics constructed in accordance with the
Critique of Pure Reason, still the value of such a bequest is not to be
depreciated. It will render an important service to reason, by substituting the
certainty of scientific method for that random groping after results without
the guidance of principles, which has hitherto characterized the pursuit of
metaphysical studies. It will render an important service to the inquiring mind
of youth, by leading the student to apply his powers to the cultivation of
genuine science, instead of wasting them, as at present, on speculations which
can never lead to any result, or on the idle attempt to invent new ideas and
opinions. But, above all, it will confer an inestimable benefit on morality and
religion, by showing that all the objections urged against them may be silenced
for ever by the Socratic method, that is to say, by proving the
ignorance of the objector. For, as the world has never been, and, no doubt,
never will be without a system of metaphysics of one kind or another, it is the
highest and weightiest concern of philosophy to render it powerless for harm,
by closing up the sources of error.
This important change in the field of the sciences, this loss of its fancied
possessions, to which speculative reason must submit, does not prove in any way
detrimental to the general interests of humanity. The advantages which the
world has derived from the teachings of pure reason are not at all impaired.
The loss falls, in its whole extent, on the monopoly of the schools, but
does not in the slightest degree touch the interests of mankind. I
appeal to the most obstinate dogmatist, whether the proof of the continued
existence of the soul after death, derived from the simplicity of its
substance; of the freedom of the will in opposition to the general mechanism of
nature, drawn from the subtle but impotent distinction of subjective and
objective practical necessity; or of the existence of God, deduced from the
conception of an ens realissimum—the contingency of the
changeable, and the necessity of a prime mover, has ever been able to pass
beyond the limits of the schools, to penetrate the public mind, or to exercise
the slightest influence on its convictions. It must be admitted that this has
not been the case and that, owing to the unfitness of the common understanding
for such subtle speculations, it can never be expected to take place. On the
contrary, it is plain that the hope of a future life arises from the
feeling, which exists in the breast of every man, that the temporal is
inadequate to meet and satisfy the demands of his nature. In like manner, it
cannot be doubted that the clear exhibition of duties in opposition to all the
claims of inclination, gives rise to the consciousness of freedom, and
that the glorious order, beauty, and providential care, everywhere displayed in
nature, give rise to the belief in a wise and great Author of the Universe.
Such is the genesis of these general convictions of mankind, so far as they
depend on rational grounds; and this public property not only remains
undisturbed, but is even raised to greater importance, by the doctrine that the
schools have no right to arrogate to themselves a more profound insight into a
matter of general human concernment than that to which the great mass of men,
ever held by us in the highest estimation, can without difficulty attain, and
that the schools should, therefore, confine themselves to the elaboration of
these universally comprehensible and, from a moral point of view, amply
satisfactory proofs. The change, therefore, affects only the arrogant
pretensions of the schools, which would gladly retain, in their own exclusive
possession, the key to the truths which they impart to the public.
Quod mecum nescit, solus vult scire videri.
At the same time it does not deprive the speculative philosopher of his just
title to be the sole depositor of a science which benefits the public without
its knowledge—I mean, the Critique of Pure Reason. This can never become
popular and, indeed, has no occasion to be so; for finespun arguments in favour
of useful truths make just as little impression on the public mind as the
equally subtle objections brought against these truths. On the other hand,
since both inevitably force themselves on every man who rises to the height of
speculation, it becomes the manifest duty of the schools to enter upon a
thorough investigation of the rights of speculative reason and, thus, to
prevent the scandal which metaphysical controversies are sure, sooner or later,
to cause even to the masses. It is only by criticism that metaphysicians (and,
as such, theologians too) can be saved from these controversies and from the
consequent perversion of their doctrines. Criticism alone can strike a blow at
the root of materialism, fatalism, atheism, free-thinking, fanaticism, and
superstition, which are universally injurious—as well as of idealism and
scepticism, which are dangerous to the schools, but can scarcely pass over to
the public. If governments think proper to interfere with the affairs of the
learned, it would be more consistent with a wise regard for the interests of
science, as well as for those of society, to favour a criticism of this kind,
by which alone the labours of reason can be established on a firm basis, than
to support the ridiculous despotism of the schools, which raise a loud cry of
danger to the public over the destruction of cobwebs, of which the public has
never taken any notice, and the loss of which, therefore, it can never feel.
This critical science is not opposed to the dogmatic procedure of reason
in pure cognition; for pure cognition must always be dogmatic, that is, must
rest on strict demonstration from sure principles à priori—but to
dogmatism, that is, to the presumption that it is possible to make any
progress with a pure cognition, derived from (philosophical) conceptions,
according to the principles which reason has long been in the habit of
employing—without first inquiring in what way and by what right reason
has come into the possession of these principles. Dogmatism is thus the
dogmatic procedure of pure reason without previous criticism of its own
powers, and in opposing this procedure, we must not be supposed to lend any
countenance to that loquacious shallowness which arrogates to itself the name
of popularity, nor yet to scepticism, which makes short work with the whole
science of metaphysics. On the contrary, our criticism is the necessary
preparation for a thoroughly scientific system of metaphysics which must
perform its task entirely à priori, to the complete satisfaction of
speculative reason, and must, therefore, be treated, not popularly, but
scholastically. In carrying out the plan which the Critique prescribes, that
is, in the future system of metaphysics, we must have recourse to the strict
method of the celebrated WOLF, the greatest of all dogmatic
philosophers. He was the first to point out the necessity of establishing fixed
principles, of clearly defining our conceptions, and of subjecting our
demonstrations to the most severe scrutiny, instead of rashly jumping at
conclusions. The example which he set served to awaken that spirit of profound
and thorough investigation which is not yet extinct in Germany. He would have
been peculiarly well fitted to give a truly scientific character to
metaphysical studies, had it occurred to him to prepare the field by a
criticism of the organum, that is, of pure reason itself. That he failed
to perceive the necessity of such a procedure must be ascribed to the dogmatic
mode of thought which characterized his age, and on this point the philosophers
of his time, as well as of all previous times, have nothing to reproach each
other with. Those who reject at once the method of Wolf, and of the Critique of
Pure Reason, can have no other aim but to shake off the fetters of
science, to change labour into sport, certainty into opinion, and
philosophy into philodoxy.
In this second edition, I have endeavoured, as far as possible, to
remove the difficulties and obscurity which, without fault of mine perhaps,
have given rise to many misconceptions even among acute thinkers. In the
propositions themselves, and in the demonstrations by which they are supported,
as well as in the form and the entire plan of the work, I have found nothing to
alter; which must be attributed partly to the long examination to which I had
subjected the whole before offering it to the public and partly to the nature
of the case. For pure speculative reason is an organic structure in which there
is nothing isolated or independent, but every Single part is essential to all
the rest; and hence, the slightest imperfection, whether defect or positive
error, could not fail to betray itself in use. I venture, further, to hope,
that this system will maintain the same unalterable character for the future. I
am led to entertain this confidence, not by vanity, but by the evidence which
the equality of the result affords, when we proceed, first, from the simplest
elements up to the complete whole of pure reason and, and then, backwards from
the whole to each part. We find that the attempt to make the slightest
alteration, in any part, leads inevitably to contradictions, not merely in this
system, but in human reason itself. At the same time, there is still much room
for improvement in the exposition of the doctrines contained in this
work. In the present edition, I have endeavoured to remove misapprehensions of
the æsthetical part, especially with regard to the conception of time; to clear
away the obscurity which has been found in the deduction of the conceptions of
the understanding; to supply the supposed want of sufficient evidence in the
demonstration of the principles of the pure understanding; and, lastly, to
obviate the misunderstanding of the paralogisms which immediately precede the
Rational Psychology. Beyond this point—the end of the second main
division of the “Transcendental Dialectic”—I have not
extended my alterations,[8] partly from want of time, and partly
because I am not aware that any portion of the remainder has given rise to
misconceptions among intelligent and impartial critics, whom I do not here
mention with that praise which is their due, but who will find that their
suggestions have been attended to in the work itself.
[8] The
only addition, properly so called—and that only in the method of
proof—which I have made in the present edition, consists of a new
refutation of psychological Idealism, and a strict
demonstration—the only one possible, as I believe—of the objective
reality of external intuition. However harmless idealism may be
considered—although in reality it is not so—in regard to the
essential ends of metaphysics, it must still remain a scandal to philosophy and
to the general human reason to be obliged to assume, as an article of mere
belief, the existence of things external to ourselves (from which, yet, we
derive the whole material of cognition for the internal sense), and not to be
able to oppose a satisfactory proof to any one who may call it in question. As
there is some obscurity of expression in the demonstration as it stands in the
text, I propose to alter the passage in question as follows: “But this
permanent cannot be an intuition in me. For all the determining grounds of my
existence which can be found in me are representations and, as such, do
themselves require a permanent, distinct from them, which may determine my
existence in relation to their changes, that is, my existence in time, wherein
they change.” It may, probably, be urged in opposition to this proof
that, after all, I am only conscious immediately of that which is in me, that
is, of my representation of external things, and that, consequently, it
must always remain uncertain whether anything corresponding to this
representation does or does not exist externally to me. But I am conscious,
through internal experience, of my existence in time
(consequently, also, of the determinability of the former in the latter), and
that is more than the simple consciousness of my representation. It is, in
fact, the same as the empirical consciousness of my existence, which can
only be determined in relation to something, which, while connected with my
existence, is external to me. This consciousness of my existence in time
is, therefore, identical with the consciousness of a relation to something
external to me, and it is, therefore, experience, not fiction, sense, not
imagination, which inseparably connects the external with my internal sense.
For the external sense is, in itself, the relation of intuition to something
real, external to me; and the reality of this something, as opposed to the mere
imagination of it, rests solely on its inseparable connection with internal
experience as the condition of its possibility. If with the intellectual
consciousness of my existence, in the representation: I am, which
accompanies all my judgements, and all the operations of my understanding, I
could, at the same time, connect a determination of my existence by
intellectual intuition, then the consciousness of a relation to
something external to me would not be necessary. But the internal intuition in
which alone my existence can be determined, though preceded by that purely
intellectual consciousness, is itself sensible and attached to the condition of
time. Hence this determination of my existence, and consequently my internal
experience itself, must depend on something permanent which is not in me, which
can be, therefore, only in something external to me, to which I must look upon
myself as being related. Thus the reality of the external sense is necessarily
connected with that of the internal, in order to the possibility of experience
in general; that is, I am just as certainly conscious that there are things
external to me related to my sense as I am that I myself exist as determined in
time. But in order to ascertain to what given intuitions objects, external me,
really correspond, in other words, what intuitions belong to the external sense
and not to imagination, I must have recourse, in every particular case, to
those rules according to which experience in general (even internal experience)
is distinguished from imagination, and which are always based on the
proposition that there really is an external experience.—We may add the
remark that the representation of something permanent in existence, is
not the same thing as the permanent representation; for a representation
may be very variable and changing—as all our representations, even that
of matter, are—and yet refer to something permanent, which must,
therefore, be distinct from all my representations and external to me, the
existence of which is necessarily included in the determination of my own
existence, and with it constitutes one experience—an experience
which would not even be possible internally, if it were not also at the same
time, in part, external. To the question How? we are no more able to
reply, than we are, in general, to think the stationary in time, the
coexistence of which with the variable, produces the conception of change.
In attempting to render the exposition of my views as intelligible as possible,
I have been compelled to leave out or abridge various passages which were not
essential to the completeness of the work, but which many readers might
consider useful in other respects, and might be unwilling to miss. This
trifling loss, which could not be avoided without swelling the book beyond due
limits, may be supplied, at the pleasure of the reader, by a comparison with
the first edition, and will, I hope, be more than compensated for by the
greater clearness of the exposition as it now stands.
I have observed, with pleasure and thankfulness, in the pages of various
reviews and treatises, that the spirit of profound and thorough investigation
is not extinct in Germany, though it may have been overborne and silenced for a
time by the fashionable tone of a licence in thinking, which gives itself the
airs of genius, and that the difficulties which beset the paths of criticism
have not prevented energetic and acute thinkers from making themselves masters
of the science of pure reason to which these paths conduct—a science
which is not popular, but scholastic in its character, and which alone can hope
for a lasting existence or possess an abiding value. To these deserving men,
who so happily combine profundity of view with a talent for lucid
exposition—a talent which I myself am not conscious of possessing—I
leave the task of removing any obscurity which may still adhere to the
statement of my doctrines. For, in this case, the danger is not that of being
refuted, but of being misunderstood. For my own part, I must henceforward
abstain from controversy, although I shall carefully attend to all suggestions,
whether from friends or adversaries, which may be of use in the future
elaboration of the system of this Propædeutic. As, during these labours, I have
advanced pretty far in years this month I reach my sixty-fourth year—it
will be necessary for me to economize time, if I am to carry out my plan of
elaborating the metaphysics of nature as well as of morals, in confirmation of
the correctness of the principles established in this Critique of Pure Reason,
both speculative and practical; and I must, therefore, leave the task of
clearing up the obscurities of the present work—inevitable, perhaps, at
the outset—as well as, the defence of the whole, to those deserving men,
who have made my system their own. A philosophical system cannot come forward
armed at all points like a mathematical treatise, and hence it may be quite
possible to take objection to particular passages, while the organic structure
of the system, considered as a unity, has no danger to apprehend. But few
possess the ability, and still fewer the inclination, to take a comprehensive
view of a new system. By confining the view to particular passages, taking
these out of their connection and comparing them with one another, it is easy
to pick out apparent contradictions, especially in a work written with any
freedom of style. These contradictions place the work in an unfavourable light
in the eyes of those who rely on the judgement of others, but are easily
reconciled by those who have mastered the idea of the whole. If a theory
possesses stability in itself, the action and reaction which seemed at first to
threaten its existence serve only, in the course of time, to smooth down any
superficial roughness or inequality, and—if men of insight, impartiality,
and truly popular gifts, turn their attention to it—to secure to it, in a
short time, the requisite elegance also.
KÖNIGSBERG, April 1787.
Introduction
I. Of the difference between Pure and Empirical
Knowledge
That all our knowledge begins with experience there can be no doubt. For how is
it possible that the faculty of cognition should be awakened into exercise
otherwise than by means of objects which affect our senses, and partly of
themselves produce representations, partly rouse our powers of understanding
into activity, to compare to connect, or to separate these, and so to convert
the raw material of our sensuous impressions into a knowledge of objects, which
is called experience? In respect of time, therefore, no knowledge of ours is
antecedent to experience, but begins with it.
But, though all our knowledge begins with experience, it by no means follows
that all arises out of experience. For, on the contrary, it is quite possible
that our empirical knowledge is a compound of that which we receive through
impressions, and that which the faculty of cognition supplies from itself
(sensuous impressions giving merely the occasion), an addition which we cannot
distinguish from the original element given by sense, till long practice has
made us attentive to, and skilful in separating it. It is, therefore, a
question which requires close investigation, and not to be answered at first
sight, whether there exists a knowledge altogether independent of experience,
and even of all sensuous impressions? Knowledge of this kind is called à
priori, in contradistinction to empirical knowledge, which has its sources à
posteriori, that is, in experience.
But the expression, “à priori,” is not as yet definite enough
adequately to indicate the whole meaning of the question above started. For, in
speaking of knowledge which has its sources in experience, we are wont to say,
that this or that may be known à priori, because we do not derive this
knowledge immediately from experience, but from a general rule, which, however,
we have itself borrowed from experience. Thus, if a man undermined his house,
we say, “he might know à priori that it would have fallen;” that
is, he needed not to have waited for the experience that it did actually fall.
But still, à priori, he could not know even this much. For, that bodies are
heavy, and, consequently, that they fall when their supports are taken away,
must have been known to him previously, by means of experience.
By the term “knowledge à priori,” therefore, we shall in the sequel
understand, not such as is independent of this or that kind of experience, but
such as is absolutely so of all experience. Opposed to this is empirical
knowledge, or that which is possible only à posteriori, that is, through
experience. Knowledge à priori is either pure or impure. Pure knowledge à
priori is that with which no empirical element is mixed up. For example, the
proposition, “Every change has a cause,” is a proposition à priori,
but impure, because change is a conception which can only be derived from
experience.
II. The Human Intellect, even in an Unphilosophical
State, is in Possession of Certain Cognitions “à priori”.
The question now is as to a criterion, by which we may securely distinguish a
pure from an empirical cognition. Experience no doubt teaches us that this or
that object is constituted in such and such a manner, but not that it could not
possibly exist otherwise. Now, in the first place, if we have a proposition
which contains the idea of necessity in its very conception, it is priori. If,
moreover, it is not derived from any other proposition, unless from one equally
involving the idea of necessity, it is absolutely priori. Secondly, an
empirical judgement never exhibits strict and absolute, but only assumed and
comparative universality (by induction); therefore, the most we can say
is—so far as we have hitherto observed, there is no exception to this or
that rule. If, on the other hand, a judgement carries with it strict and
absolute universality, that is, admits of no possible exception, it is not
derived from experience, but is valid absolutely à priori.
Empirical universality is, therefore, only an arbitrary extension of validity,
from that which may be predicated of a proposition valid in most cases, to that
which is asserted of a proposition which holds good in all; as, for example, in
the affirmation, “All bodies are heavy.” When, on the contrary,
strict universality characterizes a judgement, it necessarily indicates another
peculiar source of knowledge, namely, a faculty of cognition à priori.
Necessity and strict universality, therefore, are infallible tests for
distinguishing pure from empirical knowledge, and are inseparably connected
with each other. But as in the use of these criteria the empirical limitation
is sometimes more easily detected than the contingency of the judgement, or the
unlimited universality which we attach to a judgement is often a more
convincing proof than its necessity, it may be advisable to use the criteria
separately, each being by itself infallible.
Now, that in the sphere of human cognition we have judgements which are
necessary, and in the strictest sense universal, consequently pure à priori, it
will be an easy matter to show. If we desire an example from the sciences, we
need only take any proposition in mathematics. If we cast our eyes upon the
commonest operations of the understanding, the proposition, “Every change
must have a cause,” will amply serve our purpose. In the latter case,
indeed, the conception of a cause so plainly involves the conception of a
necessity of connection with an effect, and of a strict universality of the
law, that the very notion of a cause would entirely disappear, were we to
derive it, like Hume, from a frequent association of what happens with that
which precedes; and the habit thence originating of connecting
representations—the necessity inherent in the judgement being therefore
merely subjective. Besides, without seeking for such examples of principles
existing à priori in cognition, we might easily show that such principles are
the indispensable basis of the possibility of experience itself, and
consequently prove their existence à priori. For whence could our experience
itself acquire certainty, if all the rules on which it depends were themselves
empirical, and consequently fortuitous? No one, therefore, can admit the
validity of the use of such rules as first principles. But, for the present, we
may content ourselves with having established the fact, that we do possess and
exercise a faculty of pure à priori cognition; and, secondly, with having
pointed out the proper tests of such cognition, namely, universality and
necessity.
Not only in judgements, however, but even in conceptions, is an à priori origin
manifest. For example, if we take away by degrees from our conceptions of a
body all that can be referred to mere sensuous experience—colour,
hardness or softness, weight, even impenetrability—the body will then
vanish; but the space which it occupied still remains, and this it is utterly
impossible to annihilate in thought. Again, if we take away, in like manner,
from our empirical conception of any object, corporeal or incorporeal, all
properties which mere experience has taught us to connect with it, still we
cannot think away those through which we cogitate it as substance, or adhering
to substance, although our conception of substance is more determined than that
of an object. Compelled, therefore, by that necessity with which the conception
of substance forces itself upon us, we must confess that it has its seat in our
faculty of cognition à priori.
III. Philosophy stands in need of a Science which
shall Determine the Possibility, Principles, and Extent of Human Knowledge
“à priori”
Of far more importance than all that has been above said, is the consideration
that certain of our cognitions rise completely above the sphere of all possible
experience, and by means of conceptions, to which there exists in the whole
extent of experience no corresponding object, seem to extend the range of our
judgements beyond its bounds. And just in this transcendental or supersensible
sphere, where experience affords us neither instruction nor guidance, lie the
investigations of reason, which, on account of their importance, we consider
far preferable to, and as having a far more elevated aim than, all that the
understanding can achieve within the sphere of sensuous phenomena. So high a
value do we set upon these investigations, that even at the risk of error, we
persist in following them out, and permit neither doubt nor disregard nor
indifference to restrain us from the pursuit. These unavoidable problems of
mere pure reason are God, freedom (of will), and immortality. The science
which, with all its preliminaries, has for its especial object the solution of
these problems is named metaphysics—a science which is at the very outset
dogmatical, that is, it confidently takes upon itself the execution of this
task without any previous investigation of the ability or inability of reason
for such an undertaking.
Now the safe ground of experience being thus abandoned, it seems nevertheless
natural that we should hesitate to erect a building with the cognitions we
possess, without knowing whence they come, and on the strength of principles,
the origin of which is undiscovered. Instead of thus trying to build without a
foundation, it is rather to be expected that we should long ago have put the
question, how the understanding can arrive at these à priori cognitions, and
what is the extent, validity, and worth which they may possess? We say,
“This is natural enough,” meaning by the word natural, that which
is consistent with a just and reasonable way of thinking; but if we understand
by the term, that which usually happens, nothing indeed could be more natural
and more comprehensible than that this investigation should be left long
unattempted. For one part of our pure knowledge, the science of mathematics,
has been long firmly established, and thus leads us to form flattering
expectations with regard to others, though these may be of quite a different
nature. Besides, when we get beyond the bounds of experience, we are of course
safe from opposition in that quarter; and the charm of widening the range of
our knowledge is so great that, unless we are brought to a standstill by some
evident contradiction, we hurry on undoubtingly in our course. This, however,
may be avoided, if we are sufficiently cautious in the construction of our
fictions, which are not the less fictions on that account.
Mathematical science affords us a brilliant example, how far, independently of
all experience, we may carry our à priori knowledge. It is true that the
mathematician occupies himself with objects and cognitions only in so far as
they can be represented by means of intuition. But this circumstance is easily
overlooked, because the said intuition can itself be given à priori, and
therefore is hardly to be distinguished from a mere pure conception. Deceived
by such a proof of the power of reason, we can perceive no limits to the
extension of our knowledge. The light dove cleaving in free flight the thin
air, whose resistance it feels, might imagine that her movements would be far
more free and rapid in airless space. Just in the same way did Plato,
abandoning the world of sense because of the narrow limits it sets to the
understanding, venture upon the wings of ideas beyond it, into the void space
of pure intellect. He did not reflect that he made no real progress by all his
efforts; for he met with no resistance which might serve him for a support, as
it were, whereon to rest, and on which he might apply his powers, in order to
let the intellect acquire momentum for its progress. It is, indeed, the common
fate of human reason in speculation, to finish the imposing edifice of thought
as rapidly as possible, and then for the first time to begin to examine whether
the foundation is a solid one or no. Arrived at this point, all sorts of
excuses are sought after, in order to console us for its want of stability, or
rather, indeed, to enable Us to dispense altogether with so late and dangerous
an investigation. But what frees us during the process of building from all
apprehension or suspicion, and flatters us into the belief of its solidity, is
this. A great part, perhaps the greatest part, of the business of our reason
consists in the analysation of the conceptions which we already possess of
objects. By this means we gain a multitude of cognitions, which although really
nothing more than elucidations or explanations of that which (though in a
confused manner) was already thought in our conceptions, are, at least in
respect of their form, prized as new introspections; whilst, so far as regards
their matter or content, we have really made no addition to our conceptions,
but only disinvolved them. But as this process does furnish a real priori
knowledge, which has a sure progress and useful results, reason, deceived by
this, slips in, without being itself aware of it, assertions of a quite
different kind; in which, to given conceptions it adds others, à priori indeed,
but entirely foreign to them, without our knowing how it arrives at these, and,
indeed, without such a question ever suggesting itself. I shall therefore at
once proceed to examine the difference between these two modes of knowledge.
IV. Of the Difference Between Analytical and
Synthetical Judgements.
In all judgements wherein the relation of a subject to the predicate is
cogitated (I mention affirmative judgements only here; the application to
negative will be very easy), this relation is possible in two different ways.
Either the predicate B belongs to the subject A, as somewhat which is contained
(though covertly) in the conception A; or the predicate B lies completely out
of the conception A, although it stands in connection with it. In the first
instance, I term the judgement analytical, in the second, synthetical.
Analytical judgements (affirmative) are therefore those in which the connection
of the predicate with the subject is cogitated through identity; those in which
this connection is cogitated without identity, are called synthetical
judgements. The former may be called explicative, the latter augmentative
judgements; because the former add in the predicate nothing to the conception
of the subject, but only analyse it into its constituent conceptions, which
were thought already in the subject, although in a confused manner; the latter
add to our conceptions of the subject a predicate which was not contained in
it, and which no analysis could ever have discovered therein. For example, when
I say, “All bodies are extended,” this is an analytical judgement.
For I need not go beyond the conception of body in order to find extension
connected with it, but merely analyse the conception, that is, become conscious
of the manifold properties which I think in that conception, in order to
discover this predicate in it: it is therefore an analytical judgement. On the
other hand, when I say, “All bodies are heavy,” the predicate is
something totally different from that which I think in the mere conception of a
body. By the addition of such a predicate, therefore, it becomes a synthetical
judgement.
Judgements of experience, as such, are always synthetical. For it would be
absurd to think of grounding an analytical judgement on experience, because in
forming such a judgement I need not go out of the sphere of my conceptions, and
therefore recourse to the testimony of experience is quite unnecessary. That
“bodies are extended” is not an empirical judgement, but a
proposition which stands firm à priori. For before addressing myself to
experience, I already have in my conception all the requisite conditions for
the judgement, and I have only to extract the predicate from the conception,
according to the principle of contradiction, and thereby at the same time
become conscious of the necessity of the judgement, a necessity which I could
never learn from experience. On the other hand, though at first I do not at all
include the predicate of weight in my conception of body in general, that
conception still indicates an object of experience, a part of the totality of
experience, to which I can still add other parts; and this I do when I
recognize by observation that bodies are heavy. I can cognize beforehand by
analysis the conception of body through the characteristics of extension,
impenetrability, shape, etc., all which are cogitated in this conception. But
now I extend my knowledge, and looking back on experience from which I had
derived this conception of body, I find weight at all times connected with the
above characteristics, and therefore I synthetically add to my conceptions this
as a predicate, and say, “All bodies are heavy.” Thus it is
experience upon which rests the possibility of the synthesis of the predicate
of weight with the conception of body, because both conceptions, although the
one is not contained in the other, still belong to one another (only
contingently, however), as parts of a whole, namely, of experience, which is
itself a synthesis of intuitions.
But to synthetical judgements à priori, such aid is entirely wanting. If I go
out of and beyond the conception A, in order to recognize another B as
connected with it, what foundation have I to rest on, whereby to render the
synthesis possible? I have here no longer the advantage of looking out in the
sphere of experience for what I want. Let us take, for example, the
proposition, “Everything that happens has a cause.” In the
conception of “something that happens,” I indeed think an existence
which a certain time antecedes, and from this I can derive analytical
judgements. But the conception of a cause lies quite out of the above
conception, and indicates something entirely different from “that which
happens,” and is consequently not contained in that conception. How then
am I able to assert concerning the general conception—“that which
happens”—something entirely different from that conception, and to
recognize the conception of cause although not contained in it, yet as
belonging to it, and even necessarily? what is here the unknown = X, upon which
the understanding rests when it believes it has found, out of the conception A
a foreign predicate B, which it nevertheless considers to be connected with it?
It cannot be experience, because the principle adduced annexes the two
representations, cause and effect, to the representation existence, not only
with universality, which experience cannot give, but also with the expression
of necessity, therefore completely à priori and from pure conceptions. Upon
such synthetical, that is augmentative propositions, depends the whole aim of
our speculative knowledge à priori; for although analytical judgements are
indeed highly important and necessary, they are so, only to arrive at that
clearness of conceptions which is requisite for a sure and extended synthesis,
and this alone is a real acquisition.
V. In all Theoretical Sciences of Reason, Synthetical
Judgements “à priori” are contained as Principles.
1. Mathematical judgements are always synthetical. Hitherto this fact, though
incontestably true and very important in its consequences, seems to have
escaped the analysts of the human mind, nay, to be in complete opposition to
all their conjectures. For as it was found that mathematical conclusions all
proceed according to the principle of contradiction (which the nature of every
apodeictic certainty requires), people became persuaded that the fundamental
principles of the science also were recognized and admitted in the same way.
But the notion is fallacious; for although a synthetical proposition can
certainly be discerned by means of the principle of contradiction, this is
possible only when another synthetical proposition precedes, from which the
latter is deduced, but never of itself.
Before all, be it observed, that proper mathematical propositions are always
judgements à priori, and not empirical, because they carry along with them the
conception of necessity, which cannot be given by experience. If this be
demurred to, it matters not; I will then limit my assertion to pure
mathematics, the very conception of which implies that it consists of knowledge
altogether non-empirical and à priori.
We might, indeed at first suppose that the proposition 7 + 5 = 12 is a merely
analytical proposition, following (according to the principle of contradiction)
from the conception of a sum of seven and five. But if we regard it more
narrowly, we find that our conception of the sum of seven and five contains
nothing more than the uniting of both sums into one, whereby it cannot at all
be cogitated what this single number is which embraces both. The conception of
twelve is by no means obtained by merely cogitating the union of seven and
five; and we may analyse our conception of such a possible sum as long as we
will, still we shall never discover in it the notion of twelve. We must go
beyond these conceptions, and have recourse to an intuition which corresponds
to one of the two—our five fingers, for example, or like Segner in his
Arithmetic five points, and so by degrees, add the units contained in the five
given in the intuition, to the conception of seven. For I first take the number
7, and, for the conception of 5 calling in the aid of the fingers of my hand as
objects of intuition, I add the units, which I before took together to make up
the number 5, gradually now by means of the material image my hand, to the
number 7, and by this process, I at length see the number 12 arise. That 7
should be added to 5, I have certainly cogitated in my conception of a sum = 7
+ 5, but not that this sum was equal to 12. Arithmetical propositions are
therefore always synthetical, of which we may become more clearly convinced by
trying large numbers. For it will thus become quite evident that, turn and
twist our conceptions as we may, it is impossible, without having recourse to
intuition, to arrive at the sum total or product by means of the mere analysis
of our conceptions. Just as little is any principle of pure geometry
analytical. “A straight line between two points is the shortest,”
is a synthetical proposition. For my conception of straight contains no notion
of quantity, but is merely qualitative. The conception of the shortest is
therefore fore wholly an addition, and by no analysis can it be extracted from
our conception of a straight line. Intuition must therefore here lend its aid,
by means of which, and thus only, our synthesis is possible.
Some few principles preposited by geometricians are, indeed, really analytical,
and depend on the principle of contradiction. They serve, however, like
identical propositions, as links in the chain of method, not as
principles—for example, a = a, the whole is equal to itself, or (a+b)
—> a, the whole is greater than its part. And yet even these principles
themselves, though they derive their validity from pure conceptions, are only
admitted in mathematics because they can be presented in intuition. What causes
us here commonly to believe that the predicate of such apodeictic judgements is
already contained in our conception, and that the judgement is therefore
analytical, is merely the equivocal nature of the expression. We must join in
thought a certain predicate to a given conception, and this necessity cleaves
already to the conception. But the question is, not what we must join in
thought to the given conception, but what we really think therein, though only
obscurely, and then it becomes manifest that the predicate pertains to these
conceptions, necessarily indeed, yet not as thought in the conception itself,
but by virtue of an intuition, which must be added to the conception.
2. The science of natural philosophy (physics) contains in itself synthetical
judgements à priori, as principles. I shall adduce two propositions. For
instance, the proposition, “In all changes of the material world, the
quantity of matter remains unchanged”; or, that, “In all
communication of motion, action and reaction must always be equal.” In
both of these, not only is the necessity, and therefore their origin à priori
clear, but also that they are synthetical propositions. For in the conception
of matter, I do not cogitate its permanency, but merely its presence in space,
which it fills. I therefore really go out of and beyond the conception of
matter, in order to think on to it something à priori, which I did not think in
it. The proposition is therefore not analytical, but synthetical, and
nevertheless conceived à priori; and so it is with regard to the other
propositions of the pure part of natural philosophy.
3. As to metaphysics, even if we look upon it merely as an attempted science,
yet, from the nature of human reason, an indispensable one, we find that it
must contain synthetical propositions à priori. It is not merely the duty of
metaphysics to dissect, and thereby analytically to illustrate the conceptions
which we form à priori of things; but we seek to widen the range of our à
priori knowledge. For this purpose, we must avail ourselves of such principles
as add something to the original conception—something not identical with,
nor contained in it, and by means of synthetical judgements à priori, leave far
behind us the limits of experience; for example, in the proposition, “the
world must have a beginning,” and such like. Thus metaphysics, according
to the proper aim of the science, consists merely of synthetical propositions à
priori.
VI. The Universal Problem of Pure Reason.
It is extremely advantageous to be able to bring a number of investigations
under the formula of a single problem. For in this manner, we not only
facilitate our own labour, inasmuch as we define it clearly to ourselves, but
also render it more easy for others to decide whether we have done justice to
our undertaking. The proper problem of pure reason, then, is contained in the
question: “How are synthetical judgements à priori possible?”
That metaphysical science has hitherto remained in so vacillating a state of
uncertainty and contradiction, is only to be attributed to the fact that this
great problem, and perhaps even the difference between analytical and
synthetical judgements, did not sooner suggest itself to philosophers. Upon the
solution of this problem, or upon sufficient proof of the impossibility of
synthetical knowledge à priori, depends the existence or downfall of the
science of metaphysics. Among philosophers, David Hume came the nearest of all
to this problem; yet it never acquired in his mind sufficient precision, nor
did he regard the question in its universality. On the contrary, he stopped
short at the synthetical proposition of the connection of an effect with its
cause (principium causalitatis), insisting that such proposition à priori was
impossible. According to his conclusions, then, all that we term metaphysical
science is a mere delusion, arising from the fancied insight of reason into
that which is in truth borrowed from experience, and to which habit has given
the appearance of necessity. Against this assertion, destructive to all pure
philosophy, he would have been guarded, had he had our problem before his eyes
in its universality. For he would then have perceived that, according to his
own argument, there likewise could not be any pure mathematical science, which
assuredly cannot exist without synthetical propositions à priori—an
absurdity from which his good understanding must have saved him.
In the solution of the above problem is at the same time comprehended the
possibility of the use of pure reason in the foundation and construction of all
sciences which contain theoretical knowledge à priori of objects, that is to
say, the answer to the following questions:
How is pure mathematical science possible?
How is pure natural science possible?
Respecting these sciences, as they do certainly exist, it may with propriety be
asked, how they are possible?—for that they must be possible is shown by
the fact of their really existing.[9] But as to metaphysics, the miserable
progress it has hitherto made, and the fact that of no one system yet brought
forward, far as regards its true aim, can it be said that this science really
exists, leaves any one at liberty to doubt with reason the very possibility of
its existence.
[9]
As to the existence of pure natural science, or physics, perhaps many may still
express doubts. But we have only to look at the different propositions which
are commonly treated of at the commencement of proper (empirical) physical
science—those, for example, relating to the permanence of the same
quantity of matter, the vis inertiae, the equality of action and reaction,
etc.—to be soon convinced that they form a science of pure physics
(physica pura, or rationalis), which well deserves to be separately exposed as
a special science, in its whole extent, whether that be great or confined.
Yet, in a certain sense, this kind of knowledge must unquestionably be looked
upon as given; in other words, metaphysics must be considered as really
existing, if not as a science, nevertheless as a natural disposition of the
human mind (metaphysica naturalis). For human reason, without any instigations
imputable to the mere vanity of great knowledge, unceasingly progresses, urged
on by its own feeling of need, towards such questions as cannot be answered by
any empirical application of reason, or principles derived therefrom; and so
there has ever really existed in every man some system of metaphysics. It will
always exist, so soon as reason awakes to the exercise of its power of
speculation. And now the question arises: “How is metaphysics, as a
natural disposition, possible?” In other words, how, from the nature of
universal human reason, do those questions arise which pure reason proposes to
itself, and which it is impelled by its own feeling of need to answer as well
as it can?
But as in all the attempts hitherto made to answer the questions which reason
is prompted by its very nature to propose to itself, for example, whether the
world had a beginning, or has existed from eternity, it has always met with
unavoidable contradictions, we must not rest satisfied with the mere natural
disposition of the mind to metaphysics, that is, with the existence of the
faculty of pure reason, whence, indeed, some sort of metaphysical system always
arises; but it must be possible to arrive at certainty in regard to the
question whether we know or do not know the things of which metaphysics treats.
We must be able to arrive at a decision on the subjects of its questions, or on
the ability or inability of reason to form any judgement respecting them; and
therefore either to extend with confidence the bounds of our pure reason, or to
set strictly defined and safe limits to its action. This last question, which
arises out of the above universal problem, would properly run thus: “How
is metaphysics possible as a science?”
Thus, the critique of reason leads at last, naturally and necessarily, to
science; and, on the other hand, the dogmatical use of reason without criticism
leads to groundless assertions, against which others equally specious can
always be set, thus ending unavoidably in scepticism.
Besides, this science cannot be of great and formidable prolixity, because it
has not to do with objects of reason, the variety of which is inexhaustible,
but merely with Reason herself and her problems; problems which arise out of
her own bosom, and are not proposed to her by the nature of outward things, but
by her own nature. And when once Reason has previously become able completely
to understand her own power in regard to objects which she meets with in
experience, it will be easy to determine securely the extent and limits of her
attempted application to objects beyond the confines of experience.
We may and must, therefore, regard the attempts hitherto made to establish
metaphysical science dogmatically as non-existent. For what of analysis, that
is, mere dissection of conceptions, is contained in one or other, is not the
aim of, but only a preparation for metaphysics proper, which has for its object
the extension, by means of synthesis, of our à priori knowledge. And for this
purpose, mere analysis is of course useless, because it only shows what is
contained in these conceptions, but not how we arrive, à priori, at them; and
this it is her duty to show, in order to be able afterwards to determine their
valid use in regard to all objects of experience, to all knowledge in general.
But little self-denial, indeed, is needed to give up these pretensions, seeing
the undeniable, and in the dogmatic mode of procedure, inevitable
contradictions of Reason with herself, have long since ruined the reputation of
every system of metaphysics that has appeared up to this time. It will require
more firmness to remain undeterred by difficulty from within, and opposition
from without, from endeavouring, by a method quite opposed to all those
hitherto followed, to further the growth and fruitfulness of a science
indispensable to human reason—a science from which every branch it has
borne may be cut away, but whose roots remain indestructible.
VII. Idea and Division of a Particular Science, under
the Name of a Critique of Pure Reason.
From all that has been said, there results the idea of a particular science,
which may be called the Critique of Pure Reason. For reason is the faculty
which furnishes us with the principles of knowledge à priori. Hence, pure
reason is the faculty which contains the principles of cognizing anything
absolutely à priori. An organon of pure reason would be a compendium of those
principles according to which alone all pure cognitions à priori can be
obtained. The completely extended application of such an organon would afford
us a system of pure reason. As this, however, is demanding a great deal, and it
is yet doubtful whether any extension of our knowledge be here possible, or, if
so, in what cases; we can regard a science of the mere criticism of pure
reason, its sources and limits, as the propædeutic to a system of pure reason.
Such a science must not be called a doctrine, but only a critique of pure
reason; and its use, in regard to speculation, would be only negative, not to
enlarge the bounds of, but to purify, our reason, and to shield it against
error—which alone is no little gain. I apply the term transcendental to
all knowledge which is not so much occupied with objects as with the mode of
our cognition of these objects, so far as this mode of cognition is possible à
priori. A system of such conceptions would be called transcendental philosophy.
But this, again, is still beyond the bounds of our present essay. For as such a
science must contain a complete exposition not only of our synthetical à
priori, but of our analytical à priori knowledge, it is of too wide a range for
our present purpose, because we do not require to carry our analysis any
farther than is necessary to understand, in their full extent, the principles
of synthesis à priori, with which alone we have to do. This investigation,
which we cannot properly call a doctrine, but only a transcendental critique,
because it aims not at the enlargement, but at the correction and guidance, of
our knowledge, and is to serve as a touchstone of the worth or worthlessness of
all knowledge à priori, is the sole object of our present essay. Such a
critique is consequently, as far as possible, a preparation for an organon; and
if this new organon should be found to fail, at least for a canon of pure
reason, according to which the complete system of the philosophy of pure
reason, whether it extend or limit the bounds of that reason, might one day be
set forth both analytically and synthetically. For that this is possible, nay,
that such a system is not of so great extent as to preclude the hope of its
ever being completed, is evident. For we have not here to do with the nature of
outward objects, which is infinite, but solely with the mind, which judges of
the nature of objects, and, again, with the mind only in respect of its
cognition à priori. And the object of our investigations, as it is not to be
sought without, but, altogether within, ourselves, cannot remain concealed, and
in all probability is limited enough to be completely surveyed and fairly
estimated, according to its worth or worthlessness. Still less let the reader
here expect a critique of books and systems of pure reason; our present object
is exclusively a critique of the faculty of pure reason itself. Only when we
make this critique our foundation, do we possess a pure touchstone for
estimating the philosophical value of ancient and modern writings on this
subject; and without this criterion, the incompetent historian or judge decides
upon and corrects the groundless assertions of others with his own, which have
themselves just as little foundation.
Transcendental philosophy is the idea of a science, for which the Critique of
Pure Reason must sketch the whole plan architectonically, that is, from
principles, with a full guarantee for the validity and stability of all the
parts which enter into the building. It is the system of all the principles of
pure reason. If this Critique itself does not assume the title of
transcendental philosophy, it is only because, to be a complete system, it
ought to contain a full analysis of all human knowledge à priori. Our critique
must, indeed, lay before us a complete enumeration of all the radical
conceptions which constitute the said pure knowledge. But from the complete
analysis of these conceptions themselves, as also from a complete investigation
of those derived from them, it abstains with reason; partly because it would be
deviating from the end in view to occupy itself with this analysis, since this
process is not attended with the difficulty and insecurity to be found in the
synthesis, to which our critique is entirely devoted, and partly because it
would be inconsistent with the unity of our plan to burden this essay with the
vindication of the completeness of such an analysis and deduction, with which,
after all, we have at present nothing to do. This completeness of the analysis
of these radical conceptions, as well as of the deduction from the conceptions
à priori which may be given by the analysis, we can, however, easily attain,
provided only that we are in possession of all these radical conceptions, which
are to serve as principles of the synthesis, and that in respect of this main
purpose nothing is wanting.
To the Critique of Pure Reason, therefore, belongs all that constitutes
transcendental philosophy; and it is the complete idea of transcendental
philosophy, but still not the science itself; because it only proceeds so far
with the analysis as is necessary to the power of judging completely of our
synthetical knowledge à priori.
The principal thing we must attend to, in the division of the parts of a
science like this, is that no conceptions must enter it which contain aught
empirical; in other words, that the knowledge à priori must be completely pure.
Hence, although the highest principles and fundamental conceptions of morality
are certainly cognitions à priori, yet they do not belong to transcendental
philosophy; because, though they certainly do not lay the conceptions of pain,
pleasure, desires, inclinations, etc. (which are all of empirical origin), at
the foundation of its precepts, yet still into the conception of duty—as
an obstacle to be overcome, or as an incitement which should not be made into a
motive—these empirical conceptions must necessarily enter, in the
construction of a system of pure morality. Transcendental philosophy is
consequently a philosophy of the pure and merely speculative reason. For all
that is practical, so far as it contains motives, relates to feelings, and
these belong to empirical sources of cognition.
If we wish to divide this science from the universal point of view of a science
in general, it ought to comprehend, first, a Doctrine of the Elements, and,
secondly, a Doctrine of the Method of pure reason. Each of these main divisions
will have its subdivisions, the separate reasons for which we cannot here
particularize. Only so much seems necessary, by way of introduction of
premonition, that there are two sources of human knowledge (which probably
spring from a common, but to us unknown root), namely, sense and understanding.
By the former, objects are given to us; by the latter, thought. So far as the
faculty of sense may contain representations à priori, which form the
conditions under which objects are given, in so far it belongs to
transcendental philosophy. The transcendental doctrine of sense must form the
first part of our science of elements, because the conditions under which alone
the objects of human knowledge are given must precede those under which they
are thought.
I. TRANSCENDENTAL DOCTRINE OF ELEMENTS.
FIRST PART. TRANSCENDENTAL ÆSTHETIC.
§ I. Introductory.
In whatsoever mode, or by whatsoever means, our knowledge may relate to
objects, it is at least quite clear that the only manner in which it
immediately relates to them is by means of an intuition. To this as the
indispensable groundwork, all thought points. But an intuition can take place
only in so far as the object is given to us. This, again, is only possible, to
man at least, on condition that the object affect the mind in a certain manner.
The capacity for receiving representations (receptivity) through the mode in
which we are affected by objects, objects, is called sensibility. By means of
sensibility, therefore, objects are given to us, and it alone furnishes us with
intuitions; by the understanding they are thought, and from it arise
conceptions. But an thought must directly, or indirectly, by means of certain
signs, relate ultimately to intuitions; consequently, with us, to sensibility,
because in no other way can an object be given to us.
The effect of an object upon the faculty of representation, so far as we are
affected by the said object, is sensation. That sort of intuition which relates
to an object by means of sensation is called an empirical intuition. The
undetermined object of an empirical intuition is called phenomenon. That which
in the phenomenon corresponds to the sensation, I term its matter; but that
which effects that the content of the phenomenon can be arranged under certain
relations, I call its form. But that in which our sensations are merely
arranged, and by which they are susceptible of assuming a certain form, cannot
be itself sensation. It is, then, the matter of all phenomena that is given to
us à posteriori; the form must lie ready à priori for them in the mind, and
consequently can be regarded separately from all sensation.
I call all representations pure, in the transcendental meaning of the word,
wherein nothing is met with that belongs to sensation. And accordingly we find
existing in the mind à priori, the pure form of sensuous intuitions in general,
in which all the manifold content of the phenomenal world is arranged and
viewed under certain relations. This pure form of sensibility I shall call pure
intuition. Thus, if I take away from our representation of a body all that the
understanding thinks as belonging to it, as substance, force, divisibility,
etc., and also whatever belongs to sensation, as impenetrability, hardness,
colour, etc.; yet there is still something left us from this empirical
intuition, namely, extension and shape. These belong to pure intuition, which
exists à priori in the mind, as a mere form of sensibility, and without any
real object of the senses or any sensation.
The science of all the principles of sensibility à priori, I call
transcendental æsthetic.[10] There must, then, be such a science
forming the first part of the transcendental doctrine of elements, in
contradistinction to that part which contains the principles of pure thought,
and which is called transcendental logic.
[10]
The Germans are the only people who at present use this word to indicate what
others call the critique of taste. At the foundation of this term lies the
disappointed hope, which the eminent analyst, Baumgarten, conceived, of
subjecting the criticism of the beautiful to principles of reason, and so of
elevating its rules into a science. But his endeavours were vain. For the said
rules or criteria are, in respect to their chief sources, merely empirical,
consequently never can serve as determinate laws à priori, by which our
judgement in matters of taste is to be directed. It is rather our judgement
which forms the proper test as to the correctness of the principles. On this
account it is advisable to give up the use of the term as designating the
critique of taste, and to apply it solely to that doctrine, which is true
science—the science of the laws of sensibility—and thus come nearer
to the language and the sense of the ancients in their well-known division of
the objects of cognition into aiotheta kai noeta, or to share it with
speculative philosophy, and employ it partly in a transcendental, partly in a
psychological signification.
In the science of transcendental æsthetic accordingly, we shall first isolate
sensibility or the sensuous faculty, by separating from it all that is annexed
to its perceptions by the conceptions of understanding, so that nothing be left
but empirical intuition. In the next place we shall take away from this
intuition all that belongs to sensation, so that nothing may remain but pure
intuition, and the mere form of phenomena, which is all that the sensibility
can afford à priori. From this investigation it will be found that there are
two pure forms of sensuous intuition, as principles of knowledge à priori,
namely, space and time. To the consideration of these we shall now proceed.
SECTION I. Of Space.
§ 2. Metaphysical Exposition of this Conception.
By means of the external sense (a property of the mind), we represent to
ourselves objects as without us, and these all in space. Herein alone are their
shape, dimensions, and relations to each other determined or determinable. The
internal sense, by means of which the mind contemplates itself or its internal
state, gives, indeed, no intuition of the soul as an object; yet there is
nevertheless a determinate form, under which alone the contemplation of our
internal state is possible, so that all which relates to the inward
determinations of the mind is represented in relations of time. Of time we
cannot have any external intuition, any more than we can have an internal
intuition of space. What then are time and space? Are they real existences? Or,
are they merely relations or determinations of things, such, however, as would
equally belong to these things in themselves, though they should never become
objects of intuition; or, are they such as belong only to the form of
intuition, and consequently to the subjective constitution of the mind, without
which these predicates of time and space could not be attached to any object?
In order to become informed on these points, we shall first give an exposition
of the conception of space. By exposition, I mean the clear, though not
detailed, representation of that which belongs to a conception; and an
exposition is metaphysical when it contains that which represents the
conception as given à priori.
1. Space is not a conception which has been derived from outward experiences.
For, in order that certain sensations may relate to something without me (that
is, to something which occupies a different part of space from that in which I
am); in like manner, in order that I may represent them not merely as without,
of, and near to each other, but also in separate places, the representation of
space must already exist as a foundation. Consequently, the representation of
space cannot be borrowed from the relations of external phenomena through
experience; but, on the contrary, this external experience is itself only
possible through the said antecedent representation.
2. Space then is a necessary representation à priori, which serves for the
foundation of all external intuitions. We never can imagine or make a
representation to ourselves of the non-existence of space, though we may easily
enough think that no objects are found in it. It must, therefore, be considered
as the condition of the possibility of phenomena, and by no means as a
determination dependent on them, and is a representation à priori, which
necessarily supplies the basis for external phenomena.
3. Space is no discursive, or as we say, general conception of the relations of
things, but a pure intuition. For, in the first place, we can only represent to
ourselves one space, and, when we talk of divers spaces, we mean only parts of
one and the same space. Moreover, these parts cannot antecede this one
all-embracing space, as the component parts from which the aggregate can be
made up, but can be cogitated only as existing in it. Space is essentially one,
and multiplicity in it, consequently the general notion of spaces, of this or
that space, depends solely upon limitations. Hence it follows that an à priori
intuition (which is not empirical) lies at the root of all our conceptions of
space. Thus, moreover, the principles of geometry—for example, that
“in a triangle, two sides together are greater than the third,” are
never deduced from general conceptions of line and triangle, but from
intuition, and this à priori, with apodeictic certainty.
4. Space is represented as an infinite given quantity. Now every conception
must indeed be considered as a representation which is contained in an infinite
multitude of different possible representations, which, therefore, comprises
these under itself; but no conception, as such, can be so conceived, as if it
contained within itself an infinite multitude of representations. Nevertheless,
space is so conceived of, for all parts of space are equally capable of being
produced to infinity. Consequently, the original representation of space is an
intuition à priori, and not a conception.
§ 3. Transcendental Exposition of the Conception of
Space.
By a transcendental exposition, I mean the explanation of a conception, as a
principle, whence can be discerned the possibility of other synthetical à
priori cognitions. For this purpose, it is requisite, firstly, that such
cognitions do really flow from the given conception; and, secondly, that the
said cognitions are only possible under the presupposition of a given mode of
explaining this conception.
Geometry is a science which determines the properties of space synthetically,
and yet à priori. What, then, must be our representation of space, in order
that such a cognition of it may be possible? It must be originally intuition,
for from a mere conception, no propositions can be deduced which go out beyond
the conception, and yet this happens in geometry. (Introd. V.) But this
intuition must be found in the mind à priori, that is, before any perception of
objects, consequently must be pure, not empirical, intuition. For geometrical
principles are always apodeictic, that is, united with the consciousness of
their necessity, as: “Space has only three dimensions.” But
propositions of this kind cannot be empirical judgements, nor conclusions from
them. (Introd. II.) Now, how can an external intuition anterior to objects
themselves, and in which our conception of objects can be determined à priori,
exist in the human mind? Obviously not otherwise than in so far as it has its
seat in the subject only, as the formal capacity of the subject’s being
affected by objects, and thereby of obtaining immediate representation, that
is, intuition; consequently, only as the form of the external sense in general.
Thus it is only by means of our explanation that the possibility of geometry,
as a synthetical science à priori, becomes comprehensible. Every mode of
explanation which does not show us this possibility, although in appearance it
may be similar to ours, can with the utmost certainty be distinguished from it
by these marks.
§ 4. Conclusions from the foregoing Conceptions.
(a) Space does not represent any property of objects as things in themselves,
nor does it represent them in their relations to each other; in other words,
space does not represent to us any determination of objects such as attaches to
the objects themselves, and would remain, even though all subjective conditions
of the intuition were abstracted. For neither absolute nor relative
determinations of objects can be intuited prior to the existence of the things
to which they belong, and therefore not à priori.
(b) Space is nothing else than the form of all phenomena of the external sense,
that is, the subjective condition of the sensibility, under which alone
external intuition is possible. Now, because the receptivity or capacity of the
subject to be affected by objects necessarily antecedes all intuitions of these
objects, it is easily understood how the form of all phenomena can be given in
the mind previous to all actual perceptions, therefore à priori, and how it, as
a pure intuition, in which all objects must be determined, can contain
principles of the relations of these objects prior to all experience.
It is therefore from the human point of view only that we can speak of space,
extended objects, etc. If we depart from the subjective condition, under which
alone we can obtain external intuition, or, in other words, by means of which
we are affected by objects, the representation of space has no meaning
whatsoever. This predicate is only applicable to things in so far as they
appear to us, that is, are objects of sensibility. The constant form of this
receptivity, which we call sensibility, is a necessary condition of all
relations in which objects can be intuited as existing without us, and when
abstraction of these objects is made, is a pure intuition, to which we give the
name of space. It is clear that we cannot make the special conditions of
sensibility into conditions of the possibility of things, but only of the
possibility of their existence as far as they are phenomena. And so we may
correctly say that space contains all which can appear to us externally, but
not all things considered as things in themselves, be they intuited or not, or
by whatsoever subject one will. As to the intuitions of other thinking beings,
we cannot judge whether they are or are not bound by the same conditions which
limit our own intuition, and which for us are universally valid. If we join the
limitation of a judgement to the conception of the subject, then the judgement
will possess unconditioned validity. For example, the proposition, “All
objects are beside each other in space,” is valid only under the
limitation that these things are taken as objects of our sensuous intuition.
But if I join the condition to the conception and say, “All things, as
external phenomena, are beside each other in space,” then the rule is
valid universally, and without any limitation. Our expositions, consequently,
teach the reality (i.e., the objective validity) of space in regard of all
which can be presented to us externally as object, and at the same time also
the ideality of space in regard to objects when they are considered by means of
reason as things in themselves, that is, without reference to the constitution
of our sensibility. We maintain, therefore, the empirical reality of space in
regard to all possible external experience, although we must admit its
transcendental ideality; in other words, that it is nothing, so soon as we
withdraw the condition upon which the possibility of all experience depends and
look upon space as something that belongs to things in themselves.
But, with the exception of space, there is no representation, subjective and
referring to something external to us, which could be called objective à
priori. For there are no other subjective representations from which we can
deduce synthetical propositions à priori, as we can from the intuition of
space. (See § 3.) Therefore, to speak accurately, no ideality whatever belongs
to these, although they agree in this respect with the representation of space,
that they belong merely to the subjective nature of the mode of sensuous
perception; such a mode, for example, as that of sight, of hearing, and of
feeling, by means of the sensations of colour, sound, and heat, but which,
because they are only sensations and not intuitions, do not of themselves give
us the cognition of any object, least of all, an à priori cognition. My
purpose, in the above remark, is merely this: to guard any one against
illustrating the asserted ideality of space by examples quite insufficient, for
example, by colour, taste, etc.; for these must be contemplated not as
properties of things, but only as changes in the subject, changes which may be
different in different men. For, in such a case, that which is originally a
mere phenomenon, a rose, for example, is taken by the empirical understanding
for a thing in itself, though to every different eye, in respect of its colour,
it may appear different. On the contrary, the transcendental conception of
phenomena in space is a critical admonition, that, in general, nothing which is
intuited in space is a thing in itself, and that space is not a form which
belongs as a property to things; but that objects are quite unknown to us in
themselves, and what we call outward objects, are nothing else but mere
representations of our sensibility, whose form is space, but whose real
correlate, the thing in itself, is not known by means of these representations,
nor ever can be, but respecting which, in experience, no inquiry is ever made.
SECTION II. Of Time.
§ 5. Metaphysical Exposition of this Conception.
1. Time is not an empirical conception. For neither coexistence nor succession
would be perceived by us, if the representation of time did not exist as a
foundation à priori. Without this presupposition we could not represent to
ourselves that things exist together at one and the same time, or at different
times, that is, contemporaneously, or in succession.
2. Time is a necessary representation, lying at the foundation of all our
intuitions. With regard to phenomena in general, we cannot think away time from
them, and represent them to ourselves as out of and unconnected with time, but
we can quite well represent to ourselves time void of phenomena. Time is
therefore given à priori. In it alone is all reality of phenomena possible.
These may all be annihilated in thought, but time itself, as the universal
condition of their possibility, cannot be so annulled.
3. On this necessity à priori is also founded the possibility of apodeictic
principles of the relations of time, or axioms of time in general, such as:
“Time has only one dimension,” “Different times are not
coexistent but successive” (as different spaces are not successive but
coexistent). These principles cannot be derived from experience, for it would
give neither strict universality, nor apodeictic certainty. We should only be
able to say, “so common experience teaches us,” but not “it
must be so.” They are valid as rules, through which, in general,
experience is possible; and they instruct us respecting experience, and not by
means of it.
4. Time is not a discursive, or as it is called, general conception, but a pure
form of the sensuous intuition. Different times are merely parts of one and the
same time. But the representation which can only be given by a single object is
an intuition. Besides, the proposition that different times cannot be
coexistent could not be derived from a general conception. For this proposition
is synthetical, and therefore cannot spring out of conceptions alone. It is
therefore contained immediately in the intuition and representation of time.
5. The infinity of time signifies nothing more than that every determined
quantity of time is possible only through limitations of one time lying at the
foundation. Consequently, the original representation, time, must be given as
unlimited. But as the determinate representation of the parts of time and of
every quantity of an object can only be obtained by limitation, the complete
representation of time must not be furnished by means of conceptions, for these
contain only partial representations. Conceptions, on the contrary, must have
immediate intuition for their basis.
§ 6 Transcendental Exposition of the Conception of
Time.
I may here refer to what is said above (§ 5, 3), where, for or sake of brevity,
I have placed under the head of metaphysical exposition, that which is properly
transcendental. Here I shall add that the conception of change, and with it the
conception of motion, as change of place, is possible only through and in the
representation of time; that if this representation were not an intuition
(internal) à priori, no conception, of whatever kind, could render
comprehensible the possibility of change, in other words, of a conjunction of
contradictorily opposed predicates in one and the same object, for example, the
presence of a thing in a place and the non-presence of the same thing in the
same place. It is only in time that it is possible to meet with two
contradictorily opposed determinations in one thing, that is, after each other.
Thus our conception of time explains the possibility of so much synthetical
knowledge à priori, as is exhibited in the general doctrine of motion, which is
not a little fruitful.
§ 7. Conclusions from the above Conceptions.
(a) Time is not something which subsists of itself, or which inheres in things
as an objective determination, and therefore remains, when abstraction is made
of the subjective conditions of the intuition of things. For in the former
case, it would be something real, yet without presenting to any power of
perception any real object. In the latter case, as an order or determination
inherent in things themselves, it could not be antecedent to things, as their
condition, nor discerned or intuited by means of synthetical propositions à
priori. But all this is quite possible when we regard time as merely the
subjective condition under which all our intuitions take place. For in that
case, this form of the inward intuition can be represented prior to the
objects, and consequently à priori.
(b) Time is nothing else than the form of the internal sense, that is, of the
intuitions of self and of our internal state. For time cannot be any
determination of outward phenomena. It has to do neither with shape nor
position; on the contrary, it determines the relation of representations in our
internal state. And precisely because this internal intuition presents to us no
shape or form, we endeavour to supply this want by analogies, and represent the
course of time by a line progressing to infinity, the content of which
constitutes a series which is only of one dimension; and we conclude from the
properties of this line as to all the properties of time, with this single
exception, that the parts of the line are coexistent, whilst those of time are
successive. From this it is clear also that the representation of time is
itself an intuition, because all its relations can be expressed in an external
intuition.
(c) Time is the formal condition à priori of all phenomena whatsoever. Space,
as the pure form of external intuition, is limited as a condition à priori to
external phenomena alone. On the other hand, because all representations,
whether they have or have not external things for their objects, still in
themselves, as determinations of the mind, belong to our internal state; and
because this internal state is subject to the formal condition of the internal
intuition, that is, to time—time is a condition à priori of all phenomena
whatsoever—the immediate condition of all internal, and thereby the
mediate condition of all external phenomena. If I can say à priori, “All
outward phenomena are in space, and determined à priori according to the
relations of space,” I can also, from the principle of the internal
sense, affirm universally, “All phenomena in general, that is, all
objects of the senses, are in time and stand necessarily in relations of
time.”
If we abstract our internal intuition of ourselves and all external intuitions,
possible only by virtue of this internal intuition and presented to us by our
faculty of representation, and consequently take objects as they are in
themselves, then time is nothing. It is only of objective validity in regard to
phenomena, because these are things which we regard as objects of our senses.
It no longer objective we, make abstraction of the sensuousness of our
intuition, in other words, of that mode of representation which is peculiar to
us, and speak of things in general. Time is therefore merely a subjective
condition of our (human) intuition (which is always sensuous, that is, so far
as we are affected by objects), and in itself, independently of the mind or
subject, is nothing. Nevertheless, in respect of all phenomena, consequently of
all things which come within the sphere of our experience, it is necessarily
objective. We cannot say, “All things are in time,” because in this
conception of things in general, we abstract and make no mention of any sort of
intuition of things. But this is the proper condition under which time belongs
to our representation of objects. If we add the condition to the conception,
and say, “All things, as phenomena, that is, objects of sensuous
intuition, are in time,” then the proposition has its sound objective
validity and universality à priori.
What we have now set forth teaches, therefore, the empirical reality of time;
that is, its objective validity in reference to all objects which can ever be
presented to our senses. And as our intuition is always sensuous, no object
ever can be presented to us in experience, which does not come under the
conditions of time. On the other hand, we deny to time all claim to absolute
reality; that is, we deny that it, without having regard to the form of our
sensuous intuition, absolutely inheres in things as a condition or property.
Such properties as belong to objects as things in themselves never can be
presented to us through the medium of the senses. Herein consists, therefore,
the transcendental ideality of time, according to which, if we abstract the
subjective conditions of sensuous intuition, it is nothing, and cannot be
reckoned as subsisting or inhering in objects as things in themselves,
independently of its relation to our intuition. This ideality, like that of
space, is not to be proved or illustrated by fallacious analogies with
sensations, for this reason—that in such arguments or illustrations, we
make the presupposition that the phenomenon, in which such and such predicates
inhere, has objective reality, while in this case we can only find such an
objective reality as is itself empirical, that is, regards the object as a mere
phenomenon. In reference to this subject, see the remark in Section I (§ 4)
§ 8. Elucidation.
Against this theory, which grants empirical reality to time, but denies to it
absolute and transcendental reality, I have heard from intelligent men an
objection so unanimously urged that I conclude that it must naturally present
itself to every reader to whom these considerations are novel. It runs thus:
“Changes are real” (this the continual change in our own
representations demonstrates, even though the existence of all external
phenomena, together with their changes, is denied). Now, changes are only
possible in time, and therefore time must be something real. But there is no
difficulty in answering this. I grant the whole argument. Time, no doubt, is
something real, that is, it is the real form of our internal intuition. It
therefore has subjective reality, in reference to our internal experience, that
is, I have really the representation of time and of my determinations therein.
Time, therefore, is not to be regarded as an object, but as the mode of
representation of myself as an object. But if I could intuite myself, or be
intuited by another being, without this condition of sensibility, then those
very determinations which we now represent to ourselves as changes, would
present to us a knowledge in which the representation of time, and consequently
of change, would not appear. The empirical reality of time, therefore, remains,
as the condition of all our experience. But absolute reality, according to what
has been said above, cannot be granted it. Time is nothing but the form of our
internal intuition.[11] If we take away from it the special
condition of our sensibility, the conception of time also vanishes; and it
inheres not in the objects themselves, but solely in the subject (or mind)
which intuites them.
[11]
I can indeed say “my representations follow one another, or are
successive”; but this means only that we are conscious of them as in a
succession, that is, according to the form of the internal sense. Time,
therefore, is not a thing in itself, nor is it any objective determination
pertaining to, or inherent in things.
But the reason why this objection is so unanimously brought against our
doctrine of time, and that too by disputants who cannot start any intelligible
arguments against the doctrine of the ideality of space, is this—they
have no hope of demonstrating apodeictically the absolute reality of space,
because the doctrine of idealism is against them, according to which the
reality of external objects is not capable of any strict proof. On the other
hand, the reality of the object of our internal sense (that is, myself and my
internal state) is clear immediately through consciousness. The
former—external objects in space—might be a mere delusion, but the
latter—the object of my internal perception—is undeniably real.
They do not, however, reflect that both, without question of their reality as
representations, belong only to the genus phenomenon, which has always two
aspects, the one, the object considered as a thing in itself, without regard to
the mode of intuiting it, and the nature of which remains for this very reason
problematical, the other, the form of our intuition of the object, which must
be sought not in the object as a thing in itself, but in the subject to which
it appears—which form of intuition nevertheless belongs really and
necessarily to the phenomenal object.
Time and space are, therefore, two sources of knowledge, from which, à priori,
various synthetical cognitions can be drawn. Of this we find a striking example
in the cognitions of space and its relations, which form the foundation of pure
mathematics. They are the two pure forms of all intuitions, and thereby make
synthetical propositions à priori possible. But these sources of knowledge
being merely conditions of our sensibility, do therefore, and as such, strictly
determine their own range and purpose, in that they do not and cannot present
objects as things in themselves, but are applicable to them solely in so far as
they are considered as sensuous phenomena. The sphere of phenomena is the only
sphere of their validity, and if we venture out of this, no further objective
use can be made of them. For the rest, this formal reality of time and space
leaves the validity of our empirical knowledge unshaken; for our certainty in
that respect is equally firm, whether these forms necessarily inhere in the
things themselves, or only in our intuitions of them. On the other hand, those
who maintain the absolute reality of time and space, whether as essentially
subsisting, or only inhering, as modifications, in things, must find themselves
at utter variance with the principles of experience itself. For, if they decide
for the first view, and make space and time into substances, this being the
side taken by mathematical natural philosophers, they must admit two
self-subsisting nonentities, infinite and eternal, which exist (yet without
there being anything real) for the purpose of containing in themselves
everything that is real. If they adopt the second view of inherence, which is
preferred by some metaphysical natural philosophers, and regard space and time
as relations (contiguity in space or succession in time), abstracted from
experience, though represented confusedly in this state of separation, they
find themselves in that case necessitated to deny the validity of mathematical
doctrines à priori in reference to real things (for example, in space)—at
all events their apodeictic certainty. For such certainty cannot be found in an
à posteriori proposition; and the conceptions à priori of space and time are,
according to this opinion, mere creations of the imagination, having their
source really in experience, inasmuch as, out of relations abstracted from
experience, imagination has made up something which contains, indeed, general
statements of these relations, yet of which no application can be made without
the restrictions attached thereto by nature. The former of these parties gains
this advantage, that they keep the sphere of phenomena free for mathematical
science. On the other hand, these very conditions (space and time) embarrass
them greatly, when the understanding endeavours to pass the limits of that
sphere. The latter has, indeed, this advantage, that the representations of
space and time do not come in their way when they wish to judge of objects, not
as phenomena, but merely in their relation to the understanding. Devoid,
however, of a true and objectively valid à priori intuition, they can neither
furnish any basis for the possibility of mathematical cognitions à priori, nor
bring the propositions of experience into necessary accordance with those of
mathematics. In our theory of the true nature of these two original forms of
the sensibility, both difficulties are surmounted.
In conclusion, that transcendental æsthetic cannot contain any more than these
two elements—space and time, is sufficiently obvious from the fact that
all other conceptions appertaining to sensibility, even that of motion, which
unites in itself both elements, presuppose something empirical. Motion, for
example, presupposes the perception of something movable. But space considered
in itself contains nothing movable, consequently motion must be something which
is found in space only through experience—in other words, an empirical
datum. In like manner, transcendental æsthetic cannot number the conception of
change among its data à priori; for time itself does not change, but only
something which is in time. To acquire the conception of change, therefore, the
perception of some existing object and of the succession of its determinations,
in one word, experience, is necessary.
§ 9. General Remarks on Transcendental Æsthetic.
I. In order to prevent any misunderstanding, it will be requisite, in the first
place, to recapitulate, as clearly as possible, what our opinion is with
respect to the fundamental nature of our sensuous cognition in general. We have
intended, then, to say that all our intuition is nothing but the representation
of phenomena; that the things which we intuite, are not in themselves the same
as our representations of them in intuition, nor are their relations in
themselves so constituted as they appear to us; and that if we take away the
subject, or even only the subjective constitution of our senses in general,
then not only the nature and relations of objects in space and time, but even
space and time themselves disappear; and that these, as phenomena, cannot exist
in themselves, but only in us. What may be the nature of objects considered as
things in themselves and without reference to the receptivity of our
sensibility is quite unknown to us. We know nothing more than our mode of
perceiving them, which is peculiar to us, and which, though not of necessity
pertaining to every animated being, is so to the whole human race. With this
alone we have to do. Space and time are the pure forms thereof; sensation the
matter. The former alone can we cognize à priori, that is, antecedent to all
actual perception; and for this reason such cognition is called pure intuition.
The latter is that in our cognition which is called cognition à posteriori,
that is, empirical intuition. The former appertain absolutely and necessarily
to our sensibility, of whatsoever kind our sensations may be; the latter may be
of very diversified character. Supposing that we should carry our empirical
intuition even to the very highest degree of clearness, we should not thereby
advance one step nearer to a knowledge of the constitution of objects as things
in themselves. For we could only, at best, arrive at a complete cognition of
our own mode of intuition, that is of our sensibility, and this always under
the conditions originally attaching to the subject, namely, the conditions of
space and time; while the question: “What are objects considered as
things in themselves?” remains unanswerable even after the most thorough
examination of the phenomenal world.
To say, then, that all our sensibility is nothing but the confused
representation of things containing exclusively that which belongs to them as
things in themselves, and this under an accumulation of characteristic marks
and partial representations which we cannot distinguish in consciousness, is a
falsification of the conception of sensibility and phenomenization, which
renders our whole doctrine thereof empty and useless. The difference between a
confused and a clear representation is merely logical and has nothing to do
with content. No doubt the conception of right, as employed by a sound
understanding, contains all that the most subtle investigation could unfold
from it, although, in the ordinary practical use of the word, we are not
conscious of the manifold representations comprised in the conception. But we
cannot for this reason assert that the ordinary conception is a sensuous one,
containing a mere phenomenon, for right cannot appear as a phenomenon; but the
conception of it lies in the understanding, and represents a property (the
moral property) of actions, which belongs to them in themselves. On the other
hand, the representation in intuition of a body contains nothing which could
belong to an object considered as a thing in itself, but merely the phenomenon
or appearance of something, and the mode in which we are affected by that
appearance; and this receptivity of our faculty of cognition is called
sensibility, and remains toto caelo different from the cognition of an object
in itself, even though we should examine the content of the phenomenon to the
very bottom.
It must be admitted that the Leibnitz-Wolfian philosophy has assigned an
entirely erroneous point of view to all investigations into the nature and
origin of our cognitions, inasmuch as it regards the distinction between the
sensuous and the intellectual as merely logical, whereas it is plainly
transcendental, and concerns not merely the clearness or obscurity, but the
content and origin of both. For the faculty of sensibility not only does not
present us with an indistinct and confused cognition of objects as things in
themselves, but, in fact, gives us no knowledge of these at all. On the
contrary, so soon as we abstract in thought our own subjective nature, the
object represented, with the properties ascribed to it by sensuous intuition,
entirely disappears, because it was only this subjective nature that determined
the form of the object as a phenomenon.
In phenomena, we commonly, indeed, distinguish that which essentially belongs
to the intuition of them, and is valid for the sensuous faculty of every human
being, from that which belongs to the same intuition accidentally, as valid not
for the sensuous faculty in general, but for a particular state or organization
of this or that sense. Accordingly, we are accustomed to say that the former is
a cognition which represents the object itself, whilst the latter presents only
a particular appearance or phenomenon thereof. This distinction, however, is
only empirical. If we stop here (as is usual), and do not regard the empirical
intuition as itself a mere phenomenon (as we ought to do), in which nothing
that can appertain to a thing in itself is to be found, our transcendental
distinction is lost, and we believe that we cognize objects as things in
themselves, although in the whole range of the sensuous world, investigate the
nature of its objects as profoundly as we may, we have to do with nothing but
phenomena. Thus, we call the rainbow a mere appearance of phenomenon in a sunny
shower, and the rain, the reality or thing in itself; and this is right enough,
if we understand the latter conception in a merely physical sense, that is, as
that which in universal experience, and under whatever conditions of sensuous
perception, is known in intuition to be so and so determined, and not
otherwise. But if we consider this empirical datum generally, and inquire,
without reference to its accordance with all our senses, whether there can be
discovered in it aught which represents an object as a thing in itself (the
raindrops of course are not such, for they are, as phenomena, empirical
objects), the question of the relation of the representation to the object is
transcendental; and not only are the raindrops mere phenomena, but even their
circular form, nay, the space itself through which they fall, is nothing in
itself, but both are mere modifications or fundamental dispositions of our
sensuous intuition, whilst the transcendental object remains for us utterly
unknown.
The second important concern of our æsthetic is that it does not obtain favour
merely as a plausible hypothesis, but possess as undoubted a character of
certainty as can be demanded of any theory which is to serve for an organon. In
order fully to convince the reader of this certainty, we shall select a case
which will serve to make its validity apparent, and also to illustrate what has
been said in § 3.
Suppose, then, that space and time are in themselves objective, and conditions
of the—possibility of objects as things in themselves. In the first
place, it is evident that both present us, with very many apodeictic and
synthetic propositions à priori, but especially space—and for this reason
we shall prefer it for investigation at present. As the propositions of
geometry are cognized synthetically à priori, and with apodeictic certainty, I
inquire: Whence do you obtain propositions of this kind, and on what basis does
the understanding rest, in order to arrive at such absolutely necessary and
universally valid truths?
There is no other way than through intuitions or conceptions, as such; and
these are given either à priori or à posteriori. The latter, namely, empirical
conceptions, together with the empirical intuition on which they are founded,
cannot afford any synthetical proposition, except such as is itself also
empirical, that is, a proposition of experience. But an empirical proposition
cannot possess the qualities of necessity and absolute universality, which,
nevertheless, are the characteristics of all geometrical propositions. As to
the first and only means to arrive at such cognitions, namely, through mere
conceptions or intuitions à priori, it is quite clear that from mere
conceptions no synthetical cognitions, but only analytical ones, can be
obtained. Take, for example, the proposition: “Two straight lines cannot
enclose a space, and with these alone no figure is possible,” and try to
deduce it from the conception of a straight line and the number two; or take
the proposition: “It is possible to construct a figure with three
straight lines,” and endeavour, in like manner, to deduce it from the
mere conception of a straight line and the number three. All your endeavours
are in vain, and you find yourself forced to have recourse to intuition, as, in
fact, geometry always does. You therefore give yourself an object in intuition.
But of what kind is this intuition? Is it a pure à priori, or is it an
empirical intuition? If the latter, then neither an universally valid, much
less an apodeictic proposition can arise from it, for experience never can give
us any such proposition. You must, therefore, give yourself an object à priori
in intuition, and upon that ground your synthetical proposition. Now if there
did not exist within you a faculty of intuition à priori; if this subjective
condition were not in respect to its form also the universal condition à priori
under which alone the object of this external intuition is itself possible; if
the object (that is, the triangle) were something in itself, without relation
to you the subject; how could you affirm that that which lies necessarily in
your subjective conditions in order to construct a triangle, must also
necessarily belong to the triangle in itself? For to your conceptions of three
lines, you could not add anything new (that is, the figure); which, therefore,
must necessarily be found in the object, because the object is given before
your cognition, and not by means of it. If, therefore, space (and time also)
were not a mere form of your intuition, which contains conditions à priori,
under which alone things can become external objects for you, and without which
subjective conditions the objects are in themselves nothing, you could not
construct any synthetical proposition whatsoever regarding external objects. It
is therefore not merely possible or probable, but indubitably certain, that
space and time, as the necessary conditions of all our external and internal
experience, are merely subjective conditions of all our intuitions, in relation
to which all objects are therefore mere phenomena, and not things in
themselves, presented to us in this particular manner. And for this reason, in
respect to the form of phenomena, much may be said à priori, whilst of the
thing in itself, which may lie at the foundation of these phenomena, it is
impossible to say anything.
II. In confirmation of this theory of the ideality of the external as well as
internal sense, consequently of all objects of sense, as mere phenomena, we may
especially remark that all in our cognition that belongs to intuition contains
nothing more than mere relations. (The feelings of pain and pleasure, and the
will, which are not cognitions, are excepted.) The relations, to wit, of place
in an intuition (extension), change of place (motion), and laws according to
which this change is determined (moving forces). That, however, which is
present in this or that place, or any operation going on, or result taking
place in the things themselves, with the exception of change of place, is not
given to us by intuition. Now by means of mere relations, a thing cannot be
known in itself; and it may therefore be fairly concluded, that, as through the
external sense nothing but mere representations of relations are given us, the
said external sense in its representation can contain only the relation of the
object to the subject, but not the essential nature of the object as a thing in
itself.
The same is the case with the internal intuition, not only because, in the
internal intuition, the representation of the external senses constitutes the
material with which the mind is occupied; but because time, in which we place,
and which itself antecedes the consciousness of, these representations in
experience, and which, as the formal condition of the mode according to which
objects are placed in the mind, lies at the foundation of them, contains
relations of the successive, the coexistent, and of that which always must be
coexistent with succession, the permanent. Now that which, as representation,
can antecede every exercise of thought (of an object), is intuition; and when
it contains nothing but relations, it is the form of the intuition, which, as
it presents us with no representation, except in so far as something is placed
in the mind, can be nothing else than the mode in which the mind is affected by
its own activity, to wit—its presenting to itself representations,
consequently the mode in which the mind is affected by itself; that is, it can
be nothing but an internal sense in respect to its form. Everything that is
represented through the medium of sense is so far phenomenal; consequently, we
must either refuse altogether to admit an internal sense, or the subject, which
is the object of that sense, could only be represented by it as phenomenon, and
not as it would judge of itself, if its intuition were pure spontaneous
activity, that is, were intellectual. The difficulty here lies wholly in the
question: How can the subject have an internal intuition of itself? But this
difficulty is common to every theory. The consciousness of self (apperception)
is the simple representation of the “ego”; and if by means of that
representation alone, all the manifold representations in the subject were
spontaneously given, then our internal intuition would be intellectual. This
consciousness in man requires an internal perception of the manifold
representations which are previously given in the subject; and the manner in
which these representations are given in the mind without spontaneity, must, on
account of this difference (the want of spontaneity), be called sensibility. If
the faculty of self-consciousness is to apprehend what lies in the mind, it
must all act that and can in this way alone produce an intuition of self. But
the form of this intuition, which lies in the original constitution of the
mind, determines, in the representation of time, the manner in which the
manifold representations are to combine themselves in the mind; since the
subject intuites itself, not as it would represent itself immediately and
spontaneously, but according to the manner in which the mind is internally
affected, consequently, as it appears, and not as it is.
III. When we say that the intuition of external objects, and also the
self-intuition of the subject, represent both, objects and subject, in space
and time, as they affect our senses, that is, as they appear—this is by
no means equivalent to asserting that these objects are mere illusory
appearances. For when we speak of things as phenomena, the objects, nay, even
the properties which we ascribe to them, are looked upon as really given; only
that, in so far as this or that property depends upon the mode of intuition of
the subject, in the relation of the given object to the subject, the object as
phenomenon is to be distinguished from the object as a thing in itself. Thus I
do not say that bodies seem or appear to be external to me, or that my soul
seems merely to be given in my self-consciousness, although I maintain that the
properties of space and time, in conformity to which I set both, as the
condition of their existence, abide in my mode of intuition, and not in the
objects in themselves. It would be my own fault, if out of that which I should
reckon as phenomenon, I made mere illusory appearance.[12] But this will not
happen, because of our principle of the ideality of all sensuous intuitions. On
the contrary, if we ascribe objective reality to these forms of representation,
it becomes impossible to avoid changing everything into mere appearance. For if
we regard space and time as properties, which must be found in objects as
things in themselves, as sine quibus non of the possibility of their existence,
and reflect on the absurdities in which we then find ourselves involved,
inasmuch as we are compelled to admit the existence of two infinite things,
which are nevertheless not substances, nor anything really inhering in
substances, nay, to admit that they are the necessary conditions of the
existence of all things, and moreover, that they must continue to exist,
although all existing things were annihilated—we cannot blame the good
Berkeley for degrading bodies to mere illusory appearances. Nay, even our own
existence, which would in this case depend upon the self-existent reality of
such a mere nonentity as time, would necessarily be changed with it into mere
appearance—an absurdity which no one has as yet been guilty of.
[12]
The predicates of the phenomenon can be affixed to the object itself in
relation to our sensuous faculty; for example, the red colour or the perfume to
the rose. But (illusory) appearance never can be attributed as a predicate to
an object, for this very reason, that it attributes to this object in itself
that which belongs to it only in relation to our sensuous faculty, or to the
subject in general, e.g., the two handles which were formerly ascribed to
Saturn. That which is never to be found in the object itself, but always in the
relation of the object to the subject, and which moreover is inseparable from
our representation of the object, we denominate phenomenon. Thus the predicates
of space and time are rightly attributed to objects of the senses as such, and
in this there is no illusion. On the contrary, if I ascribe redness of the rose
as a thing in itself, or to Saturn his handles, or extension to all external
objects, considered as things in themselves, without regarding the determinate
relation of these objects to the subject, and without limiting my judgement to
that relation—then, and then only, arises illusion.
IV. In natural theology, where we think of an object—God—which
never can be an object of intuition to us, and even to himself can never be an
object of sensuous intuition, we carefully avoid attributing to his intuition
the conditions of space and time—and intuition all his cognition must be,
and not thought, which always includes limitation. But with what right can we
do this if we make them forms of objects as things in themselves, and such,
moreover, as would continue to exist as à priori conditions of the existence of
things, even though the things themselves were annihilated? For as conditions
of all existence in general, space and time must be conditions of the existence
of the Supreme Being also. But if we do not thus make them objective forms of
all things, there is no other way left than to make them subjective forms of
our mode of intuition—external and internal; which is called sensuous,
because it is not primitive, that is, is not such as gives in itself the
existence of the object of the intuition (a mode of intuition which, so far as
we can judge, can belong only to the Creator), but is dependent on the
existence of the object, is possible, therefore, only on condition that the
representative faculty of the subject is affected by the object.
It is, moreover, not necessary that we should limit the mode of intuition in
space and time to the sensuous faculty of man. It may well be that all finite
thinking beings must necessarily in this respect agree with man (though as to
this we cannot decide), but sensibility does not on account of this
universality cease to be sensibility, for this very reason, that it is a
deduced (intuitus derivativus), and not an original (intuitus originarius),
consequently not an intellectual intuition, and this intuition, as such, for
reasons above mentioned, seems to belong solely to the Supreme Being, but never
to a being dependent, quoad its existence, as well as its intuition (which its
existence determines and limits relatively to given objects). This latter
remark, however, must be taken only as an illustration, and not as any proof of
the truth of our æsthetical theory.
§ 10. Conclusion of the Transcendental Æsthetic.
We have now completely before us one part of the solution of the grand general
problem of transcendental philosophy, namely, the question: “How are
synthetical propositions à priori possible?” That is to say, we have
shown that we are in possession of pure à priori intuitions, namely, space and
time, in which we find, when in a judgement à priori we pass out beyond the
given conception, something which is not discoverable in that conception, but
is certainly found à priori in the intuition which corresponds to the
conception, and can be united synthetically with it. But the judgements which
these pure intuitions enable us to make, never reach farther than to objects of
the senses, and are valid only for objects of possible experience.
Second Part—TRANSCENDENTAL LOGIC
INTRODUCTION. Idea of a Transcendental Logic.
I. Of Logic in General.
Our knowledge springs from two main sources in the mind, first of which is the
faculty or power of receiving representations (receptivity for impressions);
the second is the power of cognizing by means of these representations
(spontaneity in the production of conceptions). Through the first an object is
given to us; through the second, it is, in relation to the representation
(which is a mere determination of the mind), thought. Intuition and conceptions
constitute, therefore, the elements of all our knowledge, so that neither
conceptions without an intuition in some way corresponding to them, nor
intuition without conceptions, can afford us a cognition. Both are either pure
or empirical. They are empirical, when sensation (which presupposes the actual
presence of the object) is contained in them; and pure, when no sensation is
mixed with the representation. Sensations we may call the matter of sensuous
cognition. Pure intuition consequently contains merely the form under which
something is intuited, and pure conception only the form of the thought of an
object. Only pure intuitions and pure conceptions are possible à priori; the
empirical only à posteriori.
We apply the term sensibility to the receptivity of the mind for impressions,
in so far as it is in some way affected; and, on the other hand, we call the
faculty of spontaneously producing representations, or the spontaneity of
cognition, understanding. Our nature is so constituted that intuition with us
never can be other than sensuous, that is, it contains only the mode in which
we are affected by objects. On the other hand, the faculty of thinking the
object of sensuous intuition is the understanding. Neither of these faculties
has a preference over the other. Without the sensuous faculty no object would
be given to us, and without the understanding no object would be thought.
Thoughts without content are void; intuitions without conceptions, blind. Hence
it is as necessary for the mind to make its conceptions sensuous (that is, to
join to them the object in intuition), as to make its intuitions intelligible
(that is, to bring them under conceptions). Neither of these faculties can
exchange its proper function. Understanding cannot intuite, and the sensuous
faculty cannot think. In no other way than from the united operation of both,
can knowledge arise. But no one ought, on this account, to overlook the
difference of the elements contributed by each; we have rather great reason
carefully to separate and distinguish them. We therefore distinguish the
science of the laws of sensibility, that is, æsthetic, from the science of the
laws of the understanding, that is, logic.
Now, logic in its turn may be considered as twofold—namely, as logic of
the general, or of the particular use of the understanding. The first contains
the absolutely necessary laws of thought, without which no use whatsoever of
the understanding is possible, and gives laws therefore to the understanding,
without regard to the difference of objects on which it may be employed. The
logic of the particular use of the understanding contains the laws of correct
thinking upon a particular class of objects. The former may be called elemental
logic—the latter, the organon of this or that particular science. The
latter is for the most part employed in the schools, as a propædeutic to the
sciences, although, indeed, according to the course of human reason, it is the
last thing we arrive at, when the science has been already matured, and needs
only the finishing touches towards its correction and completion; for our
knowledge of the objects of our attempted science must be tolerably extensive
and complete before we can indicate the laws by which a science of these
objects can be established.
General logic is again either pure or applied. In the former, we abstract all
the empirical conditions under which the understanding is exercised; for
example, the influence of the senses, the play of the fantasy or imagination,
the laws of the memory, the force of habit, of inclination, etc., consequently
also, the sources of prejudice—in a word, we abstract all causes from
which particular cognitions arise, because these causes regard the
understanding under certain circumstances of its application, and, to the
knowledge of them experience is required. Pure general logic has to do,
therefore, merely with pure à priori principles, and is a canon of
understanding and reason, but only in respect of the formal part of their use,
be the content what it may, empirical or transcendental. General logic is
called applied, when it is directed to the laws of the use of the
understanding, under the subjective empirical conditions which psychology
teaches us. It has therefore empirical principles, although, at the same time,
it is in so far general, that it applies to the exercise of the understanding,
without regard to the difference of objects. On this account, moreover, it is
neither a canon of the understanding in general, nor an organon of a particular
science, but merely a cathartic of the human understanding.
In general logic, therefore, that part which constitutes pure logic must be
carefully distinguished from that which constitutes applied (though still
general) logic. The former alone is properly science, although short and dry,
as the methodical exposition of an elemental doctrine of the understanding
ought to be. In this, therefore, logicians must always bear in mind two rules:
1. As general logic, it makes abstraction of all content of the cognition of
the understanding, and of the difference of objects, and has to do with nothing
but the mere form of thought.
2. As pure logic, it has no empirical principles, and consequently draws
nothing (contrary to the common persuasion) from psychology, which therefore
has no influence on the canon of the understanding. It is a demonstrated
doctrine, and everything in it must be certain completely à priori.
What I called applied logic (contrary to the common acceptation of this term,
according to which it should contain certain exercises for the scholar, for
which pure logic gives the rules), is a representation of the understanding,
and of the rules of its necessary employment in concreto, that is to say, under
the accidental conditions of the subject, which may either hinder or promote
this employment, and which are all given only empirically. Thus applied logic
treats of attention, its impediments and consequences, of the origin of error,
of the state of doubt, hesitation, conviction, etc., and to it is related pure
general logic in the same way that pure morality, which contains only the
necessary moral laws of a free will, is related to practical ethics, which
considers these laws under all the impediments of feelings, inclinations, and
passions to which men are more or less subjected, and which never can furnish
us with a true and demonstrated science, because it, as well as applied logic,
requires empirical and psychological principles.
II. Of Transcendental Logic.
General logic, as we have seen, makes abstraction of all content of cognition,
that is, of all relation of cognition to its object, and regards only the
logical form in the relation of cognitions to each other, that is, the form of
thought in general. But as we have both pure and empirical intuitions (as
transcendental æsthetic proves), in like manner a distinction might be drawn
between pure and empirical thought (of objects). In this case, there would
exist a kind of logic, in which we should not make abstraction of all content
of cognition; for or logic which should comprise merely the laws of pure
thought (of an object), would of course exclude all those cognitions which were
of empirical content. This kind of logic would also examine the origin of our
cognitions of objects, so far as that origin cannot be ascribed to the objects
themselves; while, on the contrary, general logic has nothing to do with the
origin of our cognitions, but contemplates our representations, be they given
primitively à priori in ourselves, or be they only of empirical origin, solely
according to the laws which the understanding observes in employing them in the
process of thought, in relation to each other. Consequently, general logic
treats of the form of the understanding only, which can be applied to
representations, from whatever source they may have arisen.
And here I shall make a remark, which the reader must bear well in mind in the
course of the following considerations, to wit, that not every cognition à
priori, but only those through which we cognize that and how certain
representations (intuitions or conceptions) are applied or are possible only à
priori; that is to say, the à priori possibility of cognition and the à priori
use of it are transcendental. Therefore neither is space, nor any à priori
geometrical determination of space, a transcendental Representation, but only
the knowledge that such a representation is not of empirical origin, and the
possibility of its relating to objects of experience, although itself à priori,
can be called transcendental. So also, the application of space to objects in
general would be transcendental; but if it be limited to objects of sense it is
empirical. Thus, the distinction of the transcendental and empirical belongs
only to the critique of cognitions, and does not concern the relation of these
to their object.
Accordingly, in the expectation that there may perhaps be conceptions which
relate à priori to objects, not as pure or sensuous intuitions, but merely as
acts of pure thought (which are therefore conceptions, but neither of empirical
nor æsthetical origin)—in this expectation, I say, we form to ourselves,
by anticipation, the idea of a science of pure understanding and rational
cognition, by means of which we may cogitate objects entirely à priori. A
science of this kind, which should determine the origin, the extent, and the
objective validity of such cognitions, must be called transcendental logic,
because it has not, like general logic, to do with the laws of understanding
and reason in relation to empirical as well as pure rational cognitions without
distinction, but concerns itself with these only in an à priori relation to
objects.
III. Of the Division of General Logic into Analytic
and Dialectic.
The old question with which people sought to push logicians into a corner, so
that they must either have recourse to pitiful sophisms or confess their
ignorance, and consequently the vanity of their whole art, is this: “What
is truth?” The definition of the word truth, to wit, “the
accordance of the cognition with its object,” is presupposed in the
question; but we desire to be told, in the answer to it, what is the universal
and secure criterion of the truth of every cognition.
To know what questions we may reasonably propose is in itself a strong evidence
of sagacity and intelligence. For if a question be in itself absurd and
unsusceptible of a rational answer, it is attended with the danger—not to
mention the shame that falls upon the person who proposes it—of seducing
the unguarded listener into making absurd answers, and we are presented with
the ridiculous spectacle of one (as the ancients said) “milking the
he-goat, and the other holding a sieve.”
If truth consists in the accordance of a cognition with its object, this object
must be, ipso facto, distinguished from all others; for a cognition is false if
it does not accord with the object to which it relates, although it contains
something which may be affirmed of other objects. Now an universal criterion of
truth would be that which is valid for all cognitions, without distinction of
their objects. But it is evident that since, in the case of such a criterion,
we make abstraction of all the content of a cognition (that is, of all relation
to its object), and truth relates precisely to this content, it must be utterly
absurd to ask for a mark of the truth of this content of cognition; and that,
accordingly, a sufficient, and at the same time universal, test of truth cannot
possibly be found. As we have already termed the content of a cognition its
matter, we shall say: “Of the truth of our cognitions in respect of their
matter, no universal test can be demanded, because such a demand is
self-contradictory.”
On the other hand, with regard to our cognition in respect of its mere form
(excluding all content), it is equally manifest that logic, in so far as it
exhibits the universal and necessary laws of the understanding, must in these
very laws present us with criteria of truth. Whatever contradicts these rules
is false, because thereby the understanding is made to contradict its own
universal laws of thought; that is, to contradict itself. These criteria,
however, apply solely to the form of truth, that is, of thought in general, and
in so far they are perfectly accurate, yet not sufficient. For although a
cognition may be perfectly accurate as to logical form, that is, not
self-contradictory, it is notwithstanding quite possible that it may not stand
in agreement with its object. Consequently, the merely logical criterion of
truth, namely, the accordance of a cognition with the universal and formal laws
of understanding and reason, is nothing more than the conditio sine qua non, or
negative condition of all truth. Farther than this logic cannot go, and the
error which depends not on the form, but on the content of the cognition, it
has no test to discover.
General logic, then, resolves the whole formal business of understanding and
reason into its elements, and exhibits them as principles of all logical
judging of our cognitions. This part of logic may, therefore, be called
analytic, and is at least the negative test of truth, because all cognitions
must first of an be estimated and tried according to these laws before we
proceed to investigate them in respect of their content, in order to discover
whether they contain positive truth in regard to their object. Because,
however, the mere form of a cognition, accurately as it may accord with logical
laws, is insufficient to supply us with material (objective) truth, no one, by
means of logic alone, can venture to predicate anything of or decide concerning
objects, unless he has obtained, independently of logic, well-grounded
information about them, in order afterwards to examine, according to logical
laws, into the use and connection, in a cohering whole, of that information,
or, what is still better, merely to test it by them. Notwithstanding, there
lies so seductive a charm in the possession of a specious art like
this—an art which gives to all our cognitions the form of the
understanding, although with respect to the content thereof we may be sadly
deficient—that general logic, which is merely a canon of judgement, has
been employed as an organon for the actual production, or rather for the
semblance of production, of objective assertions, and has thus been grossly
misapplied. Now general logic, in its assumed character of organon, is called
dialectic.
Different as are the significations in which the ancients used this term for a
science or an art, we may safely infer, from their actual employment of it,
that with them it was nothing else than a logic of illusion—a sophistical
art for giving ignorance, nay, even intentional sophistries, the colouring of
truth, in which the thoroughness of procedure which logic requires was
imitated, and their topic employed to cloak the empty pretensions. Now it may
be taken as a safe and useful warning, that general logic, considered as an
organon, must always be a logic of illusion, that is, be dialectical, for, as
it teaches us nothing whatever respecting the content of our cognitions, but
merely the formal conditions of their accordance with the understanding, which
do not relate to and are quite indifferent in respect of objects, any attempt
to employ it as an instrument (organon) in order to extend and enlarge the
range of our knowledge must end in mere prating; any one being able to maintain
or oppose, with some appearance of truth, any single assertion whatever.
Such instruction is quite unbecoming the dignity of philosophy. For these
reasons we have chosen to denominate this part of logic dialectic, in the sense
of a critique of dialectical illusion, and we wish the term to be so understood
in this place.
IV. Of the Division of Transcendental Logic into
Transcendental Analytic and Dialectic.
In transcendental logic we isolate the understanding (as in transcendental
æsthetic the sensibility) and select from our cognition merely that part of
thought which has its origin in the understanding alone. The exercise of this
pure cognition, however, depends upon this as its condition, that objects to
which it may be applied be given to us in intuition, for without intuition the
whole of our cognition is without objects, and is therefore quite void. That
part of transcendental logic, then, which treats of the elements of pure
cognition of the understanding, and of the principles without which no object
at all can be thought, is transcendental analytic, and at the same time a logic
of truth. For no cognition can contradict it, without losing at the same time
all content, that is, losing all reference to an object, and therefore all
truth. But because we are very easily seduced into employing these pure
cognitions and principles of the understanding by themselves, and that even
beyond the boundaries of experience, which yet is the only source whence we can
obtain matter (objects) on which those pure conceptions may be
employed—understanding runs the risk of making, by means of empty
sophisms, a material and objective use of the mere formal principles of the
pure understanding, and of passing judgements on objects without
distinction—objects which are not given to us, nay, perhaps cannot be
given to us in any way. Now, as it ought properly to be only a canon for
judging of the empirical use of the understanding, this kind of logic is
misused when we seek to employ it as an organon of the universal and unlimited
exercise of the understanding, and attempt with the pure understanding alone to
judge synthetically, affirm, and determine respecting objects in general. In
this case the exercise of the pure understanding becomes dialectical. The
second part of our transcendental logic must therefore be a critique of
dialectical illusion, and this critique we shall term transcendental
dialectic—not meaning it as an art of producing dogmatically such
illusion (an art which is unfortunately too current among the practitioners of
metaphysical juggling), but as a critique of understanding and reason in regard
to their hyperphysical use. This critique will expose the groundless nature of
the pretensions of these two faculties, and invalidate their claims to the
discovery and enlargement of our cognitions merely by means of transcendental
principles, and show that the proper employment of these faculties is to test
the judgements made by the pure understanding, and to guard it from sophistical
delusion.
FIRST DIVISION. TRANSCENDENTAL LOGIC. TRANSCENDENTAL
ANALYTIC. § 1
Transcendental analytic is the dissection of the whole of our à priori
knowledge into the elements of the pure cognition of the understanding. In
order to effect our purpose, it is necessary: (1) That the conceptions be pure
and not empirical; (2) That they belong not to intuition and sensibility, but
to thought and understanding; (3) That they be elementary conceptions, and as
such, quite different from deduced or compound conceptions; (4) That our table
of these elementary conceptions be complete, and fill up the whole sphere of
the pure understanding. Now this completeness of a science cannot be accepted
with confidence on the guarantee of a mere estimate of its existence in an
aggregate formed only by means of repeated experiments and attempts. The
completeness which we require is possible only by means of an idea of the
totality of the à priori cognition of the understanding, and through the
thereby determined division of the conceptions which form the said whole;
consequently, only by means of their connection in a system. Pure understanding
distinguishes itself not merely from everything empirical, but also completely
from all sensibility. It is a unity self-subsistent, self-sufficient, and not
to be enlarged by any additions from without. Hence the sum of its cognition
constitutes a system to be determined by and comprised under an idea; and the
completeness and articulation of this system can at the same time serve as a
test of the correctness and genuineness of all the parts of cognition that
belong to it. The whole of this part of transcendental logic consists of two
books, of which the one contains the conceptions, and the other the principles
of pure understanding.
BOOK I. Analytic of Conceptions. § 2
By the term Analytic of Conceptions, I do not understand the analysis of these,
or the usual process in philosophical investigations of dissecting the
conceptions which present themselves, according to their content, and so making
them clear; but I mean the hitherto little attempted dissection of the faculty
of understanding itself, in order to investigate the possibility of conceptions
à priori, by looking for them in the understanding alone, as their birthplace,
and analysing the pure use of this faculty. For this is the proper duty of a
transcendental philosophy; what remains is the logical treatment of the
conceptions in philosophy in general. We shall therefore follow up the pure
conceptions even to their germs and beginnings in the human understanding, in
which they lie, until they are developed on occasions presented by experience,
and, freed by the same understanding from the empirical conditions attaching to
them, are set forth in their unalloyed purity.
Chapter I. Of the Transcendental Clue to the Discovery
of all Pure Conceptions of the Understanding
Introductory § 3
When we call into play a faculty of cognition, different conceptions manifest
themselves according to the different circumstances, and make known this
faculty, and assemble themselves into a more or less extensive collection,
according to the time or penetration that has been applied to the consideration
of them. Where this process, conducted as it is mechanically, so to speak, will
end, cannot be determined with certainty. Besides, the conceptions which we
discover in this haphazard manner present themselves by no means in order and
systematic unity, but are at last coupled together only according to
resemblances to each other, and arranged in series, according to the quantity
of their content, from the simpler to the more complex—series which are
anything but systematic, though not altogether without a certain kind of method
in their construction.
Transcendental philosophy has the advantage, and moreover the duty, of
searching for its conceptions according to a principle; because these
conceptions spring pure and unmixed out of the understanding as an absolute
unity, and therefore must be connected with each other according to one
conception or idea. A connection of this kind, however, furnishes us with a
ready prepared rule, by which its proper place may be assigned to every pure
conception of the understanding, and the completeness of the system of all be
determined à priori—both which would otherwise have been dependent on
mere choice or chance.
Section I. Of the Logical Use of the Understanding in
General § 4
The understanding was defined above only negatively, as a non-sensuous faculty
of cognition. Now, independently of sensibility, we cannot possibly have any
intuition; consequently, the understanding is no faculty of intuition. But
besides intuition there is no other mode of cognition, except through
conceptions; consequently, the cognition of every, at least of every human,
understanding is a cognition through conceptions—not intuitive, but
discursive. All intuitions, as sensuous, depend on affections; conceptions,
therefore, upon functions. By the word function I understand the unity of the
act of arranging diverse representations under one common representation.
Conceptions, then, are based on the spontaneity of thought, as sensuous
intuitions are on the receptivity of impressions. Now, the understanding cannot
make any other use of these conceptions than to judge by means of them. As no
representation, except an intuition, relates immediately to its object, a
conception never relates immediately to an object, but only to some other
representation thereof, be that an intuition or itself a conception. A
judgement, therefore, is the mediate cognition of an object, consequently the
representation of a representation of it. In every judgement there is a
conception which applies to, and is valid for many other conceptions, and which
among these comprehends also a given representation, this last being
immediately connected with an object. For example, in the
judgement—“All bodies are divisible,” our conception of
divisible applies to various other conceptions; among these, however, it is
here particularly applied to the conception of body, and this conception of
body relates to certain phenomena which occur to us. These objects, therefore,
are mediately represented by the conception of divisibility. All judgements,
accordingly, are functions of unity in our representations, inasmuch as,
instead of an immediate, a higher representation, which comprises this and
various others, is used for our cognition of the object, and thereby many
possible cognitions are collected into one. But we can reduce all acts of the
understanding to judgements, so that understanding may be represented as the
faculty of judging. For it is, according to what has been said above, a faculty
of thought. Now thought is cognition by means of conceptions. But conceptions,
as predicates of possible judgements, relate to some representation of a yet
undetermined object. Thus the conception of body indicates something—for
example, metal—which can be cognized by means of that conception. It is
therefore a conception, for the reason alone that other representations are
contained under it, by means of which it can relate to objects. It is therefore
the predicate to a possible judgement; for example: “Every metal is a
body.” All the functions of the understanding therefore can be
discovered, when we can completely exhibit the functions of unity in
judgements. And that this may be effected very easily, the following section
will show.
Section II. Of the Logical Function of the
Understanding in Judgements § 5
If we abstract all the content of a judgement, and consider only the
intellectual form thereof, we find that the function of thought in a judgement
can be brought under four heads, of which each contains three momenta. These
may be conveniently represented in the following table:
As this division appears to differ in some, though not essential points, from
the usual technique of logicians, the following observations, for the
prevention of otherwise possible misunderstanding, will not be without their
use.
1. Logicians say, with justice, that in the use of judgements in syllogisms,
singular judgements may be treated like universal ones. For, precisely because
a singular judgement has no extent at all, its predicate cannot refer to a part
of that which is contained in the conception of the subject and be excluded
from the rest. The predicate is valid for the whole conception just as if it
were a general conception, and had extent, to the whole of which the predicate
applied. On the other hand, let us compare a singular with a general judgement,
merely as a cognition, in regard to quantity. The singular judgement relates to
the general one, as unity to infinity, and is therefore in itself essentially
different. Thus, if we estimate a singular judgement (judicium
singulare) not merely according to its intrinsic validity as a judgement,
but also as a cognition generally, according to its quantity in comparison with
that of other cognitions, it is then entirely different from a general
judgement (judicium commune), and in a complete table of the momenta of
thought deserves a separate place—though, indeed, this would not be
necessary in a logic limited merely to the consideration of the use of
judgements in reference to each other.
2. In like manner, in transcendental logic, infinite must be distinguished from
affirmative judgements, although in general logic they are rightly enough
classed under affirmative. General logic abstracts all content of the predicate
(though it be negative), and only considers whether the said predicate be
affirmed or denied of the subject. But transcendental logic considers also the
worth or content of this logical affirmation—an affirmation by means of a
merely negative predicate, and inquires how much the sum total of our cognition
gains by this affirmation. For example, if I say of the soul, “It is not
mortal”—by this negative judgement I should at least ward off
error. Now, by the proposition, “The soul is not mortal,” I have,
in respect of the logical form, really affirmed, inasmuch as I thereby place
the soul in the unlimited sphere of immortal beings. Now, because of the whole
sphere of possible existences, the mortal occupies one part, and the immortal
the other, neither more nor less is affirmed by the proposition than that the
soul is one among the infinite multitude of things which remain over, when I
take away the whole mortal part. But by this proceeding we accomplish only this
much, that the infinite sphere of all possible existences is in so far limited
that the mortal is excluded from it, and the soul is placed in the remaining
part of the extent of this sphere. But this part remains, notwithstanding this
exception, infinite, and more and more parts may be taken away from the whole
sphere, without in the slightest degree thereby augmenting or affirmatively
determining our conception of the soul. These judgements, therefore, infinite
in respect of their logical extent, are, in respect of the content of their
cognition, merely limitative; and are consequently entitled to a place in our
transcendental table of all the momenta of thought in judgements, because the
function of the understanding exercised by them may perhaps be of importance in
the field of its pure à priori cognition.
3. All relations of thought in judgements are those (a) of the predicate to the
subject; (b) of the principle to its consequence; (c) of the divided cognition
and all the members of the division to each other. In the first of these three
classes, we consider only two conceptions; in the second, two judgements; in
the third, several judgements in relation to each other. The hypothetical
proposition, “If perfect justice exists, the obstinately wicked are
punished,” contains properly the relation to each other of two
propositions, namely, “Perfect justice exists,” and “The
obstinately wicked are punished.” Whether these propositions are in
themselves true is a question not here decided. Nothing is cogitated by means
of this judgement except a certain consequence. Finally, the disjunctive
judgement contains a relation of two or more propositions to each other—a
relation not of consequence, but of logical opposition, in so far as the sphere
of the one proposition excludes that of the other. But it contains at the same
time a relation of community, in so far as all the propositions taken together
fill up the sphere of the cognition. The disjunctive judgement contains,
therefore, the relation of the parts of the whole sphere of a cognition, since
the sphere of each part is a complemental part of the sphere of the other, each
contributing to form the sum total of the divided cognition. Take, for example,
the proposition, “The world exists either through blind chance, or
through internal necessity, or through an external cause.” Each of these
propositions embraces a part of the sphere of our possible cognition as to the
existence of a world; all of them taken together, the whole sphere. To take the
cognition out of one of these spheres, is equivalent to placing it in one of
the others; and, on the other hand, to place it in one sphere is equivalent to
taking it out of the rest. There is, therefore, in a disjunctive judgement a
certain community of cognitions, which consists in this, that they mutually
exclude each other, yet thereby determine, as a whole, the true cognition,
inasmuch as, taken together, they make up the complete content of a particular
given cognition. And this is all that I find necessary, for the sake of what
follows, to remark in this place.
4. The modality of judgements is a quite peculiar function, with this
distinguishing characteristic, that it contributes nothing to the content of a
judgement (for besides quantity, quality, and relation, there is nothing more
that constitutes the content of a judgement), but concerns itself only with the
value of the copula in relation to thought in general. Problematical judgements
are those in which the affirmation or negation is accepted as merely possible
(ad libitum). In the assertorical, we regard the proposition as real (true); in
the apodeictical, we look on it as necessary.[13] Thus the two
judgements (antecedens et consequens), the relation of which constitutes a
hypothetical judgement, likewise those (the members of the division) in whose
reciprocity the disjunctive consists, are only problematical. In the example
above given the proposition, “There exists perfect justice,” is not
stated assertorically, but as an ad libitum judgement, which someone may choose
to adopt, and the consequence alone is assertorical. Hence such judgements may
be obviously false, and yet, taken problematically, be conditions of our
cognition of the truth. Thus the proposition, “The world exists only by
blind chance,” is in the disjunctive judgement of problematical import
only: that is to say, one may accept it for the moment, and it helps us (like
the indication of the wrong road among all the roads that one can take) to find
out the true proposition. The problematical proposition is, therefore, that
which expresses only logical possibility (which is not objective); that is, it
expresses a free choice to admit the validity of such a proposition—a
merely arbitrary reception of it into the understanding. The assertorical
speaks of logical reality or truth; as, for example, in a hypothetical
syllogism, the antecedens presents itself in a problematical form in the major,
in an assertorical form in the minor, and it shows that the proposition is in
harmony with the laws of the understanding. The apodeictical proposition
cogitates the assertorical as determined by these very laws of the
understanding, consequently as affirming à priori, and in this manner it
expresses logical necessity. Now because all is here gradually incorporated
with the understanding—inasmuch as in the first place we judge
problematically; then accept assertorically our judgement as true; lastly,
affirm it as inseparably united with the understanding, that is, as necessary
and apodeictical—we may safely reckon these three functions of modality
as so many momenta of thought.
[13]
Just as if thought were in the first instance a function of the understanding;
in the second, of judgement; in the third, of reason. A remark which will be
explained in the sequel.
Section III. Of the Pure Conceptions of the
Understanding, or Categories § 6
General logic, as has been repeatedly said, makes abstraction of all content of
cognition, and expects to receive representations from some other quarter, in
order, by means of analysis, to convert them into conceptions. On the contrary,
transcendental logic has lying before it the manifold content of à priori
sensibility, which transcendental æsthetic presents to it in order to give
matter to the pure conceptions of the understanding, without which
transcendental logic would have no content, and be therefore utterly void. Now
space and time contain an infinite diversity of determinations of pure à priori
intuition, but are nevertheless the condition of the mind’s receptivity,
under which alone it can obtain representations of objects, and which,
consequently, must always affect the conception of these objects. But the
spontaneity of thought requires that this diversity be examined after a certain
manner, received into the mind, and connected, in order afterwards to form a
cognition out of it. This Process I call synthesis.
By the word synthesis, in its most general signification, I understand the
process of joining different representations to each other and of comprehending
their diversity in one cognition. This synthesis is pure when the diversity is
not given empirically but à priori (as that in space and time). Our
representations must be given previously to any analysis of them; and no
conceptions can arise, quoad their content, analytically. But the synthesis of
a diversity (be it given à priori or empirically) is the first requisite for
the production of a cognition, which in its beginning, indeed, may be crude and
confused, and therefore in need of analysis—still, synthesis is that by
which alone the elements of our cognitions are collected and united into a
certain content, consequently it is the first thing on which we must fix our
attention, if we wish to investigate the origin of our knowledge.
Synthesis, generally speaking, is, as we shall afterwards see, the mere
operation of the imagination—a blind but indispensable function of the
soul, without which we should have no cognition whatever, but of the working of
which we are seldom even conscious. But to reduce this synthesis to conceptions
is a function of the understanding, by means of which we attain to cognition,
in the proper meaning of the term.
Pure synthesis, represented generally, gives us the pure conception of the
understanding. But by this pure synthesis, I mean that which rests upon a basis
of à priori synthetical unity. Thus, our numeration (and this is more
observable in large numbers) is a synthesis according to conceptions, because
it takes place according to a common basis of unity (for example, the decade).
By means of this conception, therefore, the unity in the synthesis of the
manifold becomes necessary.
By means of analysis different representations are brought under one
conception—an operation of which general logic treats. On the other hand,
the duty of transcendental logic is to reduce to conceptions, not
representations, but the pure synthesis of representations. The first thing
which must be given to us for the sake of the à priori cognition of all
objects, is the diversity of the pure intuition; the synthesis of this
diversity by means of the imagination is the second; but this gives, as yet, no
cognition. The conceptions which give unity to this pure synthesis, and which
consist solely in the representation of this necessary synthetical unity,
furnish the third requisite for the cognition of an object, and these
conceptions are given by the understanding.
The same function which gives unity to the different representation in a
judgement, gives also unity to the mere synthesis of different representations
in an intuition; and this unity we call the pure conception of the
understanding. Thus, the same understanding, and by the same operations,
whereby in conceptions, by means of analytical unity, it produced the logical
form of a judgement, introduces, by means of the synthetical unity of the
manifold in intuition, a transcendental content into its representations, on
which account they are called pure conceptions of the understanding, and they
apply à priori to objects, a result not within the power of general logic.
In this manner, there arise exactly so many pure conceptions of the
understanding, applying à priori to objects of intuition in general, as there
are logical functions in all possible judgements. For there is no other
function or faculty existing in the understanding besides those enumerated in
that table. These conceptions we shall, with Aristotle, call categories, our
purpose being originally identical with his, notwithstanding the great
difference in the execution.
This, then, is a catalogue of all the originally pure conceptions of the
synthesis which the understanding contains à priori, and these conceptions
alone entitle it to be called a pure understanding; inasmuch as only by them it
can render the manifold of intuition conceivable, in other words, think an
object of intuition. This division is made systematically from a common
principle, namely the faculty of judgement (which is just the same as the power
of thought), and has not arisen rhapsodically from a search at haphazard after
pure conceptions, respecting the full number of which we never could be
certain, inasmuch as we employ induction alone in our search, without
considering that in this way we can never understand wherefore precisely these
conceptions, and none others, abide in the pure understanding. It was a design
worthy of an acute thinker like Aristotle, to search for these fundamental
conceptions. Destitute, however, of any guiding principle, he picked them up
just as they occurred to him, and at first hunted out ten, which he called
categories (predicaments). Afterwards be believed that he had discovered five
others, which were added under the name of post predicaments. But his catalogue
still remained defective. Besides, there are to be found among them some of the
modes of pure sensibility (quando, ubi, situs, also prius, simul), and likewise
an empirical conception (motus)—which can by no means belong to this
genealogical register of the pure understanding. Moreover, there are deduced
conceptions (actio, passio) enumerated among the original conceptions, and, of
the latter, some are entirely wanting.
With regard to these, it is to be remarked, that the categories, as the true
primitive conceptions of the pure understanding, have also their pure deduced
conceptions, which, in a complete system of transcendental philosophy, must by
no means be passed over; though in a merely critical essay we must be contented
with the simple mention of the fact.
Let it be allowed me to call these pure, but deduced conceptions of the
understanding, the predicables of the pure understanding, in contradistinction
to predicaments. If we are in possession of the original and primitive, the
deduced and subsidiary conceptions can easily be added, and the genealogical
tree of the understanding completely delineated. As my present aim is not to
set forth a complete system, but merely the principles of one, I reserve this
task for another time. It may be easily executed by any one who will refer to
the ontological manuals, and subordinate to the category of causality, for
example, the predicables of force, action, passion; to that of community, those
of presence and resistance; to the categories of modality, those of
origination, extinction, change; and so with the rest. The categories combined
with the modes of pure sensibility, or with one another, afford a great number
of deduced à priori conceptions; a complete enumeration of which would be a
useful and not unpleasant, but in this place a perfectly dispensable,
occupation.
I purposely omit the definitions of the categories in this treatise. I shall
analyse these conceptions only so far as is necessary for the doctrine of
method, which is to form a part of this critique. In a system of pure reason,
definitions of them would be with justice demanded of me, but to give them here
would only bide from our view the main aim of our investigation, at the same
time raising doubts and objections, the consideration of which, without
injustice to our main purpose, may be very well postponed till another
opportunity. Meanwhile, it ought to be sufficiently clear, from the little we
have already said on this subject, that the formation of a complete vocabulary
of pure conceptions, accompanied by all the requisite explanations, is not only
a possible, but an easy undertaking. The compartments already exist; it is only
necessary to fill them up; and a systematic topic like the present, indicates
with perfect precision the proper place to which each conception belongs, while
it readily points out any that have not yet been filled up.
§ 7
Our table of the categories suggests considerations of some importance, which
may perhaps have significant results in regard to the scientific form of all
rational cognitions. For, that this table is useful in the theoretical part of
philosophy, nay, indispensable for the sketching of the complete plan of a
science, so far as that science rests upon conceptions à priori, and for
dividing it mathematically, according to fixed principles, is most manifest
from the fact that it contains all the elementary conceptions of the
understanding, nay, even the form of a system of these in the understanding
itself, and consequently indicates all the momenta, and also the internal
arrangement of a projected speculative science, as I have elsewhere shown.[14] Here follow some of these observations.
[14]
In the “Metaphysical Principles of Natural Science.”
I. This table, which contains four classes of conceptions of the understanding,
may, in the first instance, be divided into two classes, the first of which
relates to objects of intuition—pure as well as empirical; the second, to
the existence of these objects, either in relation to one another, or to the
understanding.
The former of these classes of categories I would entitle the mathematical, and
the latter the dynamical categories. The former, as we see, has no correlates;
these are only to be found in the second class. This difference must have a
ground in the nature of the human understanding.
II. The number of the categories in each class is always the same, namely,
three—a fact which also demands some consideration, because in all other
cases division à priori through conceptions is necessarily dichotomy. It is to
be added, that the third category in each triad always arises from the
combination of the second with the first.
Thus totality is nothing else but plurality contemplated as unity; limitation
is merely reality conjoined with negation; community is the causality of a
substance, reciprocally determining, and determined by other substances; and
finally, necessity is nothing but existence, which is given through the
possibility itself. Let it not be supposed, however, that the third category is
merely a deduced, and not a primitive conception of the pure understanding. For
the conjunction of the first and second, in order to produce the third
conception, requires a particular function of the understanding, which is by no
means identical with those which are exercised in the first and second. Thus,
the conception of a number (which belongs to the category of totality) is not
always possible, where the conceptions of multitude and unity exist (for
example, in the representation of the infinite). Or, if I conjoin the
conception of a cause with that of a substance, it does not follow that the
conception of influence, that is, how one substance can be the cause of
something in another substance, will be understood from that. Thus it is
evident that a particular act of the understanding is here necessary; and so in
the other instances.
III. With respect to one category, namely, that of community, which is found in
the third class, it is not so easy as with the others to detect its accordance
with the form of the disjunctive judgement which corresponds to it in the table
of the logical functions.
In order to assure ourselves of this accordance, we must observe that in every
disjunctive judgement, the sphere of the judgement (that is, the complex of all
that is contained in it) is represented as a whole divided into parts; and,
since one part cannot be contained in the other, they are cogitated as
co-ordinated with, not subordinated to each other, so that they do not
determine each other unilaterally, as in a linear series, but reciprocally, as
in an aggregate—(if one member of the division is posited, all the rest
are excluded; and conversely).
Now a like connection is cogitated in a whole of things; for one thing is not
subordinated, as effect, to another as cause of its existence, but, on the
contrary, is co-ordinated contemporaneously and reciprocally, as a cause in
relation to the determination of the others (for example, in a body—the
parts of which mutually attract and repel each other). And this is an entirely
different kind of connection from that which we find in the mere relation of
the cause to the effect (the principle to the consequence), for in such a
connection the consequence does not in its turn determine the principle, and
therefore does not constitute, with the latter, a whole—just as the
Creator does not with the world make up a whole. The process of understanding
by which it represents to itself the sphere of a divided conception, is
employed also when we think of a thing as divisible; and in the same manner as
the members of the division in the former exclude one another, and yet are
connected in one sphere, so the understanding represents to itself the parts of
the latter, as having—each of them—an existence (as substances),
independently of the others, and yet as united in one whole.
§ 8
In the transcendental philosophy of the ancients there exists one more leading
division, which contains pure conceptions of the understanding, and which,
although not numbered among the categories, ought, according to them, as
conceptions à priori, to be valid of objects. But in this case they would
augment the number of the categories; which cannot be. These are set forth in
the proposition, so renowned among the schoolmen—‘Quodlibet ens
est UNUM, VERUM, BONUM.’ Now, though the inferences from this
principle were mere tautological propositions, and though it is allowed only by
courtesy to retain a place in modern metaphysics, yet a thought which
maintained itself for such a length of time, however empty it seems to be,
deserves an investigation of its origin, and justifies the conjecture that it
must be grounded in some law of the understanding, which, as is often the case,
has only been erroneously interpreted. These pretended transcendental
predicates are, in fact, nothing but logical requisites and criteria of all
cognition of objects, and they employ, as the basis for this cognition, the
categories of quantity, namely, unity, plurality, and totality. But these,
which must be taken as material conditions, that is, as belonging to the
possibility of things themselves, they employed merely in a formal
signification, as belonging to the logical requisites of all cognition, and yet
most unguardedly changed these criteria of thought into properties of objects,
as things in themselves. Now, in every cognition of an object, there is unity
of conception, which may be called qualitative unity, so far as by this term we
understand only the unity in our connection of the manifold; for example, unity
of the theme in a play, an oration, or a story. Secondly, there is truth in
respect of the deductions from it. The more true deductions we have from a
given conception, the more criteria of its objective reality. This we might
call the qualitative plurality of characteristic marks, which belong to a
conception as to a common foundation, but are not cogitated as a quantity in
it. Thirdly, there is perfection—which consists in this, that the
plurality falls back upon the unity of the conception, and accords completely
with that conception and with no other. This we may denominate qualitative
completeness. Hence it is evident that these logical criteria of the
possibility of cognition are merely the three categories of quantity modified
and transformed to suit an unauthorized manner of applying them. That is to
say, the three categories, in which the unity in the production of the quantum
must be homogeneous throughout, are transformed solely with a view to the
connection of heterogeneous parts of cognition in one act of consciousness, by
means of the quality of the cognition, which is the principle of that
connection. Thus the criterion of the possibility of a conception (not of its
object) is the definition of it, in which the unity of the conception, the
truth of all that may be immediately deduced from it, and finally, the
completeness of what has been thus deduced, constitute the requisites for the
reproduction of the whole conception. Thus also, the criterion or test of an
hypothesis is the intelligibility of the received principle of explanation, or
its unity (without help from any subsidiary hypothesis)—the truth of our
deductions from it (consistency with each other and with experience)—and
lastly, the completeness of the principle of the explanation of these
deductions, which refer to neither more nor less than what was admitted in the
hypothesis, restoring analytically and à posteriori, what was cogitated
synthetically and à priori. By the conceptions, therefore, of unity, truth, and
perfection, we have made no addition to the transcendental table of the
categories, which is complete without them. We have, on the contrary, merely
employed the three categories of quantity, setting aside their application to
objects of experience, as general logical laws of the consistency of cognition
with itself.
Chapter II. Of the Deduction of the Pure Conceptions
of the Understanding
Section I. Of the Principles of a Transcendental
Deduction in general § 9
Teachers of jurisprudence, when speaking of rights and claims, distinguish in a
cause the question of right (quid juris) from the question of fact (quid
facti), and while they demand proof of both, they give to the proof of the
former, which goes to establish right or claim in law, the name of deduction.
Now we make use of a great number of empirical conceptions, without opposition
from any one; and consider ourselves, even without any attempt at deduction,
justified in attaching to them a sense, and a supposititious signification,
because we have always experience at hand to demonstrate their objective
reality. There exist also, however, usurped conceptions, such as fortune, fate,
which circulate with almost universal indulgence, and yet are occasionally
challenged by the question, “quid juris?” In such cases, we have
great difficulty in discovering any deduction for these terms, inasmuch as we
cannot produce any manifest ground of right, either from experience or from
reason, on which the claim to employ them can be founded.
Among the many conceptions, which make up the very variegated web of human
cognition, some are destined for pure use à priori, independent of all
experience; and their title to be so employed always requires a deduction,
inasmuch as, to justify such use of them, proofs from experience are not
sufficient; but it is necessary to know how these conceptions can apply to
objects without being derived from experience. I term, therefore, an
examination of the manner in which conceptions can apply à priori to objects,
the transcendental deduction of conceptions, and I distinguish it from the
empirical deduction, which indicates the mode in which conception is obtained
through experience and reflection thereon; consequently, does not concern
itself with the right, but only with the fact of our obtaining conceptions in
such and such a manner. We have already seen that we are in possession of two
perfectly different kinds of conceptions, which nevertheless agree with each
other in this, that they both apply to objects completely à priori. These are
the conceptions of space and time as forms of sensibility, and the categories
as pure conceptions of the understanding. To attempt an empirical deduction of
either of these classes would be labour in vain, because the distinguishing
characteristic of their nature consists in this, that they apply to their
objects, without having borrowed anything from experience towards the
representation of them. Consequently, if a deduction of these conceptions is
necessary, it must always be transcendental.
Meanwhile, with respect to these conceptions, as with respect to all our
cognition, we certainly may discover in experience, if not the principle of
their possibility, yet the occasioning causes of their production. It will be
found that the impressions of sense give the first occasion for bringing into
action the whole faculty of cognition, and for the production of experience,
which contains two very dissimilar elements, namely, a matter for cognition,
given by the senses, and a certain form for the arrangement of this matter,
arising out of the inner fountain of pure intuition and thought; and these, on
occasion given by sensuous impressions, are called into exercise and produce
conceptions. Such an investigation into the first efforts of our faculty of
cognition to mount from particular perceptions to general conceptions is
undoubtedly of great utility; and we have to thank the celebrated Locke for
having first opened the way for this inquiry. But a deduction of the pure à
priori conceptions of course never can be made in this way, seeing that, in
regard to their future employment, which must be entirely independent of
experience, they must have a far different certificate of birth to show from
that of a descent from experience. This attempted physiological derivation,
which cannot properly be called deduction, because it relates merely to a
quaestio facti, I shall entitle an explanation of the possession of a pure
cognition. It is therefore manifest that there can only be a transcendental
deduction of these conceptions and by no means an empirical one; also, that all
attempts at an empirical deduction, in regard to pure à priori conceptions, are
vain, and can only be made by one who does not understand the altogether
peculiar nature of these cognitions.
But although it is admitted that the only possible deduction of pure à priori
cognition is a transcendental deduction, it is not, for that reason, perfectly
manifest that such a deduction is absolutely necessary. We have already traced
to their sources the conceptions of space and time, by means of a
transcendental deduction, and we have explained and determined their objective
validity à priori. Geometry, nevertheless, advances steadily and securely in
the province of pure à priori cognitions, without needing to ask from
philosophy any certificate as to the pure and legitimate origin of its
fundamental conception of space. But the use of the conception in this science
extends only to the external world of sense, the pure form of the intuition of
which is space; and in this world, therefore, all geometrical cognition,
because it is founded upon à priori intuition, possesses immediate evidence,
and the objects of this cognition are given à priori (as regards their form) in
intuition by and through the cognition itself. With the pure conceptions of
understanding, on the contrary, commences the absolute necessity of seeking a
transcendental deduction, not only of these conceptions themselves, but
likewise of space, because, inasmuch as they make affirmations concerning
objects not by means of the predicates of intuition and sensibility, but of
pure thought à priori, they apply to objects without any of the conditions of
sensibility. Besides, not being founded on experience, they are not presented
with any object in à priori intuition upon which, antecedently to experience,
they might base their synthesis. Hence results, not only doubt as to the
objective validity and proper limits of their use, but that even our conception
of space is rendered equivocal; inasmuch as we are very ready with the aid of
the categories, to carry the use of this conception beyond the conditions of
sensuous intuition—and, for this reason, we have already found a
transcendental deduction of it needful. The reader, then, must be quite
convinced of the absolute necessity of a transcendental deduction, before
taking a single step in the field of pure reason; because otherwise he goes to
work blindly, and after he has wondered about in all directions, returns to the
state of utter ignorance from which he started. He ought, moreover, clearly to
recognize beforehand the unavoidable difficulties in his undertaking, so that
he may not afterwards complain of the obscurity in which the subject itself is
deeply involved, or become too soon impatient of the obstacles in his path;
because we have a choice of only two things—either at once to give up all
pretensions to knowledge beyond the limits of possible experience, or to bring
this critical investigation to completion.
We have been able, with very little trouble, to make it comprehensible how the
conceptions of space and time, although à priori cognitions, must necessarily
apply to external objects, and render a synthetical cognition of these
possible, independently of all experience. For inasmuch as only by means of
such pure form of sensibility an object can appear to us, that is, be an object
of empirical intuition, space and time are pure intuitions, which contain à
priori the condition of the possibility of objects as phenomena, and an à
priori synthesis in these intuitions possesses objective validity.
On the other hand, the categories of the understanding do not represent the
conditions under which objects are given to us in intuition; objects can
consequently appear to us without necessarily connecting themselves with these,
and consequently without any necessity binding on the understanding to contain
à priori the conditions of these objects. Thus we find ourselves involved in a
difficulty which did not present itself in the sphere of sensibility, that is
to say, we cannot discover how the subjective conditions of thought can have
objective validity, in other words, can become conditions of the possibility of
all cognition of objects; for phenomena may certainly be given to us in
intuition without any help from the functions of the understanding. Let us
take, for example, the conception of cause, which indicates a peculiar kind of
synthesis, namely, that with something, A, something entirely different, B, is
connected according to a law. It is not à priori manifest why phenomena should
contain anything of this kind (we are of course debarred from appealing for
proof to experience, for the objective validity of this conception must be
demonstrated à priori), and it hence remains doubtful à priori, whether such a
conception be not quite void and without any corresponding object among
phenomena. For that objects of sensuous intuition must correspond to the formal
conditions of sensibility existing à priori in the mind is quite evident, from
the fact that without these they could not be objects for us; but that they
must also correspond to the conditions which understanding requires for the
synthetical unity of thought is an assertion, the grounds for which are not so
easily to be discovered. For phenomena might be so constituted as not to
correspond to the conditions of the unity of thought; and all things might lie
in such confusion that, for example, nothing could be met with in the sphere of
phenomena to suggest a law of synthesis, and so correspond to the conception of
cause and effect; so that this conception would be quite void, null, and
without significance. Phenomena would nevertheless continue to present objects
to our intuition; for mere intuition does not in any respect stand in need of
the functions of thought.
If we thought to free ourselves from the labour of these investigations by
saying: “Experience is constantly offering us examples of the relation of
cause and effect in phenomena, and presents us with abundant opportunity of
abstracting the conception of cause, and so at the same time of corroborating
the objective validity of this conception”; we should in this case be
overlooking the fact, that the conception of cause cannot arise in this way at
all; that, on the contrary, it must either have an à priori basis in the
understanding, or be rejected as a mere chimera. For this conception demands
that something, A, should be of such a nature that something else, B, should
follow from it necessarily, and according to an absolutely universal law. We
may certainly collect from phenomena a law, according to which this or that
usually happens, but the element of necessity is not to be found in it. Hence
it is evident that to the synthesis of cause and effect belongs a dignity,
which is utterly wanting in any empirical synthesis; for it is no mere
mechanical synthesis, by means of addition, but a dynamical one; that is to
say, the effect is not to be cogitated as merely annexed to the cause, but as
posited by and through the cause, and resulting from it. The strict
universality of this law never can be a characteristic of empirical laws, which
obtain through induction only a comparative universality, that is, an extended
range of practical application. But the pure conceptions of the understanding
would entirely lose all their peculiar character, if we treated them merely as
the productions of experience.
Transition to the Transcendental Deduction of the
Categories § 10
There are only two possible ways in which synthetical representation and its
objects can coincide with and relate necessarily to each other, and, as it
were, meet together. Either the object alone makes the representation possible,
or the representation alone makes the object possible. In the former case, the
relation between them is only empirical, and an à priori representation is
impossible. And this is the case with phenomena, as regards that in them which
is referable to mere sensation. In the latter case—although
representation alone (for of its causality, by means of the will, we do not
here speak) does not produce the object as to its existence, it must
nevertheless be à priori determinative in regard to the object, if it is only
by means of the representation that we can cognize anything as an object. Now
there are only two conditions of the possibility of a cognition of objects;
firstly, intuition, by means of which the object, though only as phenomenon, is
given; secondly, conception, by means of which the object which corresponds to
this intuition is thought. But it is evident from what has been said on
æsthetic that the first condition, under which alone objects can be intuited,
must in fact exist, as a formal basis for them, à priori in the mind. With this
formal condition of sensibility, therefore, all phenomena necessarily
correspond, because it is only through it that they can be phenomena at all;
that is, can be empirically intuited and given. Now the question is whether
there do not exist, à priori in the mind, conceptions of understanding also, as
conditions under which alone something, if not intuited, is yet thought as
object. If this question be answered in the affirmative, it follows that all
empirical cognition of objects is necessarily conformable to such conceptions,
since, if they are not presupposed, it is impossible that anything can be an
object of experience. Now all experience contains, besides the intuition of the
senses through which an object is given, a conception also of an object that is
given in intuition. Accordingly, conceptions of objects in general must lie as
à priori conditions at the foundation of all empirical cognition; and
consequently, the objective validity of the categories, as à priori
conceptions, will rest upon this, that experience (as far as regards the form
of thought) is possible only by their means. For in that case they apply
necessarily and à priori to objects of experience, because only through them
can an object of experience be thought.
The whole aim of the transcendental deduction of all à priori conceptions is to
show that these conceptions are à priori conditions of the possibility of all
experience. Conceptions which afford us the objective foundation of the
possibility of experience are for that very reason necessary. But the analysis
of the experiences in which they are met with is not deduction, but only an
illustration of them, because from experience they could never derive the
attribute of necessity. Without their original applicability and relation to
all possible experience, in which all objects of cognition present themselves,
the relation of the categories to objects, of whatever nature, would be quite
incomprehensible.
The celebrated Locke, for want of due reflection on these points, and because
he met with pure conceptions of the understanding in experience, sought also to
deduce them from experience, and yet proceeded so inconsequently as to attempt,
with their aid, to arrive it cognitions which lie far beyond the limits of all
experience. David Hume perceived that, to render this possible, it was
necessary that the conceptions should have an à priori origin. But as he could
not explain how it was possible that conceptions which are not connected with
each other in the understanding must nevertheless be thought as necessarily
connected in the object—and it never occurred to him that the
understanding itself might, perhaps, by means of these conceptions, be the
author of the experience in which its objects were presented to it—he was
forced to drive these conceptions from experience, that is, from a subjective
necessity arising from repeated association of experiences erroneously
considered to be objective—in one word, from habit. But he proceeded with
perfect consequence and declared it to be impossible, with such conceptions and
the principles arising from them, to overstep the limits of experience. The
empirical derivation, however, which both of these philosophers attributed to
these conceptions, cannot possibly be reconciled with the fact that we do
possess scientific à priori cognitions, namely, those of pure mathematics and
general physics.
The former of these two celebrated men opened a wide door to
extravagance—(for if reason has once undoubted right on its side, it will
not allow itself to be confined to set limits, by vague recommendations of
moderation); the latter gave himself up entirely to scepticism—a natural
consequence, after having discovered, as he thought, that the faculty of
cognition was not trustworthy. We now intend to make a trial whether it be not
possible safely to conduct reason between these two rocks, to assign her
determinate limits, and yet leave open for her the entire sphere of her
legitimate activity.
I shall merely premise an explanation of what the categories are. They are
conceptions of an object in general, by means of which its intuition is
contemplated as determined in relation to one of the logical functions of
judgement. The following will make this plain. The function of the categorical
judgement is that of the relation of subject to predicate; for example, in the
proposition: “All bodies are divisible.” But in regard to the
merely logical use of the understanding, it still remains undetermined to which
Of these two conceptions belongs the function Of subject and to which that of
predicate. For we could also say: “Some divisible is a body.” But
the category of substance, when the conception of a body is brought under it,
determines that; and its empirical intuition in experience must be contemplated
always as subject and never as mere predicate. And so with all the other
categories.
Section II Transcendental Deduction of the pure
Conceptions of the Understanding
Of the Possibility of a Conjunction of the manifold
representations given by Sense § 11.
The manifold content in our representations can be given in an intuition which
is merely sensuous—in other words, is nothing but susceptibility; and the
form of this intuition can exist à priori in our faculty of representation,
without being anything else but the mode in which the subject is affected. But
the conjunction (conjunctio) of a manifold in intuition never can be given us
by the senses; it cannot therefore be contained in the pure form of sensuous
intuition, for it is a spontaneous act of the faculty of representation. And as
we must, to distinguish it from sensibility, entitle this faculty
understanding; so all conjunction whether conscious or unconscious, be it of
the manifold in intuition, sensuous or non-sensuous, or of several
conceptions—is an act of the understanding. To this act we shall give the
general appellation of synthesis, thereby to indicate, at the same time, that
we cannot represent anything as conjoined in the object without having
previously conjoined it ourselves. Of all mental notions, that of conjunction
is the only one which cannot be given through objects, but can be originated
only by the subject itself, because it is an act of its purely spontaneous
activity. The reader will easily enough perceive that the possibility of
conjunction must be grounded in the very nature of this act, and that it must
be equally valid for all conjunction, and that analysis, which appears to be
its contrary, must, nevertheless, always presuppose it; for where the
understanding has not previously conjoined, it cannot dissect or analyse,
because only as conjoined by it, must that which is to be analysed have been
given to our faculty of representation.
But the conception of conjunction includes, besides the conception of the
manifold and of the synthesis of it, that of the unity of it also. Conjunction
is the representation of the synthetical unity of the manifold.[15] This idea of unity, therefore, cannot
arise out of that of conjunction; much rather does that idea, by combining
itself with the representation of the manifold, render the conception of
conjunction possible. This unity, which à priori precedes all conceptions of
conjunction, is not the category of unity (§ 6); for all the categories are
based upon logical functions of judgement, and in these functions we already
have conjunction, and consequently unity of given conceptions. It is therefore
evident that the category of unity presupposes conjunction. We must therefore
look still higher for this unity (as qualitative, § 8), in that, namely, which
contains the ground of the unity of diverse conceptions in judgements, the
ground, consequently, of the possibility of the existence of the understanding,
even in regard to its logical use.
[15]
Whether the representations are in themselves identical, and consequently
whether one can be thought analytically by means of and through the other, is a
question which we need not at present consider. Our Consciousness of the one,
when we speak of the manifold, is always distinguishable from our consciousness
of the other; and it is only respecting the synthesis of this (possible)
consciousness that we here treat.
Of the Originally Synthetical Unity of Apperception §
12
The “I think” must accompany all my representations, for otherwise
something would be represented in me which could not be thought; in other
words, the representation would either be impossible, or at least be, in
relation to me, nothing. That representation which can be given previously to
all thought is called intuition. All the diversity or manifold content of
intuition, has, therefore, a necessary relation to the “I think,”
in the subject in which this diversity is found. But this representation,
“I think,” is an act of spontaneity; that is to say, it cannot be
regarded as belonging to mere sensibility. I call it pure apperception, in
order to distinguish it from empirical; or primitive apperception, because it
is self-consciousness which, whilst it gives birth to the representation
“I think,” must necessarily be capable of accompanying all our
representations. It is in all acts of consciousness one and the same, and
unaccompanied by it, no representation can exist for me. The unity of this
apperception I call the transcendental unity of self-consciousness, in order to
indicate the possibility of à priori cognition arising from it. For the
manifold representations which are given in an intuition would not all of them
be my representations, if they did not all belong to one self-consciousness,
that is, as my representations (even although I am not conscious of them as
such), they must conform to the condition under which alone they can exist
together in a common self-consciousness, because otherwise they would not all
without exception belong to me. From this primitive conjunction follow many
important results.
For example, this universal identity of the apperception of the manifold given
in intuition contains a synthesis of representations and is possible only by
means of the consciousness of this synthesis. For the empirical consciousness
which accompanies different representations is in itself fragmentary and
disunited, and without relation to the identity of the subject. This relation,
then, does not exist because I accompany every representation with
consciousness, but because I join one representation to another, and am
conscious of the synthesis of them. Consequently, only because I can connect a
variety of given representations in one consciousness, is it possible that I
can represent to myself the identity of consciousness in these representations;
in other words, the analytical unity of apperception is possible only under the
presupposition of a synthetical unity.[16] The thought,
“These representations given in intuition belong all of them to
me,” is accordingly just the same as, “I unite them in one
self-consciousness, or can at least so unite them”; and although this
thought is not itself the consciousness of the synthesis of representations, it
presupposes the possibility of it; that is to say, for the reason alone that I
can comprehend the variety of my representations in one consciousness, do I
call them my representations, for otherwise I must have as many-coloured and
various a self as are the representations of which I am conscious. Synthetical
unity of the manifold in intuitions, as given à priori, is therefore the
foundation of the identity of apperception itself, which antecedes à priori all
determinate thought. But the conjunction of representations into a conception
is not to be found in objects themselves, nor can it be, as it were, borrowed
from them and taken up into the understanding by perception, but it is on the
contrary an operation of the understanding itself, which is nothing more than
the faculty of conjoining à priori and of bringing the variety of given
representations under the unity of apperception. This principle is the highest
in all human cognition.
[16]
All general conceptions—as such—depend, for their existence, on the
analytical unity of consciousness. For example, when I think of red in general,
I thereby think to myself a property which (as a characteristic mark) can be
discovered somewhere, or can be united with other representations;
consequently, it is only by means of a forethought possible synthetical unity
that I can think to myself the analytical. A representation which is cogitated
as common to different representations, is regarded as belonging to such as,
besides this common representation, contain something different; consequently
it must be previously thought in synthetical unity with other although only
possible representations, before I can think in it the analytical unity of
consciousness which makes it a conceptas communis. And thus the synthetical
unity of apperception is the highest point with which we must connect every
operation of the understanding, even the whole of logic, and after it our
transcendental philosophy; indeed, this faculty is the understanding itself.
This fundamental principle of the necessary unity of apperception is indeed an
identical, and therefore analytical, proposition; but it nevertheless explains
the necessity for a synthesis of the manifold given in an intuition, without
which the identity of self-consciousness would be incogitable. For the ego, as
a simple representation, presents us with no manifold content; only in
intuition, which is quite different from the representation ego, can it be
given us, and by means of conjunction it is cogitated in one
self-consciousness. An understanding, in which all the manifold should be given
by means of consciousness itself, would be intuitive; our understanding can
only think and must look for its intuition to sense. I am, therefore, conscious
of my identical self, in relation to all the variety of representations given
to me in an intuition, because I call all of them my representations. In other
words, I am conscious myself of a necessary à priori synthesis of my
representations, which is called the original synthetical unity of
apperception, under which rank all the representations presented to me, but
that only by means of a synthesis.
The Principle of the Synthetical Unity of Apperception
is the highest Principle of all exercise of the Understanding § 13
The supreme principle of the possibility of all intuition in relation to
sensibility was, according to our transcendental æsthetic, that all the
manifold in intuition be subject to the formal conditions of space and time.
The supreme principle of the possibility of it in relation to the understanding
is that all the manifold in it be subject to conditions of the originally
synthetical unity or apperception.[17] To the former of these two principles
are subject all the various representations of intuition, in so far as they are
given to us; to the latter, in so far as they must be capable of conjunction in
one consciousness; for without this nothing can be thought or cognized, because
the given representations would not have in common the act Of the apperception
“I think” and therefore could not be connected in one
self-consciousness.
[17]
Space and time, and all portions thereof, are intuitions; consequently are,
with a manifold for their content, single representations. (See the
Transcendental Æsthetic.) Consequently, they are not pure conceptions, by means
of which the same consciousness is found in a great number of representations;
but, on the contrary, they are many representations contained in one, the
consciousness of which is, so to speak, compounded. The unity of consciousness
is nevertheless synthetical and, therefore, primitive. From this peculiar
character of consciousness follow many important consequences. (See § 21.)
Understanding is, to speak generally, the faculty Of cognitions. These consist
in the determined relation of given representation to an object. But an object
is that, in the conception of which the manifold in a given intuition is
united. Now all union of representations requires unity of consciousness in the
synthesis of them. Consequently, it is the unity of consciousness alone that
constitutes the possibility of representations relating to an object, and
therefore of their objective validity, and of their becoming cognitions, and
consequently, the possibility of the existence of the understanding itself.
The first pure cognition of understanding, then, upon which is founded all its
other exercise, and which is at the same time perfectly independent of all
conditions of mere sensuous intuition, is the principle of the original
synthetical unity of apperception. Thus the mere form of external sensuous
intuition, namely, space, affords us, per se, no cognition; it merely
contributes the manifold in à priori intuition to a possible cognition. But, in
order to cognize something in space (for example, a line), I must draw it, and
thus produce synthetically a determined conjunction of the given manifold, so
that the unity of this act is at the same time the unity of consciousness (in
the conception of a line), and by this means alone is an object (a determinate
space) cognized. The synthetical unity of consciousness is, therefore, an
objective condition of all cognition, which I do not merely require in order to
cognize an object, but to which every intuition must necessarily be subject, in
order to become an object for me; because in any other way, and without this
synthesis, the manifold in intuition could not be united in one consciousness.
This proposition is, as already said, itself analytical, although it
constitutes the synthetical unity, the condition of all thought; for it states
nothing more than that all my representations in any given intuition must be
subject to the condition which alone enables me to connect them, as my
representation with the identical self, and so to unite them synthetically in
one apperception, by means of the general expression, “I think.”
But this principle is not to be regarded as a principle for every possible
understanding, but only for the understanding by means of whose pure
apperception in the thought I am, no manifold content is given. The
understanding or mind which contained the manifold in intuition, in and through
the act itself of its own self-consciousness, in other words, an understanding
by and in the representation of which the objects of the representation should
at the same time exist, would not require a special act of synthesis of the
manifold as the condition of the unity of its consciousness, an act of which
the human understanding, which thinks only and cannot intuite, has absolute
need. But this principle is the first principle of all the operations of our
understanding, so that we cannot form the least conception of any other
possible understanding, either of one such as should be itself intuition, or
possess a sensuous intuition, but with forms different from those of space and
time.
What Objective Unity of Self-consciousness is §
14
It is by means of the transcendental unity of apperception that all the
manifold, given in an intuition is united into a conception of the object. On
this account it is called objective, and must be distinguished from the
subjective unity of consciousness, which is a determination of the internal
sense, by means of which the said manifold in intuition is given empirically to
be so united. Whether I can be empirically conscious of the manifold as
coexistent or as successive, depends upon circumstances, or empirical
conditions. Hence the empirical unity of consciousness by means of association
of representations, itself relates to a phenomenal world and is wholly
contingent. On the contrary, the pure form of intuition in time, merely as an
intuition, which contains a given manifold, is subject to the original unity of
consciousness, and that solely by means of the necessary relation of the
manifold in intuition to the “I think,” consequently by means of
the pure synthesis of the understanding, which lies à priori at the foundation
of all empirical synthesis. The transcendental unity of apperception is alone
objectively valid; the empirical which we do not consider in this essay, and
which is merely a unity deduced from the former under given conditions in
concreto, possesses only subjective validity. One person connects the notion
conveyed in a word with one thing, another with another thing; and the unity of
consciousness in that which is empirical, is, in relation to that which is
given by experience, not necessarily and universally valid.
The Logical Form of all Judgements consists in the
Objective Unity of Apperception of the Conceptions contained therein § 15
I could never satisfy myself with the definition which logicians give of a
judgement. It is, according to them, the representation of a relation between
two conceptions. I shall not dwell here on the faultiness of this definition,
in that it suits only for categorical and not for hypothetical or disjunctive
judgements, these latter containing a relation not of conceptions but of
judgements themselves—a blunder from which many evil results have
followed.[18] It is more important for our present
purpose to observe, that this definition does not determine in what the said
relation consists.
[18]
The tedious doctrine of the four syllogistic figures concerns only categorical
syllogisms; and although it is nothing more than an artifice by surreptitiously
introducing immediate conclusions (consequentiae immediatae) among the premises
of a pure syllogism, to give ism give rise to an appearance of more modes of
drawing a conclusion than that in the first figure, the artifice would not have
had much success, had not its authors succeeded in bringing categorical
judgements into exclusive respect, as those to which all others must be
referred—a doctrine, however, which, according to § 5, is utterly false.
But if I investigate more closely the relation of given cognitions in every
judgement, and distinguish it, as belonging to the understanding, from the
relation which is produced according to laws of the reproductive imagination
(which has only subjective validity), I find that judgement is nothing but the
mode of bringing given cognitions under the objective unit of apperception.
This is plain from our use of the term of relation is in judgements, in order
to distinguish the objective unity of given representations from the subjective
unity. For this term indicates the relation of these representations to the
original apperception, and also their necessary unity, even although the
judgement is empirical, therefore contingent, as in the judgement: “All
bodies are heavy.” I do not mean by this, that these representations do
necessarily belong to each other in empirical intuition, but that by means of
the necessary unity of appreciation they belong to each other in the synthesis
of intuitions, that is to say, they belong to each other according to
principles of the objective determination of all our representations, in so far
as cognition can arise from them, these principles being all deduced from the
main principle of the transcendental unity of apperception. In this way alone
can there arise from this relation a judgement, that is, a relation which has
objective validity, and is perfectly distinct from that relation of the very
same representations which has only subjective validity—a relation, to
wit, which is produced according to laws of association. According to these
laws, I could only say: “When I hold in my hand or carry a body, I feel
an impression of weight”; but I could not say: “It, the body, is
heavy”; for this is tantamount to saying both these representations are
conjoined in the object, that is, without distinction as to the condition of
the subject, and do not merely stand together in my perception, however
frequently the perceptive act may be repeated.
All Sensuous Intuitions are subject to the Categories,
as Conditions under which alone the manifold Content of them can be united in
one Consciousness § 16
The manifold content given in a sensuous intuition comes necessarily under the
original synthetical unity of apperception, because thereby alone is the unity
of intuition possible (§ 13). But that act of the understanding, by which the
manifold content of given representations (whether intuitions or conceptions)
is brought under one apperception, is the logical function of judgements (§
15). All the manifold, therefore, in so far as it is given in one empirical
intuition, is determined in relation to one of the logical functions of
judgement, by means of which it is brought into union in one consciousness. Now
the categories are nothing else than these functions of judgement so far as the
manifold in a given intuition is determined in relation to them (§ 9).
Consequently, the manifold in a given intuition is necessarily subject to the
categories of the understanding.
Observation § 17
The manifold in an intuition, which I call mine, is represented by means of the
synthesis of the understanding, as belonging to the necessary unity of
self-consciousness, and this takes place by means of the category.[19] The category indicates accordingly that
the empirical consciousness of a given manifold in an intuition is subject to a
pure self-consciousness à priori, in the same manner as an empirical intuition
is subject to a pure sensuous intuition, which is also à priori. In the above
proposition, then, lies the beginning of a deduction of the pure conceptions of
the understanding. Now, as the categories have their origin in the
understanding alone, independently of sensibility, I must in my deduction make
abstraction of the mode in which the manifold of an empirical intuition is
given, in order to fix my attention exclusively on the unity which is brought
by the understanding into the intuition by means of the category. In what
follows (§ 22), it will be shown, from the mode in which the empirical
intuition is given in the faculty of sensibility, that the unity which belongs
to it is no other than that which the category (according to § 16) imposes on
the manifold in a given intuition, and thus, its à priori validity in regard to
all objects of sense being established, the purpose of our deduction will be
fully attained.
[19]
The proof of this rests on the represented unity of intuition, by means of
which an object is given, and which always includes in itself a synthesis of
the manifold to be intuited, and also the relation of this latter to unity of
apperception.
But there is one thing in the above demonstration of which I could not make
abstraction, namely, that the manifold to be intuited must be given previously
to the synthesis of the understanding, and independently of it. How this takes
place remains here undetermined. For if I cogitate an understanding which was
itself intuitive (as, for example, a divine understanding which should not
represent given objects, but by whose representation the objects themselves
should be given or produced), the categories would possess no significance in
relation to such a faculty of cognition. They are merely rules for an
understanding, whose whole power consists in thought, that is, in the act of
submitting the synthesis of the manifold which is presented to it in intuition
from a very different quarter, to the unity of apperception; a faculty,
therefore, which cognizes nothing per se, but only connects and arranges the
material of cognition, the intuition, namely, which must be presented to it by
means of the object. But to show reasons for this peculiar character of our
understandings, that it produces unity of apperception à priori only by means
of categories, and a certain kind and number thereof, is as impossible as to
explain why we are endowed with precisely so many functions of judgement and no
more, or why time and space are the only forms of our intuition.
In Cognition, its Application to Objects of Experience
is the only legitimate use of the Category § 18
To think an object and to cognize an object are by no means the same thing. In
cognition there are two elements: firstly, the conception, whereby an object is
cogitated (the category); and, secondly, the intuition, whereby the object is
given. For supposing that to the conception a corresponding intuition could not
be given, it would still be a thought as regards its form, but without any
object, and no cognition of anything would be possible by means of it, inasmuch
as, so far as I knew, there existed and could exist nothing to which my thought
could be applied. Now all intuition possible to us is sensuous; consequently,
our thought of an object by means of a pure conception of the understanding,
can become cognition for us only in so far as this conception is applied to
objects of the senses. Sensuous intuition is either pure intuition (space and
time) or empirical intuition—of that which is immediately represented in
space and time by means of sensation as real. Through the determination of pure
intuition we obtain à priori cognitions of objects, as in mathematics, but only
as regards their form as phenomena; whether there can exist things which must
be intuited in this form is not thereby established. All mathematical
conceptions, therefore, are not per se cognition, except in so far as we
presuppose that there exist things which can only be represented conformably to
the form of our pure sensuous intuition. But things in space and time are given
only in so far as they are perceptions (representations accompanied with
sensation), therefore only by empirical representation. Consequently the pure
conceptions of the understanding, even when they are applied to intuitions à
priori (as in mathematics), produce cognition only in so far as these (and
therefore the conceptions of the understanding by means of them) can be applied
to empirical intuitions. Consequently the categories do not, even by means of
pure intuition afford us any cognition of things; they can only do so in so far
as they can be applied to empirical intuition. That is to say, the categories
serve only to render empirical cognition possible. But this is what we call
experience. Consequently, in cognition, their application to objects of
experience is the only legitimate use of the categories.
§ 19
The foregoing proposition is of the utmost importance, for it determines the
limits of the exercise of the pure conceptions of the understanding in regard
to objects, just as transcendental æsthetic determined the limits of the
exercise of the pure form of our sensuous intuition. Space and time, as
conditions of the possibility of the presentation of objects to us, are valid
no further than for objects of sense, consequently, only for experience. Beyond
these limits they represent to us nothing, for they belong only to sense, and
have no reality apart from it. The pure conceptions of the understanding are
free from this limitation, and extend to objects of intuition in general, be
the intuition like or unlike to ours, provided only it be sensuous, and not
intellectual. But this extension of conceptions beyond the range of our
intuition is of no advantage; for they are then mere empty conceptions of
objects, as to the possibility or impossibility of the existence of which they
furnish us with no means of discovery. They are mere forms of thought, without
objective reality, because we have no intuition to which the synthetical unity
of apperception, which alone the categories contain, could be applied, for the
purpose of determining an object. Our sensuous and empirical intuition can
alone give them significance and meaning.
If, then, we suppose an object of a non-sensuous intuition to be given we can
in that case represent it by all those predicates which are implied in the
presupposition that nothing appertaining to sensuous intuition belongs to it;
for example, that it is not extended, or in space; that its duration is not
time; that in it no change (the effect of the determinations in time) is to be
met with, and so on. But it is no proper knowledge if I merely indicate what
the intuition of the object is not, without being able to say what is contained
in it, for I have not shown the possibility of an object to which my pure
conception of understanding could be applicable, because I have not been able
to furnish any intuition corresponding to it, but am only able to say that our
intuition is not valid for it. But the most important point is this, that to a
something of this kind not one category can be found applicable. Take, for
example, the conception of substance, that is, something that can exist as
subject, but never as mere predicate; in regard to this conception I am quite
ignorant whether there can really be anything to correspond to such a
determination of thought, if empirical intuition did not afford me the occasion
for its application. But of this more in the sequel.
Of the Application of the Categories to Objects of the
Senses in general § 20
The pure conceptions of the understanding apply to objects of intuition in
general, through the understanding alone, whether the intuition be our own or
some other, provided only it be sensuous, but are, for this very reason, mere
forms of thought, by means of which alone no determined object can be cognized.
The synthesis or conjunction of the manifold in these conceptions relates, we
have said, only to the unity of apperception, and is for this reason the ground
of the possibility of à priori cognition, in so far as this cognition is
dependent on the understanding. This synthesis is, therefore, not merely
transcendental, but also purely intellectual. But because a certain form of
sensuous intuition exists in the mind à priori which rests on the receptivity
of the representative faculty (sensibility), the understanding, as a
spontaneity, is able to determine the internal sense by means of the diversity
of given representations, conformably to the synthetical unity of apperception,
and thus to cogitate the synthetical unity of the apperception of the manifold
of sensuous intuition à priori, as the condition to which must necessarily be
submitted all objects of human intuition. And in this manner the categories as
mere forms of thought receive objective reality, that is, application to
objects which are given to us in intuition, but that only as phenomena, for it
is only of phenomena that we are capable of à priori intuition.
This synthesis of the manifold of sensuous intuition, which is possible and
necessary à priori, may be called figurative (synthesis speciosa), in
contradistinction to that which is cogitated in the mere category in regard to
the manifold of an intuition in general, and is called connection or
conjunction of the understanding (synthesis intellectualis). Both are
transcendental, not merely because they themselves precede à priori all
experience, but also because they form the basis for the possibility of other
cognition à priori.
But the figurative synthesis, when it has relation only to the originally
synthetical unity of apperception, that is to the transcendental unity
cogitated in the categories, must, to be distinguished from the purely
intellectual conjunction, be entitled the transcendental synthesis of
imagination. Imagination is the faculty of representing an object even without
its presence in intuition. Now, as all our intuition is sensuous, imagination,
by reason of the subjective condition under which alone it can give a
corresponding intuition to the conceptions of the understanding, belongs to
sensibility. But in so far as the synthesis of the imagination is an act of
spontaneity, which is determinative, and not, like sense, merely determinable,
and which is consequently able to determine sense à priori, according to its
form, conformably to the unity of apperception, in so far is the imagination a
faculty of determining sensibility à priori, and its synthesis of intuitions
according to the categories must be the transcendental synthesis of the
imagination. It is an operation of the understanding on sensibility, and the
first application of the understanding to objects of possible intuition, and at
the same time the basis for the exercise of the other functions of that
faculty. As figurative, it is distinguished from the merely intellectual
synthesis, which is produced by the understanding alone, without the aid of
imagination. Now, in so far as imagination is spontaneity, I sometimes call it
also the productive imagination, and distinguish it from the reproductive, the
synthesis of which is subject entirely to empirical laws, those of association,
namely, and which, therefore, contributes nothing to the explanation of the
possibility of à priori cognition, and for this reason belongs not to
transcendental philosophy, but to psychology.
We have now arrived at the proper place for explaining the paradox which must
have struck every one in our exposition of the internal sense (§ 6),
namely—how this sense represents us to our own consciousness, only as we
appear to ourselves, not as we are in ourselves, because, to wit, we intuite
ourselves only as we are inwardly affected. Now this appears to be
contradictory, inasmuch as we thus stand in a passive relation to ourselves;
and therefore in the systems of psychology, the internal sense is commonly held
to be one with the faculty of apperception, while we, on the contrary,
carefully distinguish them.
That which determines the internal sense is the understanding, and its original
power of conjoining the manifold of intuition, that is, of bringing this under
an apperception (upon which rests the possibility of the understanding itself).
Now, as the human understanding is not in itself a faculty of intuition, and is
unable to exercise such a power, in order to conjoin, as it were, the manifold
of its own intuition, the synthesis of understanding is, considered per se,
nothing but the unity of action, of which, as such, it is self-conscious, even
apart from sensibility, by which, moreover, it is able to determine our
internal sense in respect of the manifold which may be presented to it
according to the form of sensuous intuition. Thus, under the name of a
transcendental synthesis of imagination, the understanding exercises an
activity upon the passive subject, whose faculty it is; and so we are right in
saying that the internal sense is affected thereby. Apperception and its
synthetical unity are by no means one and the same with the internal sense. The
former, as the source of all our synthetical conjunction, applies, under the
name of the categories, to the manifold of intuition in general, prior to all
sensuous intuition of objects. The internal sense, on the contrary, contains
merely the form of intuition, but without any synthetical conjunction of the
manifold therein, and consequently does not contain any determined intuition,
which is possible only through consciousness of the determination of the
manifold by the transcendental act of the imagination (synthetical influence of
the understanding on the internal sense), which I have named figurative
synthesis.
This we can indeed always perceive in ourselves. We cannot cogitate a
geometrical line without drawing it in thought, nor a circle without describing
it, nor represent the three dimensions of space without drawing three lines
from the same point perpendicular to one another. We cannot even cogitate time,
unless, in drawing a straight line (which is to serve as the external
figurative representation of time), we fix our attention on the act of the
synthesis of the manifold, whereby we determine successively the internal
sense, and thus attend also to the succession of this determination. Motion as
an act of the subject (not as a determination of an object),[20] consequently the synthesis of the
manifold in space, if we make abstraction of space and attend merely to the act
by which we determine the internal sense according to its form, is that which
produces the conception of succession. The understanding, therefore, does by no
means find in the internal sense any such synthesis of the manifold, but
produces it, in that it affects this sense. At the same time, how “I who
think” is distinct from the “i” which intuites itself (other
modes of intuition being cogitable as at least possible), and yet one and the
same with this latter as the same subject; how, therefore, I am able to say:
“I, as an intelligence and thinking subject, cognize myself as an object
thought, so far as I am, moreover, given to myself in intuition—only,
like other phenomena, not as I am in myself, and as considered by the
understanding, but merely as I appear”—is a question that has in it
neither more nor less difficulty than the question—“How can I be an
object to myself?” or this—“How I can be an object of my own
intuition and internal perceptions?” But that such must be the fact, if
we admit that space is merely a pure form of the phenomena of external sense,
can be clearly proved by the consideration that we cannot represent time, which
is not an object of external intuition, in any other way than under the image
of a line, which we draw in thought, a mode of representation without which we
could not cognize the unity of its dimension, and also that we are necessitated
to take our determination of periods of time, or of points of time, for all our
internal perceptions from the changes which we perceive in outward things. It
follows that we must arrange the determinations of the internal sense, as
phenomena in time, exactly in the same manner as we arrange those of the
external senses in space. And consequently, if we grant, respecting this
latter, that by means of them we know objects only in so far as we are affected
externally, we must also confess, with regard to the internal sense, that by
means of it we intuite ourselves only as we are internally affected by
ourselves; in other words, as regards internal intuition, we cognize our own
subject only as phenomenon, and not as it is in itself.[21]
[20]
Motion of an object in space does not belong to a pure science, consequently
not to geometry; because, that a thing is movable cannot be known à priori, but
only from experience. But motion, considered as the description of a space, is
a pure act of the successive synthesis of the manifold in external intuition by
means of productive imagination, and belongs not only to geometry, but even to
transcendental philosophy.
[21]
I do not see why so much difficulty should be found in admitting that our
internal sense is affected by ourselves. Every act of attention exemplifies it.
In such an act the understanding determines the internal sense by the
synthetical conjunction which it cogitates, conformably to the internal
intuition which corresponds to the manifold in the synthesis of the
understanding. How much the mind is usually affected thereby every one will be
able to perceive in himself.
§ 21
On the other hand, in the transcendental synthesis of the manifold content of
representations, consequently in the synthetical unity of apperception, I am
conscious of myself, not as I appear to myself, nor as I am in myself, but only
that “I am.” This representation is a thought, not an intuition.
Now, as in order to cognize ourselves, in addition to the act of thinking,
which subjects the manifold of every possible intuition to the unity of
apperception, there is necessary a determinate mode of intuition, whereby this
manifold is given; although my own existence is certainly not mere phenomenon
(much less mere illusion), the determination of my existence[22] Can only take place conformably to the
form of the internal sense, according to the particular mode in which the
manifold which I conjoin is given in internal intuition, and I have therefore
no knowledge of myself as I am, but merely as I appear to myself. The
consciousness of self is thus very far from a knowledge of self, in which I do
not use the categories, whereby I cogitate an object, by means of the
conjunction of the manifold in one apperception. In the same way as I require,
for the sake of the cognition of an object distinct from myself, not only the
thought of an object in general (in the category), but also an intuition by
which to determine that general conception, in the same way do I require, in
order to the cognition of myself, not only the consciousness of myself or the
thought that I think myself, but in addition an intuition of the manifold in
myself, by which to determine this thought. It is true that I exist as an
intelligence which is conscious only of its faculty of conjunction or
synthesis, but subjected in relation to the manifold which this intelligence
has to conjoin to a limitative conjunction called the internal sense. My
intelligence (that is, I) can render that conjunction or synthesis perceptible
only according to the relations of time, which are quite beyond the proper
sphere of the conceptions of the understanding and consequently cognize itself
in respect to an intuition (which cannot possibly be intellectual, nor given by
the understanding), only as it appears to itself, and not as it would cognize
itself, if its intuition were intellectual.
[22]
The “I think” expresses the act of determining my own existence. My
existence is thus already given by the act of consciousness; but the mode in
which I must determine my existence, that is, the mode in which I must place
the manifold belonging to my existence, is not thereby given. For this purpose
intuition of self is required, and this intuition possesses a form given à
priori, namely, time, which is sensuous, and belongs to our receptivity of the
determinable. Now, as I do not possess another intuition of self which gives
the determining in me (of the spontaneity of which I am conscious), prior to
the act of determination, in the same manner as time gives the determinable, it
is clear that I am unable to determine my own existence as that of a
spontaneous being, but I am only able to represent to myself the spontaneity of
my thought, that is, of my determination, and my existence remains ever
determinable in a purely sensuous manner, that is to say, like the existence of
a phenomenon. But it is because of this spontaneity that I call myself an
intelligence.
Transcendental Deduction of the universally possible
employment in experience of the Pure Conceptions of the Understanding § 22
In the metaphysical deduction, the à priori origin of categories was proved by
their complete accordance with the general logical of thought; in the
transcendental deduction was exhibited the possibility of the categories as à
priori cognitions of objects of an intuition in general (§ 16 and 17).At
present we are about to explain the possibility of cognizing, à priori, by
means of the categories, all objects which can possibly be presented to our
senses, not, indeed, according to the form of their intuition, but according to
the laws of their conjunction or synthesis, and thus, as it were, of
prescribing laws to nature and even of rendering nature possible. For if the
categories were inadequate to this task, it would not be evident to us why
everything that is presented to our senses must be subject to those laws which
have an à priori origin in the understanding itself.
I premise that by the term synthesis of apprehension I understand the
combination of the manifold in an empirical intuition, whereby perception, that
is, empirical consciousness of the intuition (as phenomenon), is possible.
We have à priori forms of the external and internal sensuous intuition in the
representations of space and time, and to these must the synthesis of
apprehension of the manifold in a phenomenon be always comformable, because the
synthesis itself can only take place according to these forms. But space and
time are not merely forms of sensuous intuition, but intuitions themselves
(which contain a manifold), and therefore contain à priori the determination of
the unity of this manifold.[23] (See the Transcendent Æsthetic.)
Therefore is unity of the synthesis of the manifold without or within us,
consequently also a conjunction to which all that is to be represented as
determined in space or time must correspond, given à priori along with (not in)
these intuitions, as the condition of the synthesis of all apprehension of
them. But this synthetical unity can be no other than that of the conjunction
of the manifold of a given intuition in general, in a primitive act of
consciousness, according to the categories, but applied to our sensuous
intuition. Consequently all synthesis, whereby alone is even perception
possible, is subject to the categories. And, as experience is cognition by
means of conjoined perceptions, the categories are conditions of the
possibility of experience and are therefore valid à priori for all objects of
experience.
[23]
Space represented as an object (as geometry really requires it to be) contains
more than the mere form of the intuition; namely, a combination of the manifold
given according to the form of sensibility into a representation that can be
intuited; so that the form of the intuition gives us merely the manifold, but
the formal intuition gives unity of representation. In the æsthetic, I regarded
this unity as belonging entirely to sensibility, for the purpose of indicating
that it antecedes all conceptions, although it presupposes a synthesis which
does not belong to sense, through which alone, however, all our conceptions of
space and time are possible. For as by means of this unity alone (the
understanding determining the sensibility) space and time are given as
intuitions, it follows that the unity of this intuition à priori belongs to
space and time, and not to the conception of the understanding (§ 20).
When, then, for example, I make the empirical intuition of a house by
apprehension of the manifold contained therein into a perception, the necessary
unity of space and of my external sensuous intuition lies at the foundation of
this act, and I, as it were, draw the form of the house conformably to this
synthetical unity of the manifold in space. But this very synthetical unity
remains, even when I abstract the form of space, and has its seat in the
understanding, and is in fact the category of the synthesis of the homogeneous
in an intuition; that is to say, the category of quantity, to which the
aforesaid synthesis of apprehension, that is, the perception, must be
completely conformable.[24]
[24]
In this manner it is proved, that the synthesis of apprehension, which is
empirical, must necessarily be conformable to the synthesis of apperception,
which is intellectual, and contained à priori in the category. It is one and
the same spontaneity which at one time, under the name of imagination, at
another under that of understanding, produces conjunction in the manifold of
intuition.
To take another example, when I perceive the freezing of water, I apprehend two
states (fluidity and solidity), which, as such, stand toward each other
mutually in a relation of time. But in the time, which I place as an internal
intuition, at the foundation of this phenomenon, I represent to myself
synthetical unity of the manifold, without which the aforesaid relation could
not be given in an intuition as determined (in regard to the succession of
time). Now this synthetical unity, as the à priori condition under which I
conjoin the manifold of an intuition, is, if I make abstraction of the
permanent form of my internal intuition (that is to say, of time), the category
of cause, by means of which, when applied to my sensibility, I determine
everything that occurs according to relations of time. Consequently
apprehension in such an event, and the event itself, as far as regards the
possibility of its perception, stands under the conception of the relation of
cause and effect: and so in all other cases.
Categories are conceptions which prescribe laws à priori to phenomena,
consequently to nature as the complex of all phenomena (natura materialiter
spectata). And now the question arises—inasmuch as these categories are
not derived from nature, and do not regulate themselves according to her as
their model (for in that case they would be empirical)—how it is
conceivable that nature must regulate herself according to them, in other
words, how the categories can determine à priori the synthesis of the manifold
of nature, and yet not derive their origin from her. The following is the
solution of this enigma.
It is not in the least more difficult to conceive how the laws of the phenomena
of nature must harmonize with the understanding and with its à priori
form—that is, its faculty of conjoining the manifold—than it is to
understand how the phenomena themselves must correspond with the à priori form
of our sensuous intuition. For laws do not exist in the phenomena any more than
the phenomena exist as things in themselves. Laws do not exist except by
relation to the subject in which the phenomena inhere, in so far as it
possesses understanding, just as phenomena have no existence except by relation
to the same existing subject in so far as it has senses. To things as things in
themselves, conformability to law must necessarily belong independently of an
understanding to cognize them. But phenomena are only representations of things
which are utterly unknown in respect to what they are in themselves. But as
mere representations, they stand under no law of conjunction except that which
the conjoining faculty prescribes. Now that which conjoins the manifold of
sensuous intuition is imagination, a mental act to which understanding
contributes unity of intellectual synthesis, and sensibility, manifoldness of
apprehension. Now as all possible perception depends on the synthesis of
apprehension, and this empirical synthesis itself on the transcendental,
consequently on the categories, it is evident that all possible perceptions,
and therefore everything that can attain to empirical consciousness, that is,
all phenomena of nature, must, as regards their conjunction, be subject to the
categories. And nature (considered merely as nature in general) is dependent on
them, as the original ground of her necessary conformability to law (as natura
formaliter spectata). But the pure faculty (of the understanding) of
prescribing laws à priori to phenomena by means of mere categories, is not
competent to enounce other or more laws than those on which a nature in
general, as a conformability to law of phenomena of space and time, depends.
Particular laws, inasmuch as they concern empirically determined phenomena,
cannot be entirely deduced from pure laws, although they all stand under them.
Experience must be superadded in order to know these particular laws; but in
regard to experience in general, and everything that can be cognized as an
object thereof, these à priori laws are our only rule and guide.
Result of this Deduction of the Conceptions of the
Understanding § 23
We cannot think any object except by means of the categories; we cannot cognize
any thought except by means of intuitions corresponding to these conceptions.
Now all our intuitions are sensuous, and our cognition, in so far as the object
of it is given, is empirical. But empirical cognition is experience;
consequently no à priori cognition is possible for us, except of objects of
possible experience.[25]
[25]
Lest my readers should stumble at this assertion, and the conclusions that may
be too rashly drawn from it, I must remind them that the categories in the act
of thought are by no means limited by the conditions of our sensuous intuition,
but have an unbounded sphere of action. It is only the cognition of the object
of thought, the determining of the object, which requires intuition. In the
absence of intuition, our thought of an object may still have true and useful
consequences in regard to the exercise of reason by the subject. But as this
exercise of reason is not always directed on the determination of the object,
in other words, on cognition thereof, but also on the determination of the
subject and its volition, I do not intend to treat of it in this place.
But this cognition, which is limited to objects of experience, is not for that
reason derived entirely, from, experience, but—and this is asserted of
the pure intuitions and the pure conceptions of the understanding—there
are, unquestionably, elements of cognition, which exist in the mind à priori.
Now there are only two ways in which a necessary harmony of experience with the
conceptions of its objects can be cogitated. Either experience makes these
conceptions possible, or the conceptions make experience possible. The former
of these statements will not hold good with respect to the categories (nor in
regard to pure sensuous intuition), for they are à priori conceptions, and
therefore independent of experience. The assertion of an empirical origin would
attribute to them a sort of generatio aequivoca. Consequently, nothing remains
but to adopt the second alternative (which presents us with a system, as it
were, of the epigenesis of pure reason), namely, that on the part of the
understanding the categories do contain the grounds of the possibility of all
experience. But with respect to the questions how they make experience
possible, and what are the principles of the possibility thereof with which
they present us in their application to phenomena, the following section on the
transcendental exercise of the faculty of judgement will inform the reader.
It is quite possible that someone may propose a species of preformation-system
of pure reason—a middle way between the two—to wit, that the
categories are neither innate and first à priori principles of cognition, nor
derived from experience, but are merely subjective aptitudes for thought
implanted in us contemporaneously with our existence, which were so ordered and
disposed by our Creator, that their exercise perfectly harmonizes with the laws
of nature which regulate experience. Now, not to mention that with such an
hypothesis it is impossible to say at what point we must stop in the employment
of predetermined aptitudes, the fact that the categories would in this case
entirely lose that character of necessity which is essentially involved in the
very conception of them, is a conclusive objection to it. The conception of
cause, for example, which expresses the necessity of an effect under a
presupposed condition, would be false, if it rested only upon such an arbitrary
subjective necessity of uniting certain empirical representations according to
such a rule of relation. I could not then say—“The effect is
connected with its cause in the object (that is, necessarily),” but only,
“I am so constituted that I can think this representation as so
connected, and not otherwise.” Now this is just what the sceptic wants.
For in this case, all our knowledge, depending on the supposed objective
validity of our judgement, is nothing but mere illusion; nor would there be
wanting people who would deny any such subjective necessity in respect to
themselves, though they must feel it. At all events, we could not dispute with
any one on that which merely depends on the manner in which his subject is
organized.
Short view of the above Deduction.
The foregoing deduction is an exposition of the pure conceptions of the
understanding (and with them of all theoretical à priori cognition), as
principles of the possibility of experience, but of experience as the
determination of all phenomena in space and time in general—of
experience, finally, from the principle of the original synthetical unity of
apperception, as the form of the understanding in relation to time and space as
original forms of sensibility.
I consider the division by paragraphs to be necessary only up to this point,
because we had to treat of the elementary conceptions. As we now proceed to the
exposition of the employment of these, I shall not designate the chapters in
this manner any further.
BOOK II. Analytic of Principles
General logic is constructed upon a plan which coincides exactly with the
division of the higher faculties of cognition. These are, understanding,
judgement, and reason. This science, accordingly, treats in its analytic of
conceptions, judgements, and conclusions in exact correspondence with the
functions and order of those mental powers which we include generally under the
generic denomination of understanding.
As this merely formal logic makes abstraction of all content of cognition,
whether pure or empirical, and occupies itself with the mere form of thought
(discursive cognition), it must contain in its analytic a canon for reason. For
the form of reason has its law, which, without taking into consideration the
particular nature of the cognition about which it is employed, can be
discovered à priori, by the simple analysis of the action of reason into its
momenta.
Transcendental logic, limited as it is to a determinate content, that of pure à
priori cognitions, to wit, cannot imitate general logic in this division. For
it is evident that the transcendental employment of reason is not objectively
valid, and therefore does not belong to the logic of truth (that is, to
analytic), but as a logic of illusion, occupies a particular department in the
scholastic system under the name of transcendental dialectic.
Understanding and judgement accordingly possess in transcendental logic a canon
of objectively valid, and therefore true exercise, and are comprehended in the
analytical department of that logic. But reason, in her endeavours to arrive by
à priori means at some true statement concerning objects and to extend
cognition beyond the bounds of possible experience, is altogether dialectic,
and her illusory assertions cannot be constructed into a canon such as an
analytic ought to contain.
Accordingly, the analytic of principles will be merely a canon for the faculty
of judgement, for the instruction of this faculty in its application to
phenomena of the pure conceptions of the understanding, which contain the
necessary condition for the establishment of à priori laws. On this account,
although the subject of the following chapters is the especial principles of
understanding, I shall make use of the term Doctrine of the faculty of
judgement, in order to define more particularly my present purpose.
INTRODUCTION. Of the Transcendental Faculty of
judgement in General
If understanding in general be defined as the faculty of laws or rules, the
faculty of judgement may be termed the faculty of subsumption under these
rules; that is, of distinguishing whether this or that does or does not stand
under a given rule (casus datae legis). General logic contains no directions or
precepts for the faculty of judgement, nor can it contain any such. For as it
makes abstraction of all content of cognition, no duty is left for it, except
that of exposing analytically the mere form of cognition in conceptions,
judgements, and conclusions, and of thereby establishing formal rules for all
exercise of the understanding. Now if this logic wished to give some general
direction how we should subsume under these rules, that is, how we should
distinguish whether this or that did or did not stand under them, this again
could not be done otherwise than by means of a rule. But this rule, precisely
because it is a rule, requires for itself direction from the faculty of
judgement. Thus, it is evident that the understanding is capable of being
instructed by rules, but that the judgement is a peculiar talent, which does
not, and cannot require tuition, but only exercise. This faculty is therefore
the specific quality of the so-called mother wit, the want of which no
scholastic discipline can compensate.
For although education may furnish, and, as it were, engraft upon a limited
understanding rules borrowed from other minds, yet the power of employing these
rules correctly must belong to the pupil himself; and no rule which we can
prescribe to him with this purpose is, in the absence or deficiency of this
gift of nature, secure from misuse.[26] A physician therefore, a judge or a
statesman, may have in his head many admirable pathological, juridical, or
political rules, in a degree that may enable him to be a profound teacher in
his particular science, and yet in the application of these rules he may very
possibly blunder—either because he is wanting in natural judgement
(though not in understanding) and, whilst he can comprehend the general in
abstracto, cannot distinguish whether a particular case in concreto ought to
rank under the former; or because his faculty of judgement has not been
sufficiently exercised by examples and real practice. Indeed, the grand and
only use of examples, is to sharpen the judgement. For as regards the
correctness and precision of the insight of the understanding, examples are
commonly injurious rather than otherwise, because, as casus in terminis they
seldom adequately fulfil the conditions of the rule. Besides, they often weaken
the power of our understanding to apprehend rules or laws in their
universality, independently of particular circumstances of experience; and
hence, accustom us to employ them more as formulae than as principles. Examples
are thus the go-cart of the judgement, which he who is naturally deficient in
that faculty cannot afford to dispense with.
[26]
Deficiency in judgement is properly that which is called stupidity; and for
such a failing we know no remedy. A dull or narrow-minded person, to whom
nothing is wanting but a proper degree of understanding, may be improved by
tuition, even so far as to deserve the epithet of learned. But as such persons
frequently labour under a deficiency in the faculty of judgement, it is not
uncommon to find men extremely learned who in the application of their science
betray a lamentable degree this irremediable want.
But although general logic cannot give directions to the faculty of judgement,
the case is very different as regards transcendental logic, insomuch that it
appears to be the especial duty of the latter to secure and direct, by means of
determinate rules, the faculty of judgement in the employment of the pure
understanding. For, as a doctrine, that is, as an endeavour to enlarge the
sphere of the understanding in regard to pure à priori cognitions, philosophy
is worse than useless, since from all the attempts hitherto made, little or no
ground has been gained. But, as a critique, in order to guard against the
mistakes of the faculty of judgement (lapsus judicii) in the employment of the
few pure conceptions of the understanding which we possess, although its use is
in this case purely negative, philosophy is called upon to apply all its
acuteness and penetration.
But transcendental philosophy has this peculiarity, that besides indicating the
rule, or rather the general condition for rules, which is given in the pure
conception of the understanding, it can, at the same time, indicate à priori
the case to which the rule must be applied. The cause of the superiority which,
in this respect, transcendental philosophy possesses above all other sciences
except mathematics, lies in this: it treats of conceptions which must relate à
priori to their objects, whose objective validity consequently cannot be
demonstrated à posteriori, and is, at the same time, under the obligation of
presenting in general but sufficient tests, the conditions under which objects
can be given in harmony with those conceptions; otherwise they would be mere
logical forms, without content, and not pure conceptions of the understanding.
Our transcendental doctrine of the faculty of judgement will contain two
chapters. The first will treat of the sensuous condition under which alone pure
conceptions of the understanding can be employed—that is, of the
schematism of the pure understanding. The second will treat of those
synthetical judgements which are derived à priori from pure conceptions of the
understanding under those conditions, and which lie à priori at the foundation
of all other cognitions, that is to say, it will treat of the principles of the
pure understanding.
TRANSCENDENTAL DOCTRINE OF THE FACULTY OF JUDGEMENT
OR, ANALYTIC OF PRINCIPLES
Chapter I. Of the Schematism at of the Pure
Conceptions of the Understanding
In all subsumptions of an object under a conception, the representation of the
object must be homogeneous with the conception; in other words, the conception
must contain that which is represented in the object to be subsumed under it.
For this is the meaning of the expression: “An object is contained under
a conception.” Thus the empirical conception of a plate is homogeneous
with the pure geometrical conception of a circle, inasmuch as the roundness
which is cogitated in the former is intuited in the latter.
But pure conceptions of the understanding, when compared with empirical
intuitions, or even with sensuous intuitions in general, are quite
heterogeneous, and never can be discovered in any intuition. How then is the
subsumption of the latter under the former, and consequently the application of
the categories to phenomena, possible?—For it is impossible to say, for
example: “Causality can be intuited through the senses and is contained
in the phenomenon.”—This natural and important question forms the
real cause of the necessity of a transcendental doctrine of the faculty of
judgement, with the purpose, to wit, of showing how pure conceptions of the
understanding can be applied to phenomena. In all other sciences, where the
conceptions by which the object is thought in the general are not so different
and heterogeneous from those which represent the object in concreto—as it
is given, it is quite unnecessary to institute any special inquiries concerning
the application of the former to the latter.
Now it is quite clear that there must be some third thing, which on the one
side is homogeneous with the category, and with the phenomenon on the other,
and so makes the application of the former to the latter possible. This
mediating representation must be pure (without any empirical content), and yet
must on the one side be intellectual, on the other sensuous. Such a
representation is the transcendental schema.
The conception of the understanding contains pure synthetical unity of the
manifold in general. Time, as the formal condition of the manifold of the
internal sense, consequently of the conjunction of all representations,
contains à priori a manifold in the pure intuition. Now a transcendental
determination of time is so far homogeneous with the category, which
constitutes the unity thereof, that it is universal and rests upon a rule à
priori. On the other hand, it is so far homogeneous with the phenomenon,
inasmuch as time is contained in every empirical representation of the
manifold. Thus an application of the category to phenomena becomes possible, by
means of the transcendental determination of time, which, as the schema of the
conceptions of the understanding, mediates the subsumption of the latter under
the former.
After what has been proved in our deduction of the categories, no one, it is to
be hoped, can hesitate as to the proper decision of the question, whether the
employment of these pure conceptions of the understanding ought to be merely
empirical or also transcendental; in other words, whether the categories, as
conditions of a possible experience, relate à priori solely to phenomena, or
whether, as conditions of the possibility of things in general, their
application can be extended to objects as things in themselves. For we have
there seen that conceptions are quite impossible, and utterly without
signification, unless either to them, or at least to the elements of which they
consist, an object be given; and that, consequently, they cannot possibly apply
to objects as things in themselves without regard to the question whether and
how these may be given to us; and, further, that the only manner in which
objects can be given to us is by means of the modification of our sensibility;
and, finally, that pure à priori conceptions, in addition to the function of
the understanding in the category, must contain à priori formal conditions of
sensibility (of the internal sense, namely), which again contain the general
condition under which alone the category can be applied to any object. This
formal and pure condition of sensibility, to which the conception of the
understanding is restricted in its employment, we shall name the schema of the
conception of the understanding, and the procedure of the understanding with
these schemata we shall call the schematism of the pure understanding.
The schema is, in itself, always a mere product of the imagination. But, as the
synthesis of imagination has for its aim no single intuition, but merely unity
in the determination of sensibility, the schema is clearly distinguishable from
the image. Thus, if I place five points one after another…. this is an image
of the number five. On the other hand, if I only think a number in general,
which may be either five or a hundred, this thought is rather the
representation of a method of representing in an image a sum (e.g., a thousand)
in conformity with a conception, than the image itself, an image which I should
find some little difficulty in reviewing, and comparing with the conception.
Now this representation of a general procedure of the imagination to present
its image to a conception, I call the schema of this conception.
In truth, it is not images of objects, but schemata, which lie at the
foundation of our pure sensuous conceptions. No image could ever be adequate to
our conception of a triangle in general. For the generalness of the conception
it never could attain to, as this includes under itself all triangles, whether
right-angled, acute-angled, etc., whilst the image would always be limited to a
single part of this sphere. The schema of the triangle can exist nowhere else
than in thought, and it indicates a rule of the synthesis of the imagination in
regard to pure figures in space. Still less is an object of experience, or an
image of the object, ever to the empirical conception. On the contrary, the
conception always relates immediately to the schema of the imagination, as a
rule for the determination of our intuition, in conformity with a certain
general conception. The conception of a dog indicates a rule, according to
which my imagination can delineate the figure of a four-footed animal in
general, without being limited to any particular individual form which
experience presents to me, or indeed to any possible image that I can represent
to myself in concreto. This schematism of our understanding in regard to
phenomena and their mere form, is an art, hidden in the depths of the human
soul, whose true modes of action we shall only with difficulty discover and
unveil. Thus much only can we say: “The image is a product of the
empirical faculty of the productive imagination—the schema of sensuous
conceptions (of figures in space, for example) is a product, and, as it were, a
monogram of the pure imagination à priori, whereby and according to which
images first become possible, which, however, can be connected with the
conception only mediately by means of the schema which they indicate, and are
in themselves never fully adequate to it.” On the other hand, the schema
of a pure conception of the understanding is something that cannot be reduced
into any image—it is nothing else than the pure synthesis expressed by
the category, conformably, to a rule of unity according to conceptions. It is a
transcendental product of the imagination, a product which concerns the
determination of the internal sense, according to conditions of its form (time)
in respect to all representations, in so far as these representations must be
conjoined à priori in one conception, conformably to the unity of apperception.
Without entering upon a dry and tedious analysis of the essential requisites of
transcendental schemata of the pure conceptions of the understanding, we shall
rather proceed at once to give an explanation of them according to the order of
the categories, and in connection therewith.
For the external sense the pure image of all quantities (quantorum) is space;
the pure image of all objects of sense in general, is time. But the pure schema
of quantity (quantitatis) as a conception of the understanding, is number, a
representation which comprehends the successive addition of one to one
(homogeneous quantities). Thus, number is nothing else than the unity of the
synthesis of the manifold in a homogeneous intuition, by means of my generating
time itself in my apprehension of the intuition.
Reality, in the pure conception of the understanding, is that which corresponds
to a sensation in general; that, consequently, the conception of which
indicates a being (in time). Negation is that the conception of which
represents a not-being (in time). The opposition of these two consists
therefore in the difference of one and the same time, as a time filled or a
time empty. Now as time is only the form of intuition, consequently of objects
as phenomena, that which in objects corresponds to sensation is the
transcendental matter of all objects as things in themselves (Sachheit,
reality). Now every sensation has a degree or quantity by which it can fill
time, that is to say, the internal sense in respect of the representation of an
object, more or less, until it vanishes into nothing (= 0 = negatio). Thus
there is a relation and connection between reality and negation, or rather a
transition from the former to the latter, which makes every reality
representable to us as a quantum; and the schema of a reality as the quantity
of something in so far as it fills time, is exactly this continuous and uniform
generation of the reality in time, as we descend in time from the sensation
which has a certain degree, down to the vanishing thereof, or gradually ascend
from negation to the quantity thereof.
The schema of substance is the permanence of the real in time; that is, the
representation of it as a substratum of the empirical determination of time; a
substratum which therefore remains, whilst all else changes. (Time passes not,
but in it passes the existence of the changeable. To time, therefore, which is
itself unchangeable and permanent, corresponds that which in the phenomenon is
unchangeable in existence, that is, substance, and it is only by it that the
succession and coexistence of phenomena can be determined in regard to time.)
The schema of cause and of the causality of a thing is the real which, when
posited, is always followed by something else. It consists, therefore, in the
succession of the manifold, in so far as that succession is subjected to a
rule.
The schema of community (reciprocity of action and reaction), or the reciprocal
causality of substances in respect of their accidents, is the coexistence of
the determinations of the one with those of the other, according to a general
rule.
The schema of possibility is the accordance of the synthesis of different
representations with the conditions of time in general (as, for example,
opposites cannot exist together at the same time in the same thing, but only
after each other), and is therefore the determination of the representation of
a thing at any time.
The schema of reality is existence in a determined time.
The schema of necessity is the existence of an object in all time.
It is clear, from all this, that the schema of the category of quantity
contains and represents the generation (synthesis) of time itself, in the
successive apprehension of an object; the schema of quality the synthesis of
sensation with the representation of time, or the filling up of time; the
schema of relation the relation of perceptions to each other in all time (that
is, according to a rule of the determination of time): and finally, the schema
of modality and its categories, time itself, as the correlative of the
determination of an object—whether it does belong to time, and how. The
schemata, therefore, are nothing but à priori determinations of time according
to rules, and these, in regard to all possible objects, following the
arrangement of the categories, relate to the series in time, the content in
time, the order in time, and finally, to the complex or totality in time.
Hence it is apparent that the schematism of the understanding, by means of the
transcendental synthesis of the imagination, amounts to nothing else than the
unity of the manifold of intuition in the internal sense, and thus indirectly
to the unity of apperception, as a function corresponding to the internal sense
(a receptivity). Thus, the schemata of the pure conceptions of the
understanding are the true and only conditions whereby our understanding
receives an application to objects, and consequently significance. Finally,
therefore, the categories are only capable of empirical use, inasmuch as they
serve merely to subject phenomena to the universal rules of synthesis, by means
of an à priori necessary unity (on account of the necessary union of all
consciousness in one original apperception); and so to render them susceptible
of a complete connection in one experience. But within this whole of possible
experience lie all our cognitions, and in the universal relation to this
experience consists transcendental truth, which antecedes all empirical truth,
and renders the latter possible.
It is, however, evident at first sight, that although the schemata of
sensibility are the sole agents in realizing the categories, they do,
nevertheless, also restrict them, that is, they limit the categories by
conditions which lie beyond the sphere of understanding—namely, in
sensibility. Hence the schema is properly only the phenomenon, or the sensuous
conception of an object in harmony with the category. (Numerus est quantitas
phaenomenon—sensatio realitas phaenomenon; constans et perdurabile rerum
substantia phaenomenon—aeternitas, necessitas, phaenomena, etc.) Now, if
we remove a restrictive condition, we thereby amplify, it appears, the formerly
limited conception. In this way, the categories in their pure signification,
free from all conditions of sensibility, ought to be valid of things as they
are, and not, as the schemata represent them, merely as they appear; and
consequently the categories must have a significance far more extended, and
wholly independent of all schemata. In truth, there does always remain to the
pure conceptions of the understanding, after abstracting every sensuous
condition, a value and significance, which is, however, merely logical. But in
this case, no object is given them, and therefore they have no meaning
sufficient to afford us a conception of an object. The notion of substance, for
example, if we leave out the sensuous determination of permanence, would mean
nothing more than a something which can be cogitated as subject, without the
possibility of becoming a predicate to anything else. Of this representation I
can make nothing, inasmuch as it does not indicate to me what determinations
the thing possesses which must thus be valid as premier subject. Consequently,
the categories, without schemata are merely functions of the understanding for
the production of conceptions, but do not represent any object. This
significance they derive from sensibility, which at the same time realizes the
understanding and restricts it.
Chapter II. System of all Principles of the Pure
Understanding
In the foregoing chapter we have merely considered the general conditions under
which alone the transcendental faculty of judgement is justified in using the
pure conceptions of the understanding for synthetical judgements. Our duty at
present is to exhibit in systematic connection those judgements which the
understanding really produces à priori. For this purpose, our table of the
categories will certainly afford us the natural and safe guidance. For it is
precisely the categories whose application to possible experience must
constitute all pure à priori cognition of the understanding; and the relation
of which to sensibility will, on that very account, present us with a complete
and systematic catalogue of all the transcendental principles of the use of the
understanding.
Principles à priori are so called, not merely because they contain in
themselves the grounds of other judgements, but also because they themselves
are not grounded in higher and more general cognitions. This peculiarity,
however, does not raise them altogether above the need of a proof. For although
there could be found no higher cognition, and therefore no objective proof, and
although such a principle rather serves as the foundation for all cognition of
the object, this by no means hinders us from drawing a proof from the
subjective sources of the possibility of the cognition of an object. Such a
proof is necessary, moreover, because without it the principle might be liable
to the imputation of being a mere gratuitous assertion.
In the second place, we shall limit our investigations to those principles
which relate to the categories. For as to the principles of transcendental
æsthetic, according to which space and time are the conditions of the
possibility of things as phenomena, as also the restriction of these
principles, namely, that they cannot be applied to objects as things in
themselves—these, of course, do not fall within the scope of our present
inquiry. In like manner, the principles of mathematical science form no part of
this system, because they are all drawn from intuition, and not from the pure
conception of the understanding. The possibility of these principles, however,
will necessarily be considered here, inasmuch as they are synthetical
judgements à priori, not indeed for the purpose of proving their accuracy and
apodeictic certainty, which is unnecessary, but merely to render conceivable
and deduce the possibility of such evident à priori cognitions.
But we shall have also to speak of the principle of analytical judgements, in
opposition to synthetical judgements, which is the proper subject of our
inquiries, because this very opposition will free the theory of the latter from
all ambiguity, and place it clearly before our eyes in its true nature.
SYSTEM OF THE PRINCIPLES OF THE PURE UNDERSTANDING
Section I. Of the Supreme Principle of all Analytical
Judgements
Whatever may be the content of our cognition, and in whatever manner our
cognition may be related to its object, the universal, although only negative
conditions of all our judgements is that they do not contradict themselves;
otherwise these judgements are in themselves (even without respect to the
object) nothing. But although there may exist no contradiction in our
judgement, it may nevertheless connect conceptions in such a manner that they
do not correspond to the object, or without any grounds either à priori or à
posteriori for arriving at such a judgement, and thus, without being
self-contradictory, a judgement may nevertheless be either false or groundless.
Now, the proposition: “No subject can have a predicate that contradicts
it,” is called the principle of contradiction, and is a universal but
purely negative criterion of all truth. But it belongs to logic alone, because
it is valid of cognitions, merely as cognitions and without respect to their
content, and declares that the contradiction entirely nullifies them. We can
also, however, make a positive use of this principle, that is, not merely to
banish falsehood and error (in so far as it rests upon contradiction), but also
for the cognition of truth. For if the judgement is analytical, be it
affirmative or negative, its truth must always be recognizable by means of the
principle of contradiction. For the contrary of that which lies and is
cogitated as conception in the cognition of the object will be always properly
negatived, but the conception itself must always be affirmed of the object,
inasmuch as the contrary thereof would be in contradiction to the object.
We must therefore hold the principle of contradiction to be the universal and
fully sufficient Principle of all analytical cognition. But as a sufficient
criterion of truth, it has no further utility or authority. For the fact that
no cognition can be at variance with this principle without nullifying itself,
constitutes this principle the sine qua non, but not the determining ground of
the truth of our cognition. As our business at present is properly with the
synthetical part of our knowledge only, we shall always be on our guard not to
transgress this inviolable principle; but at the same time not to expect from
it any direct assistance in the establishment of the truth of any synthetical
proposition.
There exists, however, a formula of this celebrated principle—a principle
merely formal and entirely without content—which contains a synthesis
that has been inadvertently and quite unnecessarily mixed up with it. It is
this: “It is impossible for a thing to be and not to be at the same
time.” Not to mention the superfluousness of the addition of the word
impossible to indicate the apodeictic certainty, which ought to be self-evident
from the proposition itself, the proposition is affected by the condition of
time, and as it were says: “A thing = A, which is something = B, cannot
at the same time be non-B.” But both, B as well as non-B, may quite well
exist in succession. For example, a man who is young cannot at the same time be
old; but the same man can very well be at one time young, and at another not
young, that is, old. Now the principle of contradiction as a merely logical
proposition must not by any means limit its application merely to relations of
time, and consequently a formula like the preceding is quite foreign to its
true purpose. The misunderstanding arises in this way. We first of all separate
a predicate of a thing from the conception of the thing, and afterwards connect
with this predicate its opposite, and hence do not establish any contradiction
with the subject, but only with its predicate, which has been conjoined with
the subject synthetically—a contradiction, moreover, which obtains only
when the first and second predicate are affirmed in the same time. If I say:
“A man who is ignorant is not learned,” the condition “at the
same time” must be added, for he who is at one time ignorant, may at
another be learned. But if I say: “No ignorant man is a learned
man,” the proposition is analytical, because the characteristic ignorance
is now a constituent part of the conception of the subject; and in this case
the negative proposition is evident immediately from the proposition of
contradiction, without the necessity of adding the condition “the same
time.” This is the reason why I have altered the formula of this
principle—an alteration which shows very clearly the nature of an
analytical proposition.
Section II. Of the Supreme Principle of all
Synthetical Judgements
The explanation of the possibility of synthetical judgements is a task with
which general logic has nothing to do; indeed she needs not even be acquainted
with its name. But in transcendental logic it is the most important matter to
be dealt with—indeed the only one, if the question is of the possibility
of synthetical judgements à priori, the conditions and extent of their
validity. For when this question is fully decided, it can reach its aim with
perfect ease, the determination, to wit, of the extent and limits of the pure
understanding.
In an analytical judgement I do not go beyond the given conception, in order to
arrive at some decision respecting it. If the judgement is affirmative, I
predicate of the conception only that which was already cogitated in it; if
negative, I merely exclude from the conception its contrary. But in synthetical
judgements, I must go beyond the given conception, in order to cogitate, in
relation with it, something quite different from that which was cogitated in
it, a relation which is consequently never one either of identity or
contradiction, and by means of which the truth or error of the judgement cannot
be discerned merely from the judgement itself.
Granted, then, that we must go out beyond a given conception, in order to
compare it synthetically with another, a third thing is necessary, in which
alone the synthesis of two conceptions can originate. Now what is this tertium
quid that is to be the medium of all synthetical judgements? It is only a
complex in which all our representations are contained, the internal sense to
wit, and its form à priori, time.
The synthesis of our representations rests upon the imagination; their
synthetical unity (which is requisite to a judgement), upon the unity of
apperception. In this, therefore, is to be sought the possibility of
synthetical judgements, and as all three contain the sources of à priori
representations, the possibility of pure synthetical judgements also; nay, they
are necessary upon these grounds, if we are to possess a knowledge of objects,
which rests solely upon the synthesis of representations.
If a cognition is to have objective reality, that is, to relate to an object,
and possess sense and meaning in respect to it, it is necessary that the object
be given in some way or another. Without this, our conceptions are empty, and
we may indeed have thought by means of them, but by such thinking we have not,
in fact, cognized anything, we have merely played with representation. To give
an object, if this expression be understood in the sense of “to
present” the object, not mediately but immediately in intuition, means
nothing else than to apply the representation of it to experience, be that
experience real or only possible. Space and time themselves, pure as these
conceptions are from all that is empirical, and certain as it is that they are
represented fully à priori in the mind, would be completely without objective
validity, and without sense and significance, if their necessary use in the
objects of experience were not shown. Nay, the representation of them is a mere
schema, that always relates to the reproductive imagination, which calls up the
objects of experience, without which they have no meaning. And so it is with
all conceptions without distinction.
The possibility of experience is, then, that which gives objective reality to
all our à priori cognitions. Now experience depends upon the synthetical unity
of phenomena, that is, upon a synthesis according to conceptions of the object
of phenomena in general, a synthesis without which experience never could
become knowledge, but would be merely a rhapsody of perceptions, never fitting
together into any connected text, according to rules of a thoroughly united
(possible) consciousness, and therefore never subjected to the transcendental
and necessary unity of apperception. Experience has therefore for a foundation,
à priori principles of its form, that is to say, general rules of unity in the
synthesis of phenomena, the objective reality of which rules, as necessary
conditions even of the possibility of experience can which rules, as necessary
conditions—even of the possibility of experience—can always be
shown in experience. But apart from this relation, à priori synthetical
propositions are absolutely impossible, because they have no third term, that
is, no pure object, in which the synthetical unity can exhibit the objective
reality of its conceptions.
Although, then, respecting space, or the forms which productive imagination
describes therein, we do cognize much à priori in synthetical judgements, and
are really in no need of experience for this purpose, such knowledge would
nevertheless amount to nothing but a busy trifling with a mere chimera, were
not space to be considered as the condition of the phenomena which constitute
the material of external experience. Hence those pure synthetical judgements do
relate, though but mediately, to possible experience, or rather to the
possibility of experience, and upon that alone is founded the objective
validity of their synthesis.
While then, on the one hand, experience, as empirical synthesis, is the only
possible mode of cognition which gives reality to all other synthesis; on the
other hand, this latter synthesis, as cognition à priori, possesses truth, that
is, accordance with its object, only in so far as it contains nothing more than
what is necessary to the synthetical unity of experience.
Accordingly, the supreme principle of all synthetical judgements is:
“Every object is subject to the necessary conditions of the synthetical
unity of the manifold of intuition in a possible experience.”
À priori synthetical judgements are possible when we apply the formal
conditions of the à priori intuition, the synthesis of the imagination, and the
necessary unity of that synthesis in a transcendental apperception, to a
possible cognition of experience, and say: “The conditions of the
possibility of experience in general are at the same time conditions of the
possibility of the objects of experience, and have, for that reason, objective
validity in an à priori synthetical judgement.”
Section III. Systematic Representation of all
Synthetical Principles of the Pure Understanding
That principles exist at all is to be ascribed solely to the pure
understanding, which is not only the faculty of rules in regard to that which
happens, but is even the source of principles according to which everything
that can be presented to us as an object is necessarily subject to rules,
because without such rules we never could attain to cognition of an object.
Even the laws of nature, if they are contemplated as principles of the
empirical use of the understanding, possess also a characteristic of necessity,
and we may therefore at least expect them to be determined upon grounds which
are valid à priori and antecedent to all experience. But all laws of nature,
without distinction, are subject to higher principles of the understanding,
inasmuch as the former are merely applications of the latter to particular
cases of experience. These higher principles alone therefore give the
conception, which contains the necessary condition, and, as it were, the
exponent of a rule; experience, on the other hand, gives the case which comes
under the rule.
There is no danger of our mistaking merely empirical principles for principles
of the pure understanding, or conversely; for the character of necessity,
according to conceptions which distinguish the latter, and the absence of this
in every empirical proposition, how extensively valid soever it may be, is a
perfect safeguard against confounding them. There are, however, pure principles
à priori, which nevertheless I should not ascribe to the pure
understanding—for this reason, that they are not derived from pure
conceptions, but (although by the mediation of the understanding) from pure
intuitions. But understanding is the faculty of conceptions. Such principles
mathematical science possesses, but their application to experience,
consequently their objective validity, nay the possibility of such à priori
synthetical cognitions (the deduction thereof) rests entirely upon the pure
understanding.
On this account, I shall not reckon among my principles those of mathematics;
though I shall include those upon the possibility and objective validity à
priori, of principles of the mathematical science, which, consequently, are to
be looked upon as the principle of these, and which proceed from conceptions to
intuition, and not from intuition to conceptions.
In the application of the pure conceptions of the understanding to possible
experience, the employment of their synthesis is either mathematical or
dynamical, for it is directed partly on the intuition alone, partly on the
existence of a phenomenon. But the à priori conditions of intuition are in
relation to a possible experience absolutely necessary, those of the existence
of objects of a possible empirical intuition are in themselves contingent.
Hence the principles of the mathematical use of the categories will possess a
character of absolute necessity, that is, will be apodeictic; those, on the
other hand, of the dynamical use, the character of an à priori necessity
indeed, but only under the condition of empirical thought in an experience,
therefore only mediately and indirectly. Consequently they will not possess
that immediate evidence which is peculiar to the former, although their
application to experience does not, for that reason, lose its truth and
certitude. But of this point we shall be better able to judge at the conclusion
of this system of principles.
The table of the categories is naturally our guide to the table of principles,
because these are nothing else than rules for the objective employment of the
former. Accordingly, all principles of the pure understanding are:
These appellations I have chosen advisedly, in order that we might not lose
sight of the distinctions in respect of the evidence and the employment of
these principles. It will, however, soon appear that—a fact which
concerns both the evidence of these principles, and the à priori determination
of phenomena—according to the categories of quantity and quality (if we
attend merely to the form of these), the principles of these categories are
distinguishable from those of the two others, in as much as the former are
possessed of an intuitive, but the latter of a merely discursive, though in
both instances a complete, certitude. I shall therefore call the former
mathematical, and the latter dynamical principles.[27] It must be
observed, however, that by these terms I mean just as little in the one case
the principles of mathematics as those of general (physical) dynamics in the
other. I have here in view merely the principles of the pure understanding, in
their application to the internal sense (without distinction of the
representations given therein), by means of which the sciences of mathematics
and dynamics become possible. Accordingly, I have named these principles rather
with reference to their application than their content; and I shall now proceed
to consider them in the order in which they stand in the table.
[27]
All combination (conjunctio) is either composition (compositio) or connection
(nexus). The former is the synthesis of a manifold, the parts of which do not
necessarily belong to each other. For example, the two triangles into which a
square is divided by a diagonal, do not necessarily belong to each other, and
of this kind is the synthesis of the homogeneous in everything that can be
mathematically considered. This synthesis can be divided into those of
aggregation and coalition, the former of which is applied to extensive, the
latter to intensive quantities. The second sort of combination (nexus) is the
synthesis of a manifold, in so far as its parts do belong necessarily to each
other; for example, the accident to a substance, or the effect to the cause.
Consequently it is a synthesis of that which though heterogeneous, is
represented as connected à priori. This combination—not an arbitrary
one—I entitle dynamical because it concerns the connection of the
existence of the manifold. This, again, may be divided into the physical
synthesis, of the phenomena divided among each other, and the metaphysical
synthesis, or the connection of phenomena à priori in the faculty of cognition.
1. AXIOMS OF INTUITION.
The principle of these is: All Intuitions are Extensive Quantities.
PROOF.
All phenomena contain, as regards their form, an intuition in space and time,
which lies à priori at the foundation of all without exception. Phenomena,
therefore, cannot be apprehended, that is, received into empirical
consciousness otherwise than through the synthesis of a manifold, through which
the representations of a determinate space or time are generated; that is to
say, through the composition of the homogeneous and the consciousness of the
synthetical unity of this manifold (homogeneous). Now the consciousness of a
homogeneous manifold in intuition, in so far as thereby the representation of
an object is rendered possible, is the conception of a quantity (quanti).
Consequently, even the perception of an object as phenomenon is possible only
through the same synthetical unity of the manifold of the given sensuous
intuition, through which the unity of the composition of the homogeneous
manifold in the conception of a quantity is cogitated; that is to say, all
phenomena are quantities, and extensive quantities, because as intuitions in
space or time they must be represented by means of the same synthesis through
which space and time themselves are determined.
An extensive quantity I call that wherein the representation of the parts
renders possible (and therefore necessarily antecedes) the representation of
the whole. I cannot represent to myself any line, however small, without
drawing it in thought, that is, without generating from a point all its parts
one after another, and in this way alone producing this intuition. Precisely
the same is the case with every, even the smallest, portion of time. I cogitate
therein only the successive progress from one moment to another, and hence, by
means of the different portions of time and the addition of them, a determinate
quantity of time is produced. As the pure intuition in all phenomena is either
time or space, so is every phenomenon in its character of intuition an
extensive quantity, inasmuch as it can only be cognized in our apprehension by
successive synthesis (from part to part). All phenomena are, accordingly, to be
considered as aggregates, that is, as a collection of previously given parts;
which is not the case with every sort of quantities, but only with those which
are represented and apprehended by us as extensive.
On this successive synthesis of the productive imagination, in the generation
of figures, is founded the mathematics of extension, or geometry, with its
axioms, which express the conditions of sensuous intuition à priori, under
which alone the schema of a pure conception of external intuition can exist;
for example, “be tween two points only one straight line is
possible,” “two straight lines cannot enclose a space,” etc.
These are the axioms which properly relate only to quantities (quanta) as such.
But, as regards the quantity of a thing (quantitas), that is to say, the answer
to the question: “How large is this or that object?” although, in
respect to this question, we have various propositions synthetical and
immediately certain (indemonstrabilia); we have, in the proper sense of the
term, no axioms. For example, the propositions: “If equals be added to
equals, the wholes are equal”; “If equals be taken from equals, the
remainders are equal”; are analytical, because I am immediately conscious
of the identity of the production of the one quantity with the production of
the other; whereas axioms must be à priori synthetical propositions. On the
other hand, the self-evident propositions as to the relation of numbers, are
certainly synthetical but not universal, like those of geometry, and for this
reason cannot be called axioms, but numerical formulae. That 7 + 5 = 12 is not
an analytical proposition. For neither in the representation of seven, nor of
five, nor of the composition of the two numbers, do I cogitate the number
twelve. (Whether I cogitate the number in the addition of both, is not at
present the question; for in the case of an analytical proposition, the only
point is whether I really cogitate the predicate in the representation of the
subject.) But although the proposition is synthetical, it is nevertheless only
a singular proposition. In so far as regard is here had merely to the synthesis
of the homogeneous (the units), it cannot take place except in one manner,
although our use of these numbers is afterwards general. If I say: “A
triangle can be constructed with three lines, any two of which taken together
are greater than the third,” I exercise merely the pure function of the
productive imagination, which may draw the lines longer or shorter and
construct the angles at its pleasure. On the contrary, the number seven is
possible only in one manner, and so is likewise the number twelve, which
results from the synthesis of seven and five. Such propositions, then, cannot
be termed axioms (for in that case we should have an infinity of these), but
numerical formulae.
This transcendental principle of the mathematics of phenomena greatly enlarges
our à priori cognition. For it is by this principle alone that pure mathematics
is rendered applicable in all its precision to objects of experience, and
without it the validity of this application would not be so self-evident; on
the contrary, contradictions and confusions have often arisen on this very
point. Phenomena are not things in themselves. Empirical intuition is possible
only through pure intuition (of space and time); consequently, what geometry
affirms of the latter, is indisputably valid of the former. All evasions, such
as the statement that objects of sense do not conform to the rules of
construction in space (for example, to the rule of the infinite divisibility of
lines or angles), must fall to the ground. For, if these objections hold good,
we deny to space, and with it to all mathematics, objective validity, and no
longer know wherefore, and how far, mathematics can be applied to phenomena.
The synthesis of spaces and times as the essential form of all intuition, is
that which renders possible the apprehension of a phenomenon, and therefore
every external experience, consequently all cognition of the objects of
experience; and whatever mathematics in its pure use proves of the former, must
necessarily hold good of the latter. All objections are but the chicaneries of
an ill-instructed reason, which erroneously thinks to liberate the objects of
sense from the formal conditions of our sensibility, and represents these,
although mere phenomena, as things in themselves, presented as such to our
understanding. But in this case, no à priori synthetical cognition of them
could be possible, consequently not through pure conceptions of space and the
science which determines these conceptions, that is to say, geometry, would
itself be impossible.
2. ANTICIPATIONS OF PERCEPTION.
The principle of these is: In all phenomena the Real, that which is an object
of sensation, has Intensive Quantity, that is, has a Degree.
PROOF.
Perception is empirical consciousness, that is to say, a consciousness which
contains an element of sensation. Phenomena as objects of perception are not
pure, that is, merely formal intuitions, like space and time, for they cannot
be perceived in themselves.[28] They contain, then, over and above the
intuition, the materials for an object (through which is represented something
existing in space or time), that is to say, they contain the real of sensation,
as a representation merely subjective, which gives us merely the consciousness
that the subject is affected, and which we refer to some external object. Now,
a gradual transition from empirical consciousness to pure consciousness is
possible, inasmuch as the real in this consciousness entirely vanishes, and
there remains a merely formal consciousness (à priori) of the manifold in time
and space; consequently there is possible a synthesis also of the production of
the quantity of a sensation from its commencement, that is, from the pure
intuition = 0 onwards up to a certain quantity of the sensation. Now as
sensation in itself is not an objective representation, and in it is to be
found neither the intuition of space nor of time, it cannot possess any
extensive quantity, and yet there does belong to it a quantity (and that by
means of its apprehension, in which empirical consciousness can within a
certain time rise from nothing = 0 up to its given amount), consequently an
intensive quantity. And thus we must ascribe intensive quantity, that is, a
degree of influence on sense to all objects of perception, in so far as this
perception contains sensation.
[28]
They can be perceived only as phenomena, and some part of them must always
belong to the non-ego; whereas pure intuitions are entirely the products of the
mind itself, and as such are cognized in themselves.—Tr
All cognition, by means of which I am enabled to cognize and determine à priori
what belongs to empirical cognition, may be called an anticipation; and without
doubt this is the sense in which Epicurus employed his expression prholepsis.
But as there is in phenomena something which is never cognized à priori, which
on this account constitutes the proper difference between pure and empirical
cognition, that is to say, sensation (as the matter of perception), it follows,
that sensation is just that element in cognition which cannot be at all
anticipated. On the other hand, we might very well term the pure determinations
in space and time, as well in regard to figure as to quantity, anticipations of
phenomena, because they represent à priori that which may always be given à
posteriori in experience. But suppose that in every sensation, as sensation in
general, without any particular sensation being thought of, there existed
something which could be cognized à priori, this would deserve to be called
anticipation in a special sense—special, because it may seem surprising
to forestall experience, in that which concerns the matter of experience, and
which we can only derive from itself. Yet such really is the case here.
Apprehension[29], by means of sensation alone, fills
only one moment, that is, if I do not take into consideration a succession of
many sensations. As that in the phenomenon, the apprehension of which is not a
successive synthesis advancing from parts to an entire representation,
sensation has therefore no extensive quantity; the want of sensation in a
moment of time would represent it as empty, consequently = 0. That which in the
empirical intuition corresponds to sensation is reality (realitas phaenomenon);
that which corresponds to the absence of it, negation = 0. Now every sensation
is capable of a diminution, so that it can decrease, and thus gradually
disappear. Therefore, between reality in a phenomenon and negation, there
exists a continuous concatenation of many possible intermediate sensations, the
difference of which from each other is always smaller than that between the
given sensation and zero, or complete negation. That is to say, the real in a
phenomenon has always a quantity, which however is not discoverable in
apprehension, inasmuch as apprehension take place by means of mere sensation in
one instant, and not by the successive synthesis of many sensations, and
therefore does not progress from parts to the whole. Consequently, it has a
quantity, but not an extensive quantity.
[29]
Apprehension is the Kantian word for preception, in the largest sense in which
we employ that term. It is the genus which includes under i, as species,
perception proper and sensation proper—Tr
Now that quantity which is apprehended only as unity, and in which plurality
can be represented only by approximation to negation = O, I term intensive
quantity. Consequently, reality in a phenomenon has intensive quantity, that
is, a degree. If we consider this reality as cause (be it of sensation or of
another reality in the phenomenon, for example, a change), we call the degree
of reality in its character of cause a momentum, for example, the momentum of
weight; and for this reason, that the degree only indicates that quantity the
apprehension of which is not successive, but instantaneous. This, however, I
touch upon only in passing, for with causality I have at present nothing to do.
Accordingly, every sensation, consequently every reality in phenomena, however
small it may be, has a degree, that is, an intensive quantity, which may always
be lessened, and between reality and negation there exists a continuous
connection of possible realities, and possible smaller perceptions. Every
colour—for example, red—has a degree, which, be it ever so small,
is never the smallest, and so is it always with heat, the momentum of weight,
etc.
This property of quantities, according to which no part of them is the smallest
possible (no part simple), is called their continuity. Space and time are
quanta continua, because no part of them can be given, without enclosing it
within boundaries (points and moments), consequently, this given part is itself
a space or a time. Space, therefore, consists only of spaces, and time of
times. Points and moments are only boundaries, that is, the mere places or
positions of their limitation. But places always presuppose intuitions which
are to limit or determine them; and we cannot conceive either space or time
composed of constituent parts which are given before space or time. Such
quantities may also be called flowing, because synthesis (of the productive
imagination) in the production of these quantities is a progression in time,
the continuity of which we are accustomed to indicate by the expression
flowing.
All phenomena, then, are continuous quantities, in respect both to intuition
and mere perception (sensation, and with it reality). In the former case they
are extensive quantities; in the latter, intensive. When the synthesis of the
manifold of a phenomenon is interrupted, there results merely an aggregate of
several phenomena, and not properly a phenomenon as a quantity, which is not
produced by the mere continuation of the productive synthesis of a certain
kind, but by the repetition of a synthesis always ceasing. For example, if I
call thirteen dollars a sum or quantity of money, I employ the term quite
correctly, inasmuch as I understand by thirteen dollars the value of a mark in
standard silver, which is, to be sure, a continuous quantity, in which no part
is the smallest, but every part might constitute a piece of money, which would
contain material for still smaller pieces. If, however, by the words thirteen
dollars I understand so many coins (be their value in silver what it may), it
would be quite erroneous to use the expression a quantity of dollars; on the
contrary, I must call them aggregate, that is, a number of coins. And as in
every number we must have unity as the foundation, so a phenomenon taken as
unity is a quantity, and as such always a continuous quantity (quantum
continuum).
Now, seeing all phenomena, whether considered as extensive or intensive, are
continuous quantities, the proposition: “All change (transition of a
thing from one state into another) is continuous,” might be proved here
easily, and with mathematical evidence, were it not that the causality of a
change lies, entirely beyond the bounds of a transcendental philosophy, and
presupposes empirical principles. For of the possibility of a cause which
changes the condition of things, that is, which determines them to the contrary
to a certain given state, the understanding gives us à priori no knowledge; not
merely because it has no insight into the possibility of it (for such insight
is absent in several à priori cognitions), but because the notion of change
concerns only certain determinations of phenomena, which experience alone can
acquaint us with, while their cause lies in the unchangeable. But seeing that
we have nothing which we could here employ but the pure fundamental conceptions
of all possible experience, among which of course nothing empirical can be
admitted, we dare not, without injuring the unity of our system, anticipate
general physical science, which is built upon certain fundamental experiences.
Nevertheless, we are in no want of proofs of the great influence which the
principle above developed exercises in the anticipation of perceptions, and
even in supplying the want of them, so far as to shield us against the false
conclusions which otherwise we might rashly draw.
If all reality in perception has a degree, between which and negation there is
an endless sequence of ever smaller degrees, and if, nevertheless, every sense
must have a determinate degree of receptivity for sensations; no perception,
and consequently no experience is possible, which can prove, either immediately
or mediately, an entire absence of all reality in a phenomenon; in other words,
it is impossible ever to draw from experience a proof of the existence of empty
space or of empty time. For in the first place, an entire absence of reality in
a sensuous intuition cannot of course be an object of perception; secondly,
such absence cannot be deduced from the contemplation of any single phenomenon,
and the difference of the degrees in its reality; nor ought it ever to be
admitted in explanation of any phenomenon. For if even the complete intuition
of a determinate space or time is thoroughly real, that is, if no part thereof
is empty, yet because every reality has its degree, which, with the extensive
quantity of the phenomenon unchanged, can diminish through endless gradations
down to nothing (the void), there must be infinitely graduated degrees, with
which space or time is filled, and the intensive quantity in different
phenomena may be smaller or greater, although the extensive quantity of the
intuition remains equal and unaltered.
We shall give an example of this. Almost all natural philosophers, remarking a
great difference in the quantity of the matter of different kinds in bodies
with the same volume (partly on account of the momentum of gravity or weight,
partly on account of the momentum of resistance to other bodies in motion),
conclude unanimously that this volume (extensive quantity of the phenomenon)
must be void in all bodies, although in different proportion. But who would
suspect that these for the most part mathematical and mechanical inquirers into
nature should ground this conclusion solely on a metaphysical
hypothesis—a sort of hypothesis which they profess to disparage and
avoid? Yet this they do, in assuming that the real in space (I must not here
call it impenetrability or weight, because these are empirical conceptions) is
always identical, and can only be distinguished according to its extensive
quantity, that is, multiplicity. Now to this presupposition, for which they can
have no ground in experience, and which consequently is merely metaphysical, I
oppose a transcendental demonstration, which it is true will not explain the
difference in the filling up of spaces, but which nevertheless completely does
away with the supposed necessity of the above-mentioned presupposition that we
cannot explain the said difference otherwise than by the hypothesis of empty
spaces. This demonstration, moreover, has the merit of setting the
understanding at liberty to conceive this distinction in a different manner, if
the explanation of the fact requires any such hypothesis. For we perceive that
although two equal spaces may be completely filled by matters altogether
different, so that in neither of them is there left a single point wherein
matter is not present, nevertheless, every reality has its degree (of
resistance or of weight), which, without diminution of the extensive quantity,
can become less and less ad infinitum, before it passes into nothingness and
disappears. Thus an expansion which fills a space—for example, caloric,
or any other reality in the phenomenal world—can decrease in its degrees
to infinity, yet without leaving the smallest part of the space empty; on the
contrary, filling it with those lesser degrees as completely as another
phenomenon could with greater. My intention here is by no means to maintain
that this is really the case with the difference of matters, in regard to their
specific gravity; I wish only to prove, from a principle of the pure
understanding, that the nature of our perceptions makes such a mode of
explanation possible, and that it is erroneous to regard the real in a
phenomenon as equal quoad its degree, and different only quoad its aggregation
and extensive quantity, and this, too, on the pretended authority of an à
priori principle of the understanding.
Nevertheless, this principle of the anticipation of perception must somewhat
startle an inquirer whom initiation into transcendental philosophy has rendered
cautious. We must naturally entertain some doubt whether or not the
understanding can enounce any such synthetical proposition as that respecting
the degree of all reality in phenomena, and consequently the possibility of the
internal difference of sensation itself—abstraction being made of its
empirical quality. Thus it is a question not unworthy of solution: “How
the understanding can pronounce synthetically and à priori respecting
phenomena, and thus anticipate these, even in that which is peculiarly and
merely empirical, that, namely, which concerns sensation itself?”
The quality of sensation is in all cases merely empirical, and cannot be
represented à priori (for example, colours, taste, etc.). But the
real—that which corresponds to sensation—in opposition to negation
= 0, only represents something the conception of which in itself contains a
being (ein seyn), and signifies nothing but the synthesis in an empirical
consciousness. That is to say, the empirical consciousness in the internal
sense can be raised from 0 to every higher degree, so that the very same
extensive quantity of intuition, an illuminated surface, for example, excites
as great a sensation as an aggregate of many other surfaces less illuminated.
We can therefore make complete abstraction of the extensive quantity of a
phenomenon, and represent to ourselves in the mere sensation in a certain
momentum, a synthesis of homogeneous ascension from 0 up to the given empirical
consciousness, All sensations therefore as such are given only à posteriori,
but this property thereof, namely, that they have a degree, can be known à
priori. It is worthy of remark, that in respect to quantities in general, we
can cognize à priori only a single quality, namely, continuity; but in respect
to all quality (the real in phenomena), we cannot cognize à priori anything
more than the intensive quantity thereof, namely, that they have a degree. All
else is left to experience.
3. ANALOGIES OF EXPERIENCE.
The principle of these is: Experience is possible only through the
representation of a necessary connection of Perceptions.
PROOF.
Experience is an empirical cognition; that is to say, a cognition which
determines an object by means of perceptions. It is therefore a synthesis of
perceptions, a synthesis which is not itself contained in perception, but which
contains the synthetical unity of the manifold of perception in a
consciousness; and this unity constitutes the essential of our cognition of
objects of the senses, that is, of experience (not merely of intuition or
sensation). Now in experience our perceptions come together contingently, so
that no character of necessity in their connection appears, or can appear from
the perceptions themselves, because apprehension is only a placing together of
the manifold of empirical intuition, and no representation of a necessity in
the connected existence of the phenomena which apprehension brings together, is
to be discovered therein. But as experience is a cognition of objects by means
of perceptions, it follows that the relation of the existence of the existence
of the manifold must be represented in experience not as it is put together in
time, but as it is objectively in time. And as time itself cannot be perceived,
the determination of the existence of objects in time can only take place by
means of their connection in time in general, consequently only by means of à
priori connecting conceptions. Now as these conceptions always possess the
character of necessity, experience is possible only by means of a
representation of the necessary connection of perception.
The three modi of time are permanence, succession, and coexistence.
Accordingly, there are three rules of all relations of time in phenomena,
according to which the existence of every phenomenon is determined in respect
of the unity of all time, and these antecede all experience and render it
possible.
The general principle of all three analogies rests on the necessary unity of
apperception in relation to all possible empirical consciousness (perception)
at every time, consequently, as this unity lies à priori at the foundation of
all mental operations, the principle rests on the synthetical unity of all
phenomena according to their relation in time. For the original apperception
relates to our internal sense (the complex of all representations), and indeed
relates à priori to its form, that is to say, the relation of the manifold
empirical consciousness in time. Now this manifold must be combined in original
apperception according to relations of time—a necessity imposed by the à
priori transcendental unity of apperception, to which is subjected all that can
belong to my (i.e., my own) cognition, and therefore all that can become an
object for me. This synthetical and à priori determined unity in relation of
perceptions in time is therefore the rule: “All empirical determinations
of time must be subject to rules of the general determination of time”;
and the analogies of experience, of which we are now about to treat, must be
rules of this nature.
These principles have this peculiarity, that they do not concern phenomena, and
the synthesis of the empirical intuition thereof, but merely the existence of
phenomena and their relation to each other in regard to this existence. Now the
mode in which we apprehend a thing in a phenomenon can be determined à priori
in such a manner that the rule of its synthesis can give, that is to say, can
produce this à priori intuition in every empirical example. But the existence
of phenomena cannot be known à priori, and although we could arrive by this
path at a conclusion of the fact of some existence, we could not cognize that
existence determinately, that is to say, we should be incapable of anticipating
in what respect the empirical intuition of it would be distinguishable from
that of others.
The two principles above mentioned, which I called mathematical, in
consideration of the fact of their authorizing the application of mathematic
phenomena, relate to these phenomena only in regard to their possibility, and
instruct us how phenomena, as far as regards their intuition or the real in
their perception, can be generated according to the rules of a mathematical
synthesis. Consequently, numerical quantities, and with them the determination
of a phenomenon as a quantity, can be employed in the one case as well as in
the other. Thus, for example, out of 200,000 illuminations by the moon, I might
compose and give à priori, that is construct, the degree of our sensations of
the sun-light.[30] We may therefore entitle these two
principles constitutive.
[30]
Kant’s meaning is: The two principles enunciated under the heads of
“Axioms of Intuition,” and “Anticipations of
Perception,” authorize the application to phenomena of determinations of
size and number, that is of mathematic. For example, I may compute the light of
the sun, and say that its quantity is a certain number of times greater than
that of the moon. In the same way, heat is measured by the comparison of its
different effects on water, &c., and on mercury in a thermometer.—Tr
The case is very different with those principles whose province it is to
subject the existence of phenomena to rules à priori. For as existence does not
admit of being constructed, it is clear that they must only concern the
relations of existence and be merely regulative principles. In this case,
therefore, neither axioms nor anticipations are to be thought of. Thus, if a
perception is given us, in a certain relation of time to other (although
undetermined) perceptions, we cannot then say à priori, what and how great (in
quantity) the other perception necessarily connected with the former is, but
only how it is connected, quoad its existence, in this given modus of time.
Analogies in philosophy mean something very different from that which they
represent in mathematics. In the latter they are formulae, which enounce the
equality of two relations of quantity, and are always constitutive, so that if
two terms of the proportion are given, the third is also given, that is, can be
constructed by the aid of these formulae. But in philosophy, analogy is not the
equality of two quantitative but of two qualitative relations. In this case,
from three given terms, I can give à priori and cognize the relation to a
fourth member, but not this fourth term itself, although I certainly possess a
rule to guide me in the search for this fourth term in experience, and a mark
to assist me in discovering it. An analogy of experience is therefore only a
rule according to which unity of experience must arise out of perceptions in
respect to objects (phenomena) not as a constitutive, but merely as a
regulative principle. The same holds good also of the postulates of empirical
thought in general, which relate to the synthesis of mere intuition (which
concerns the form of phenomena), the synthesis of perception (which concerns
the matter of phenomena), and the synthesis of experience (which concerns the
relation of these perceptions). For they are only regulative principles, and
clearly distinguishable from the mathematical, which are constitutive, not
indeed in regard to the certainty which both possess à priori, but in the mode
of evidence thereof, consequently also in the manner of demonstration.
But what has been observed of all synthetical propositions, and must be
particularly remarked in this place, is this, that these analogies possess
significance and validity, not as principles of the transcendental, but only as
principles of the empirical use of the understanding, and their truth can
therefore be proved only as such, and that consequently the phenomena must not
be subjoined directly under the categories, but only under their schemata. For
if the objects to which those principles must be applied were things in
themselves, it would be quite impossible to cognize aught concerning them
synthetically à priori. But they are nothing but phenomena; a complete
knowledge of which—a knowledge to which all principles à priori must at
last relate—is the only possible experience. It follows that these
principles can have nothing else for their aim than the conditions of the
empirical cognition in the unity of synthesis of phenomena. But this synthesis
is cogitated only in the schema of the pure conception of the understanding, of
whose unity, as that of a synthesis in general, the category contains the
function unrestricted by any sensuous condition. These principles will
therefore authorize us to connect phenomena according to an analogy, with the
logical and universal unity of conceptions, and consequently to employ the
categories in the principles themselves; but in the application of them to
experience, we shall use only their schemata, as the key to their proper
application, instead of the categories, or rather the latter as restricting
conditions, under the title of “formulae” of the former.
A. FIRST ANALOGY.
Principle of the Permanence of Substance.
In all changes of phenomena, substance is permanent, and the quantum thereof in
nature is neither increased nor diminished.
PROOF.
All phenomena exist in time, wherein alone as substratum, that is, as the
permanent form of the internal intuition, coexistence and succession can be
represented. Consequently time, in which all changes of phenomena must be
cogitated, remains and changes not, because it is that in which succession and
coexistence can be represented only as determinations thereof. Now, time in
itself cannot be an object of perception. It follows that in objects of
perception, that is, in phenomena, there must be found a substratum which
represents time in general, and in which all change or coexistence can be
perceived by means of the relation of phenomena to it. But the substratum of
all reality, that is, of all that pertains to the existence of things, is
substance; all that pertains to existence can be cogitated only as a
determination of substance. Consequently, the permanent, in relation to which
alone can all relations of time in phenomena be determined, is substance in the
world of phenomena, that is, the real in phenomena, that which, as the
substratum of all change, remains ever the same. Accordingly, as this cannot
change in existence, its quantity in nature can neither be increased nor
diminished.
Our apprehension of the manifold in a phenomenon is always successive, is
Consequently always changing. By it alone we could, therefore, never determine
whether this manifold, as an object of experience, is coexistent or successive,
unless it had for a foundation something fixed and permanent, of the existence
of which all succession and coexistence are nothing but so many modes (modi of
time). Only in the permanent, then, are relations of time possible (for
simultaneity and succession are the only relations in time); that is to say,
the permanent is the substratum of our empirical representation of time itself,
in which alone all determination of time is possible. Permanence is, in fact,
just another expression for time, as the abiding correlate of all existence of
phenomena, and of all change, and of all coexistence. For change does not
affect time itself, but only the phenomena in time (just as coexistence cannot
be regarded as a modus of time itself, seeing that in time no parts are
coexistent, but all successive). If we were to attribute succession to time
itself, we should be obliged to cogitate another time, in which this succession
would be possible. It is only by means of the permanent that existence in
different parts of the successive series of time receives a quantity, which we
entitle duration. For in mere succession, existence is perpetually vanishing
and recommencing, and therefore never has even the least quantity. Without the
permanent, then, no relation in time is possible. Now, time in itself is not an
object of perception; consequently the permanent in phenomena must be regarded
as the substratum of all determination of time, and consequently also as the
condition of the possibility of all synthetical unity of perceptions, that is,
of experience; and all existence and all change in time can only be regarded as
a mode in the existence of that which abides unchangeably. Therefore, in all
phenomena, the permanent is the object in itself, that is, the substance
(phenomenon); but all that changes or can change belongs only to the mode of
the existence of this substance or substances, consequently to its
determinations.
I find that in all ages not only the philosopher, but even the common
understanding, has preposited this permanence as a substratum of all change in
phenomena; indeed, I am compelled to believe that they will always accept this
as an indubitable fact. Only the philosopher expresses himself in a more
precise and definite manner, when he says: “In all changes in the world,
the substance remains, and the accidents alone are changeable.” But of
this decidedly synthetical proposition, I nowhere meet with even an attempt at
proof; nay, it very rarely has the good fortune to stand, as it deserves to do,
at the head of the pure and entirely à priori laws of nature. In truth, the
statement that substance is permanent, is tautological. For this very
permanence is the ground on which we apply the category of substance to the
phenomenon; and we should have been obliged to prove that in all phenomena
there is something permanent, of the existence of which the changeable is
nothing but a determination. But because a proof of this nature cannot be
dogmatical, that is, cannot be drawn from conceptions, inasmuch as it concerns
a synthetical proposition à priori, and as philosophers never reflected that
such propositions are valid only in relation to possible experience, and
therefore cannot be proved except by means of a deduction of the possibility of
experience, it is no wonder that while it has served as the foundation of all
experience (for we feel the need of it in empirical cognition), it has never
been supported by proof.
A philosopher was asked: “What is the weight of smoke?” He
answered: “Subtract from the weight of the burnt wood the weight of the
remaining ashes, and you will have the weight of the smoke.” Thus he
presumed it to be incontrovertible that even in fire the matter (substance)
does not perish, but that only the form of it undergoes a change. In like
manner was the saying: “From nothing comes nothing,” only another
inference from the principle or permanence, or rather of the ever-abiding
existence of the true subject in phenomena. For if that in the phenomenon which
we call substance is to be the proper substratum of all determination of time,
it follows that all existence in past as well as in future time, must be
determinable by means of it alone. Hence we are entitled to apply the term
substance to a phenomenon, only because we suppose its existence in all time, a
notion which the word permanence does not fully express, as it seems rather to
be referable to future time. However, the internal necessity perpetually to be,
is inseparably connected with the necessity always to have been, and so the
expression may stand as it is. “Gigni de nihilo nihil; in nihilum nil
posse reverti,”[31] are two propositions which the ancients
never parted, and which people nowadays sometimes mistakenly disjoin, because
they imagine that the propositions apply to objects as things in themselves,
and that the former might be inimical to the dependence (even in respect of its
substance also) of the world upon a supreme cause. But this apprehension is
entirely needless, for the question in this case is only of phenomena in the
sphere of experience, the unity of which never could be possible, if we
admitted the possibility that new things (in respect of their substance) should
arise. For in that case, we should lose altogether that which alone can
represent the unity of time, to wit, the identity of the substratum, as that
through which alone all change possesses complete and thorough unity. This
permanence is, however, nothing but the manner in which we represent to
ourselves the existence of things in the phenomenal world.
[31]
Persius, Satirae, iii.83-84.
The determinations of a substance, which are only particular modes of its
existence, are called accidents. They are always real, because they concern the
existence of substance (negations are only determinations, which express the
non-existence of something in the substance). Now, if to this real in the
substance we ascribe a particular existence (for example, to motion as an
accident of matter), this existence is called inherence, in contradistinction
to the existence of substance, which we call subsistence. But hence arise many
misconceptions, and it would be a more accurate and just mode of expression to
designate the accident only as the mode in which the existence of a substance
is positively determined. Meanwhile, by reason of the conditions of the logical
exercise of our understanding, it is impossible to avoid separating, as it
were, that which in the existence of a substance is subject to change, whilst
the substance remains, and regarding it in relation to that which is properly
permanent and radical. On this account, this category of substance stands under
the title of relation, rather because it is the condition thereof than because
it contains in itself any relation.
Now, upon this notion of permanence rests the proper notion of the conception
change. Origin and extinction are not changes of that which originates or
becomes extinct. Change is but a mode of existence, which follows on another
mode of existence of the same object; hence all that changes is permanent, and
only the condition thereof changes. Now since this mutation affects only
determinations, which can have a beginning or an end, we may say, employing an
expression which seems somewhat paradoxical: “Only the permanent
(substance) is subject to change; the mutable suffers no change, but rather
alternation, that is, when certain determinations cease, others begin.”
Change, when, cannot be perceived by us except in substances, and origin or
extinction in an absolute sense, that does not concern merely a determination
of the permanent, cannot be a possible perception, for it is this very notion
of the permanent which renders possible the representation of a transition from
one state into another, and from non-being to being, which, consequently, can
be empirically cognized only as alternating determinations of that which is
permanent. Grant that a thing absolutely begins to be; we must then have a
point of time in which it was not. But how and by what can we fix and determine
this point of time, unless by that which already exists? For a void
time—preceding—is not an object of perception; but if we connect
this beginning with objects which existed previously, and which continue to
exist till the object in question in question begins to be, then the latter can
only be a determination of the former as the permanent. The same holds good of
the notion of extinction, for this presupposes the empirical representation of
a time, in which a phenomenon no longer exists.
Substances (in the world of phenomena) are the substratum of all determinations
of time. The beginning of some, and the ceasing to be of other substances,
would utterly do away with the only condition of the empirical unity of time;
and in that case phenomena would relate to two different times, in which, side
by side, existence would pass; which is absurd. For there is only one time in
which all different times must be placed, not as coexistent, but as successive.
Accordingly, permanence is a necessary condition under which alone phenomena,
as things or objects, are determinable in a possible experience. But as regards
the empirical criterion of this necessary permanence, and with it of the
substantiality of phenomena, we shall find sufficient opportunity to speak in
the sequel.
B. SECOND ANALOGY.
Principle of the Succession of Time According to the Law of Causality. All
changes take place according to the law of the connection of Cause and Effect.
PROOF.
(That all phenomena in the succession of time are only changes, that is, a
successive being and non-being of the determinations of substance, which is
permanent; consequently that a being of substance itself which follows on the
non-being thereof, or a non-being of substance which follows on the being
thereof, in other words, that the origin or extinction of substance itself, is
impossible—all this has been fully established in treating of the
foregoing principle. This principle might have been expressed as follows:
“All alteration (succession) of phenomena is merely change”; for
the changes of substance are not origin or extinction, because the conception
of change presupposes the same subject as existing with two opposite
determinations, and consequently as permanent. After this premonition, we shall
proceed to the proof.)
I perceive that phenomena succeed one another, that is to say, a state of
things exists at one time, the opposite of which existed in a former state. In
this case, then, I really connect together two perceptions in time. Now
connection is not an operation of mere sense and intuition, but is the product
of a synthetical faculty of imagination, which determines the internal sense in
respect of a relation of time. But imagination can connect these two states in
two ways, so that either the one or the other may antecede in time; for time in
itself cannot be an object of perception, and what in an object precedes and
what follows cannot be empirically determined in relation to it. I am only
conscious, then, that my imagination places one state before and the other
after; not that the one state antecedes the other in the object. In other
words, the objective relation of the successive phenomena remains quite
undetermined by means of mere perception. Now in order that this relation may
be cognized as determined, the relation between the two states must be so
cogitated that it is thereby determined as necessary, which of them must be
placed before and which after, and not conversely. But the conception which
carries with it a necessity of synthetical unity, can be none other than a pure
conception of the understanding which does not lie in mere perception; and in
this case it is the conception of “the relation of cause and
effect,” the former of which determines the latter in time, as its
necessary consequence, and not as something which might possibly antecede (or
which might in some cases not be perceived to follow). It follows that it is
only because we subject the sequence of phenomena, and consequently all change,
to the law of causality, that experience itself, that is, empirical cognition
of phenomena, becomes possible; and consequently, that phenomena themselves, as
objects of experience, are possible only by virtue of this law.
Our apprehension of the manifold of phenomena is always successive. The
representations of parts succeed one another. Whether they succeed one another
in the object also, is a second point for reflection, which was not contained
in the former. Now we may certainly give the name of object to everything, even
to every representation, so far as we are conscious thereof; but what this word
may mean in the case of phenomena, not merely in so far as they (as
representations) are objects, but only in so far as they indicate an object, is
a question requiring deeper consideration. In so far as they, regarded merely
as representations, are at the same time objects of consciousness, they are not
to be distinguished from apprehension, that is, reception into the synthesis of
imagination, and we must therefore say: “The manifold of phenomena is
always produced successively in the mind.” If phenomena were things in
themselves, no man would be able to conjecture from the succession of our
representations how this manifold is connected in the object; for we have to do
only with our representations. How things may be in themselves, without regard
to the representations through which they affect us, is utterly beyond the
sphere of our cognition. Now although phenomena are not things in themselves,
and are nevertheless the only thing given to us to be cognized, it is my duty
to show what sort of connection in time belongs to the manifold in phenomena
themselves, while the representation of this manifold in apprehension is always
successive. For example, the apprehension of the manifold in the phenomenon of
a house which stands before me, is successive. Now comes the question whether
the manifold of this house is in itself successive—which no one will be
at all willing to grant. But, so soon as I raise my conception of an object to
the transcendental signification thereof, I find that the house is not a thing
in itself, but only a phenomenon, that is, a representation, the transcendental
object of which remains utterly unknown. What then am I to understand by the
question: “How can the manifold be connected in the phenomenon
itself—not considered as a thing in itself, but merely as a
phenomenon?” Here that which lies in my successive apprehension is
regarded as representation, whilst the phenomenon which is given me,
notwithstanding that it is nothing more than a complex of these
representations, is regarded as the object thereof, with which my conception,
drawn from the representations of apprehension, must harmonize. It is very soon
seen that, as accordance of the cognition with its object constitutes truth,
the question now before us can only relate to the formal conditions of
empirical truth; and that the phenomenon, in opposition to the representations
of apprehension, can only be distinguished therefrom as the object of them, if
it is subject to a rule which distinguishes it from every other apprehension,
and which renders necessary a mode of connection of the manifold. That in the
phenomenon which contains the condition of this necessary rule of apprehension,
is the object.
Let us now proceed to our task. That something happens, that is to say, that
something or some state exists which before was not, cannot be empirically
perceived, unless a phenomenon precedes, which does not contain in itself this
state. For a reality which should follow upon a void time, in other words, a
beginning, which no state of things precedes, can just as little be apprehended
as the void time itself. Every apprehension of an event is therefore a
perception which follows upon another perception. But as this is the case with
all synthesis of apprehension, as I have shown above in the example of a house,
my apprehension of an event is not yet sufficiently distinguished from other
apprehensions. But I remark also that if in a phenomenon which contains an
occurrence, I call the antecedent state of my perception, A, and the following
state, B, the perception B can only follow A in apprehension, and the
perception A cannot follow B, but only precede it. For example, I see a ship
float down the stream of a river. My perception of its place lower down follows
upon my perception of its place higher up the course of the river, and it is
impossible that, in the apprehension of this phenomenon, the vessel should be
perceived first below and afterwards higher up the stream. Here, therefore, the
order in the sequence of perceptions in apprehension is determined; and by this
order apprehension is regulated. In the former example, my perceptions in the
apprehension of a house might begin at the roof and end at the foundation, or
vice versa; or I might apprehend the manifold in this empirical intuition, by
going from left to right, and from right to left. Accordingly, in the series of
these perceptions, there was no determined order, which necessitated my
beginning at a certain point, in order empirically to connect the manifold. But
this rule is always to be met with in the perception of that which happens, and
it makes the order of the successive perceptions in the apprehension of such a
phenomenon necessary.
I must, therefore, in the present case, deduce the subjective sequence of
apprehension from the objective sequence of phenomena, for otherwise the former
is quite undetermined, and one phenomenon is not distinguishable from another.
The former alone proves nothing as to the connection of the manifold in an
object, for it is quite arbitrary. The latter must consist in the order of the
manifold in a phenomenon, according to which order the apprehension of one
thing (that which happens) follows that of another thing (which precedes), in
conformity with a rule. In this way alone can I be authorized to say of the
phenomenon itself, and not merely of my own apprehension, that a certain order
or sequence is to be found therein. That is, in other words, I cannot arrange
my apprehension otherwise than in this order.
In conformity with this rule, then, it is necessary that in that which
antecedes an event there be found the condition of a rule, according to which
in this event follows always and necessarily; but I cannot reverse this and go
back from the event, and determine (by apprehension) that which antecedes it.
For no phenomenon goes back from the succeeding point of time to the preceding
point, although it does certainly relate to a preceding point of time; from a
given time, on the other hand, there is always a necessary progression to the
determined succeeding time. Therefore, because there certainly is something
that follows, I must of necessity connect it with something else, which
antecedes, and upon which it follows, in conformity with a rule, that is
necessarily, so that the event, as conditioned, affords certain indication of a
condition, and this condition determines the event.
Let us suppose that nothing precedes an event, upon which this event must
follow in conformity with a rule. All sequence of perception would then exist
only in apprehension, that is to say, would be merely subjective, and it could
not thereby be objectively determined what thing ought to precede, and what
ought to follow in perception. In such a case, we should have nothing but a
play of representations, which would possess no application to any object. That
is to say, it would not be possible through perception to distinguish one
phenomenon from another, as regards relations of time; because the succession
in the act of apprehension would always be of the same sort, and therefore
there would be nothing in the phenomenon to determine the succession, and to
render a certain sequence objectively necessary. And, in this case, I cannot
say that two states in a phenomenon follow one upon the other, but only that
one apprehension follows upon another. But this is merely subjective, and does
not determine an object, and consequently cannot be held to be cognition of an
object—not even in the phenomenal world.
Accordingly, when we know in experience that something happens, we always
presuppose that something precedes, whereupon it follows in conformity with a
rule. For otherwise I could not say of the object that it follows; because the
mere succession in my apprehension, if it be not determined by a rule in
relation to something preceding, does not authorize succession in the object.
Only, therefore, in reference to a rule, according to which phenomena are
determined in their sequence, that is, as they happen, by the preceding state,
can I make my subjective synthesis (of apprehension) objective, and it is only
under this presupposition that even the experience of an event is possible.
No doubt it appears as if this were in thorough contradiction to all the
notions which people have hitherto entertained in regard to the procedure of
the human understanding. According to these opinions, it is by means of the
perception and comparison of similar consequences following upon certain
antecedent phenomena that the understanding is led to the discovery of a rule,
according to which certain events always follow certain phenomena, and it is
only by this process that we attain to the conception of cause. Upon such a
basis, it is clear that this conception must be merely empirical, and the rule
which it furnishes us with—“Everything that happens must have a
cause”—would be just as contingent as experience itself. The
universality and necessity of the rule or law would be perfectly spurious
attributes of it. Indeed, it could not possess universal validity, inasmuch as
it would not in this case be à priori, but founded on deduction. But the same
is the case with this law as with other pure à priori representations (e.g.,
space and time), which we can draw in perfect clearness and completeness from
experience, only because we had already placed them therein, and by that means,
and by that alone, had rendered experience possible. Indeed, the logical
clearness of this representation of a rule, determining the series of events,
is possible only when we have made use thereof in experience. Nevertheless, the
recognition of this rule, as a condition of the synthetical unity of phenomena
in time, was the ground of experience itself and consequently preceded it à
priori.
It is now our duty to show by an example that we never, even in experience,
attribute to an object the notion of succession or effect (of an
event—that is, the happening of something that did not exist before), and
distinguish it from the subjective succession of apprehension, unless when a
rule lies at the foundation, which compels us to observe this order of
perception in preference to any other, and that, indeed, it is this necessity
which first renders possible the representation of a succession in the object.
We have representations within us, of which also we can be conscious. But,
however widely extended, however accurate and thoroughgoing this consciousness
may be, these representations are still nothing more than representations, that
is, internal determinations of the mind in this or that relation of time. Now
how happens it that to these representations we should set an object, or that,
in addition to their subjective reality, as modifications, we should still
further attribute to them a certain unknown objective reality? It is clear that
objective significancy cannot consist in a relation to another representation
(of that which we desire to term object), for in that case the question again
arises: “How does this other representation go out of itself, and obtain
objective significancy over and above the subjective, which is proper to it, as
a determination of a state of mind?” If we try to discover what sort of
new property the relation to an object gives to our subjective representations,
and what new importance they thereby receive, we shall find that this relation
has no other effect than that of rendering necessary the connection of our
representations in a certain manner, and of subjecting them to a rule; and that
conversely, it is only because a certain order is necessary in the relations of
time of our representations, that objective significancy is ascribed to them.
In the synthesis of phenomena, the manifold of our representations is always
successive. Now hereby is not represented an object, for by means of this
succession, which is common to all apprehension, no one thing is distinguished
from another. But so soon as I perceive or assume that in this succession there
is a relation to a state antecedent, from which the representation follows in
accordance with a rule, so soon do I represent something as an event, or as a
thing that happens; in other words, I cognize an object to which I must assign
a certain determinate position in time, which cannot be altered, because of the
preceding state in the object. When, therefore, I perceive that something
happens, there is contained in this representation, in the first place, the
fact, that something antecedes; because, it is only in relation to this that
the phenomenon obtains its proper relation of time, in other words, exists
after an antecedent time, in which it did not exist. But it can receive its
determined place in time only by the presupposition that something existed in
the foregoing state, upon which it follows inevitably and always, that is, in
conformity with a rule. From all this it is evident that, in the first place, I
cannot reverse the order of succession, and make that which happens precede
that upon which it follows; and that, in the second place, if the antecedent
state be posited, a certain determinate event inevitably and necessarily
follows. Hence it follows that there exists a certain order in our
representations, whereby the present gives a sure indication of some previously
existing state, as a correlate, though still undetermined, of the existing
event which is given—a correlate which itself relates to the event as its
consequence, conditions it, and connects it necessarily with itself in the
series of time.
If then it be admitted as a necessary law of sensibility, and consequently a
formal condition of all perception, that the preceding necessarily determines
the succeeding time (inasmuch as I cannot arrive at the succeeding except
through the preceding), it must likewise be an indispensable law of empirical
representation of the series of time that the phenomena of the past determine
all phenomena in the succeeding time, and that the latter, as events, cannot
take place, except in so far as the former determine their existence in time,
that is to say, establish it according to a rule. For it is of course only in
phenomena that we can empirically cognize this continuity in the connection of
times.
For all experience and for the possibility of experience, understanding is
indispensable, and the first step which it takes in this sphere is not to
render the representation of objects clear, but to render the representation of
an object in general, possible. It does this by applying the order of time to
phenomena, and their existence. In other words, it assigns to each phenomenon,
as a consequence, a place in relation to preceding phenomena, determined à
priori in time, without which it could not harmonize with time itself, which
determines a place à priori to all its parts. This determination of place
cannot be derived from the relation of phenomena to absolute time (for it is
not an object of perception); but, on the contrary, phenomena must reciprocally
determine the places in time of one another, and render these necessary in the
order of time. In other words, whatever follows or happens, must follow in
conformity with a universal rule upon that which was contained in the foregoing
state. Hence arises a series of phenomena, which, by means of the
understanding, produces and renders necessary exactly the same order and
continuous connection in the series of our possible perceptions, as is found à
priori in the form of internal intuition (time), in which all our perceptions
must have place.
That something happens, then, is a perception which belongs to a possible
experience, which becomes real only because I look upon the phenomenon as
determined in regard to its place in time, consequently as an object, which can
always be found by means of a rule in the connected series of my perceptions.
But this rule of the determination of a thing according to succession in time
is as follows: “In what precedes may be found the condition, under which
an event always (that is, necessarily) follows.” From all this it is
obvious that the principle of cause and effect is the principle of possible
experience, that is, of objective cognition of phenomena, in regard to their
relations in the succession of time.
The proof of this fundamental proposition rests entirely on the following
momenta of argument. To all empirical cognition belongs the synthesis of the
manifold by the imagination, a synthesis which is always successive, that is,
in which the representations therein always follow one another. But the order
of succession in imagination is not determined, and the series of successive
representations may be taken retrogressively as well as progressively. But if
this synthesis is a synthesis of apprehension (of the manifold of a given
phenomenon), then the order is determined in the object, or to speak more
accurately, there is therein an order of successive synthesis which determines
an object, and according to which something necessarily precedes, and when this
is posited, something else necessarily follows. If, then, my perception is to
contain the cognition of an event, that is, of something which really happens,
it must be an empirical judgement, wherein we think that the succession is
determined; that is, it presupposes another phenomenon, upon which this event
follows necessarily, or in conformity with a rule. If, on the contrary, when I
posited the antecedent, the event did not necessarily follow, I should be
obliged to consider it merely as a subjective play of my imagination, and if in
this I represented to myself anything as objective, I must look upon it as a
mere dream. Thus, the relation of phenomena (as possible perceptions),
according to which that which happens is, as to its existence, necessarily
determined in time by something which antecedes, in conformity with a
rule—in other words, the relation of cause and effect—is the
condition of the objective validity of our empirical judgements in regard to
the sequence of perceptions, consequently of their empirical truth, and
therefore of experience. The principle of the relation of causality in the
succession of phenomena is therefore valid for all objects of experience,
because it is itself the ground of the possibility of experience.
Here, however, a difficulty arises, which must be resolved. The principle of
the connection of causality among phenomena is limited in our formula to the
succession thereof, although in practice we find that the principle applies
also when the phenomena exist together in the same time, and that cause and
effect may be simultaneous. For example, there is heat in a room, which does
not exist in the open air. I look about for the cause, and find it to be the
fire, Now the fire as the cause is simultaneous with its effect, the heat of
the room. In this case, then, there is no succession as regards time, between
cause and effect, but they are simultaneous; and still the law holds good. The
greater part of operating causes in nature are simultaneous with their effects,
and the succession in time of the latter is produced only because the cause
cannot achieve the total of its effect in one moment. But at the moment when
the effect first arises, it is always simultaneous with the causality of its
cause, because, if the cause had but a moment before ceased to be, the effect
could not have arisen. Here it must be specially remembered that we must
consider the order of time and not the lapse thereof. The relation remains,
even though no time has elapsed. The time between the causality of the cause
and its immediate effect may entirely vanish, and the cause and effect be thus
simultaneous, but the relation of the one to the other remains always
determinable according to time. If, for example, I consider a leaden ball,
which lies upon a cushion and makes a hollow in it, as a cause, then it is
simultaneous with the effect. But I distinguish the two through the relation of
time of the dynamical connection of both. For if I lay the ball upon the
cushion, then the hollow follows upon the before smooth surface; but supposing
the cushion has, from some cause or another, a hollow, there does not thereupon
follow a leaden ball.
Thus, the law of succession of time is in all instances the only empirical
criterion of effect in relation to the causality of the antecedent cause. The
glass is the cause of the rising of the water above its horizontal surface,
although the two phenomena are contemporaneous. For, as soon as I draw some
water with the glass from a larger vessel, an effect follows thereupon, namely,
the change of the horizontal state which the water had in the large vessel into
a concave, which it assumes in the glass.
This conception of causality leads us to the conception of action; that of
action, to the conception of force; and through it, to the conception of
substance. As I do not wish this critical essay, the sole purpose of which is
to treat of the sources of our synthetical cognition à priori, to be crowded
with analyses which merely explain, but do not enlarge the sphere of our
conceptions, I reserve the detailed explanation of the above conceptions for a
future system of pure reason. Such an analysis, indeed, executed with great
particularity, may already be found in well-known works on this subject. But I
cannot at present refrain from making a few remarks on the empirical criterion
of a substance, in so far as it seems to be more evident and more easily
recognized through the conception of action than through that of the permanence
of a phenomenon.
Where action (consequently activity and force) exists, substance also must
exist, and in it alone must be sought the seat of that fruitful source of
phenomena. Very well. But if we are called upon to explain what we mean by
substance, and wish to avoid the vice of reasoning in a circle, the answer is
by no means so easy. How shall we conclude immediately from the action to the
permanence of that which acts, this being nevertheless an essential and
peculiar criterion of substance (phenomenon)? But after what has been said
above, the solution of this question becomes easy enough, although by the
common mode of procedure—merely analysing our conceptions—it would
be quite impossible. The conception of action indicates the relation of the
subject of causality to the effect. Now because all effect consists in that
which happens, therefore in the changeable, the last subject thereof is the
permanent, as the substratum of all that changes, that is, substance. For
according to the principle of causality, actions are always the first ground of
all change in phenomena and, consequently, cannot be a property of a subject
which itself changes, because if this were the case, other actions and another
subject would be necessary to determine this change. From all this it results
that action alone, as an empirical criterion, is a sufficient proof of the
presence of substantiality, without any necessity on my part of endeavouring to
discover the permanence of substance by a comparison. Besides, by this mode of
induction we could not attain to the completeness which the magnitude and
strict universality of the conception requires. For that the primary subject of
the causality of all arising and passing away, all origin and extinction,
cannot itself (in the sphere of phenomena) arise and pass away, is a sound and
safe conclusion, a conclusion which leads us to the conception of empirical
necessity and permanence in existence, and consequently to the conception of a
substance as phenomenon.
When something happens, the mere fact of the occurrence, without regard to that
which occurs, is an object requiring investigation. The transition from the
non-being of a state into the existence of it, supposing that this state
contains no quality which previously existed in the phenomenon, is a fact of
itself demanding inquiry. Such an event, as has been shown in No. A, does not
concern substance (for substance does not thus originate), but its condition or
state. It is therefore only change, and not origin from nothing. If this origin
be regarded as the effect of a foreign cause, it is termed creation, which
cannot be admitted as an event among phenomena, because the very possibility of
it would annihilate the unity of experience. If, however, I regard all things
not as phenomena, but as things in themselves and objects of understanding
alone, they, although substances, may be considered as dependent, in respect of
their existence, on a foreign cause. But this would require a very different
meaning in the words, a meaning which could not apply to phenomena as objects
of possible experience.
How a thing can be changed, how it is possible that upon one state existing in
one point of time, an opposite state should follow in another point of
time—of this we have not the smallest conception à priori. There is
requisite for this the knowledge of real powers, which can only be given
empirically; for example, knowledge of moving forces, or, in other words, of
certain successive phenomena (as movements) which indicate the presence of such
forces. But the form of every change, the condition under which alone it can
take place as the coming into existence of another state (be the content of the
change, that is, the state which is changed, what it may), and consequently the
succession of the states themselves can very well be considered à priori, in
relation to the law of causality and the conditions of time.[32]
[32]
It must be remarked that I do not speak of the change of certain relations, but
of the change of the state. Thus, when a body moves in a uniform manner, it
does not change its state (of motion); but only when all motion increases or
decreases.
When a substance passes from one state, a, into another state, b, the point of
time in which the latter exists is different from, and subsequent to that in
which the former existed. In like manner, the second state, as reality (in the
phenomenon), differs from the first, in which the reality of the second did not
exist, as b from zero. That is to say, if the state, b, differs from the state,
a, only in respect to quantity, the change is a coming into existence of b -a,
which in the former state did not exist, and in relation to which that state is
= O.
Now the question arises how a thing passes from one state = a, into another
state = b. Between two moments there is always a certain time, and between two
states existing in these moments there is always a difference having a certain
quantity (for all parts of phenomena are in their turn quantities).
Consequently, every transition from one state into another is always effected
in a time contained between two moments, of which the first determines the
state which leaves, and the second determines the state into the thing passes.
The thing leaves, and the second determines the state into which the thing Both
moments, then, are limitations of the time of a change, consequently of the
intermediate state between both, and as such they belong to the total of the
change. Now every change has a cause, which evidences its causality in the
whole time during which the charge takes place. The cause, therefore, does not
produce the change all at once or in one moment, but in a time, so that, as the
time gradually increases from the commencing instant, a, to its completion at
b, in like manner also, the quantity of the reality (b – a) is generated
through the lesser degrees which are contained between the first and last. All
change is therefore possible only through a continuous action of the causality,
which, in so far as it is uniform, we call a momentum. The change does not
consist of these momenta, but is generated or produced by them as their effect.
Such is the law of the continuity of all change, the ground of which is that
neither time itself nor any phenomenon in time consists of parts which are the
smallest possible, but that, notwithstanding, the state of a thing passes in
the process of a change through all these parts, as elements, to its second
state. There is no smallest degree of reality in a phenomenon, just as there is
no smallest degree in the quantity of time; and so the new state of reality
grows up out of the former state, through all the infinite degrees thereof, the
differences of which one from another, taken all together, are less than the
difference between o and a.
It is not our business to inquire here into the utility of this principle in
the investigation of nature. But how such a proposition, which appears so
greatly to extend our knowledge of nature, is possible completely à priori, is
indeed a question which deserves investigation, although the first view seems
to demonstrate the truth and reality of the principle, and the question, how it
is possible, may be considered superfluous. For there are so many groundless
pretensions to the enlargement of our knowledge by pure reason that we must
take it as a general rule to be mistrustful of all such, and without a
thoroughgoing and radical deduction, to believe nothing of the sort even on the
clearest dogmatical evidence.
Every addition to our empirical knowledge, and every advance made in the
exercise of our perception, is nothing more than an extension of the
determination of the internal sense, that is to say, a progression in time, be
objects themselves what they may, phenomena, or pure intuitions. This
progression in time determines everything, and is itself determined by nothing
else. That is to say, the parts of the progression exist only in time, and by
means of the synthesis thereof, and are not given antecedently to it. For this
reason, every transition in perception to anything which follows upon another
in time, is a determination of time by means of the production of this
perception. And as this determination of time is, always and in all its parts,
a quantity, the perception produced is to be considered as a quantity which
proceeds through all its degrees—no one of which is the smallest
possible—from zero up to its determined degree. From this we perceive the
possibility of cognizing à priori a law of changes—a law, however, which
concerns their form merely. We merely anticipate our own apprehension, the
formal condition of which, inasmuch as it is itself to be found in the mind
antecedently to all given phenomena, must certainly be capable of being
cognized à priori.
Thus, as time contains the sensuous condition à priori of the possibility of a
continuous progression of that which exists to that which follows it, the
understanding, by virtue of the unity of apperception, contains the condition à
priori of the possibility of a continuous determination of the position in time
of all phenomena, and this by means of the series of causes and effects, the
former of which necessitate the sequence of the latter, and thereby render
universally and for all time, and by consequence, objectively, valid the
empirical cognition of the relations of time.
C. THIRD ANALOGY.
Principle of Coexistence, According to the Law of Reciprocity or Community.
All substances, in so far as they can be perceived in space at the same time,
exist in a state of complete reciprocity of action.
PROOF.
Things are coexistent, when in empirical intuition the perception of the one
can follow upon the perception of the other, and vice versa—which cannot
occur in the succession of phenomena, as we have shown in the explanation of
the second principle. Thus I can perceive the moon and then the earth, or
conversely, first the earth and then the moon; and for the reason that my
perceptions of these objects can reciprocally follow each other, I say, they
exist contemporaneously. Now coexistence is the existence of the manifold in
the same time. But time itself is not an object of perception; and therefore we
cannot conclude from the fact that things are placed in the same time, the
other fact, that the perception of these things can follow each other
reciprocally. The synthesis of the imagination in apprehension would only
present to us each of these perceptions as present in the subject when the
other is not present, and contrariwise; but would not show that the objects are
coexistent, that is to say, that, if the one exists, the other also exists in
the same time, and that this is necessarily so, in order that the perceptions
may be capable of following each other reciprocally. It follows that a
conception of the understanding or category of the reciprocal sequence of the
determinations of phenomena (existing, as they do, apart from each other, and
yet contemporaneously), is requisite to justify us in saying that the
reciprocal succession of perceptions has its foundation in the object, and to
enable us to represent coexistence as objective. But that relation of
substances in which the one contains determinations the ground of which is in
the other substance, is the relation of influence. And, when this influence is
reciprocal, it is the relation of community or reciprocity. Consequently the
coexistence of substances in space cannot be cognized in experience otherwise
than under the precondition of their reciprocal action. This is therefore the
condition of the possibility of things themselves as objects of experience.
Things are coexistent, in so far as they exist in one and the same time. But
how can we know that they exist in one and the same time? Only by observing
that the order in the synthesis of apprehension of the manifold is arbitrary
and a matter of indifference, that is to say, that it can proceed from A,
through B, C, D, to E, or contrariwise from E to A. For if they were successive
in time (and in the order, let us suppose, which begins with A), it is quite
impossible for the apprehension in perception to begin with E and go backwards
to A, inasmuch as A belongs to past time and, therefore, cannot be an object of
apprehension.
Let us assume that in a number of substances considered as phenomena each is
completely isolated, that is, that no one acts upon another. Then I say that
the coexistence of these cannot be an object of possible perception and that
the existence of one cannot, by any mode of empirical synthesis, lead us to the
existence of another. For we imagine them in this case to be separated by a
completely void space, and thus perception, which proceeds from the one to the
other in time, would indeed determine their existence by means of a following
perception, but would be quite unable to distinguish whether the one phenomenon
follows objectively upon the first, or is coexistent with it.
Besides the mere fact of existence, then, there must be something by means of
which A determines the position of B in time and, conversely, B the position of
A; because only under this condition can substances be empirically represented
as existing contemporaneously. Now that alone determines the position of
another thing in time which is the cause of it or of its determinations.
Consequently every substance (inasmuch as it can have succession predicated of
it only in respect of its determinations) must contain the causality of certain
determinations in another substance, and at the same time the effects of the
causality of the other in itself. That is to say, substances must stand
(mediately or immediately) in dynamical community with each other, if
coexistence is to be cognized in any possible experience. But, in regard to
objects of experience, that is absolutely necessary without which the
experience of these objects would itself be impossible. Consequently it is
absolutely necessary that all substances in the world of phenomena, in so far
as they are coexistent, stand in a relation of complete community of reciprocal
action to each other.
The word community has in our language[33] two meanings, and
contains the two notions conveyed in the Latin communio and commercium. We
employ it in this place in the latter sense—that of a dynamical
community, without which even the community of place (communio spatii) could
not be empirically cognized. In our experiences it is easy to observe that it
is only the continuous influences in all parts of space that can conduct our
senses from one object to another; that the light which plays between our eyes
and the heavenly bodies produces a mediating community between them and us, and
thereby evidences their coexistence with us; that we cannot empirically change
our position (perceive this change), unless the existence of matter throughout
the whole of space rendered possible the perception of the positions we occupy;
and that this perception can prove the contemporaneous existence of these
places only through their reciprocal influence, and thereby also the
coexistence of even the most remote objects—although in this case the
proof is only mediate. Without community, every perception (of a phenomenon in
space) is separated from every other and isolated, and the chain of empirical
representations, that is, of experience, must, with the appearance of a new
object, begin entirely de novo, without the least connection with preceding
representations, and without standing towards these even in the relation of
time. My intention here is by no means to combat the notion of empty space; for
it may exist where our perceptions cannot exist, inasmuch as they cannot reach
thereto, and where, therefore, no empirical perception of coexistence takes
place. But in this case it is not an object of possible experience.
[33]
German
The following remarks may be useful in the way of explanation. In the mind, all
phenomena, as contents of a possible experience, must exist in community
(communio) of apperception or consciousness, and in so far as it is requisite
that objects be represented as coexistent and connected, in so far must they
reciprocally determine the position in time of each other and thereby
constitute a whole. If this subjective community is to rest upon an objective
basis, or to be applied to substances as phenomena, the perception of one
substance must render possible the perception of another, and conversely. For
otherwise succession, which is always found in perceptions as apprehensions,
would be predicated of external objects, and their representation of their
coexistence be thus impossible. But this is a reciprocal influence, that is to
say, a real community (commercium) of substances, without which therefore the
empirical relation of coexistence would be a notion beyond the reach of our
minds. By virtue of this commercium, phenomena, in so far as they are apart
from, and nevertheless in connection with each other, constitute a compositum
reale. Such composita are possible in many different ways. The three dynamical
relations then, from which all others spring, are those of inherence,
consequence, and composition.
These, then, are the three analogies of experience. They are nothing more than
principles of the determination of the existence of phenomena in time,
according to the three modi of this determination; to wit, the relation to time
itself as a quantity (the quantity of existence, that is, duration), the
relation in time as a series or succession, finally, the relation in time as
the complex of all existence (simultaneity). This unity of determination in
regard to time is thoroughly dynamical; that is to say, time is not considered
as that in which experience determines immediately to every existence its
position; for this is impossible, inasmuch as absolute time is not an object of
perception, by means of which phenomena can be connected with each other. On
the contrary, the rule of the understanding, through which alone the existence
of phenomena can receive synthetical unity as regards relations of time,
determines for every phenomenon its position in time, and consequently à
priori, and with validity for all and every time.
By nature, in the empirical sense of the word, we understand the totality of
phenomena connected, in respect of their existence, according to necessary
rules, that is, laws. There are therefore certain laws (which are moreover à
priori) which make nature possible; and all empirical laws can exist only by
means of experience, and by virtue of those primitive laws through which
experience itself becomes possible. The purpose of the analogies is therefore
to represent to us the unity of nature in the connection of all phenomena under
certain exponents, the only business of which is to express the relation of
time (in so far as it contains all existence in itself) to the unity of
apperception, which can exist in synthesis only according to rules. The
combined expression of all is this: “All phenomena exist in one nature,
and must so exist, inasmuch as without this à priori unity, no unity of
experience, and consequently no determination of objects in experience, is
possible.”
As regards the mode of proof which we have employed in treating of these
transcendental laws of nature, and the peculiar character of we must make one
remark, which will at the same time be important as a guide in every other
attempt to demonstrate the truth of intellectual and likewise synthetical
propositions à priori. Had we endeavoured to prove these analogies
dogmatically, that is, from conceptions; that is to say, had we employed this
method in attempting to show that everything which exists, exists only in that
which is permanent—that every thing or event presupposes the existence of
something in a preceding state, upon which it follows in conformity with a
rule—lastly, that in the manifold, which is coexistent, the states
coexist in connection with each other according to a rule, all our labour would
have been utterly in vain. For more conceptions of things, analyse them as we
may, cannot enable us to conclude from the existence of one object to the
existence of another. What other course was left for us to pursue? This only,
to demonstrate the possibility of experience as a cognition in which at last
all objects must be capable of being presented to us, if the representation of
them is to possess any objective reality. Now in this third, this mediating
term, the essential form of which consists in the synthetical unity of the
apperception of all phenomena, we found à priori conditions of the universal
and necessary determination as to time of all existences in the world of
phenomena, without which the empirical determination thereof as to time would
itself be impossible, and we also discovered rules of synthetical unity à
priori, by means of which we could anticipate experience. For want of this
method, and from the fancy that it was possible to discover a dogmatical proof
of the synthetical propositions which are requisite in the empirical employment
of the understanding, has it happened that a proof of the principle of
sufficient reason has been so often attempted, and always in vain. The other
two analogies nobody has ever thought of, although they have always been
silently employed by the mind,[34] because the guiding thread furnished by
the categories was wanting, the guide which alone can enable us to discover
every hiatus, both in the system of conceptions and of principles.
[34]
The unity of the universe, in which all phenomena to be connected, is evidently
a mere consequence of the admitted principle of the community of all substances
which are coexistent. For were substances isolated, they could not as parts
constitute a whole, and were their connection (reciprocal action of the
manifold) not necessary from the very fact of coexistence, we could not
conclude from the fact of the latter as a merely ideal relation to the former
as a real one. We have, however, shown in its place that community is the
proper ground of the possibility of an empirical cognition of coexistence, and
that we may therefore properly reason from the latter to the former as its
condition.
4. THE POSTULATES OF EMPIRICAL THOUGHT.
1. That which agrees with the formal conditions (intuition and conception) of
experience, is possible.
2. That which coheres with the material conditions of experience (sensation),
is real.
3. That whose coherence with the real is determined according to universal
conditions of experience is (exists) necessary.
Explanation.
The categories of modality possess this peculiarity, that they do not in the
least determine the object, or enlarge the conception to which they are annexed
as predicates, but only express its relation to the faculty of cognition.
Though my conception of a thing is in itself complete, I am still entitled to
ask whether the object of it is merely possible, or whether it is also real,
or, if the latter, whether it is also necessary. But hereby the object itself
is not more definitely determined in thought, but the question is only in what
relation it, including all its determinations, stands to the understanding and
its employment in experience, to the empirical faculty of judgement, and to the
reason of its application to experience.
For this very reason, too, the categories of modality are nothing more than
explanations of the conceptions of possibility, reality, and necessity, as
employed in experience, and at the same time, restrictions of all the
categories to empirical use alone, not authorizing the transcendental
employment of them. For if they are to have something more than a merely
logical significance, and to be something more than a mere analytical
expression of the form of thought, and to have a relation to things and their
possibility, reality, or necessity, they must concern possible experience and
its synthetical unity, in which alone objects of cognition can be given.
The postulate of the possibility of things requires also, that the conception
of the things agree with the formal conditions of our experience in general.
But this, that is to say, the objective form of experience, contains all the
kinds of synthesis which are requisite for the cognition of objects. A
conception which contains a synthesis must be regarded as empty and, without
reference to an object, if its synthesis does not belong to
experience—either as borrowed from it, and in this case it is called an
empirical conception, or such as is the ground and à priori condition of
experience (its form), and in this case it is a pure conception, a conception
which nevertheless belongs to experience, inasmuch as its object can be found
in this alone. For where shall we find the criterion or character of the
possibility of an object which is cogitated by means of an à priori synthetical
conception, if not in the synthesis which constitutes the form of empirical
cognition of objects? That in such a conception no contradiction exists is
indeed a necessary logical condition, but very far from being sufficient to
establish the objective reality of the conception, that is, the possibility of
such an object as is thought in the conception. Thus, in the conception of a
figure which is contained within two straight lines, there is no contradiction,
for the conceptions of two straight lines and of their junction contain no
negation of a figure. The impossibility in such a case does not rest upon the
conception in itself, but upon the construction of it in space, that is to say,
upon the conditions of space and its determinations. But these have themselves
objective reality, that is, they apply to possible things, because they contain
à priori the form of experience in general.
And now we shall proceed to point out the extensive utility and influence of
this postulate of possibility. When I represent to myself a thing that is
permanent, so that everything in it which changes belongs merely to its state
or condition, from such a conception alone I never can cognize that such a
thing is possible. Or, if I represent to myself something which is so
constituted that, when it is posited, something else follows always and
infallibly, my thought contains no self-contradiction; but whether such a
property as causality is to be found in any possible thing, my thought alone
affords no means of judging. Finally, I can represent to myself different
things (substances) which are so constituted that the state or condition of one
causes a change in the state of the other, and reciprocally; but whether such a
relation is a property of things cannot be perceived from these conceptions,
which contain a merely arbitrary synthesis. Only from the fact, therefore, that
these conceptions express à priori the relations of perceptions in every
experience, do we know that they possess objective reality, that is,
transcendental truth; and that independent of experience, though not
independent of all relation to form of an experience in general and its
synthetical unity, in which alone objects can be empirically cognized.
But when we fashion to ourselves new conceptions of substances, forces, action,
and reaction, from the material presented to us by perception, without
following the example of experience in their connection, we create mere
chimeras, of the possibility of which we cannot discover any criterion, because
we have not taken experience for our instructress, though we have borrowed the
conceptions from her. Such fictitious conceptions derive their character of
possibility not, like the categories, à priori, as conceptions on which all
experience depends, but only, à posteriori, as conceptions given by means of
experience itself, and their possibility must either be cognized à posteriori
and empirically, or it cannot be cognized at all. A substance which is
permanently present in space, yet without filling it (like that tertium quid
between matter and the thinking subject which some have tried to introduce into
metaphysics), or a peculiar fundamental power of the mind of intuiting the
future by anticipation (instead of merely inferring from past and present
events), or, finally, a power of the mind to place itself in community of
thought with other men, however distant they may be—these are conceptions
the possibility of which has no ground to rest upon. For they are not based
upon experience and its known laws; and, without experience, they are a merely
arbitrary conjunction of thoughts, which, though containing no internal
contradiction, has no claim to objective reality, neither, consequently, to the
possibility of such an object as is thought in these conceptions. As far as
concerns reality, it is self-evident that we cannot cogitate such a possibility
in concreto without the aid of experience; because reality is concerned only
with sensation, as the matter of experience, and not with the form of thought,
with which we can no doubt indulge in shaping fancies.
But I pass by everything which derives its possibility from reality in
experience, and I purpose treating here merely of the possibility of things by
means of à priori conceptions. I maintain, then, that the possibility of things
is not derived from such conceptions per se, but only when considered as formal
and objective conditions of an experience in general.
It seems, indeed, as if the possibility of a triangle could be cognized from
the conception of it alone (which is certainly independent of experience); for
we can certainly give to the conception a corresponding object completely à
priori, that is to say, we can construct it. But as a triangle is only the form
of an object, it must remain a mere product of the imagination, and the
possibility of the existence of an object corresponding to it must remain
doubtful, unless we can discover some other ground, unless we know that the
figure can be cogitated under the conditions upon which all objects of
experience rest. Now, the facts that space is a formal condition à priori of
external experience, that the formative synthesis, by which we construct a
triangle in imagination, is the very same as that we employ in the apprehension
of a phenomenon for the purpose of making an empirical conception of it, are
what alone connect the notion of the possibility of such a thing, with the
conception of it. In the same manner, the possibility of continuous quantities,
indeed of quantities in general, for the conceptions of them are without
exception synthetical, is never evident from the conceptions in themselves, but
only when they are considered as the formal conditions of the determination of
objects in experience. And where, indeed, should we look for objects to
correspond to our conceptions, if not in experience, by which alone objects are
presented to us? It is, however, true that without antecedent experience we can
cognize and characterize the possibility of things, relatively to the formal
conditions, under which something is determined in experience as an object,
consequently, completely à priori. But still this is possible only in relation
to experience and within its limits.
The postulate concerning the cognition of the reality of things requires
perception, consequently conscious sensation, not indeed immediately, that is,
of the object itself, whose existence is to be cognized, but still that the
object have some connection with a real perception, in accordance with the
analogies of experience, which exhibit all kinds of real connection in
experience.
From the mere conception of a thing it is impossible to conclude its existence.
For, let the conception be ever so complete, and containing a statement of all
the determinations of the thing, the existence of it has nothing to do with all
this, but only with thew question whether such a thing is given, so that the
perception of it can in every case precede the conception. For the fact that
the conception of it precedes the perception, merely indicates the possibility
of its existence; it is perception which presents matter to the conception,
that is the sole criterion of reality. Prior to the perception of the thing,
however, and therefore comparatively à priori, we are able to cognize its
existence, provided it stands in connection with some perceptions according to
the principles of the empirical conjunction of these, that is, in conformity
with the analogies of perception. For, in this case, the existence of the
supposed thing is connected with our perception in a possible experience, and
we are able, with the guidance of these analogies, to reason in the series of
possible perceptions from a thing which we do really perceive to the thing we
do not perceive. Thus, we cognize the existence of a magnetic matter
penetrating all bodies from the perception of the attraction of the
steel-filings by the magnet, although the constitution of our organs renders an
immediate perception of this matter impossible for us. For, according to the
laws of sensibility and the connected context of our perceptions, we should in
an experience come also on an immediate empirical intuition of this matter, if
our senses were more acute—but this obtuseness has no influence upon and
cannot alter the form of possible experience in general. Our knowledge of the
existence of things reaches as far as our perceptions, and what may be inferred
from them according to empirical laws, extend. If we do not set out from
experience, or do not proceed according to the laws of the empirical connection
of phenomena, our pretensions to discover the existence of a thing which we do
not immediately perceive are vain. Idealism, however, brings forward powerful
objections to these rules for proving existence mediately. This is, therefore,
the proper place for its refutation.
REFUTATION OF IDEALISM.
Idealism—I mean material idealism—is the theory which declares the
existence of objects in space without us to be either () doubtful and
indemonstrable, or (2) false and impossible. The first is the problematical
idealism of Descartes, who admits the undoubted certainty of only one empirical
assertion (assertio), to wit, “I am.” The second is the dogmatical
idealism of Berkeley, who maintains that space, together with all the objects
of which it is the inseparable condition, is a thing which is in itself
impossible, and that consequently the objects in space are mere products of the
imagination. The dogmatical theory of idealism is unavoidable, if we regard
space as a property of things in themselves; for in that case it is, with all
to which it serves as condition, a nonentity. But the foundation for this kind
of idealism we have already destroyed in the transcendental æsthetic.
Problematical idealism, which makes no such assertion, but only alleges our
incapacity to prove the existence of anything besides ourselves by means of
immediate experience, is a theory rational and evidencing a thorough and
philosophical mode of thinking, for it observes the rule not to form a decisive
judgement before sufficient proof be shown. The desired proof must therefore
demonstrate that we have experience of external things, and not mere fancies.
For this purpose, we must prove, that our internal and, to Descartes,
indubitable experience is itself possible only under the previous assumption of
external experience.
THEOREM.
The simple but empirically determined consciousness of my own existence proves
the existence of external objects in space.
PROOF
I am conscious of my own existence as determined in time. All determination in
regard to time presupposes the existence of something permanent in perception.
But this permanent something cannot be something in me, for the very reason
that my existence in time is itself determined by this permanent something. It
follows that the perception of this permanent existence is possible only
through a thing without me and not through the mere representation of a thing
without me. Consequently, the determination of my existence in time is possible
only through the existence of real things external to me. Now, consciousness in
time is necessarily connected with the consciousness of the possibility of this
determination in time. Hence it follows that consciousness in time is
necessarily connected also with the existence of things without me, inasmuch as
the existence of these things is the condition of determination in time. That
is to say, the consciousness of my own existence is at the same time an
immediate consciousness of the existence of other things without me.
Remark I. The reader will observe, that in the foregoing proof the game which
idealism plays is retorted upon itself, and with more justice. It assumed that
the only immediate experience is internal and that from this we can only infer
the existence of external things. But, as always happens, when we reason from
given effects to determined causes, idealism has reasoned with too much haste
and uncertainty, for it is quite possible that the cause of our representations
may lie in ourselves, and that we ascribe it falsely to external things. But
our proof shows that external experience is properly immediate,[35] that only by virtue of it—not,
indeed, the consciousness of our own existence, but certainly the determination
of our existence in time, that is, internal experience—is possible. It is
true, that the representation “I am,” which is the expression of
the consciousness which can accompany all my thoughts, is that which
immediately includes the existence of a subject. But in this representation we
cannot find any knowledge of the subject, and therefore also no empirical
knowledge, that is, experience. For experience contains, in addition to the
thought of something existing, intuition, and in this case it must be internal
intuition, that is, time, in relation to which the subject must be determined.
But the existence of external things is absolutely requisite for this purpose,
so that it follows that internal experience is itself possible only mediately
and through external experience.
[35]
The immediate consciousness of the existence of external things is, in the
preceding theorem, not presupposed, but proved, by the possibility of this
consciousness understood by us or not. The question as to the possibility of it
would stand thus: “Have we an internal sense, but no external sense, and
is our belief in external perception a mere delusion?” But it is evident
that, in order merely to fancy to ourselves anything as external, that is, to
present it to the sense in intuition we must already possess an external sense,
and must thereby distinguish immediately the mere receptivity of an external
intuition from the spontaneity which characterizes every act of imagination.
For merely to imagine also an external sense, would annihilate the faculty of
intuition itself which is to be determined by the imagination.
Remark II. Now with this view all empirical use of our faculty of cognition in
the determination of time is in perfect accordance. Its truth is supported by
the fact that it is possible to perceive a determination of time only by means
of a change in external relations (motion) to the permanent in space (for
example, we become aware of the sun’s motion by observing the changes of
his relation to the objects of this earth). But this is not all. We find that
we possess nothing permanent that can correspond and be submitted to the
conception of a substance as intuition, except matter. This idea of permanence
is not itself derived from external experience, but is an à priori necessary
condition of all determination of time, consequently also of the internal sense
in reference to our own existence, and that through the existence of external
things. In the representation “I,” the consciousness of myself is
not an intuition, but a merely intellectual representation produced by the
spontaneous activity of a thinking subject. It follows, that this
“i” has not any predicate of intuition, which, in its character of
permanence, could serve as correlate to the determination of time in the
internal sense—in the same way as impenetrability is the correlate of
matter as an empirical intuition.
Remark III. From the fact that the existence of external things is a necessary
condition of the possibility of a determined consciousness of ourselves, it
does not follow that every intuitive representation of external things involves
the existence of these things, for their representations may very well be the
mere products of the imagination (in dreams as well as in madness); though,
indeed, these are themselves created by the reproduction of previous external
perceptions, which, as has been shown, are possible only through the reality of
external objects. The sole aim of our remarks has, however, been to prove that
internal experience in general is possible only through external experience in
general. Whether this or that supposed experience be purely imaginary must be
discovered from its particular determinations and by comparing these with the
criteria of all real experience.
Finally, as regards the third postulate, it applies to material necessity in
existence, and not to merely formal and logical necessity in the connection of
conceptions. Now as we cannot cognize completely à priori the existence of any
object of sense, though we can do so comparatively à priori, that is,
relatively to some other previously given existence—a cognition, however,
which can only be of such an existence as must be contained in the complex of
experience, of which the previously given perception is a part—the
necessity of existence can never be cognized from conceptions, but always, on
the contrary, from its connection with that which is an object of perception.
But the only existence cognized, under the condition of other given phenomena,
as necessary, is the existence of effects from given causes in conformity with
the laws of causality. It is consequently not the necessity of the existence of
things (as substances), but the necessity of the state of things that we
cognize, and that not immediately, but by means of the existence of other
states given in perception, according to empirical laws of causality. Hence it
follows that the criterion of necessity is to be found only in the law of
possible experience—that everything which happens is determined à priori
in the phenomenon by its cause. Thus we cognize only the necessity of effects
in nature, the causes of which are given us. Moreover, the criterion of
necessity in existence possesses no application beyond the field of possible
experience, and even in this it is not valid of the existence of things as
substances, because these can never be considered as empirical effects, or as
something that happens and has a beginning. Necessity, therefore, regards only
the relations of phenomena according to the dynamical law of causality, and the
possibility grounded thereon, of reasoning from some given existence (of a
cause) à priori to another existence (of an effect). “Everything that
happens is hypothetically necessary,” is a principle which subjects the
changes that take place in the world to a law, that is, to a rule of necessary
existence, without which nature herself could not possibly exist. Hence the
proposition, “Nothing happens by blind chance (in mundo non datur
casus),” is an à priori law of nature. The case is the same with the
proposition, “Necessity in nature is not blind,” that is, it is
conditioned, consequently intelligible necessity (non datur fatum). Both laws
subject the play of change to “a nature of things (as phenomena),”
or, which is the same thing, to the unity of the understanding, and through the
understanding alone can changes belong to an experience, as the synthetical
unity of phenomena. Both belong to the class of dynamical principles. The
former is properly a consequence of the principle of causality—one of the
analogies of experience. The latter belongs to the principles of modality,
which to the determination of causality adds the conception of necessity, which
is itself, however, subject to a rule of the understanding. The principle of
continuity forbids any leap in the series of phenomena regarded as changes (in
mundo non datur saltus); and likewise, in the complex of all empirical
intuitions in space, any break or hiatus between two phenomena (non datur
hiatus)—for we can so express the principle, that experience can admit
nothing which proves the existence of a vacuum, or which even admits it as a
part of an empirical synthesis. For, as regards a vacuum or void, which we may
cogitate as out and beyond the field of possible experience (the world), such a
question cannot come before the tribunal of mere understanding, which decides
only upon questions that concern the employment of given phenomena for the
construction of empirical cognition. It is rather a problem for ideal reason,
which passes beyond the sphere of a possible experience and aims at forming a
judgement of that which surrounds and circumscribes it, and the proper place
for the consideration of it is the transcendental dialectic. These four
propositions, “In mundo non datur hiatus, non datur saltus, non datur
casus, non datur fatum,” as well as all principles of transcendental
origin, we could very easily exhibit in their proper order, that is, in
conformity with the order of the categories, and assign to each its proper
place. But the already practised reader will do this for himself, or discover
the clue to such an arrangement. But the combined result of all is simply this,
to admit into the empirical synthesis nothing which might cause a break in or
be foreign to the understanding and the continuous connection of all phenomena,
that is, the unity of the conceptions of the understanding. For in the
understanding alone is the unity of experience, in which all perceptions must
have their assigned place, possible.
Whether the field of possibility be greater than that of reality, and whether
the field of the latter be itself greater than that of necessity, are
interesting enough questions, and quite capable of synthetic solution,
questions, however, which come under the jurisdiction of reason alone. For they
are tantamount to asking whether all things as phenomena do without exception
belong to the complex and connected whole of a single experience, of which
every given perception is a part which therefore cannot be conjoined with any
other phenomena—or, whether my perceptions can belong to more than one
possible experience? The understanding gives to experience, according to the
subjective and formal conditions, of sensibility as well as of apperception,
the rules which alone make this experience possible. Other forms of intuition
besides those of space and time, other forms of understanding besides the
discursive forms of thought, or of cognition by means of conceptions, we can
neither imagine nor make intelligible to ourselves; and even if we could, they
would still not belong to experience, which is the only mode of cognition by
which objects are presented to us. Whether other perceptions besides those
which belong to the total of our possible experience, and consequently whether
some other sphere of matter exists, the understanding has no power to decide,
its proper occupation being with the synthesis of that which is given.
Moreover, the poverty of the usual arguments which go to prove the existence of
a vast sphere of possibility, of which all that is real (every object of
experience) is but a small part, is very remarkable. “All real is
possible”; from this follows naturally, according to the logical laws of
conversion, the particular proposition: “Some possible is real.”
Now this seems to be equivalent to: “Much is possible that is not
real.” No doubt it does seem as if we ought to consider the sum of the
possible to be greater than that of the real, from the fact that something must
be added to the former to constitute the latter. But this notion of adding to
the possible is absurd. For that which is not in the sum of the possible, and
consequently requires to be added to it, is manifestly impossible. In addition
to accordance with the formal conditions of experience, the understanding
requires a connection with some perception; but that which is connected with
this perception is real, even although it is not immediately perceived. But
that another series of phenomena, in complete coherence with that which is
given in perception, consequently more than one all-embracing experience is
possible, is an inference which cannot be concluded from the data given us by
experience, and still less without any data at all. That which is possible only
under conditions which are themselves merely possible, is not possible in any
respect. And yet we can find no more certain ground on which to base the
discussion of the question whether the sphere of possibility is wider than that
of experience.
I have merely mentioned these questions, that in treating of the conception of
the understanding, there might be no omission of anything that, in the common
opinion, belongs to them. In reality, however, the notion of absolute
possibility (possibility which is valid in every respect) is not a mere
conception of the understanding, which can be employed empirically, but belongs
to reason alone, which passes the bounds of all empirical use of the
understanding. We have, therefore, contented ourselves with a merely critical
remark, leaving the subject to be explained in the sequel.
Before concluding this fourth section, and at the same time the system of all
principles of the pure understanding, it seems proper to mention the reasons
which induced me to term the principles of modality postulates. This expression
I do not here use in the sense which some more recent philosophers, contrary to
its meaning with mathematicians, to whom the word properly belongs, attach to
it—that of a proposition, namely, immediately certain, requiring neither
deduction nor proof. For if, in the case of synthetical propositions, however
evident they may be, we accord to them without deduction, and merely on the
strength of their own pretensions, unqualified belief, all critique of the
understanding is entirely lost; and, as there is no want of bold pretensions,
which the common belief (though for the philosopher this is no credential) does
not reject, the understanding lies exposed to every delusion and conceit,
without the power of refusing its assent to those assertions, which, though
illegitimate, demand acceptance as veritable axioms. When, therefore, to the
conception of a thing an à priori determination is synthetically added, such a
proposition must obtain, if not a proof, at least a deduction of the legitimacy
of its assertion.
The principles of modality are, however, not objectively synthetical, for the
predicates of possibility, reality, and necessity do not in the least augment
the conception of that of which they are affirmed, inasmuch as they contribute
nothing to the representation of the object. But as they are, nevertheless,
always synthetical, they are so merely subjectively. That is to say, they have
a reflective power, and apply to the conception of a thing, of which, in other
respects, they affirm nothing, the faculty of cognition in which the conception
originates and has its seat. So that if the conception merely agree with the
formal conditions of experience, its object is called possible; if it is in
connection with perception, and determined thereby, the object is real; if it
is determined according to conceptions by means of the connection of
perceptions, the object is called necessary. The principles of modality
therefore predicate of a conception nothing more than the procedure of the
faculty of cognition which generated it. Now a postulate in mathematics is a
practical proposition which contains nothing but the synthesis by which we
present an object to ourselves, and produce the conception of it, for
example—“With a given line, to describe a circle upon a plane, from
a given point”; and such a proposition does not admit of proof, because
the procedure, which it requires, is exactly that by which alone it is possible
to generate the conception of such a figure. With the same right, accordingly,
can we postulate the principles of modality, because they do not augment[36] the conception of a thing but merely
indicate the manner in which it is connected with the faculty of cognition.
[36]
When I think the reality of a thing, I do really think more than the
possibility, but not in the thing; for that can never contain more in reality
than was contained in its complete possibility. But while the notion of
possibility is merely the notion of a position of thing in relation to the
understanding (its empirical use), reality is the conjunction of the thing with
perception.
GENERAL REMARK ON THE SYSTEM OF PRINCIPLES.
It is very remarkable that we cannot perceive the possibility of a thing from
the category alone, but must always have an intuition, by which to make evident
the objective reality of the pure conception of the understanding. Take, for
example, the categories of relation. How (1) a thing can exist only as a
subject, and not as a mere determination of other things, that is, can be
substance; or how (2), because something exists, some other thing must exist,
consequently how a thing can be a cause; or how (3), when several things exist,
from the fact that one of these things exists, some consequence to the others
follows, and reciprocally, and in this way a community of substances can be
possible—are questions whose solution cannot be obtained from mere
conceptions. The very same is the case with the other categories; for example,
how a thing can be of the same sort with many others, that is, can be a
quantity, and so on. So long as we have not intuition we cannot know whether we
do really think an object by the categories, and where an object can anywhere
be found to cohere with them, and thus the truth is established, that the
categories are not in themselves cognitions, but mere forms of thought for the
construction of cognitions from given intuitions. For the same reason is it
true that from categories alone no synthetical proposition can be made. For
example: “In every existence there is substance,” that is,
something that can exist only as a subject and not as mere predicate; or,
“Everything is a quantity”—to construct propositions such as
these, we require something to enable us to go out beyond the given conception
and connect another with it. For the same reason the attempt to prove a
synthetical proposition by means of mere conceptions, for example:
“Everything that exists contingently has a cause,” has never
succeeded. We could never get further than proving that, without this relation
to conceptions, we could not conceive the existence of the contingent, that is,
could not à priori through the understanding cognize the existence of such a
thing; but it does not hence follow that this is also the condition of the
possibility of the thing itself that is said to be contingent. If, accordingly;
we look back to our proof of the principle of causality, we shall find that we
were able to prove it as valid only of objects of possible experience, and,
indeed, only as itself the principle of the possibility of experience,
Consequently of the cognition of an object given in empirical intuition, and
not from mere conceptions. That, however, the proposition: “Everything
that is contingent must have a cause,” is evident to every one merely
from conceptions, is not to be denied. But in this case the conception of the
contingent is cogitated as involving not the category of modality (as that the
non-existence of which can be conceived) but that of relation (as that which
can exist only as the consequence of something else), and so it is really an
identical proposition: “That which can exist only as a consequence, has a
cause.” In fact, when we have to give examples of contingent existence,
we always refer to changes, and not merely to the possibility of conceiving the
opposite.[37] But change is an event, which, as such,
is possible only through a cause, and considered per se its non-existence is
therefore possible, and we become cognizant of its contingency from the fact
that it can exist only as the effect of a cause. Hence, if a thing is assumed
to be contingent, it is an analytical proposition to say, it has a cause.
[37]
We can easily conceive the non-existence of matter; but the ancients did not
thence infer its contingency. But even the alternation of the existence and
non-existence of a given state in a thing, in which all change consists, by no
means proves the contingency of that state—the ground of proof being the
reality of its opposite. For example, a body is in a state of rest after
motion, but we cannot infer the contingency of the motion from the fact that
the former is the opposite of the latter. For this opposite is merely a logical
and not a real opposite to the other. If we wish to demonstrate the contingency
of the motion, what we ought to prove is that, instead of the motion which took
place in the preceding point of time, it was possible for the body to have been
then in rest, not, that it is afterwards in rest; for in this case, both
opposites are perfectly consistent with each other.
But it is still more remarkable that, to understand the possibility of things
according to the categories and thus to demonstrate the objective reality of
the latter, we require not merely intuitions, but external intuitions. If, for
example, we take the pure conceptions of relation, we find that (1) for the
purpose of presenting to the conception of substance something permanent in
intuition corresponding thereto and thus of demonstrating the objective reality
of this conception, we require an intuition (of matter) in space, because space
alone is permanent and determines things as such, while time, and with it all
that is in the internal sense, is in a state of continual flow; (2) in order to
represent change as the intuition corresponding to the conception of causality,
we require the representation of motion as change in space; in fact, it is
through it alone that changes, the possibility of which no pure understanding
can perceive, are capable of being intuited. Change is the connection of
determinations contradictorily opposed to each other in the existence of one
and the same thing. Now, how it is possible that out of a given state one quite
opposite to it in the same thing should follow, reason without an example can
not only not conceive, but cannot even make intelligible without intuition; and
this intuition is the motion of a point in space; the existence of which in
different spaces (as a consequence of opposite determinations) alone makes the
intuition of change possible. For, in order to make even internal change
cognitable, we require to represent time, as the form of the internal sense,
figuratively by a line, and the internal change by the drawing of that line
(motion), and consequently are obliged to employ external intuition to be able
to represent the successive existence of ourselves in different states. The
proper ground of this fact is that all change to be perceived as change
presupposes something permanent in intuition, while in the internal sense no
permanent intuition is to be found. Lastly, the objective possibility of the
category of community cannot be conceived by mere reason, and consequently its
objective reality cannot be demonstrated without an intuition, and that
external in space. For how can we conceive the possibility of community, that
is, when several substances exist, that some effect on the existence of the one
follows from the existence of the other, and reciprocally, and therefore that,
because something exists in the latter, something else must exist in the
former, which could not be understood from its own existence alone? For this is
the very essence of community—which is inconceivable as a property of
things which are perfectly isolated. Hence, Leibnitz, in attributing to the
substances of the world—as cogitated by the understanding alone—a
community, required the mediating aid of a divinity; for, from their existence,
such a property seemed to him with justice inconceivable. But we can very
easily conceive the possibility of community (of substances as phenomena) if we
represent them to ourselves as in space, consequently in external intuition.
For external intuition contains in itself à priori formal external relations,
as the conditions of the possibility of the real relations of action and
reaction, and therefore of the possibility of community. With the same ease can
it be demonstrated, that the possibility of things as quantities, and
consequently the objective reality of the category of quantity, can be grounded
only in external intuition, and that by its means alone is the notion of
quantity appropriated by the internal sense. But I must avoid prolixity, and
leave the task of illustrating this by examples to the reader’s own
reflection.
The above remarks are of the greatest importance, not only for the confirmation
of our previous confutation of idealism, but still more when the subject of
self-cognition by mere internal consciousness and the determination of our own
nature without the aid of external empirical intuitions is under discussion,
for the indication of the grounds of the possibility of such a cognition.
The result of the whole of this part of the analytic of principles is,
therefore: “All principles of the pure understanding are nothing more
than à priori principles of the possibility of experience, and to experience
alone do all à priori synthetical propositions apply and relate”; indeed,
their possibility itself rests entirely on this relation.
Chapter III Of the Ground of the Division of all
Objects into Phenomena and Noumena
We have now not only traversed the region of the pure understanding and
carefully surveyed every part of it, but we have also measured it, and assigned
to everything therein its proper place. But this land is an island, and
enclosed by nature herself within unchangeable limits. It is the land of truth
(an attractive word), surrounded by a wide and stormy ocean, the region of
illusion, where many a fog-bank, many an iceberg, seems to the mariner, on his
voyage of discovery, a new country, and, while constantly deluding him with
vain hopes, engages him in dangerous adventures, from which he never can
desist, and which yet he never can bring to a termination. But before venturing
upon this sea, in order to explore it in its whole extent, and to arrive at a
certainty whether anything is to be discovered there, it will not be without
advantage if we cast our eyes upon the chart of the land that we are about to
leave, and to ask ourselves, firstly, whether we cannot rest perfectly
contented with what it contains, or whether we must not of necessity be
contented with it, if we can find nowhere else a solid foundation to build
upon; and, secondly, by what title we possess this land itself, and how we hold
it secure against all hostile claims? Although, in the course of our analytic,
we have already given sufficient answers to these questions, yet a summary
recapitulation of these solutions may be useful in strengthening our
conviction, by uniting in one point the momenta of the arguments.
We have seen that everything which the understanding draws from itself, without
borrowing from experience, it nevertheless possesses only for the behoof and
use of experience. The principles of the pure understanding, whether
constitutive à priori (as the mathematical principles), or merely regulative
(as the dynamical), contain nothing but the pure schema, as it were, of
possible experience. For experience possesses its unity from the synthetical
unity which the understanding, originally and from itself, imparts to the
synthesis of the imagination in relation to apperception, and in à priori
relation to and agreement with which phenomena, as data for a possible
cognition, must stand. But although these rules of the understanding are not
only à priori true, but the very source of all truth, that is, of the
accordance of our cognition with objects, and on this ground, that they contain
the basis of the possibility of experience, as the ensemble of all cognition,
it seems to us not enough to propound what is true—we desire also to be
told what we want to know. If, then, we learn nothing more by this critical
examination than what we should have practised in the merely empirical use of
the understanding, without any such subtle inquiry, the presumption is that the
advantage we reap from it is not worth the labour bestowed upon it. It may
certainly be answered that no rash curiosity is more prejudicial to the
enlargement of our knowledge than that which must know beforehand the utility
of this or that piece of information which we seek, before we have entered on
the needful investigations, and before one could form the least conception of
its utility, even though it were placed before our eyes. But there is one
advantage in such transcendental inquiries which can be made comprehensible to
the dullest and most reluctant learner—this, namely, that the
understanding which is occupied merely with empirical exercise, and does not
reflect on the sources of its own cognition, may exercise its functions very
well and very successfully, but is quite unable to do one thing, and that of
very great importance, to determine, namely, the bounds that limit its
employment, and to know what lies within or without its own sphere. This
purpose can be obtained only by such profound investigations as we have
instituted. But if it cannot distinguish whether certain questions lie within
its horizon or not, it can never be sure either as to its claims or
possessions, but must lay its account with many humiliating corrections, when
it transgresses, as it unavoidably will, the limits of its own territory, and
loses itself in fanciful opinions and blinding illusions.
That the understanding, therefore, cannot make of its à priori principles, or
even of its conceptions, other than an empirical use, is a proposition which
leads to the most important results. A transcendental use is made of a
conception in a fundamental proposition or principle, when it is referred to
things in general and considered as things in themselves; an empirical use,
when it is referred merely to phenomena, that is, to objects of a possible
experience. That the latter use of a conception is the only admissible one is
evident from the reasons following. For every conception are requisite,
firstly, the logical form of a conception (of thought) general; and, secondly,
the possibility of presenting to this an object to which it may apply. Failing
this latter, it has no sense, and utterly void of content, although it may
contain the logical function for constructing a conception from certain data.
Now, object cannot be given to a conception otherwise than by intuition, and,
even if a pure intuition antecedent to the object is à priori possible, this
pure intuition can itself obtain objective validity only from empirical
intuition, of which it is itself but the form. All conceptions, therefore, and
with them all principles, however high the degree of their à priori
possibility, relate to empirical intuitions, that is, to data towards a
possible experience. Without this they possess no objective validity, but are
mere play of imagination or of understanding with images or notions. Let us
take, for example, the conceptions of mathematics, and first in its pure
intuitions. “Space has three dimensions”—“Between two
points there can be only one straight line,” etc. Although all these
principles, and the representation of the object with which this science
occupies itself, are generated in the mind entirely à priori, they would
nevertheless have no significance if we were not always able to exhibit their
significance in and by means of phenomena (empirical objects). Hence it is
requisite that an abstract conception be made sensuous, that is, that an object
corresponding to it in intuition be forthcoming, otherwise the conception
remains, as we say, without sense, that is, without meaning. Mathematics
fulfils this requirement by the construction of the figure, which is a
phenomenon evident to the senses. The same science finds support and
significance in number; this in its turn finds it in the fingers, or in
counters, or in lines and points. The conception itself is always produced à
priori, together with the synthetical principles or formulas from such
conceptions; but the proper employment of them, and their application to
objects, can exist nowhere but in experience, the possibility of which, as
regards its form, they contain à priori.
That this is also the case with all of the categories and the principles based
upon them is evident from the fact that we cannot render intelligible the
possibility of an object corresponding to them without having recourse to the
conditions of sensibility, consequently, to the form of phenomena, to which, as
their only proper objects, their use must therefore be confined, inasmuch as,
if this condition is removed, all significance, that is, all relation to an
object, disappears, and no example can be found to make it comprehensible what
sort of things we ought to think under such conceptions.
The conception of quantity cannot be explained except by saying that it is the
determination of a thing whereby it can be cogitated how many times one is
placed in it. But this “how many times” is based upon successive
repetition, consequently upon time and the synthesis of the homogeneous
therein. Reality, in contradistinction to negation, can be explained only by
cogitating a time which is either filled therewith or is void. If I leave out
the notion of permanence (which is existence in all time), there remains in the
conception of substance nothing but the logical notion of subject, a notion of
which I endeavour to realize by representing to myself something that can exist
only as a subject. But not only am I perfectly ignorant of any conditions under
which this logical prerogative can belong to a thing, I can make nothing out of
the notion, and draw no inference from it, because no object to which to apply
the conception is determined, and we consequently do not know whether it has
any meaning at all. In like manner, if I leave out the notion of time, in which
something follows upon some other thing in conformity with a rule, I can find
nothing in the pure category, except that there is a something of such a sort
that from it a conclusion may be drawn as to the existence of some other thing.
But in this case it would not only be impossible to distinguish between a cause
and an effect, but, as this power to draw conclusions requires conditions of
which I am quite ignorant, the conception is not determined as to the mode in
which it ought to apply to an object. The so-called principle:
“Everything that is contingent has a cause,” comes with a gravity
and self-assumed authority that seems to require no support from without. But,
I ask, what is meant by contingent? The answer is that the non-existence of
which is possible. But I should like very well to know by what means this
possibility of non-existence is to be cognized, if we do not represent to
ourselves a succession in the series of phenomena, and in this succession an
existence which follows a non-existence, or conversely, consequently, change.
For to say, that the non-existence of a thing is not self-contradictory is a
lame appeal to a logical condition, which is no doubt a necessary condition of
the existence of the conception, but is far from being sufficient for the real
objective possibility of non-existence. I can annihilate in thought every
existing substance without self-contradiction, but I cannot infer from this
their objective contingency in existence, that is to say, the possibility of
their non-existence in itself. As regards the category of community, it may
easily be inferred that, as the pure categories of substance and causality are
incapable of a definition and explanation sufficient to determine their object
without the aid of intuition, the category of reciprocal causality in the
relation of substances to each other (commercium) is just as little susceptible
thereof. Possibility, existence, and necessity nobody has ever yet been able to
explain without being guilty of manifest tautology, when the definition has
been drawn entirely from the pure understanding. For the substitution of the
logical possibility of the conception—the condition of which is that it
be not self-contradictory, for the transcendental possibility of
things—the condition of which is that there be an object corresponding to
the conception, is a trick which can only deceive the inexperienced.[38]
[38]
In one word, to none of these conceptions belongs a corresponding object, and
consequently their real possibility cannot be demonstrated, if we take away
sensuous intuition—the only intuition which we possess—and there
then remains nothing but the logical possibility, that is, the fact that the
conception or thought is possible—which, however, is not the question;
what we want to know being, whether it relates to an object and thus possesses
any meaning.
It follows incontestably, that the pure conceptions of the understanding are
incapable of transcendental, and must always be of empirical use alone, and
that the principles of the pure understanding relate only to the general
conditions of a possible experience, to objects of the senses, and never to
things in general, apart from the mode in which we intuite them.
Transcendental analytic has accordingly this important result, to wit, that the
understanding is competent effect nothing à priori, except the anticipation of
the form of a possible experience in general, and that, as that which is not
phenomenon cannot be an object of experience, it can never overstep the limits
of sensibility, within which alone objects are presented to us. Its principles
are merely principles of the exposition of phenomena, and the proud name of an
ontology, which professes to present synthetical cognitions à priori of things
in general in a systematic doctrine, must give place to the modest title of
analytic of the pure understanding.
Thought is the act of referring a given intuition to an object. If the mode of
this intuition is unknown to us, the object is merely transcendental, and the
conception of the understanding is employed only transcendentally, that is, to
produce unity in the thought of a manifold in general. Now a pure category, in
which all conditions of sensuous intuition—as the only intuition we
possess—are abstracted, does not determine an object, but merely
expresses the thought of an object in general, according to different modes.
Now, to employ a conception, the function of judgement is required, by which an
object is subsumed under the conception, consequently the at least formal
condition, under which something can be given in intuition. Failing this
condition of judgement (schema), subsumption is impossible; for there is in
such a case nothing given, which may be subsumed under the conception. The
merely transcendental use of the categories is therefore, in fact, no use at
all and has no determined, or even, as regards its form, determinable object.
Hence it follows that the pure category is incompetent to establish a
synthetical à priori principle, and that the principles of the pure
understanding are only of empirical and never of transcendental use, and that
beyond the sphere of possible experience no synthetical à priori principles are
possible.
It may be advisable, therefore, to express ourselves thus. The pure categories,
apart from the formal conditions of sensibility, have a merely transcendental
meaning, but are nevertheless not of transcendental use, because this is in
itself impossible, inasmuch as all the conditions of any employment or use of
them (in judgements) are absent, to wit, the formal conditions of the
subsumption of an object under these conceptions. As, therefore, in the
character of pure categories, they must be employed empirically, and cannot be
employed transcendentally, they are of no use at all, when separated from
sensibility, that is, they cannot be applied to an object. They are merely the
pure form of the employment of the understanding in respect of objects in
general and of thought, without its being at the same time possible to think or
to determine any object by their means. But there lurks at the foundation of
this subject an illusion which it is very difficult to avoid. The categories
are not based, as regards their origin, upon sensibility, like the forms of
intuition, space, and time; they seem, therefore, to be capable of an
application beyond the sphere of sensuous objects. But this is not the case.
They are nothing but mere forms of thought, which contain only the logical
faculty of uniting à priori in consciousness the manifold given in intuition.
Apart, then, from the only intuition possible for us, they have still less
meaning than the pure sensuous forms, space and time, for through them an
object is at least given, while a mode of connection of the manifold, when the
intuition which alone gives the manifold is wanting, has no meaning at all. At
the same time, when we designate certain objects as phenomena or sensuous
existences, thus distinguishing our mode of intuiting them from their own
nature as things in themselves, it is evident that by this very distinction we
as it were place the latter, considered in this their own nature, although we
do not so intuite them, in opposition to the former, or, on the other hand, we
do so place other possible things, which are not objects of our senses, but are
cogitated by the understanding alone, and call them intelligible existences
(noumena). Now the question arises whether the pure conceptions of our
understanding do possess significance in respect of these latter, and may
possibly be a mode of cognizing them.
But we are met at the very commencement with an ambiguity, which may easily
occasion great misapprehension. The understanding, when it terms an object in a
certain relation phenomenon, at the same time forms out of this relation a
representation or notion of an object in itself, and hence believes that it can
form also conceptions of such objects. Now as the understanding possesses no
other fundamental conceptions besides the categories, it takes for granted that
an object considered as a thing in itself must be capable of being thought by
means of these pure conceptions, and is thereby led to hold the perfectly
undetermined conception of an intelligible existence, a something out of the
sphere of our sensibility, for a determinate conception of an existence which
we can cognize in some way or other by means of the understanding.
If, by the term noumenon, we understand a thing so far as it is not an object
of our sensuous intuition, thus making abstraction of our mode of intuiting it,
this is a noumenon in the negative sense of the word. But if we understand by
it an object of a non-sensuous intuition, we in this case assume a peculiar
mode of intuition, an intellectual intuition, to wit, which does not, however,
belong to us, of the very possibility of which we have no notion—and this
is a noumenon in the positive sense.
The doctrine of sensibility is also the doctrine of noumena in the negative
sense, that is, of things which the understanding is obliged to cogitate apart
from any relation to our mode of intuition, consequently not as mere phenomena,
but as things in themselves. But the understanding at the same time comprehends
that it cannot employ its categories for the consideration of things in
themselves, because these possess significance only in relation to the unity of
intuitions in space and time, and that they are competent to determine this
unity by means of general à priori connecting conceptions only on account of
the pure ideality of space and time. Where this unity of time is not to be met
with, as is the case with noumena, the whole use, indeed the whole meaning of
the categories is entirely lost, for even the possibility of things to
correspond to the categories is in this case incomprehensible. On this point, I
need only refer the reader to what I have said at the commencement of the
General Remark appended to the foregoing chapter. Now, the possibility of a
thing can never be proved from the fact that the conception of it is not
self-contradictory, but only by means of an intuition corresponding to the
conception. If, therefore, we wish to apply the categories to objects which
cannot be regarded as phenomena, we must have an intuition different from the
sensuous, and in this case the objects would be a noumena in the positive sense
of the word. Now, as such an intuition, that is, an intellectual intuition, is
no part of our faculty of cognition, it is absolutely impossible for the
categories to possess any application beyond the limits of experience. It may
be true that there are intelligible existences to which our faculty of sensuous
intuition has no relation, and cannot be applied, but our conceptions of the
understanding, as mere forms of thought for our sensuous intuition, do not
extend to these. What, therefore, we call noumenon must be understood by us as
such in a negative sense.
If I take away from an empirical intuition all thought (by means of the
categories), there remains no cognition of any object; for by means of mere
intuition nothing is cogitated, and, from the existence of such or such an
affection of sensibility in me, it does not follow that this affection or
representation has any relation to an object without me. But if I take away all
intuition, there still remains the form of thought, that is, the mode of
determining an object for the manifold of a possible intuition. Thus the
categories do in some measure really extend further than sensuous intuition,
inasmuch as they think objects in general, without regard to the mode (of
sensibility) in which these objects are given. But they do not for this reason
apply to and determine a wider sphere of objects, because we cannot assume that
such can be given, without presupposing the possibility of another than the
sensuous mode of intuition, a supposition we are not justified in making.
I call a conception problematical which contains in itself no contradiction,
and which is connected with other cognitions as a limitation of given
conceptions, but whose objective reality cannot be cognized in any manner. The
conception of a noumenon, that is, of a thing which must be cogitated not as an
object of sense, but as a thing in itself (solely through the pure
understanding), is not self-contradictory, for we are not entitled to maintain
that sensibility is the only possible mode of intuition. Nay, further, this
conception is necessary to restrain sensuous intuition within the bounds of
phenomena, and thus to limit the objective validity of sensuous cognition; for
things in themselves, which lie beyond its province, are called noumena for the
very purpose of indicating that this cognition does not extend its application
to all that the understanding thinks. But, after all, the possibility of such
noumena is quite incomprehensible, and beyond the sphere of phenomena, all is
for us a mere void; that is to say, we possess an understanding whose province
does problematically extend beyond this sphere, but we do not possess an
intuition, indeed, not even the conception of a possible intuition, by means of
which objects beyond the region of sensibility could be given us, and in
reference to which the understanding might be employed assertorically. The
conception of a noumenon is therefore merely a limitative conception and
therefore only of negative use. But it is not an arbitrary or fictitious
notion, but is connected with the limitation of sensibility, without, however,
being capable of presenting us with any positive datum beyond this sphere.
The division of objects into phenomena and noumena, and of the world into a
mundus sensibilis and intelligibilis is therefore quite inadmissible in a
positive sense, although conceptions do certainly admit of such a division; for
the class of noumena have no determinate object corresponding to them, and
cannot therefore possess objective validity. If we abandon the senses, how can
it be made conceivable that the categories (which are the only conceptions that
could serve as conceptions for noumena) have any sense or meaning at all,
inasmuch as something more than the mere unity of thought, namely, a possible
intuition, is requisite for their application to an object? The conception of a
noumenon, considered as merely problematical, is, however, not only admissible,
but, as a limitative conception of sensibility, absolutely necessary. But, in
this case, a noumenon is not a particular intelligible object for our
understanding; on the contrary, the kind of understanding to which it could
belong is itself a problem, for we cannot form the most distant conception of
the possibility of an understanding which should cognize an object, not
discursively by means of categories, but intuitively in a non-sensuous
intuition. Our understanding attains in this way a sort of negative extension.
That is to say, it is not limited by, but rather limits, sensibility, by giving
the name of noumena to things, not considered as phenomena, but as things in
themselves. But it at the same time prescribes limits to itself, for it
confesses itself unable to cognize these by means of the categories, and hence
is compelled to cogitate them merely as an unknown something.
I find, however, in the writings of modern authors, an entirely different use
of the expressions, mundus sensibilis and intelligibilis, which quite departs
from the meaning of the ancients—an acceptation in which, indeed, there
is to be found no difficulty, but which at the same time depends on mere verbal
quibbling. According to this meaning, some have chosen to call the complex of
phenomena, in so far as it is intuited, mundus sensibilis, but in so far as the
connection thereof is cogitated according to general laws of thought, mundus
intelligibilis. Astronomy, in so far as we mean by the word the mere
observation of the starry heaven, may represent the former; a system of
astronomy, such as the Copernican or Newtonian, the latter. But such twisting
of words is a mere sophistical subterfuge, to avoid a difficult question, by
modifying its meaning to suit our own convenience. To be sure, understanding
and reason are employed in the cognition of phenomena; but the question is,
whether these can be applied when the object is not a phenomenon and in this
sense we regard it if it is cogitated as given to the understanding alone, and
not to the senses. The question therefore is whether, over and above the
empirical use of the understanding, a transcendental use is possible, which
applies to the noumenon as an object. This question we have answered in the
negative.
When therefore we say, the senses represent objects as they appear, the
understanding as they are, the latter statement must not be understood in a
transcendental, but only in an empirical signification, that is, as they must
be represented in the complete connection of phenomena, and not according to
what they may be, apart from their relation to possible experience,
consequently not as objects of the pure understanding. For this must ever
remain unknown to us. Nay, it is also quite unknown to us whether any such
transcendental or extraordinary cognition is possible under any circumstances,
at least, whether it is possible by means of our categories. Understanding and
sensibility, with us, can determine objects only in conjunction. If we separate
them, we have intuitions without conceptions, or conceptions without
intuitions; in both cases, representations, which we cannot apply to any
determinate object.
If, after all our inquiries and explanations, any one still hesitates to
abandon the mere transcendental use of the categories, let him attempt to
construct with them a synthetical proposition. It would, of course, be
unnecessary for this purpose to construct an analytical proposition, for that
does not extend the sphere of the understanding, but, being concerned only
about what is cogitated in the conception itself, it leaves it quite undecided
whether the conception has any relation to objects, or merely indicates the
unity of thought—complete abstraction being made of the modi in which an
object may be given: in such a proposition, it is sufficient for the
understanding to know what lies in the conception—to what it applies is
to it indifferent. The attempt must therefore be made with a synthetical and
so-called transcendental principle, for example: “Everything that exists,
exists as substance,” or, “Everything that is contingent exists as
an effect of some other thing, viz., of its cause.” Now I ask, whence can
the understanding draw these synthetical propositions, when the conceptions
contained therein do not relate to possible experience but to things in
themselves (noumena)? Where is to be found the third term, which is always
requisite PURE site in a synthetical proposition, which may connect in the same
proposition conceptions which have no logical (analytical) connection with each
other? The proposition never will be demonstrated, nay, more, the possibility
of any such pure assertion never can be shown, without making reference to the
empirical use of the understanding, and thus, ipso facto, completely renouncing
pure and non-sensuous judgement. Thus the conception of pure and merely
intelligible objects is completely void of all principles of its application,
because we cannot imagine any mode in which they might be given, and the
problematical thought which leaves a place open for them serves only, like a
void space, to limit the use of empirical principles, without containing at the
same time any other object of cognition beyond their sphere.
APPENDIX
Of the Equivocal Nature or Amphiboly of the Conceptions of Reflection from the
Confusion of the Transcendental with the Empirical use of the Understanding.
Reflection (reflexio) is not occupied about objects themselves, for the purpose
of directly obtaining conceptions of them, but is that state of the mind in
which we set ourselves to discover the subjective conditions under which we
obtain conceptions. It is the consciousness of the relation of given
representations to the different sources or faculties of cognition, by which
alone their relation to each other can be rightly determined. The first
question which occurs in considering our representations is to what faculty of
cognition do they belong? To the understanding or to the senses? Many
judgements are admitted to be true from mere habit or inclination; but, because
reflection neither precedes nor follows, it is held to be a judgement that has
its origin in the understanding. All judgements do not require examination,
that is, investigation into the grounds of their truth. For, when they are
immediately certain (for example: “Between two points there can be only
one straight line”), no better or less mediate test of their truth can be
found than that which they themselves contain and express. But all judgement,
nay, all comparisons require reflection, that is, a distinction of the faculty
of cognition to which the given conceptions belong. The act whereby I compare
my representations with the faculty of cognition which originates them, and
whereby I distinguish whether they are compared with each other as belonging to
the pure understanding or to sensuous intuition, I term transcendental
reflection. Now, the relations in which conceptions can stand to each other are
those of identity and difference, agreement and opposition, of the internal and
external, finally, of the determinable and the determining (matter and form).
The proper determination of these relations rests on the question, to what
faculty of cognition they subjectively belong, whether to sensibility or
understanding? For, on the manner in which we solve this question depends the
manner in which we must cogitate these relations.
Before constructing any objective judgement, we compare the conceptions that
are to be placed in the judgement, and observe whether there exists identity
(of many representations in one conception), if a general judgement is to be
constructed, or difference, if a particular; whether there is agreement when
affirmative; and opposition when negative judgements are to be constructed, and
so on. For this reason we ought to call these conceptions, conceptions of
comparison (conceptus comparationis). But as, when the question is not as to
the logical form, but as to the content of conceptions, that is to say, whether
the things themselves are identical or different, in agreement or opposition,
and so on, the things can have a twofold relation to our faculty of cognition,
to wit, a relation either to sensibility or to the understanding, and as on
this relation depends their relation to each other, transcendental reflection,
that is, the relation of given representations to one or the other faculty of
cognition, can alone determine this latter relation. Thus we shall not be able
to discover whether the things are identical or different, in agreement or
opposition, etc., from the mere conception of the things by means of comparison
(comparatio), but only by distinguishing the mode of cognition to which they
belong, in other words, by means of transcendental reflection. We may,
therefore, with justice say, that logical reflection is mere comparison, for in
it no account is taken of the faculty of cognition to which the given
conceptions belong, and they are consequently, as far as regards their origin,
to be treated as homogeneous; while transcendental reflection (which applies to
the objects themselves) contains the ground of the possibility of objective
comparison of representations with each other, and is therefore very different
from the former, because the faculties of cognition to which they belong are
not even the same. Transcendental reflection is a duty which no one can neglect
who wishes to establish an à priori judgement upon things. We shall now proceed
to fulfil this duty, and thereby throw not a little light on the question as to
the determination of the proper business of the understanding.
1. Identity and Difference. When an object is presented to us several times,
but always with the same internal determinations (qualitas et quantitas), it,
if an object of pure understanding, is always the same, not several things, but
only one thing (numerica identitas); but if a phenomenon, we do not concern
ourselves with comparing the conception of the thing with the conception of
some other, but, although they may be in this respect perfectly the same, the
difference of place at the same time is a sufficient ground for asserting the
numerical difference of these objects (of sense). Thus, in the case of two
drops of water, we may make complete abstraction of all internal difference
(quality and quantity), and, the fact that they are intuited at the same time
in different places, is sufficient to justify us in holding them to be
numerically different. Leibnitz regarded phenomena as things in themselves,
consequently as intelligibilia, that is, objects of pure understanding
(although, on account of the confused nature of their representations, he gave
them the name of phenomena), and in this case his principle of the
indiscernible (principium identatis indiscernibilium) is not to be impugned.
But, as phenomena are objects of sensibility, and, as the understanding, in
respect of them, must be employed empirically and not purely or
transcendentally, plurality and numerical difference are given by space itself
as the condition of external phenomena. For one part of space, although it may
be perfectly similar and equal to another part, is still without it, and for
this reason alone is different from the latter, which is added to it in order
to make up a greater space. It follows that this must hold good of all things
that are in the different parts of space at the same time, however similar and
equal one may be to another.
2. Agreement and Opposition. When reality is represented by the pure
understanding (realitas noumenon), opposition between realities is
incogitable—such a relation, that is, that when these realities are
connected in one subject, they annihilate the effects of each other and may be
represented in the formula 3 -3 = 0. On the other hand, the real in a
phenomenon (realitas phaenomenon) may very well be in mutual opposition, and,
when united in the same subject, the one may completely or in part annihilate
the effect or consequence of the other; as in the case of two moving forces in
the same straight line drawing or impelling a point in opposite directions, or
in the case of a pleasure counterbalancing a certain amount of pain.
3. The Internal and External. In an object of the pure understanding, only that
is internal which has no relation (as regards its existence) to anything
different from itself. On the other hand, the internal determinations of a
substantia phaenomenon in space are nothing but relations, and it is itself
nothing more than a complex of mere relations. Substance in space we are
cognizant of only through forces operative in it, either drawing others towards
itself (attraction), or preventing others from forcing into itself (repulsion
and impenetrability). We know no other properties that make up the conception
of substance phenomenal in space, and which we term matter. On the other hand,
as an object of the pure understanding, every substance must have internal
determination and forces. But what other internal attributes of such an object
can I think than those which my internal sense presents to me? That, to wit,
which in either itself thought, or something analogous to it. Hence Leibnitz,
who looked upon things as noumena, after denying them everything like external
relation, and therefore also composition or combination, declared that all
substances, even the component parts of matter, were simple substances with
powers of representation, in one word, monads.
4. Matter and Form. These two conceptions lie at the foundation of all other
reflection, so inseparably are they connected with every mode of exercising the
understanding. The former denotes the determinable in general, the second its
determination, both in a transcendental sense, abstraction being made of every
difference in that which is given, and of the mode in which it is determined.
Logicians formerly termed the universal, matter, the specific difference of
this or that part of the universal, form. In a judgement one may call the given
conceptions logical matter (for the judgement), the relation of these to each
other (by means of the copula), the form of the judgement. In an object, the
composite parts thereof (essentialia) are the matter; the mode in which they
are connected in the object, the form. In respect to things in general,
unlimited reality was regarded as the matter of all possibility, the limitation
thereof (negation) as the form, by which one thing is distinguished from
another according to transcendental conceptions. The understanding demands that
something be given (at least in the conception), in order to be able to
determine it in a certain manner. Hence, in a conception of the pure
understanding, the matter precedes the form, and for this reason Leibnitz first
assumed the existence of things (monads) and of an internal power of
representation in them, in order to found upon this their external relation and
the community their state (that is, of their representations). Hence, with him,
space and time were possible—the former through the relation of
substances, the latter through the connection of their determinations with each
other, as causes and effects. And so would it really be, if the pure
understanding were capable of an immediate application to objects, and if space
and time were determinations of things in themselves. But being merely sensuous
intuitions, in which we determine all objects solely as phenomena, the form of
intuition (as a subjective property of sensibility) must antecede all matter
(sensations), consequently space and time must antecede all phenomena and all
data of experience, and rather make experience itself possible. But the
intellectual philosopher could not endure that the form should precede the
things themselves and determine their possibility; an objection perfectly
correct, if we assume that we intuite things as they are, although with
confused representation. But as sensuous intuition is a peculiar subjective
condition, which is à priori at the foundation of all perception, and the form
of which is primitive, the form must be given per se, and so far from matter
(or the things themselves which appear) lying at the foundation of experience
(as we must conclude, if we judge by mere conceptions), the very possibility of
itself presupposes, on the contrary, a given formal intuition (space and time).
REMARK ON THE AMPHIBOLY OF THE CONCEPTIONS OF REFLECTION.
Let me be allowed to term the position which we assign to a conception either
in the sensibility or in the pure understanding, the transcendental place. In
this manner, the appointment of the position which must be taken by each
conception according to the difference in its use, and the directions for
determining this place to all conceptions according to rules, would be a
transcendental topic, a doctrine which would thoroughly shield us from the
surreptitious devices of the pure understanding and the delusions which thence
arise, as it would always distinguish to what faculty of cognition each
conception properly belonged. Every conception, every title, under which many
cognitions rank together, may be called a logical place. Upon this is based the
logical topic of Aristotle, of which teachers and rhetoricians could avail
themselves, in order, under certain titles of thought, to observe what would
best suit the matter they had to treat, and thus enable themselves to quibble
and talk with fluency and an appearance of profundity.
Transcendental topic, on the contrary, contains nothing more than the
above-mentioned four titles of all comparison and distinction, which differ
from categories in this respect, that they do not represent the object
according to that which constitutes its conception (quantity, reality), but set
forth merely the comparison of representations, which precedes our conceptions
of things. But this comparison requires a previous reflection, that is, a
determination of the place to which the representations of the things which are
compared belong, whether, to wit, they are cogitated by the pure understanding,
or given by sensibility.
Conceptions may be logically compared without the trouble of inquiring to what
faculty their objects belong, whether as noumena, to the understanding, or as
phenomena, to sensibility. If, however, we wish to employ these conceptions in
respect of objects, previous transcendental reflection is necessary. Without
this reflection I should make a very unsafe use of these conceptions, and
construct pretended synthetical propositions which critical reason cannot
acknowledge and which are based solely upon a transcendental amphiboly, that
is, upon a substitution of an object of pure understanding for a phenomenon.
For want of this doctrine of transcendental topic, and consequently deceived by
the amphiboly of the conceptions of reflection, the celebrated Leibnitz
constructed an intellectual system of the world, or rather, believed himself
competent to cognize the internal nature of things, by comparing all objects
merely with the understanding and the abstract formal conceptions of thought.
Our table of the conceptions of reflection gives us the unexpected advantage of
being able to exhibit the distinctive peculiarities of his system in all its
parts, and at the same time of exposing the fundamental principle of this
peculiar mode of thought, which rested upon naught but a misconception. He
compared all things with each other merely by means of conceptions, and
naturally found no other differences than those by which the understanding
distinguishes its pure conceptions one from another. The conditions of sensuous
intuition, which contain in themselves their own means of distinction, he did
not look upon as primitive, because sensibility was to him but a confused mode
of representation and not any particular source of representations. A
phenomenon was for him the representation of the thing in itself, although
distinguished from cognition by the understanding only in respect of the
logical form—the former with its usual want of analysis containing,
according to him, a certain mixture of collateral representations in its
conception of a thing, which it is the duty of the understanding to separate
and distinguish. In one word, Leibnitz intellectualized phenomena, just as
Locke, in his system of noogony (if I may be allowed to make use of such
expressions), sensualized the conceptions of the understanding, that is to say,
declared them to be nothing more than empirical or abstract conceptions of
reflection. Instead of seeking in the understanding and sensibility two
different sources of representations, which, however, can present us with
objective judgements of things only in conjunction, each of these great men
recognized but one of these faculties, which, in their opinion, applied
immediately to things in themselves, the other having no duty but that of
confusing or arranging the representations of the former.
Accordingly, the objects of sense were compared by Leibnitz as things in
general merely in the understanding.
1st. He compares them in regard to their identity or difference—as judged
by the understanding. As, therefore, he considered merely the conceptions of
objects, and not their position in intuition, in which alone objects can be
given, and left quite out of sight the transcendental locale of these
conceptions—whether, that is, their object ought to be classed among
phenomena, or among things in themselves, it was to be expected that he should
extend the application of the principle of indiscernibles, which is valid
solely of conceptions of things in general, to objects of sense (mundus
phaenomenon), and that he should believe that he had thereby contributed in no
small degree to extend our knowledge of nature. In truth, if I cognize in all
its inner determinations a drop of water as a thing in itself, I cannot look
upon one drop as different from another, if the conception of the one is
completely identical with that of the other. But if it is a phenomenon in
space, it has a place not merely in the understanding (among conceptions), but
also in sensuous external intuition (in space), and in this case, the physical
locale is a matter of indifference in regard to the internal determinations of
things, and one place, B, may contain a thing which is perfectly similar and
equal to another in a place, A, just as well as if the two things were in every
respect different from each other. Difference of place without any other
conditions, makes the plurality and distinction of objects as phenomena, not
only possible in itself, but even necessary. Consequently, the above so-called
law is not a law of nature. It is merely an analytical rule for the comparison
of things by means of mere conceptions.
2nd. The principle: “Realities (as simple affirmations) never logically
contradict each other,” is a proposition perfectly true respecting the
relation of conceptions, but, whether as regards nature, or things in
themselves (of which we have not the slightest conception), is without any the
least meaning. For real opposition, in which A -B is = 0, exists everywhere, an
opposition, that is, in which one reality united with another in the same
subject annihilates the effects of the other—a fact which is constantly
brought before our eyes by the different antagonistic actions and operations in
nature, which, nevertheless, as depending on real forces, must be called
realitates phaenomena. General mechanics can even present us with the empirical
condition of this opposition in an à priori rule, as it directs its attention
to the opposition in the direction of forces—a condition of which the
transcendental conception of reality can tell us nothing. Although M. Leibnitz
did not announce this proposition with precisely the pomp of a new principle,
he yet employed it for the establishment of new propositions, and his followers
introduced it into their Leibnitzio-Wolfian system of philosophy. According to
this principle, for example, all evils are but consequences of the limited
nature of created beings, that is, negations, because these are the only
opposite of reality. (In the mere conception of a thing in general this is
really the case, but not in things as phenomena.) In like manner, the upholders
of this system deem it not only possible, but natural also, to connect and
unite all reality in one being, because they acknowledge no other sort of
opposition than that of contradiction (by which the conception itself of a
thing is annihilated), and find themselves unable to conceive an opposition of
reciprocal destruction, so to speak, in which one real cause destroys the
effect of another, and the conditions of whose representation we meet with only
in sensibility.
3rd. The Leibnitzian monadology has really no better foundation than on this
philosopher’s mode of falsely representing the difference of the internal
and external solely in relation to the understanding. Substances, in general,
must have something inward, which is therefore free from external relations,
consequently from that of composition also. The simple—that which can be
represented by a unit—is therefore the foundation of that which is
internal in things in themselves. The internal state of substances cannot
therefore consist in place, shape, contact, or motion, determinations which are
all external relations, and we can ascribe to them no other than that whereby
we internally determine our faculty of sense itself, that is to say, the state
of representation. Thus, then, were constructed the monads, which were to form
the elements of the universe, the active force of which consists in
representation, the effects of this force being thus entirely confined to
themselves.
For the same reason, his view of the possible community of substances could not
represent it but as a predetermined harmony, and by no means as a physical
influence. For inasmuch as everything is occupied only internally, that is,
with its own representations, the state of the representations of one substance
could not stand in active and living connection with that of another, but some
third cause operating on all without exception was necessary to make the
different states correspond with one another. And this did not happen by means
of assistance applied in each particular case (systema assistentiae), but
through the unity of the idea of a cause occupied and connected with all
substances, in which they necessarily receive, according to the Leibnitzian
school, their existence and permanence, consequently also reciprocal
correspondence, according to universal laws.
4th. This philosopher’s celebrated doctrine of space and time, in which
he intellectualized these forms of sensibility, originated in the same delusion
of transcendental reflection. If I attempt to represent by the mere
understanding, the external relations of things, I can do so only by employing
the conception of their reciprocal action, and if I wish to connect one state
of the same thing with another state, I must avail myself of the notion of the
order of cause and effect. And thus Leibnitz regarded space as a certain order
in the community of substances, and time as the dynamical sequence of their
states. That which space and time possess proper to themselves and independent
of things, he ascribed to a necessary confusion in our conceptions of them,
whereby that which is a mere form of dynamical relations is held to be a
self-existent intuition, antecedent even to things themselves. Thus space and
time were the intelligible form of the connection of things (substances and
their states) in themselves. But things were intelligible substances
(substantiae noumena). At the same time, he made these conceptions valid of
phenomena, because he did not allow to sensibility a peculiar mode of
intuition, but sought all, even the empirical representation of objects, in the
understanding, and left to sense naught but the despicable task of confusing
and disarranging the representations of the former.
But even if we could frame any synthetical proposition concerning things in
themselves by means of the pure understanding (which is impossible), it could
not apply to phenomena, which do not represent things in themselves. In such a
case I should be obliged in transcendental reflection to compare my conceptions
only under the conditions of sensibility, and so space and time would not be
determinations of things in themselves, but of phenomena. What things may be in
themselves, I know not and need not know, because a thing is never presented to
me otherwise than as a phenomenon.
I must adopt the same mode of procedure with the other conceptions of
reflection. Matter is substantia phaenomenon. That in it which is internal I
seek to discover in all parts of space which it occupies, and in all the
functions and operations it performs, and which are indeed never anything but
phenomena of the external sense. I cannot therefore find anything that is
absolutely, but only what is comparatively internal, and which itself consists
of external relations. The absolutely internal in matter, and as it should be
according to the pure understanding, is a mere chimera, for matter is not an
object for the pure understanding. But the transcendental object, which is the
foundation of the phenomenon which we call matter, is a mere nescio quid, the
nature of which we could not understand, even though someone were found able to
tell us. For we can understand nothing that does not bring with it something in
intuition corresponding to the expressions employed. If, by the complaint of
being unable to perceive the internal nature of things, it is meant that we do
not comprehend by the pure understanding what the things which appear to us may
be in themselves, it is a silly and unreasonable complaint; for those who talk
thus really desire that we should be able to cognize, consequently to intuite,
things without senses, and therefore wish that we possessed a faculty of
cognition perfectly different from the human faculty, not merely in degree, but
even as regards intuition and the mode thereof, so that thus we should not be
men, but belong to a class of beings, the possibility of whose existence, much
less their nature and constitution, we have no means of cognizing. By
observation and analysis of phenomena we penetrate into the interior of nature,
and no one can say what progress this knowledge may make in time. But those
transcendental questions which pass beyond the limits of nature, we could never
answer, even although all nature were laid open to us, because we have not the
power of observing our own mind with any other intuition than that of our
internal sense. For herein lies the mystery of the origin and source of our
faculty of sensibility. Its application to an object, and the transcendental
ground of this unity of subjective and objective, lie too deeply concealed for
us, who cognize ourselves only through the internal sense, consequently as
phenomena, to be able to discover in our existence anything but phenomena, the
non-sensuous cause of which we at the same time earnestly desire to penetrate
to.
The great utility of this critique of conclusions arrived at by the processes
of mere reflection consists in its clear demonstration of the nullity of all
conclusions respecting objects which are compared with each other in the
understanding alone, while it at the same time confirms what we particularly
insisted on, namely, that, although phenomena are not included as things in
themselves among the objects of the pure understanding, they are nevertheless
the only things by which our cognition can possess objective reality, that is
to say, which give us intuitions to correspond with our conceptions.
When we reflect in a purely logical manner, we do nothing more than compare
conceptions in our understanding, to discover whether both have the same
content, whether they are self-contradictory or not, whether anything is
contained in either conception, which of the two is given, and which is merely
a mode of thinking that given. But if I apply these conceptions to an object in
general (in the transcendental sense), without first determining whether it is
an object of sensuous or intellectual intuition, certain limitations present
themselves, which forbid us to pass beyond the conceptions and render all
empirical use of them impossible. And thus these limitations prove that the
representation of an object as a thing in general is not only insufficient,
but, without sensuous determination and independently of empirical conditions,
self-contradictory; that we must therefore make abstraction of all objects, as
in logic, or, admitting them, must think them under conditions of sensuous
intuition; that, consequently, the intelligible requires an altogether peculiar
intuition, which we do not possess, and in the absence of which it is for us
nothing; while, on the other hand phenomena cannot be objects in themselves.
For, when I merely think things in general, the difference in their external
relations cannot constitute a difference in the things themselves; on the
contrary, the former presupposes the latter, and if the conception of one of
two things is not internally different from that of the other, I am merely
thinking the same thing in different relations. Further, by the addition of one
affirmation (reality) to the other, the positive therein is really augmented,
and nothing is abstracted or withdrawn from it; hence the real in things cannot
be in contradiction with or opposition to itself—and so on.
The true use of the conceptions of reflection in the employment of the
understanding has, as we have shown, been so misconceived by Leibnitz, one of
the most acute philosophers of either ancient or modern times, that he has been
misled into the construction of a baseless system of intellectual cognition,
which professes to determine its objects without the intervention of the
senses. For this reason, the exposition of the cause of the amphiboly of these
conceptions, as the origin of these false principles, is of great utility in
determining with certainty the proper limits of the understanding.
It is right to say whatever is affirmed or denied of the whole of a conception
can be affirmed or denied of any part of it (dictum de omni et nullo); but it
would be absurd so to alter this logical proposition as to say whatever is not
contained in a general conception is likewise not contained in the particular
conceptions which rank under it; for the latter are particular conceptions, for
the very reason that their content is greater than that which is cogitated in
the general conception. And yet the whole intellectual system of Leibnitz is
based upon this false principle, and with it must necessarily fall to the
ground, together with all the ambiguous principles in reference to the
employment of the understanding which have thence originated.
Leibnitz’s principle of the identity of indiscernibles or
indistinguishables is really based on the presupposition that, if in the
conception of a thing a certain distinction is not to be found, it is also not
to be met with in things themselves; that, consequently, all things are
completely identical (numero eadem) which are not distinguishable from each
other (as to quality or quantity) in our conceptions of them. But, as in the
mere conception of anything abstraction has been made of many necessary
conditions of intuition, that of which abstraction has been made is rashly held
to be non-existent, and nothing is attributed to the thing but what is
contained in its conception.
The conception of a cubic foot of space, however I may think it, is in itself
completely identical. But two cubic feet in space are nevertheless distinct
from each other from the sole fact of their being in different places (they are
numero diversa); and these places are conditions of intuition, wherein the
object of this conception is given, and which do not belong to the conception,
but to the faculty of sensibility. In like manner, there is in the conception
of a thing no contradiction when a negative is not connected with an
affirmative; and merely affirmative conceptions cannot, in conjunction, produce
any negation. But in sensuous intuition, wherein reality (take for example,
motion) is given, we find conditions (opposite directions)—of which
abstraction has been made in the conception of motion in general—which
render possible a contradiction or opposition (not indeed of a logical
kind)—and which from pure positives produce zero = 0. We are therefore
not justified in saying that all reality is in perfect agreement and harmony,
because no contradiction is discoverable among its conceptions.[39] According to mere conceptions, that
which is internal is the substratum of all relations or external
determinations. When, therefore, I abstract all conditions of intuition, and
confine myself solely to the conception of a thing in general, I can make
abstraction of all external relations, and there must nevertheless remain a
conception of that which indicates no relation, but merely internal
determinations. Now it seems to follow that in everything (substance) there is
something which is absolutely internal and which antecedes all external
determinations, inasmuch as it renders them possible; and that therefore this
substratum is something which does not contain any external relations and is
consequently simple (for corporeal things are never anything but relations, at
least of their parts external to each other); and, inasmuch as we know of no
other absolutely internal determinations than those of the internal sense, this
substratum is not only simple, but also, analogously with our internal sense,
determined through representations, that is to say, all things are properly
monads, or simple beings endowed with the power of representation. Now all this
would be perfectly correct, if the conception of a thing were the only
necessary condition of the presentation of objects of external intuition. It
is, on the contrary, manifest that a permanent phenomenon in space
(impenetrable extension) can contain mere relations, and nothing that is
absolutely internal, and yet be the primary substratum of all external
perception. By mere conceptions I cannot think anything external, without, at
the same time, thinking something internal, for the reason that conceptions of
relations presuppose given things, and without these are impossible. But, as an
intuition there is something (that is, space, which, with all it contains,
consists of purely formal, or, indeed, real relations) which is not found in
the mere conception of a thing in general, and this presents to us the
substratum which could not be cognized through conceptions alone, I cannot say:
because a thing cannot be represented by mere conceptions without something
absolutely internal, there is also, in the things themselves which are
contained under these conceptions, and in their intuition nothing external to
which something absolutely internal does not serve as the foundation. For, when
we have made abstraction of all the conditions of intuition, there certainly
remains in the mere conception nothing but the internal in general, through
which alone the external is possible. But this necessity, which is grounded
upon abstraction alone, does not obtain in the case of things themselves, in so
far as they are given in intuition with such determinations as express mere
relations, without having anything internal as their foundation; for they are
not things of a thing of which we can neither for they are not things in
themselves, but only phenomena. What we cognize in matter is nothing but
relations (what we call its internal determinations are but comparatively
internal). But there are some self-subsistent and permanent, through which a
determined object is given. That I, when abstraction is made of these
relations, have nothing more to think, does not destroy the conception of a
thing as phenomenon, nor the conception of an object in abstracto, but it does
away with the possibility of an object that is determinable according to mere
conceptions, that is, of a noumenon. It is certainly startling to hear that a
thing consists solely of relations; but this thing is simply a phenomenon, and
cannot be cogitated by means of the mere categories: it does itself consist in
the mere relation of something in general to the senses. In the same way, we
cannot cogitate relations of things in abstracto, if we commence with
conceptions alone, in any other manner than that one is the cause of
determinations in the other; for that is itself the conception of the
understanding or category of relation. But, as in this case we make abstraction
of all intuition, we lose altogether the mode in which the manifold determines
to each of its parts its place, that is, the form of sensibility (space); and
yet this mode antecedes all empirical causality.
[39]
If any one wishes here to have recourse to the usual subterfuge, and to say,
that at least realitates noumena cannot be in opposition to each other, it will
be requisite for him to adduce an example of this pure and non-sensuous
reality, that it may be understood whether the notion represents something or
nothing. But an example cannot be found except in experience, which never
presents to us anything more than phenomena; and thus the proposition means
nothing more than that the conception which contains only affirmatives does not
contain anything negative—a proposition nobody ever doubted.
If by intelligible objects we understand things which can be thought by means
of the pure categories, without the need of the schemata of sensibility, such
objects are impossible. For the condition of the objective use of all our
conceptions of understanding is the mode of our sensuous intuition, whereby
objects are given; and, if we make abstraction of the latter, the former can
have no relation to an object. And even if we should suppose a different kind
of intuition from our own, still our functions of thought would have no use or
signification in respect thereof. But if we understand by the term, objects of
a non-sensuous intuition, in respect of which our categories are not valid, and
of which we can accordingly have no knowledge (neither intuition nor
conception), in this merely negative sense noumena must be admitted. For this
is no more than saying that our mode of intuition is not applicable to all
things, but only to objects of our senses, that consequently its objective
validity is limited, and that room is therefore left for another kind of
intuition, and thus also for things that may be objects of it. But in this
sense the conception of a noumenon is problematical, that is to say, it is the
notion of that it that it is possible, nor that it is impossible, inasmuch as
we do not know of any mode of intuition besides the sensuous, or of any other
sort of conceptions than the categories—a mode of intuition and a kind of
conception neither of which is applicable to a non-sensuous object. We are on
this account incompetent to extend the sphere of our objects of thought beyond
the conditions of our sensibility, and to assume the existence of objects of
pure thought, that is, of noumena, inasmuch as these have no true positive
signification. For it must be confessed of the categories that they are not of
themselves sufficient for the cognition of things in themselves and, without
the data of sensibility, are mere subjective forms of the unity of the
understanding. Thought is certainly not a product of the senses, and in so far
is not limited by them, but it does not therefore follow that it may be
employed purely and without the intervention of sensibility, for it would then
be without reference to an object. And we cannot call a noumenon an object of
pure thought; for the representation thereof is but the problematical
conception of an object for a perfectly different intuition and a perfectly
different understanding from ours, both of which are consequently themselves
problematical. The conception of a noumenon is therefore not the conception of
an object, but merely a problematical conception inseparably connected with the
limitation of our sensibility. That is to say, this conception contains the
answer to the question: “Are there objects quite unconnected with, and
independent of, our intuition?”—a question to which only an
indeterminate answer can be given. That answer is: “Inasmuch as sensuous
intuition does not apply to all things without distinction, there remains room
for other and different objects.” The existence of these problematical
objects is therefore not absolutely denied, in the absence of a determinate
conception of them, but, as no category is valid in respect of them, neither
must they be admitted as objects for our understanding.
Understanding accordingly limits sensibility, without at the same time
enlarging its own field. While, moreover, it forbids sensibility to apply its
forms and modes to things in themselves and restricts it to the sphere of
phenomena, it cogitates an object in itself, only, however, as a transcendental
object, which is the cause of a phenomenon (consequently not itself a
phenomenon), and which cannot be thought either as a quantity or as reality, or
as substance (because these conceptions always require sensuous forms in which
to determine an object)—an object, therefore, of which we are quite
unable to say whether it can be met with in ourselves or out of us, whether it
would be annihilated together with sensibility, or, if this were taken away,
would continue to exist. If we wish to call this object a noumenon, because the
representation of it is non-sensuous, we are at liberty to do so. But as we can
apply to it none of the conceptions of our understanding, the representation is
for us quite void, and is available only for the indication of the limits of
our sensuous intuition, thereby leaving at the same time an empty space, which
we are competent to fill by the aid neither of possible experience, nor of the
pure understanding.
The critique of the pure understanding, accordingly, does not permit us to
create for ourselves a new field of objects beyond those which are presented to
us as phenomena, and to stray into intelligible worlds; nay, it does not even
allow us to endeavour to form so much as a conception of them. The specious
error which leads to this—and which is a perfectly excusable
one—lies in the fact that the employment of the understanding, contrary
to its proper purpose and destination, is made transcendental, and objects,
that is, possible intuitions, are made to regulate themselves according to
conceptions, instead of the conceptions arranging themselves according to the
intuitions, on which alone their own objective validity rests. Now the reason
of this again is that apperception, and with it thought, antecedes all possible
determinate arrangement of representations. Accordingly we think something in
general and determine it on the one hand sensuously, but, on the other,
distinguish the general and in abstracto represented object from this
particular mode of intuiting it. In this case there remains a mode of
determining the object by mere thought, which is really but a logical form
without content, which, however, seems to us to be a mode of the existence of
the object in itself (noumenon), without regard to intuition which is limited
to our senses.
Before ending this transcendental analytic, we must make an addition, which,
although in itself of no particular importance, seems to be necessary to the
completeness of the system. The highest conception, with which a transcendental
philosophy commonly begins, is the division into possible and impossible. But
as all division presupposes a divided conception, a still higher one must
exist, and this is the conception of an object in general—problematically
understood and without its being decided whether it is something or nothing. As
the categories are the only conceptions which apply to objects in general, the
distinguishing of an object, whether it is something or nothing, must proceed
according to the order and direction of the categories.
1. To the categories of quantity, that is, the conceptions of all, many, and
one, the conception which annihilates all, that is, the conception of none, is
opposed. And thus the object of a conception, to which no intuition can be
found to correspond, is = nothing. That is, it is a conception without an
object (ens rationis), like noumena, which cannot be considered possible in the
sphere of reality, though they must not therefore be held to be
impossible—or like certain new fundamental forces in matter, the
existence of which is cogitable without contradiction, though, as examples from
experience are not forthcoming, they must not be regarded as possible.
2. Reality is something; negation is nothing, that is, a conception of the
absence of an object, as cold, a shadow (nihil privativum).
3. The mere form of intuition, without substance, is in itself no object, but
the merely formal condition of an object (as phenomenon), as pure space and
pure time. These are certainly something, as forms of intuition, but are not
themselves objects which are intuited (ens imaginarium).
4. The object of a conception which is self-contradictory, is nothing, because
the conception is nothing—is impossible, as a figure composed of two
straight lines (nihil negativum).
The table of this division of the conception of nothing (the corresponding
division of the conception of something does not require special description)
must therefore be arranged as follows:
We see that the ens rationis is distinguished from the nihil negativum or pure
nothing by the consideration that the former must not be reckoned among
possibilities, because it is a mere fiction—though not
self-contradictory, while the latter is completely opposed to all possibility,
inasmuch as the conception annihilates itself. Both, however, are empty
conceptions. On the other hand, the nihil privativum and ens imaginarium are
empty data for conceptions. If light be not given to the senses, we cannot
represent to ourselves darkness, and if extended objects are not perceived, we
cannot represent space. Neither the negation, nor the mere form of intuition
can, without something real, be an object.
SECOND DIVISION—TRANSCENDENTAL LOGIC
TRANSCENDENTAL DIALECTIC.
INTRODUCTION.
I. Of Transcendental Illusory Appearance
We termed dialectic in general a logic of appearance. This does not signify a
doctrine of probability; for probability is truth, only cognized upon
insufficient grounds, and though the information it gives us is imperfect, it
is not therefore deceitful. Hence it must not be separated from the analytical
part of logic. Still less must phenomenon and appearance be held to be
identical. For truth or illusory appearance does not reside in the object, in
so far as it is intuited, but in the judgement upon the object, in so far as it
is thought. It is, therefore, quite correct to say that the senses do not err,
not because they always judge correctly, but because they do not judge at all.
Hence truth and error, consequently also, illusory appearance as the cause of
error, are only to be found in a judgement, that is, in the relation of an
object to our understanding. In a cognition which completely harmonizes with
the laws of the understanding, no error can exist. In a representation of the
senses—as not containing any judgement—there is also no error. But
no power of nature can of itself deviate from its own laws. Hence neither the
understanding per se (without the influence of another cause), nor the senses
per se, would fall into error; the former could not, because, if it acts only
according to its own laws, the effect (the judgement) must necessarily accord
with these laws. But in accordance with the laws of the understanding consists
the formal element in all truth. In the senses there is no
judgement—neither a true nor a false one. But, as we have no source of
cognition besides these two, it follows that error is caused solely by the
unobserved influence of the sensibility upon the understanding. And thus it
happens that the subjective grounds of a judgement and are confounded with the
objective, and cause them to deviate from their proper determination,[40] just as a body in motion would always
of itself proceed in a straight line, but if another impetus gives to it a
different direction, it will then start off into a curvilinear line of motion.
To distinguish the peculiar action of the understanding from the power which
mingles with it, it is necessary to consider an erroneous judgement as the
diagonal between two forces, that determine the judgement in two different
directions, which, as it were, form an angle, and to resolve this composite
operation into the simple ones of the understanding and the sensibility. In
pure à priori judgements this must be done by means of transcendental
reflection, whereby, as has been already shown, each representation has its
place appointed in the corresponding faculty of cognition, and consequently the
influence of the one faculty upon the other is made apparent.
[40]
Sensibility, subjected to the understanding, as the object upon which the
understanding employs its functions, is the source of real cognitions. But, in
so far as it exercises an influence upon the action of the understanding and
determines it to judgement, sensibility is itself the cause of error.
It is not at present our business to treat of empirical illusory appearance
(for example, optical illusion), which occurs in the empirical application of
otherwise correct rules of the understanding, and in which the judgement is
misled by the influence of imagination. Our purpose is to speak of
transcendental illusory appearance, which influences principles—that are
not even applied to experience, for in this case we should possess a sure test
of their correctness—but which leads us, in disregard of all the warnings
of criticism, completely beyond the empirical employment of the categories and
deludes us with the chimera of an extension of the sphere of the pure
understanding. We shall term those principles the application of which is
confined entirely within the limits of possible experience, immanent; those, on
the other hand, which transgress these limits, we shall call transcendent
principles. But by these latter I do not understand principles of the
transcendental use or misuse of the categories, which is in reality a mere
fault of the judgement when not under due restraint from criticism, and
therefore not paying sufficient attention to the limits of the sphere in which
the pure understanding is allowed to exercise its functions; but real
principles which exhort us to break down all those barriers, and to lay claim
to a perfectly new field of cognition, which recognizes no line of demarcation.
Thus transcendental and transcendent are not identical terms. The principles of
the pure understanding, which we have already propounded, ought to be of
empirical and not of transcendental use, that is, they are not applicable to
any object beyond the sphere of experience. A principle which removes these
limits, nay, which authorizes us to overstep them, is called transcendent. If
our criticism can succeed in exposing the illusion in these pretended
principles, those which are limited in their employment to the sphere of
experience may be called, in opposition to the others, immanent principles of
the pure understanding.
Logical illusion, which consists merely in the imitation of the form of reason
(the illusion in sophistical syllogisms), arises entirely from a want of due
attention to logical rules. So soon as the attention is awakened to the case
before us, this illusion totally disappears. Transcendental illusion, on the
contrary, does not cease to exist, even after it has been exposed, and its
nothingness clearly perceived by means of transcendental criticism. Take, for
example, the illusion in the proposition: “The world must have a
beginning in time.” The cause of this is as follows. In our reason,
subjectively considered as a faculty of human cognition, there exist
fundamental rules and maxims of its exercise, which have completely the
appearance of objective principles. Now from this cause it happens that the
subjective necessity of a certain connection of our conceptions, is regarded as
an objective necessity of the determination of things in themselves. This
illusion it is impossible to avoid, just as we cannot avoid perceiving that the
sea appears to be higher at a distance than it is near the shore, because we
see the former by means of higher rays than the latter, or, which is a still
stronger case, as even the astronomer cannot prevent himself from seeing the
moon larger at its rising than some time afterwards, although he is not
deceived by this illusion.
Transcendental dialectic will therefore content itself with exposing the
illusory appearance in transcendental judgements, and guarding us against it;
but to make it, as in the case of logical illusion, entirely disappear and
cease to be illusion is utterly beyond its power. For we have here to do with a
natural and unavoidable illusion, which rests upon subjective principles and
imposes these upon us as objective, while logical dialectic, in the detection
of sophisms, has to do merely with an error in the logical consequence of the
propositions, or with an artificially constructed illusion, in imitation of the
natural error. There is, therefore, a natural and unavoidable dialectic of pure
reason—not that in which the bungler, from want of the requisite
knowledge, involves himself, nor that which the sophist devises for the purpose
of misleading, but that which is an inseparable adjunct of human reason, and
which, even after its illusions have been exposed, does not cease to deceive,
and continually to lead reason into momentary errors, which it becomes
necessary continually to remove.
II. Of Pure Reason as the Seat of Transcendental
Illusory Appearance
A. OF REASON IN GENERAL.
All our knowledge begins with sense, proceeds thence to understanding, and ends
with reason, beyond which nothing higher can be discovered in the human mind
for elaborating the matter of intuition and subjecting it to the highest unity
of thought. At this stage of our inquiry it is my duty to give an explanation
of this, the highest faculty of cognition, and I confess I find myself here in
some difficulty. Of reason, as of the understanding, there is a merely formal,
that is, logical use, in which it makes abstraction of all content of
cognition; but there is also a real use, inasmuch as it contains in itself the
source of certain conceptions and principles, which it does not borrow either
from the senses or the understanding. The former faculty has been long defined
by logicians as the faculty of mediate conclusion in contradistinction to
immediate conclusions (consequentiae immediatae); but the nature of the latter,
which itself generates conceptions, is not to be understood from this
definition. Now as a division of reason into a logical and a transcendental
faculty presents itself here, it becomes necessary to seek for a higher
conception of this source of cognition which shall comprehend both conceptions.
In this we may expect, according to the analogy of the conceptions of the
understanding, that the logical conception will give us the key to the
transcendental, and that the table of the functions of the former will present
us with the clue to the conceptions of reason.
In the former part of our transcendental logic, we defined the understanding to
be the faculty of rules; reason may be distinguished from understanding as the
faculty of principles.
The term principle is ambiguous, and commonly signifies merely a cognition that
may be employed as a principle, although it is not in itself, and as regards
its proper origin, entitled to the distinction. Every general proposition, even
if derived from experience by the process of induction, may serve as the major
in a syllogism; but it is not for that reason a principle. Mathematical axioms
(for example, there can be only one straight line between two points) are
general à priori cognitions, and are therefore rightly denominated principles,
relatively to the cases which can be subsumed under them. But I cannot for this
reason say that I cognize this property of a straight line from
principles—I cognize it only in pure intuition.
Cognition from principles, then, is that cognition in which I cognize the
particular in the general by means of conceptions. Thus every syllogism is a
form of the deduction of a cognition from a principle. For the major always
gives a conception, through which everything that is subsumed under the
condition thereof is cognized according to a principle. Now as every general
cognition may serve as the major in a syllogism, and the understanding presents
us with such general à priori propositions, they may be termed principles, in
respect of their possible use.
But if we consider these principles of the pure understanding in relation to
their origin, we shall find them to be anything rather than cognitions from
conceptions. For they would not even be possible à priori, if we could not rely
on the assistance of pure intuition (in mathematics), or on that of the
conditions of a possible experience. That everything that happens has a cause,
cannot be concluded from the general conception of that which happens; on the
contrary the principle of causality instructs us as to the mode of obtaining
from that which happens a determinate empirical conception.
Synthetical cognitions from conceptions the understanding cannot supply, and
they alone are entitled to be called principles. At the same time, all general
propositions may be termed comparative principles.
It has been a long-cherished wish—that (who knows how late), may one day,
be happily accomplished—that the principles of the endless variety of
civil laws should be investigated and exposed; for in this way alone can we
find the secret of simplifying legislation. But in this case, laws are nothing
more than limitations of our freedom upon conditions under which it subsists in
perfect harmony with itself; they consequently have for their object that which
is completely our own work, and of which we ourselves may be the cause by means
of these conceptions. But how objects as things in themselves—how the
nature of things is subordinated to principles and is to be determined,
according to conceptions, is a question which it seems well nigh impossible to
answer. Be this, however, as it may—for on this point our investigation
is yet to be made—it is at least manifest from what we have said that
cognition from principles is something very different from cognition by means
of the understanding, which may indeed precede other cognitions in the form of
a principle, but in itself—in so far as it is synthetical—is
neither based upon mere thought, nor contains a general proposition drawn from
conceptions alone.
The understanding may be a faculty for the production of unity of phenomena by
virtue of rules; the reason is a faculty for the production of unity of rules
(of the understanding) under principles. Reason, therefore, never applies
directly to experience, or to any sensuous object; its object is, on the
contrary, the understanding, to the manifold cognition of which it gives a
unity à priori by means of conceptions—a unity which may be called
rational unity, and which is of a nature very different from that of the unity
produced by the understanding.
The above is the general conception of the faculty of reason, in so far as it
has been possible to make it comprehensible in the absence of examples. These
will be given in the sequel.
B. OF THE LOGICAL USE OF REASON.
A distinction is commonly made between that which is immediately cognized and
that which is inferred or concluded. That in a figure which is bounded by three
straight lines there are three angles, is an immediate cognition; but that
these angles are together equal to two right angles, is an inference or
conclusion. Now, as we are constantly employing this mode of thought and have
thus become quite accustomed to it, we no longer remark the above distinction,
and, as in the case of the so-called deceptions of sense, consider as
immediately perceived, what has really been inferred. In every reasoning or
syllogism, there is a fundamental proposition, afterwards a second drawn from
it, and finally the conclusion, which connects the truth in the first with the
truth in the second—and that infallibly. If the judgement concluded is so
contained in the first proposition that it can be deduced from it without the
meditation of a third notion, the conclusion is called immediate (consequentia
immediata); I prefer the term conclusion of the understanding. But if, in
addition to the fundamental cognition, a second judgement is necessary for the
production of the conclusion, it is called a conclusion of the reason. In the
proposition: All men are mortal, are contained the propositions: Some men are
mortal, Nothing that is not mortal is a man, and these are therefore immediate
conclusions from the first. On the other hand, the proposition: all the learned
are mortal, is not contained in the main proposition (for the conception of a
learned man does not occur in it), and it can be deduced from the main
proposition only by means of a mediating judgement.
In every syllogism I first cogitate a rule (the major) by means of the
understanding. In the next place I subsume a cognition under the condition of
the rule (and this is the minor) by means of the judgement. And finally I
determine my cognition by means of the predicate of the rule (this is the
conclusio), consequently, I determine it à priori by means of the reason. The
relations, therefore, which the major proposition, as the rule, represents
between a cognition and its condition, constitute the different kinds of
syllogisms. These are just threefold—analogously with all judgements, in
so far as they differ in the mode of expressing the relation of a cognition in
the understanding—namely, categorical, hypothetical, and disjunctive.
When as often happens, the conclusion is a judgement which may follow from
other given judgements, through which a perfectly different object is
cogitated, I endeavour to discover in the understanding whether the assertion
in this conclusion does not stand under certain conditions according to a
general rule. If I find such a condition, and if the object mentioned in the
conclusion can be subsumed under the given condition, then this conclusion
follows from a rule which is also valid for other objects of cognition. From
this we see that reason endeavours to subject the great variety of the
cognitions of the understanding to the smallest possible number of principles
(general conditions), and thus to produce in it the highest unity.
C. OF THE PURE USE OF REASON.
Can we isolate reason, and, if so, is it in this case a peculiar source of
conceptions and judgements which spring from it alone, and through which it can
be applied to objects; or is it merely a subordinate faculty, whose duty it is
to give a certain form to given cognitions—a form which is called
logical, and through which the cognitions of the understanding are subordinated
to each other, and lower rules to higher (those, to wit, whose condition
comprises in its sphere the condition of the others), in so far as this can be
done by comparison? This is the question which we have at present to answer.
Manifold variety of rules and unity of principles is a requirement of reason,
for the purpose of bringing the understanding into complete accordance with
itself, just as understanding subjects the manifold content of intuition to
conceptions, and thereby introduces connection into it. But this principle
prescribes no law to objects, and does not contain any ground of the
possibility of cognizing or of determining them as such, but is merely a
subjective law for the proper arrangement of the content of the understanding.
The purpose of this law is, by a comparison of the conceptions of the
understanding, to reduce them to the smallest possible number, although, at the
same time, it does not justify us in demanding from objects themselves such a
uniformity as might contribute to the convenience and the enlargement of the
sphere of the understanding, or in expecting that it will itself thus receive
from them objective validity. In one word, the question is: “does reason
in itself, that is, does pure reason contain à priori synthetical principles
and rules, and what are those principles?”
The formal and logical procedure of reason in syllogisms gives us sufficient
information in regard to the ground on which the transcendental principle of
reason in its pure synthetical cognition will rest.
1. Reason, as observed in the syllogistic process, is not applicable to
intuitions, for the purpose of subjecting them to rules—for this is the
province of the understanding with its categories—but to conceptions and
judgements. If pure reason does apply to objects and the intuition of them, it
does so not immediately, but mediately—through the understanding and its
judgements, which have a direct relation to the senses and their intuition, for
the purpose of determining their objects. The unity of reason is therefore not
the unity of a possible experience, but is essentially different from this
unity, which is that of the understanding. That everything which happens has a
cause, is not a principle cognized and prescribed by reason. This principle
makes the unity of experience possible and borrows nothing from reason, which,
without a reference to possible experience, could never have produced by means
of mere conceptions any such synthetical unity.
2. Reason, in its logical use, endeavours to discover the general condition of
its judgement (the conclusion), and a syllogism is itself nothing but a
judgement by means of the subsumption of its condition under a general rule
(the major). Now as this rule may itself be subjected to the same process of
reason, and thus the condition of the condition be sought (by means of a
prosyllogism) as long as the process can be continued, it is very manifest that
the peculiar principle of reason in its logical use is to find for the
conditioned cognition of the understanding the unconditioned whereby the unity
of the former is completed.
But this logical maxim cannot be a principle of pure reason, unless we admit
that, if the conditioned is given, the whole series of conditions subordinated
to one another—a series which is consequently itself
unconditioned—is also given, that is, contained in the object and its
connection.
But this principle of pure reason is evidently synthetical; for, analytically,
the conditioned certainly relates to some condition, but not to the
unconditioned. From this principle also there must originate different
synthetical propositions, of which the pure understanding is perfectly
ignorant, for it has to do only with objects of a possible experience, the
cognition and synthesis of which is always conditioned. The unconditioned, if
it does really exist, must be especially considered in regard to the
determinations which distinguish it from whatever is conditioned, and will thus
afford us material for many à priori synthetical propositions.
The principles resulting from this highest principle of pure reason will,
however, be transcendent in relation to phenomena, that is to say, it will be
impossible to make any adequate empirical use of this principle. It is
therefore completely different from all principles of the understanding, the
use made of which is entirely immanent, their object and purpose being merely
the possibility of experience. Now our duty in the transcendental dialectic is
as follows. To discover whether the principle that the series of conditions (in
the synthesis of phenomena, or of thought in general) extends to the
unconditioned is objectively true, or not; what consequences result therefrom
affecting the empirical use of the understanding, or rather whether there
exists any such objectively valid proposition of reason, and whether it is not,
on the contrary, a merely logical precept which directs us to ascend
perpetually to still higher conditions, to approach completeness in the series
of them, and thus to introduce into our cognition the highest possible unity of
reason. We must ascertain, I say, whether this requirement of reason has not
been regarded, by a misunderstanding, as a transcendental principle of pure
reason, which postulates a thorough completeness in the series of conditions in
objects themselves. We must show, moreover, the misconceptions and illusions
that intrude into syllogisms, the major proposition of which pure reason has
supplied—a proposition which has perhaps more of the character of a
petitio than of a postulatum—and that proceed from experience upwards to
its conditions. The solution of these problems is our task in transcendental
dialectic, which we are about to expose even at its source, that lies deep in
human reason. We shall divide it into two parts, the first of which will treat
of the transcendent conceptions of pure reason, the second of transcendent and
dialectical syllogisms.
TRANSCENDENTAL DIALECTIC—BOOK I—OF THE
CONCEPTIONS OF PURE REASON.
The conceptions of pure reason—we do not here speak of the possibility of
them—are not obtained by reflection, but by inference or conclusion. The
conceptions of understanding are also cogitated à priori antecedently to
experience, and render it possible; but they contain nothing but the unity of
reflection upon phenomena, in so far as these must necessarily belong to a
possible empirical consciousness. Through them alone are cognition and the
determination of an object possible. It is from them, accordingly, that we
receive material for reasoning, and antecedently to them we possess no à priori
conceptions of objects from which they might be deduced, On the other hand, the
sole basis of their objective reality consists in the necessity imposed on
them, as containing the intellectual form of all experience, of restricting
their application and influence to the sphere of experience.
But the term, conception of reason, or rational conception, itself indicates
that it does not confine itself within the limits of experience, because its
object-matter is a cognition, of which every empirical cognition is but a
part—nay, the whole of possible experience may be itself but a part of
it—a cognition to which no actual experience ever fully attains, although
it does always pertain to it. The aim of rational conceptions is the
comprehension, as that of the conceptions of understanding is the understanding
of perceptions. If they contain the unconditioned, they relate to that to which
all experience is subordinate, but which is never itself an object of
experience—that towards which reason tends in all its conclusions from
experience, and by the standard of which it estimates the degree of their
empirical use, but which is never itself an element in an empirical synthesis.
If, notwithstanding, such conceptions possess objective validity, they may be
called conceptus ratiocinati (conceptions legitimately concluded); in cases
where they do not, they have been admitted on account of having the appearance
of being correctly concluded, and may be called conceptus ratiocinantes
(sophistical conceptions). But as this can only be sufficiently demonstrated in
that part of our treatise which relates to the dialectical conclusions of
reason, we shall omit any consideration of it in this place. As we called the
pure conceptions of the understanding categories, we shall also distinguish
those of pure reason by a new name and call them transcendental ideas. These
terms, however, we must in the first place explain and justify.
Section I—Of Ideas in General
Despite the great wealth of words which European languages possess, the thinker
finds himself often at a loss for an expression exactly suited to his
conception, for want of which he is unable to make himself intelligible either
to others or to himself. To coin new words is a pretension to legislation in
language which is seldom successful; and, before recourse is taken to so
desperate an expedient, it is advisable to examine the dead and learned
languages, with the hope and the probability that we may there meet with some
adequate expression of the notion we have in our minds. In this case, even if
the original meaning of the word has become somewhat uncertain, from
carelessness or want of caution on the part of the authors of it, it is always
better to adhere to and confirm its proper meaning—even although it may
be doubtful whether it was formerly used in exactly this sense—than to
make our labour vain by want of sufficient care to render ourselves
intelligible.
For this reason, when it happens that there exists only a single word to
express a certain conception, and this word, in its usual acceptation, is
thoroughly adequate to the conception, the accurate distinction of which from
related conceptions is of great importance, we ought not to employ the
expression improvidently, or, for the sake of variety and elegance of style,
use it as a synonym for other cognate words. It is our duty, on the contrary,
carefully to preserve its peculiar signification, as otherwise it easily
happens that when the attention of the reader is no longer particularly
attracted to the expression, and it is lost amid the multitude of other words
of very different import, the thought which it conveyed, and which it alone
conveyed, is lost with it.
Plato employed the expression idea in a way that plainly showed he meant by it
something which is never derived from the senses, but which far transcends even
the conceptions of the understanding (with which Aristotle occupied himself),
inasmuch as in experience nothing perfectly corresponding to them could be
found. Ideas are, according to him, archetypes of things themselves, and not
merely keys to possible experiences, like the categories. In his view they flow
from the highest reason, by which they have been imparted to human reason,
which, however, exists no longer in its original state, but is obliged with
great labour to recall by reminiscence—which is called
philosophy—the old but now sadly obscured ideas. I will not here enter
upon any literary investigation of the sense which this sublime philosopher
attached to this expression. I shall content myself with remarking that it is
nothing unusual, in common conversation as well as in written works, by
comparing the thoughts which an author has delivered upon a subject, to
understand him better than he understood himself inasmuch as he may not have
sufficiently determined his conception, and thus have sometimes spoken, nay
even thought, in opposition to his own opinions.
Plato perceived very clearly that our faculty of cognition has the feeling of a
much higher vocation than that of merely spelling out phenomena according to
synthetical unity, for the purpose of being able to read them as experience,
and that our reason naturally raises itself to cognitions far too elevated to
admit of the possibility of an object given by experience corresponding to
them—cognitions which are nevertheless real, and are not mere phantoms of
the brain.
This philosopher found his ideas especially in all that is practical,[41] that is, which rests upon freedom,
which in its turn ranks under cognitions that are the peculiar product of
reason. He who would derive from experience the conceptions of virtue, who
would make (as many have really done) that, which at best can but serve as an
imperfectly illustrative example, a model for or the formation of a perfectly
adequate idea on the subject, would in fact transform virtue into a nonentity
changeable according to time and circumstance and utterly incapable of being
employed as a rule. On the contrary, every one is conscious that, when any one
is held up to him as a model of virtue, he compares this so-called model with
the true original which he possesses in his own mind and values him according
to this standard. But this standard is the idea of virtue, in relation to which
all possible objects of experience are indeed serviceable as
examples—proofs of the practicability in a certain degree of that which
the conception of virtue demands—but certainly not as archetypes. That
the actions of man will never be in perfect accordance with all the
requirements of the pure ideas of reason, does not prove the thought to be
chimerical. For only through this idea are all judgements as to moral merit or
demerit possible; it consequently lies at the foundation of every approach to
moral perfection, however far removed from it the obstacles in human
nature—indeterminable as to degree—may keep us.
[41]
He certainly extended the application of his conception to speculative
cognitions also, provided they were given pure and completely à priori, nay,
even to mathematics, although this science cannot possess an object otherwhere
than in Possible experience. I cannot follow him in this, and as little can I
follow him in his mystical deduction of these ideas, or in his hypostatization
of them; although, in truth, the elevated and exaggerated language which he
employed in describing them is quite capable of an interpretation more subdued
and more in accordance with fact and the nature of things.
The Platonic Republic has become proverbial as an example—and a striking
one—of imaginary perfection, such as can exist only in the brain of the
idle thinker; and Brucker ridicules the philosopher for maintaining that a
prince can never govern well, unless he is participant in the ideas. But we
should do better to follow up this thought and, where this admirable thinker
leaves us without assistance, employ new efforts to place it in clearer light,
rather than carelessly fling it aside as useless, under the very miserable and
pernicious pretext of impracticability. A constitution of the greatest possible
human freedom according to laws, by which the liberty of every individual can
consist with the liberty of every other (not of the greatest possible
happiness, for this follows necessarily from the former), is, to say the least,
a necessary idea, which must be placed at the foundation not only of the first
plan of the constitution of a state, but of all its laws. And, in this, it not
necessary at the outset to take account of the obstacles which lie in our
way—obstacles which perhaps do not necessarily arise from the character
of human nature, but rather from the previous neglect of true ideas in
legislation. For there is nothing more pernicious and more unworthy of a
philosopher, than the vulgar appeal to a so-called adverse experience, which
indeed would not have existed, if those institutions had been established at
the proper time and in accordance with ideas; while, instead of this,
conceptions, crude for the very reason that they have been drawn from
experience, have marred and frustrated all our better views and intentions. The
more legislation and government are in harmony with this idea, the more rare do
punishments become and thus it is quite reasonable to maintain, as Plato did,
that in a perfect state no punishments at all would be necessary. Now although
a perfect state may never exist, the idea is not on that account the less just,
which holds up this maximum as the archetype or standard of a constitution, in
order to bring legislative government always nearer and nearer to the greatest
possible perfection. For at what precise degree human nature must stop in its
progress, and how wide must be the chasm which must necessarily exist between
the idea and its realization, are problems which no one can or ought to
determine—and for this reason, that it is the destination of freedom to
overstep all assigned limits between itself and the idea.
But not only in that wherein human reason is a real causal agent and where
ideas are operative causes (of actions and their objects), that is to say, in
the region of ethics, but also in regard to nature herself, Plato saw clear
proofs of an origin from ideas. A plant, and animal, the regular order of
nature—probably also the disposition of the whole universe—give
manifest evidence that they are possible only by means of and according to
ideas; that, indeed, no one creature, under the individual conditions of its
existence, perfectly harmonizes with the idea of the most perfect of its
kind—just as little as man with the idea of humanity, which nevertheless
he bears in his soul as the archetypal standard of his actions; that,
notwithstanding, these ideas are in the highest sense individually,
unchangeably, and completely determined, and are the original causes of things;
and that the totality of connected objects in the universe is alone fully
adequate to that idea. Setting aside the exaggerations of expression in the
writings of this philosopher, the mental power exhibited in this ascent from
the ectypal mode of regarding the physical world to the architectonic
connection thereof according to ends, that is, ideas, is an effort which
deserves imitation and claims respect. But as regards the principles of ethics,
of legislation, and of religion, spheres in which ideas alone render experience
possible, although they never attain to full expression therein, he has
vindicated for himself a position of peculiar merit, which is not appreciated
only because it is judged by the very empirical rules, the validity of which as
principles is destroyed by ideas. For as regards nature, experience presents us
with rules and is the source of truth, but in relation to ethical laws
experience is the parent of illusion, and it is in the highest degree
reprehensible to limit or to deduce the laws which dictate what I ought to do,
from what is done.
We must, however, omit the consideration of these important subjects, the
development of which is in reality the peculiar duty and dignity of philosophy,
and confine ourselves for the present to the more humble but not less useful
task of preparing a firm foundation for those majestic edifices of moral
science. For this foundation has been hitherto insecure from the many
subterranean passages which reason in its confident but vain search for
treasures has made in all directions. Our present duty is to make ourselves
perfectly acquainted with the transcendental use made of pure reason, its
principles and ideas, that we may be able properly to determine and value its
influence and real worth. But before bringing these introductory remarks to a
close, I beg those who really have philosophy at heart—and their number
is but small—if they shall find themselves convinced by the
considerations following as well as by those above, to exert themselves to
preserve to the expression idea its original signification, and to take care
that it be not lost among those other expressions by which all sorts of
representations are loosely designated—that the interests of science may
not thereby suffer. We are in no want of words to denominate adequately every
mode of representation, without the necessity of encroaching upon terms which
are proper to others. The following is a graduated list of them. The genus is
representation in general (representatio). Under it stands representation with
consciousness (perceptio). A perception which relates solely to the subject as
a modification of its state, is a sensation (sensatio), an objective perception
is a cognition (cognitio). A cognition is either an intuition or a conception
(intuitus vel conceptus). The former has an immediate relation to the object
and is singular and individual; the latter has but a mediate relation, by means
of a characteristic mark which may be common to several things. A conception is
either empirical or pure. A pure conception, in so far as it has its origin in
the understanding alone, and is not the conception of a pure sensuous image, is
called notio. A conception formed from notions, which transcends the
possibility of experience, is an idea, or a conception of reason. To one who
has accustomed himself to these distinctions, it must be quite intolerable to
hear the representation of the colour red called an idea. It ought not even to
be called a notion or conception of understanding.
Section II. Of Transcendental Ideas
Transcendental analytic showed us how the mere logical form of our cognition
can contain the origin of pure conceptions à priori, conceptions which
represent objects antecedently to all experience, or rather, indicate the
synthetical unity which alone renders possible an empirical cognition of
objects. The form of judgements—converted into a conception of the
synthesis of intuitions—produced the categories which direct the
employment of the understanding in experience. This consideration warrants us
to expect that the form of syllogisms, when applied to synthetical unity of
intuitions, following the rule of the categories, will contain the origin of
particular à priori conceptions, which we may call pure conceptions of reason
or transcendental ideas, and which will determine the use of the understanding
in the totality of experience according to principles.
The function of reason in arguments consists in the universality of a cognition
according to conceptions, and the syllogism itself is a judgement which is
determined à priori in the whole extent of its condition. The proposition:
“Caius is mortal,” is one which may be obtained from experience by
the aid of the understanding alone; but my wish is to find a conception which
contains the condition under which the predicate of this judgement is
given—in this case, the conception of man—and after subsuming under
this condition, taken in its whole extent (all men are mortal), I determine
according to it the cognition of the object thought, and say: “Caius is
mortal.”
Hence, in the conclusion of a syllogism we restrict a predicate to a certain
object, after having thought it in the major in its whole extent under a
certain condition. This complete quantity of the extent in relation to such a
condition is called universality (universalitas). To this corresponds totality
(universitas) of conditions in the synthesis of intuitions. The transcendental
conception of reason is therefore nothing else than the conception of the
totality of the conditions of a given conditioned. Now as the unconditioned
alone renders possible totality of conditions, and, conversely, the totality of
conditions is itself always unconditioned; a pure rational conception in
general can be defined and explained by means of the conception of the
unconditioned, in so far as it contains a basis for the synthesis of the
conditioned.
To the number of modes of relation which the understanding cogitates by means
of the categories, the number of pure rational conceptions will correspond. We
must therefore seek for, first, an unconditioned of the categorical synthesis
in a subject; secondly, of the hypothetical synthesis of the members of a
series; thirdly, of the disjunctive synthesis of parts in a system.
There are exactly the same number of modes of syllogisms, each of which
proceeds through prosyllogisms to the unconditioned—one to the subject
which cannot be employed as predicate, another to the presupposition which
supposes nothing higher than itself, and the third to an aggregate of the
members of the complete division of a conception. Hence the pure rational
conceptions of totality in the synthesis of conditions have a necessary
foundation in the nature of human reason—at least as modes of elevating
the unity of the understanding to the unconditioned. They may have no valid
application, corresponding to their transcendental employment, in concreto, and
be thus of no greater utility than to direct the understanding how, while
extending them as widely as possible, to maintain its exercise and application
in perfect consistence and harmony.
But, while speaking here of the totality of conditions and of the unconditioned
as the common title of all conceptions of reason, we again light upon an
expression which we find it impossible to dispense with, and which
nevertheless, owing to the ambiguity attaching to it from long abuse, we cannot
employ with safety. The word absolute is one of the few words which, in its
original signification, was perfectly adequate to the conception it was
intended to convey—a conception which no other word in the same language
exactly suits, and the loss—or, which is the same thing, the incautious
and loose employment—of which must be followed by the loss of the
conception itself. And, as it is a conception which occupies much of the
attention of reason, its loss would be greatly to the detriment of all
transcendental philosophy. The word absolute is at present frequently used to
denote that something can be predicated of a thing considered in itself and
intrinsically. In this sense absolutely possible would signify that which is
possible in itself (interne)—which is, in fact, the least that one can
predicate of an object. On the other hand, it is sometimes employed to indicate
that a thing is valid in all respects—for example, absolute sovereignty.
Absolutely possible would in this sense signify that which is possible in all
relations and in every respect; and this is the most that can be predicated of
the possibility of a thing. Now these significations do in truth frequently
coincide. Thus, for example, that which is intrinsically impossible, is also
impossible in all relations, that is, absolutely impossible. But in most cases
they differ from each other toto caelo, and I can by no means conclude that,
because a thing is in itself possible, it is also possible in all relations,
and therefore absolutely. Nay, more, I shall in the sequel show that absolute
necessity does not by any means depend on internal necessity, and that,
therefore, it must not be considered as synonymous with it. Of an opposite
which is intrinsically impossible, we may affirm that it is in all respects
impossible, and that, consequently, the thing itself, of which this is the
opposite, is absolutely necessary; but I cannot reason conversely and say, the
opposite of that which is absolutely necessary is intrinsically impossible,
that is, that the absolute necessity of things is an internal necessity. For
this internal necessity is in certain cases a mere empty word with which the
least conception cannot be connected, while the conception of the necessity of
a thing in all relations possesses very peculiar determinations. Now as the
loss of a conception of great utility in speculative science cannot be a matter
of indifference to the philosopher, I trust that the proper determination and
careful preservation of the expression on which the conception depends will
likewise be not indifferent to him.
In this enlarged signification, then, shall I employ the word absolute, in
opposition to that which is valid only in some particular respect; for the
latter is restricted by conditions, the former is valid without any restriction
whatever.
Now the transcendental conception of reason has for its object nothing else
than absolute totality in the synthesis of conditions and does not rest
satisfied till it has attained to the absolutely, that is, in all respects and
relations, unconditioned. For pure reason leaves to the understanding
everything that immediately relates to the object of intuition or rather to
their synthesis in imagination. The former restricts itself to the absolute
totality in the employment of the conceptions of the understanding and aims at
carrying out the synthetical unity which is cogitated in the category, even to
the unconditioned. This unity may hence be called the rational unity of
phenomena, as the other, which the category expresses, may be termed the unity
of the understanding. Reason, therefore, has an immediate relation to the use
of the understanding, not indeed in so far as the latter contains the ground of
possible experience (for the conception of the absolute totality of conditions
is not a conception that can be employed in experience, because no experience
is unconditioned), but solely for the purpose of directing it to a certain
unity, of which the understanding has no conception, and the aim of which is to
collect into an absolute whole all acts of the understanding. Hence the
objective employment of the pure conceptions of reason is always transcendent,
while that of the pure conceptions of the understanding must, according to
their nature, be always immanent, inasmuch as they are limited to possible
experience.
I understand by idea a necessary conception of reason, to which no
corresponding object can be discovered in the world of sense. Accordingly, the
pure conceptions of reason at present under consideration are transcendental
ideas. They are conceptions of pure reason, for they regard all empirical
cognition as determined by means of an absolute totality of conditions. They
are not mere fictions, but natural and necessary products of reason, and have
hence a necessary relation to the whole sphere of the exercise of the
understanding. And, finally, they are transcendent, and overstep the limits of
all experiences, in which, consequently, no object can ever be presented that
would be perfectly adequate to a transcendental idea. When we use the word
idea, we say, as regards its object (an object of the pure understanding), a
great deal, but as regards its subject (that is, in respect of its reality
under conditions of experience), exceedingly little, because the idea, as the
conception of a maximum, can never be completely and adequately presented in
concreto. Now, as in the merely speculative employment of reason the latter is
properly the sole aim, and as in this case the approximation to a conception,
which is never attained in practice, is the same thing as if the conception
were non-existent—it is commonly said of the conception of this kind,
“it is only an idea.” So we might very well say, “the
absolute totality of all phenomena is only an idea,” for, as we never can
present an adequate representation of it, it remains for us a problem incapable
of solution. On the other hand, as in the practical use of the understanding we
have only to do with action and practice according to rules, an idea of pure
reason can always be given really in concreto, although only partially, nay, it
is the indispensable condition of all practical employment of reason. The
practice or execution of the idea is always limited and defective, but
nevertheless within indeterminable boundaries, consequently always under the
influence of the conception of an absolute perfection. And thus the practical
idea is always in the highest degree fruitful, and in relation to real actions
indispensably necessary. In the idea, pure reason possesses even causality and
the power of producing that which its conception contains. Hence we cannot say
of wisdom, in a disparaging way, “it is only an idea.” For, for the
very reason that it is the idea of the necessary unity of all possible aims, it
must be for all practical exertions and endeavours the primitive condition and
rule—a rule which, if not constitutive, is at least limitative.
Now, although we must say of the transcendental conceptions of reason,
“they are only ideas,” we must not, on this account, look upon them
as superfluous and nugatory. For, although no object can be determined by them,
they can be of great utility, unobserved and at the basis of the edifice of the
understanding, as the canon for its extended and self-consistent
exercise—a canon which, indeed, does not enable it to cognize more in an
object than it would cognize by the help of its own conceptions, but which
guides it more securely in its cognition. Not to mention that they perhaps
render possible a transition from our conceptions of nature and the non-ego to
the practical conceptions, and thus produce for even ethical ideas keeping, so
to speak, and connection with the speculative cognitions of reason. The
explication of all this must be looked for in the sequel.
But setting aside, in conformity with our original purpose, the consideration
of the practical ideas, we proceed to contemplate reason in its speculative use
alone, nay, in a still more restricted sphere, to wit, in the transcendental
use; and here must strike into the same path which we followed in our deduction
of the categories. That is to say, we shall consider the logical form of the
cognition of reason, that we may see whether reason may not be thereby a source
of conceptions which enables us to regard objects in themselves as determined
synthetically à priori, in relation to one or other of the functions of reason.
Reason, considered as the faculty of a certain logical form of cognition, is
the faculty of conclusion, that is, of mediate judgement—by means of the
subsumption of the condition of a possible judgement under the condition of a
given judgement. The given judgement is the general rule (major). The
subsumption of the condition of another possible judgement under the condition
of the rule is the minor. The actual judgement, which enounces the assertion of
the rule in the subsumed case, is the conclusion (conclusio). The rule
predicates something generally under a certain condition. The condition of the
rule is satisfied in some particular case. It follows that what was valid in
general under that condition must also be considered as valid in the particular
case which satisfies this condition. It is very plain that reason attains to a
cognition, by means of acts of the understanding which constitute a series of
conditions. When I arrive at the proposition, “All bodies are
changeable,” by beginning with the more remote cognition (in which the
conception of body does not appear, but which nevertheless contains the
condition of that conception), “All compound is changeable,” by
proceeding from this to a less remote cognition, which stands under the
condition of the former, “Bodies are compound,” and hence to a
third, which at length connects for me the remote cognition (changeable) with
the one before me, “Consequently, bodies are changeable”—I
have arrived at a cognition (conclusion) through a series of conditions
(premisses). Now every series, whose exponent (of the categorical or
hypothetical judgement) is given, can be continued; consequently the same
procedure of reason conducts us to the ratiocinatio polysyllogistica, which is
a series of syllogisms, that can be continued either on the side of the
conditions (per prosyllogismos) or of the conditioned (per episyllogismos) to
an indefinite extent.
But we very soon perceive that the chain or series of prosyllogisms, that is,
of deduced cognitions on the side of the grounds or conditions of a given
cognition, in other words, the ascending series of syllogisms must have a very
different relation to the faculty of reason from that of the descending series,
that is, the progressive procedure of reason on the side of the conditioned by
means of episyllogisms. For, as in the former case the cognition (conclusio) is
given only as conditioned, reason can attain to this cognition only under the
presupposition that all the members of the series on the side of the conditions
are given (totality in the series of premisses), because only under this
supposition is the judgement we may be considering possible à priori; while on
the side of the conditioned or the inferences, only an incomplete and becoming,
and not a presupposed or given series, consequently only a potential
progression, is cogitated. Hence, when a cognition is contemplated as
conditioned, reason is compelled to consider the series of conditions in an
ascending line as completed and given in their totality. But if the very same
condition is considered at the same time as the condition of other cognitions,
which together constitute a series of inferences or consequences in a
descending line, reason may preserve a perfect indifference, as to how far this
progression may extend a parte posteriori, and whether the totality of
this series is possible, because it stands in no need of such a series for the
purpose of arriving at the conclusion before it, inasmuch as this conclusion is
sufficiently guaranteed and determined on grounds a parte priori. It may be the
case, that upon the side of the conditions the series of premisses has a first
or highest condition, or it may not possess this, and so be a parte priori
unlimited; but it must, nevertheless, contain totality of conditions, even
admitting that we never could succeed in completely apprehending it; and the
whole series must be unconditionally true, if the conditioned, which is
considered as an inference resulting from it, is to be held as true. This is a
requirement of reason, which announces its cognition as determined à priori and
as necessary, either in itself—and in this case it needs no grounds to
rest upon—or, if it is deduced, as a member of a series of grounds, which
is itself unconditionally true.
Section III. System of Transcendental Ideas
We are not at present engaged with a logical dialectic, which makes complete
abstraction of the content of cognition and aims only at unveiling the illusory
appearance in the form of syllogisms. Our subject is transcendental dialectic,
which must contain, completely à priori, the origin of certain cognitions drawn
from pure reason, and the origin of certain deduced conceptions, the object of
which cannot be given empirically and which therefore lie beyond the sphere of
the faculty of understanding. We have observed, from the natural relation which
the transcendental use of our cognition, in syllogisms as well as in
judgements, must have to the logical, that there are three kinds of dialectical
arguments, corresponding to the three modes of conclusion, by which reason
attains to cognitions on principles; and that in all it is the business of
reason to ascend from the conditioned synthesis, beyond which the understanding
never proceeds, to the unconditioned which the understanding never can reach.
Now the most general relations which can exist in our representations are: 1st,
the relation to the subject; 2nd, the relation to objects, either as phenomena,
or as objects of thought in general. If we connect this subdivision with the
main division, all the relations of our representations, of which we can form
either a conception or an idea, are threefold: 1. The relation to the subject;
2. The relation to the manifold of the object as a phenomenon; 3. The relation
to all things in general.
Now all pure conceptions have to do in general with the synthetical unity of
representations; conceptions of pure reason (transcendental ideas), on the
other hand, with the unconditional synthetical unity of all conditions. It
follows that all transcendental ideas arrange themselves in three classes, the
first of which contains the absolute (unconditioned) unity of the thinking
subject, the second the absolute unity of the series of the conditions of a
phenomenon, the third the absolute unity of the condition of all objects of
thought in general.
The thinking subject is the object-matter of Psychology; the sum total of all
phenomena (the world) is the object-matter of Cosmology; and the thing which
contains the highest condition of the possibility of all that is cogitable (the
being of all beings) is the object-matter of all Theology. Thus pure reason
presents us with the idea of a transcendental doctrine of the soul (psychologia
rationalis), of a transcendental science of the world (cosmologia rationalis),
and finally of a transcendental doctrine of God (theologia transcendentalis).
Understanding cannot originate even the outline of any of these sciences, even
when connected with the highest logical use of reason, that is, all cogitable
syllogisms—for the purpose of proceeding from one object (phenomenon) to
all others, even to the utmost limits of the empirical synthesis. They are, on
the contrary, pure and genuine products, or problems, of pure reason.
What modi of the pure conceptions of reason these transcendental ideas are will
be fully exposed in the following chapter. They follow the guiding thread of
the categories. For pure reason never relates immediately to objects, but to
the conceptions of these contained in the understanding. In like manner, it
will be made manifest in the detailed explanation of these ideas—how
reason, merely through the synthetical use of the same function which it
employs in a categorical syllogism, necessarily attains to the conception of
the absolute unity of the thinking subject—how the logical procedure in
hypothetical ideas necessarily produces the idea of the absolutely
unconditioned in a series of given conditions, and finally—how the mere
form of the disjunctive syllogism involves the highest conception of a being of
all beings: a thought which at first sight seems in the highest degree
paradoxical.
An objective deduction, such as we were able to present in the case of the
categories, is impossible as regards these transcendental ideas. For they have,
in truth, no relation to any object, in experience, for the very reason that
they are only ideas. But a subjective deduction of them from the nature of our
reason is possible, and has been given in the present chapter.
It is easy to perceive that the sole aim of pure reason is the absolute
totality of the synthesis on the side of the conditions, and that it does not
concern itself with the absolute completeness on the Part of the conditioned.
For of the former alone does she stand in need, in order to preposit the whole
series of conditions, and thus present them to the understanding à priori. But
if we once have a completely (and unconditionally) given condition, there is no
further necessity, in proceeding with the series, for a conception of reason;
for the understanding takes of itself every step downward, from the condition
to the conditioned. Thus the transcendental ideas are available only for
ascending in the series of conditions, till we reach the unconditioned, that
is, principles. As regards descending to the conditioned, on the other hand, we
find that there is a widely extensive logical use which reason makes of the
laws of the understanding, but that a transcendental use thereof is impossible;
and that when we form an idea of the absolute totality of such a synthesis, for
example, of the whole series of all future changes in the world, this idea is a
mere ens rationis, an arbitrary fiction of thought, and not a necessary
presupposition of reason. For the possibility of the conditioned presupposes
the totality of its conditions, but not of its consequences. Consequently, this
conception is not a transcendental idea—and it is with these alone that
we are at present occupied.
Finally, it is obvious that there exists among the transcendental ideas a
certain connection and unity, and that pure reason, by means of them, collects
all its cognitions into one system. From the cognition of self to the cognition
of the world, and through these to the supreme being, the progression is so
natural, that it seems to resemble the logical march of reason from the
premisses to the conclusion.[42] Now whether there lies unobserved at
the foundation of these ideas an analogy of the same kind as exists between the
logical and transcendental procedure of reason, is another of those questions,
the answer to which we must not expect till we arrive at a more advanced stage
in our inquiries. In this cursory and preliminary view, we have, meanwhile,
reached our aim. For we have dispelled the ambiguity which attached to the
transcendental conceptions of reason, from their being commonly mixed up with
other conceptions in the systems of philosophers, and not properly
distinguished from the conceptions of the understanding; we have exposed their
origin and, thereby, at the same time their determinate number, and presented
them in a systematic connection, and have thus marked out and enclosed a
definite sphere for pure reason.
[42]
The science of Metaphysics has for the proper object of its inquiries only
three grand ideas: GOD, FREEDOM, and IMMORTALITY, and it aims at showing, that
the second conception, conjoined with the first, must lead to the third, as a
necessary conclusion. All the other subjects with which it occupies itself, are
merely means for the attainment and realization of these ideas. It does not
require these ideas for the construction of a science of nature, but, on the
contrary, for the purpose of passing beyond the sphere of nature. A complete
insight into and comprehension of them would render Theology, Ethics, and,
through the conjunction of both, Religion, solely dependent on the speculative
faculty of reason. In a systematic representation of these ideas the
above-mentioned arrangement—the synthetical one—would be the most
suitable; but in the investigation which must necessarily precede it, the
analytical, which reverses this arrangement, would be better adapted to our
purpose, as in it we should proceed from that which experience immediately
presents to us—psychology, to cosmology, and thence to theology.
TRANSCENDENTAL DIALECTIC—BOOK II—OF THE
DIALECTICAL PROCEDURE OF PURE REASON
It may be said that the object of a merely transcendental idea is something of
which we have no conception, although the idea may be a necessary product of
reason according to its original laws. For, in fact, a conception of an object
that is adequate to the idea given by reason, is impossible. For such an object
must be capable of being presented and intuited in a Possible experience. But
we should express our meaning better, and with less risk of being
misunderstood, if we said that we can have no knowledge of an object, which
perfectly corresponds to an idea, although we may possess a problematical
conception thereof.
Now the transcendental (subjective) reality at least of the pure conceptions of
reason rests upon the fact that we are led to such ideas by a necessary
procedure of reason. There must therefore be syllogisms which contain no
empirical premisses, and by means of which we conclude from something that we
do know, to something of which we do not even possess a conception, to which
we, nevertheless, by an unavoidable illusion, ascribe objective reality. Such
arguments are, as regards their result, rather to be termed sophisms than
syllogisms, although indeed, as regards their origin, they are very well
entitled to the latter name, inasmuch as they are not fictions or accidental
products of reason, but are necessitated by its very nature. They are sophisms,
not of men, but of pure reason herself, from which the Wisest cannot free
himself. After long labour he may be able to guard against the error, but he
can never be thoroughly rid of the illusion which continually mocks and
misleads him.
Of these dialectical arguments there are three kinds, corresponding to the
number of the ideas which their conclusions present. In the argument or
syllogism of the first class, I conclude, from the transcendental conception of
the subject contains no manifold, the absolute unity of the subject itself, of
which I cannot in this manner attain to a conception. This dialectical argument
I shall call the transcendental paralogism. The second class of sophistical
arguments is occupied with the transcendental conception of the absolute
totality of the series of conditions for a given phenomenon, and I conclude,
from the fact that I have always a self-contradictory conception of the
unconditioned synthetical unity of the series upon one side, the truth of the
opposite unity, of which I have nevertheless no conception. The condition of
reason in these dialectical arguments, I shall term the antinomy of pure
reason. Finally, according to the third kind of sophistical argument, I
conclude, from the totality of the conditions of thinking objects in general,
in so far as they can be given, the absolute synthetical unity of all
conditions of the possibility of things in general; that is, from things which
I do not know in their mere transcendental conception, I conclude a being of
all beings which I know still less by means of a transcendental conception, and
of whose unconditioned necessity I can form no conception whatever. This
dialectical argument I shall call the ideal of pure reason.
Chapter I. Of the Paralogisms of Pure Reason
The logical paralogism consists in the falsity of an argument in respect of its
form, be the content what it may. But a transcendental paralogism has a
transcendental foundation, and concludes falsely, while the form is correct and
unexceptionable. In this manner the paralogism has its foundation in the nature
of human reason, and is the parent of an unavoidable, though not insoluble,
mental illusion.
We now come to a conception which was not inserted in the general list of
transcendental conceptions, and yet must be reckoned with them, but at the same
time without in the least altering, or indicating a deficiency in that table.
This is the conception, or, if the term is preferred, the judgement, “I
think.” But it is readily perceived that this thought is as it were the
vehicle of all conceptions in general, and consequently of transcendental
conceptions also, and that it is therefore regarded as a transcendental
conception, although it can have no peculiar claim to be so ranked, inasmuch as
its only use is to indicate that all thought is accompanied by consciousness.
At the same time, pure as this conception is from empirical content
(impressions of the senses), it enables us to distinguish two different kinds
of objects. “I,” as thinking, am an object of the internal sense,
and am called soul. That which is an object of the external senses is called
body. Thus the expression, “I,” as a thinking being, designates the
object-matter of psychology, which may be called “the rational doctrine
of the soul,” inasmuch as in this science I desire to know nothing of the
soul but what, independently of all experience (which determines me in
concreto), may be concluded from this conception “I,” in so far as
it appears in all thought.
Now, the rational doctrine of the soul is really an undertaking of this kind.
For if the smallest empirical element of thought, if any particular perception
of my internal state, were to be introduced among the grounds of cognition of
this science, it would not be a rational, but an empirical doctrine of the
soul. We have thus before us a pretended science, raised upon the single
proposition, “I think,” whose foundation or want of foundation we
may very properly, and agreeably with the nature of a transcendental
philosophy, here examine. It ought not to be objected that in this proposition,
which expresses the perception of one’s self, an internal experience is
asserted, and that consequently the rational doctrine of the soul which is
founded upon it, is not pure, but partly founded upon an empirical principle.
For this internal perception is nothing more than the mere apperception,
“I think,” which in fact renders all transcendental conceptions
possible, in which we say, “I think substance, cause, etc.” For
internal experience in general and its possibility, or perception in general,
and its relation to other perceptions, unless some particular distinction or
determination thereof is empirically given, cannot be regarded as empirical
cognition, but as cognition of the empirical, and belongs to the investigation
of the possibility of every experience, which is certainly transcendental. The
smallest object of experience (for example, only pleasure or pain), that should
be included in the general representation of self-consciousness, would
immediately change the rational into an empirical psychology.
“I think” is therefore the only text of rational psychology, from
which it must develop its whole system. It is manifest that this thought, when
applied to an object (myself), can contain nothing but transcendental
predicates thereof; because the least empirical predicate would destroy the
purity of the science and its independence of all experience.
But we shall have to follow here the guidance of the categories—only, as
in the present case a thing, “I,” as thinking being, is at first
given, we shall—not indeed change the order of the categories as it
stands in the table—but begin at the category of substance, by which at
the a thing in itself is represented and proceeds backwards through the series.
The topic of the rational doctrine of the soul, from which everything else it
may contain must be deduced, is accordingly as follows:
[43]
The reader, who may not so easily perceive the psychological sense of these
expressions, taken here in their transcendental abstraction, and cannot guess
why the latter attribute of the soul belongs to the category of existence, will
find the expressions sufficiently explained and justified in the sequel. I
have, moreover, to apologize for the Latin terms which have been employed,
instead of their German synonyms, contrary to the rules of correct writing. But
I judged it better to sacrifice elegance to perspicuity.
From these elements originate all the conceptions of pure psychology, by
combination alone, without the aid of any other principle. This substance,
merely as an object of the internal sense, gives the conception of
Immateriality; as simple substance, that of Incorruptibility; its identity, as
intellectual substance, gives the conception of Personality; all these three
together, Spirituality. Its relation to objects in space gives us the
conception of connection (commercium) with bodies. Thus it represents thinking
substance as the principle of life in matter, that is, as a soul (anima), and
as the ground of Animality; and this, limited and determined by the conception
of spirituality, gives us that of Immortality.
Now to these conceptions relate four paralogisms of a transcendental
psychology, which is falsely held to be a science of pure reason, touching the
nature of our thinking being. We can, however, lay at the foundation of this
science nothing but the simple and in itself perfectly contentless
representation “i” which cannot even be called a conception, but
merely a consciousness which accompanies all conceptions. By this
“I,” or “He,” or “It,” who or which thinks,
nothing more is represented than a transcendental subject of thought = x, which
is cognized only by means of the thoughts that are its predicates, and of
which, apart from these, we cannot form the least conception. Hence in a
perpetual circle, inasmuch as we must always employ it, in order to frame any
judgement respecting it. And this inconvenience we find it impossible to rid
ourselves of, because consciousness in itself is not so much a representation
distinguishing a particular object, as a form of representation in general, in
so far as it may be termed cognition; for in and by cognition alone do I think
anything.
It must, however, appear extraordinary at first sight that the condition under
which I think, and which is consequently a property of my subject, should be
held to be likewise valid for every existence which thinks, and that we can
presume to base upon a seemingly empirical proposition a judgement which is
apodeictic and universal, to wit, that everything which thinks is constituted
as the voice of my consciousness declares it to be, that is, as a
self-conscious being. The cause of this belief is to be found in the fact that
we necessarily attribute to things à priori all the properties which constitute
conditions under which alone we can cogitate them. Now I cannot obtain the
least representation of a thinking being by means of external experience, but
solely through self-consciousness. Such objects are consequently nothing more
than the transference of this consciousness of mine to other things which can
only thus be represented as thinking beings. The proposition, “I
think,” is, in the present case, understood in a problematical sense, not
in so far as it contains a perception of an existence (like the Cartesian
“Cogito, ergo sum”), but in regard to its mere
possibility—for the purpose of discovering what properties may be
inferred from so simple a proposition and predicated of the subject of it.
If at the foundation of our pure rational cognition of thinking beings there
lay more than the mere Cogito—if we could likewise call in aid
observations on the play of our thoughts, and the thence derived natural laws
of the thinking self, there would arise an empirical psychology which would be
a kind of physiology of the internal sense and might possibly be capable of
explaining the phenomena of that sense. But it could never be available for
discovering those properties which do not belong to possible experience (such
as the quality of simplicity), nor could it make any apodeictic enunciation on
the nature of thinking beings: it would therefore not be a rational psychology.
Now, as the proposition “I think” (in the problematical sense)
contains the form of every judgement in general and is the constant
accompaniment of all the categories, it is manifest that conclusions are drawn
from it only by a transcendental employment of the understanding. This use of
the understanding excludes all empirical elements; and we cannot, as has been
shown above, have any favourable conception beforehand of its procedure. We
shall therefore follow with a critical eye this proposition through all the
predicaments of pure psychology; but we shall, for brevity’s sake, allow
this examination to proceed in an uninterrupted connection.
Before entering on this task, however, the following general remark may help to
quicken our attention to this mode of argument. It is not merely through my
thinking that I cognize an object, but only through my determining a given
intuition in relation to the unity of consciousness in which all thinking
consists. It follows that I cognize myself, not through my being conscious of
myself as thinking, but only when I am conscious of the intuition of myself as
determined in relation to the function of thought. All the modi of
self-consciousness in thought are hence not conceptions of objects (conceptions
of the understanding—categories); they are mere logical functions, which
do not present to thought an object to be cognized, and cannot therefore
present my Self as an object. Not the consciousness of the determining, but
only that of the determinable self, that is, of my internal intuition (in so
far as the manifold contained in it can be connected conformably with the
general condition of the unity of apperception in thought), is the object.
1. In all judgements I am the determining subject of that relation which
constitutes a judgement. But that the I which thinks, must be considered as in
thought always a subject, and as a thing which cannot be a predicate to
thought, is an apodeictic and identical proposition. But this proposition does
not signify that I, as an object, am, for myself, a self-subsistent being or
substance. This latter statement—an ambitious one—requires to be
supported by data which are not to be discovered in thought; and are perhaps
(in so far as I consider the thinking self merely as such) not to be discovered
in the thinking self at all.
2. That the I or Ego of apperception, and consequently in all thought, is
singular or simple, and cannot be resolved into a plurality of subjects, and
therefore indicates a logically simple subject—this is self-evident from
the very conception of an Ego, and is consequently an analytical proposition.
But this is not tantamount to declaring that the thinking Ego is a simple
substance—for this would be a synthetical proposition. The conception of
substance always relates to intuitions, which with me cannot be other than
sensuous, and which consequently lie completely out of the sphere of the
understanding and its thought: but to this sphere belongs the affirmation that
the Ego is simple in thought. It would indeed be surprising, if the conception
of “substance,” which in other cases requires so much labour to
distinguish from the other elements presented by intuition—so much
trouble, too, to discover whether it can be simple (as in the case of the parts
of matter)—should be presented immediately to me, as if by revelation, in
the poorest mental representation of all.
3. The proposition of the identity of my Self amidst all the manifold
representations of which I am conscious, is likewise a proposition lying in the
conceptions themselves, and is consequently analytical. But this identity of
the subject, of which I am conscious in all its representations, does not
relate to or concern the intuition of the subject, by which it is given as an
object. This proposition cannot therefore enounce the identity of the person,
by which is understood the consciousness of the identity of its own substance
as a thinking being in all change and variation of circumstances. To prove
this, we should require not a mere analysis of the proposition, but synthetical
judgements based upon a given intuition.
4. I distinguish my own existence, as that of a thinking being, from that of
other things external to me—among which my body also is reckoned. This is
also an analytical proposition, for other things are exactly those which I
think as different or distinguished from myself. But whether this consciousness
of myself is possible without things external to me; and whether therefore I
can exist merely as a thinking being (without being man)—cannot be known
or inferred from this proposition.
Thus we have gained nothing as regards the cognition of myself as object, by
the analysis of the consciousness of my Self in thought. The logical exposition
of thought in general is mistaken for a metaphysical determination of the
object.
Our Critique would be an investigation utterly superfluous, if there existed a
possibility of proving à priori, that all thinking beings are in themselves
simple substances, as such, therefore, possess the inseparable attribute of
personality, and are conscious of their existence apart from and unconnected
with matter. For we should thus have taken a step beyond the world of sense,
and have penetrated into the sphere of noumena; and in this case the right
could not be denied us of extending our knowledge in this sphere, of
establishing ourselves, and, under a favouring star, appropriating to ourselves
possessions in it. For the proposition: “Every thinking being, as such,
is simple substance,” is an à priori synthetical proposition; because in
the first place it goes beyond the conception which is the subject of it, and
adds to the mere notion of a thinking being the mode of its existence, and in
the second place annexes a predicate (that of simplicity) to the latter
conception—a predicate which it could not have discovered in the sphere
of experience. It would follow that à priori synthetical propositions are
possible and legitimate, not only, as we have maintained, in relation to
objects of possible experience, and as principles of the possibility of this
experience itself, but are applicable to things in themselves—an
inference which makes an end of the whole of this Critique, and obliges us to
fall back on the old mode of metaphysical procedure. But indeed the danger is
not so great, if we look a little closer into the question.
There lurks in the procedure of rational Psychology a paralogism, which is
represented in the following syllogism:
That which cannot be cogitated otherwise than as subject, does not exist
otherwise than as subject, and is therefore substance.
A thinking being, considered merely as such, cannot be cogitated otherwise than
as subject.
Therefore it exists also as such, that is, as substance.
In the major we speak of a being that can be cogitated generally and in every
relation, consequently as it may be given in intuition. But in the minor we
speak of the same being only in so far as it regards itself as subject,
relatively to thought and the unity of consciousness, but not in relation to
intuition, by which it is presented as an object to thought. Thus the
conclusion is here arrived at by a Sophisma figurae dictionis.[44]
[44]
Thought is taken in the two premisses in two totally different senses. In the
major it is considered as relating and applying to objects in general,
consequently to objects of intuition also. In the minor, we understand it as
relating merely to self-consciousness. In this sense, we do not cogitate an
object, but merely the relation to the self-consciousness of the subject, as
the form of thought. In the former premiss we speak of things which cannot be
cogitated otherwise than as subjects. In the second, we do not speak of things,
but of thought (all objects being abstracted), in which the Ego is always the
subject of consciousness. Hence the conclusion cannot be, “I cannot exist
otherwise than as subject”; but only “I can, in cogitating my
existence, employ my Ego only as the subject of the judgement.” But this
is an identical proposition, and throws no light on the mode of my existence.
That this famous argument is a mere paralogism, will be plain to any one who
will consider the general remark which precedes our exposition of the
principles of the pure understanding, and the section on noumena. For it was
there proved that the conception of a thing, which can exist per se—only
as a subject and never as a predicate, possesses no objective reality; that is
to say, we can never know whether there exists any object to correspond to the
conception; consequently, the conception is nothing more than a conception, and
from it we derive no proper knowledge. If this conception is to indicate by the
term substance, an object that can be given, if it is to become a cognition, we
must have at the foundation of the cognition a permanent intuition, as the
indispensable condition of its objective reality. For through intuition alone
can an object be given. But in internal intuition there is nothing permanent,
for the Ego is but the consciousness of my thought. If then, we appeal merely
to thought, we cannot discover the necessary condition of the application of
the conception of substance—that is, of a subject existing per
se—to the subject as a thinking being. And thus the conception of the
simple nature of substance, which is connected with the objective reality of
this conception, is shown to be also invalid, and to be, in fact, nothing more
than the logical qualitative unity of self-consciousness in thought; whilst we
remain perfectly ignorant whether the subject is composite or not.
Refutation of the Argument of Mendelssohn for the Substantiality or Permanence
of the Soul.
This acute philosopher easily perceived the insufficiency of the common
argument which attempts to prove that the soul—it being granted that it
is a simple being—cannot perish by dissolution or decomposition; he saw
it is not impossible for it to cease to be by extinction, or disappearance. He
endeavoured to prove in his Phaedo, that the soul cannot be annihilated, by
showing that a simple being cannot cease to exist. Inasmuch as, he said, a
simple existence cannot diminish, nor gradually lose portions of its being, and
thus be by degrees reduced to nothing (for it possesses no parts, and therefore
no multiplicity), between the moment in which it is, and the moment in which it
is not, no time can be discovered—which is impossible. But this
philosopher did not consider that, granting the soul to possess this simple
nature, which contains no parts external to each other and consequently no
extensive quantity, we cannot refuse to it any less than to any other being,
intensive quantity, that is, a degree of reality in regard to all its
faculties, nay, to all that constitutes its existence. But this degree of
reality can become less and less through an infinite series of smaller degrees.
It follows, therefore, that this supposed substance—this thing, the
permanence of which is not assured in any other way, may, if not by
decomposition, by gradual loss (remissio) of its powers (consequently by
elanguescence, if I may employ this expression), be changed into nothing. For
consciousness itself has always a degree, which may be lessened.[45] Consequently the faculty of being
conscious may be diminished; and so with all other faculties. The permanence of
the soul, therefore, as an object of the internal sense, remains
undemonstrated, nay, even indemonstrable. Its permanence in life is evident,
per se, inasmuch as the thinking being (as man) is to itself, at the same time,
an object of the external senses. But this does not authorize the rational
psychologist to affirm, from mere conceptions, its permanence beyond life.[46]
[45]
Clearness is not, as logicians maintain, the consciousness of a representation.
For a certain degree of consciousness, which may not, however, be sufficient
for recollection, is to be met with in many dim representations. For without
any consciousness at all, we should not be able to recognize any difference in
the obscure representations we connect; as we really can do with many
conceptions, such as those of right and justice, and those of the musician, who
strikes at once several notes in improvising a piece of music. But a
representation is clear, in which our consciousness is sufficient for the
consciousness of the difference of this representation from others. If we are
only conscious that there is a difference, but are not conscious of the
difference—that is, what the difference is—the representation must
be termed obscure. There is, consequently, an infinite series of degrees of
consciousness down to its entire disappearance.
[46]
There are some who think they have done enough to establish a new possibility
in the mode of the existence of souls, when they have shown that there is no
contradiction in their hypotheses on this subject. Such are those who affirm
the possibility of thought—of which they have no other knowledge than
what they derive from its use in connecting empirical intuitions presented in
this our human life—after this life has ceased. But it is very easy to
embarrass them by the introduction of counter-possibilities, which rest upon
quite as good a foundation. Such, for example, is the possibility of the
division of a simple substance into several substances; and conversely, of the
coalition of several into one simple substance. For, although divisibility
presupposes composition, it does not necessarily require a composition of
substances, but only of the degrees (of the several faculties) of one and the
same substance. Now we can cogitate all the powers and faculties of the
soul—even that of consciousness—as diminished by one half, the
substance still remaining. In the same way we can represent to ourselves
without contradiction, this obliterated half as preserved, not in the soul, but
without it; and we can believe that, as in this case every thing that is real
in the soul, and has a degree—consequently its entire existence—has
been halved, a particular substance would arise out of the soul. For the
multiplicity, which has been divided, formerly existed, but not as a
multiplicity of substances, but of every reality as the quantum of existence in
it; and the unity of substance was merely a mode of existence, which by this
division alone has been transformed into a plurality of subsistence. In the
same manner several simple substances might coalesce into one, without anything
being lost except the plurality of subsistence, inasmuch as the one substance
would contain the degree of reality of all the former substances. Perhaps,
indeed, the simple substances, which appear under the form of matter, might
(not indeed by a mechanical or chemical influence upon each other, but by an
unknown influence, of which the former would be but the phenomenal appearance),
by means of such a dynamical division of the parent-souls, as intensive
quantities, produce other souls, while the former repaired the loss thus
sustained with new matter of the same sort. I am far from allowing any value to
such chimeras; and the principles of our analytic have clearly proved that no
other than an empirical use of the categories—that of substance, for
example—is possible. But if the rationalist is bold enough to construct,
on the mere authority of the faculty of thought—without any intuition,
whereby an object is given—a self-subsistent being, merely because the
unity of apperception in thought cannot allow him to believe it a composite
being, instead of declaring, as he ought to do, that he is unable to explain
the possibility of a thinking nature; what ought to hinder the materialist,
with as complete an independence of experience, to employ the principle of the
rationalist in a directly opposite manner—still preserving the formal
unity required by his opponent?
If, now, we take the above propositions—as they must be accepted as valid
for all thinking beings in the system of rational psychology—in
synthetical connection, and proceed, from the category of relation, with the
proposition: “All thinking beings are, as such, substances,”
backwards through the series, till the circle is completed; we come at last to
their existence, of which, in this system of rational psychology, substances
are held to be conscious, independently of external things; nay, it is asserted
that, in relation to the permanence which is a necessary characteristic of
substance, they can of themselves determine external things. It follows that
idealism—at least problematical idealism, is perfectly unavoidable in
this rationalistic system. And, if the existence of outward things is not held
to be requisite to the determination of the existence of a substance in time,
the existence of these outward things at all, is a gratuitous assumption which
remains without the possibility of a proof.
But if we proceed analytically—the “I think” as a proposition
containing in itself an existence as given, consequently modality being the
principle—and dissect this proposition, in order to ascertain its
content, and discover whether and how this Ego determines its existence in time
and space without the aid of anything external; the propositions of
rationalistic psychology would not begin with the conception of a thinking
being, but with a reality, and the properties of a thinking being in general
would be deduced from the mode in which this reality is cogitated, after
everything empirical had been abstracted; as is shown in the following table:
Now, inasmuch as it is not determined in this second proposition, whether I can
exist and be cogitated only as subject, and not also as a predicate of another
being, the conception of a subject is here taken in a merely logical sense; and
it remains undetermined, whether substance is to be cogitated under the
conception or not. But in the third proposition, the absolute unity of
apperception—the simple Ego in the representation to which all connection
and separation, which constitute thought, relate, is of itself important; even
although it presents us with no information about the constitution or
subsistence of the subject. Apperception is something real, and the simplicity
of its nature is given in the very fact of its possibility. Now in space there
is nothing real that is at the same time simple; for points, which are the only
simple things in space, are merely limits, but not constituent parts of space.
From this follows the impossibility of a definition on the basis of materialism
of the constitution of my Ego as a merely thinking subject. But, because my
existence is considered in the first proposition as given, for it does not
mean, “Every thinking being exists” (for this would be predicating
of them absolute necessity), but only, “I exist thinking”; the
proposition is quite empirical, and contains the determinability of my
existence merely in relation to my representations in time. But as I require
for this purpose something that is permanent, such as is not given in internal
intuition; the mode of my existence, whether as substance or as accident,
cannot be determined by means of this simple self-consciousness. Thus, if
materialism is inadequate to explain the mode in which I exist, spiritualism is
likewise as insufficient; and the conclusion is that we are utterly unable to
attain to any knowledge of the constitution of the soul, in so far as relates
to the possibility of its existence apart from external objects.
And, indeed, how should it be possible, merely by the aid of the unity of
consciousness—which we cognize only for the reason that it is
indispensable to the possibility of experience—to pass the bounds of
experience (our existence in this life); and to extend our cognition to the
nature of all thinking beings by means of the empirical—but in relation
to every sort of intuition, perfectly undetermined—proposition, “I
think”?
There does not then exist any rational psychology as a doctrine furnishing any
addition to our knowledge of ourselves. It is nothing more than a discipline,
which sets impassable limits to speculative reason in this region of thought,
to prevent it, on the one hand, from throwing itself into the arms of a
soulless materialism, and, on the other, from losing itself in the mazes of a
baseless spiritualism. It teaches us to consider this refusal of our reason to
give any satisfactory answer to questions which reach beyond the limits of this
our human life, as a hint to abandon fruitless speculation; and to direct, to a
practical use, our knowledge of ourselves—which, although applicable only
to objects of experience, receives its principles from a higher source, and
regulates its procedure as if our destiny reached far beyond the boundaries of
experience and life.
From all this it is evident that rational psychology has its origin in a mere
misunderstanding. The unity of consciousness, which lies at the basis of the
categories, is considered to be an intuition of the subject as an object; and
the category of substance is applied to the intuition. But this unity is
nothing more than the unity in thought, by which no object is given; to which
therefore the category of substance—which always presupposes a given
intuition—cannot be applied. Consequently, the subject cannot be
cognized. The subject of the categories cannot, therefore, for the very reason
that it cogitates these, frame any conception of itself as an object of the
categories; for, to cogitate these, it must lay at the foundation its own pure
self-consciousness—the very thing that it wishes to explain and describe.
In like manner, the subject, in which the representation of time has its basis,
cannot determine, for this very reason, its own existence in time. Now, if the
latter is impossible, the former, as an attempt to determine itself by means of
the categories as a thinking being in general, is no less so.[47]
[47]
The “I think” is, as has been already stated, an empirical
proposition, and contains the proposition, “I exist.” But I cannot
say, “Everything, which thinks, exists”; for in this case the
property of thought would constitute all beings possessing it, necessary
beings. Hence my existence cannot be considered as an inference from the
proposition, “I think,” as Descartes maintained—because in
this case the major premiss, “Everything, which thinks, exists,”
must precede—but the two propositions are identical. The proposition,
“I think,” expresses an undetermined empirical intuition, that
perception (proving consequently that sensation, which must belong to
sensibility, lies at the foundation of this proposition); but it precedes
experience, whose province it is to determine an object of perception by means
of the categories in relation to time; and existence in this proposition is not
a category, as it does not apply to an undetermined given object, but only to
one of which we have a conception, and about which we wish to know whether it
does or does not exist, out of, and apart from this conception. An undetermined
perception signifies here merely something real that has been given, only,
however, to thought in general—but not as a phenomenon, nor as a thing in
itself (noumenon), but only as something that really exists, and is designated
as such in the proposition, “I think.” For it must be remarked
that, when I call the proposition, “I think,” an empirical
proposition, I do not thereby mean that the Ego in the proposition is an
empirical representation; on the contrary, it is purely intellectual, because
it belongs to thought in general. But without some empirical representation,
which presents to the mind material for thought, the mental act, “I
think,” would not take place; and the empirical is only the condition of
the application or employment of the pure intellectual faculty.
Thus, then, appears the vanity of the hope of establishing a cognition which is
to extend its rule beyond the limits of experience—a cognition which is
one of the highest interests of humanity; and thus is proved the futility of
the attempt of speculative philosophy in this region of thought. But, in this
interest of thought, the severity of criticism has rendered to reason a not
unimportant service, by the demonstration of the impossibility of making any
dogmatical affirmation concerning an object of experience beyond the boundaries
of experience. She has thus fortified reason against all affirmations of the
contrary. Now, this can be accomplished in only two ways. Either our
proposition must be proved apodeictically; or, if this is unsuccessful, the
sources of this inability must be sought for, and, if these are discovered to
exist in the natural and necessary limitation of our reason, our opponents must
submit to the same law of renunciation and refrain from advancing claims to
dogmatic assertion.
But the right, say rather the necessity to admit a future life, upon principles
of the practical conjoined with the speculative use of reason, has lost nothing
by this renunciation; for the merely speculative proof has never had any
influence upon the common reason of men. It stands upon the point of a hair, so
that even the schools have been able to preserve it from falling only by
incessantly discussing it and spinning it like a top; and even in their eyes it
has never been able to present any safe foundation for the erection of a
theory. The proofs which have been current among men, preserve their value
undiminished; nay, rather gain in clearness and unsophisticated power, by the
rejection of the dogmatical assumptions of speculative reason. For reason is
thus confined within her own peculiar province—the arrangement of ends or
aims, which is at the same time the arrangement of nature; and, as a practical
faculty, without limiting itself to the latter, it is justified in extending
the former, and with it our own existence, beyond the boundaries of experience
and life. If we turn our attention to the analogy of the nature of living
beings in this world, in the consideration of which reason is obliged to accept
as a principle that no organ, no faculty, no appetite is useless, and that
nothing is superfluous, nothing disproportionate to its use, nothing unsuited
to its end; but that, on the contrary, everything is perfectly conformed to its
destination in life—we shall find that man, who alone is the final end
and aim of this order, is still the only animal that seems to be excepted from
it. For his natural gifts—not merely as regards the talents and motives
that may incite him to employ them, but especially the moral law in
him—stretch so far beyond all mere earthly utility and advantage, that he
feels himself bound to prize the mere consciousness of probity, apart from all
advantageous consequences—even the shadowy gift of posthumous
fame—above everything; and he is conscious of an inward call to
constitute himself, by his conduct in this world—without regard to mere
sublunary interests—the citizen of a better. This mighty, irresistible
proof—accompanied by an ever-increasing knowledge of the conformability
to a purpose in everything we see around us, by the conviction of the boundless
immensity of creation, by the consciousness of a certain illimitableness in the
possible extension of our knowledge, and by a desire commensurate
therewith—remains to humanity, even after the theoretical cognition of
ourselves has failed to establish the necessity of an existence after
death.
Conclusion of the Solution of the Psychological Paralogism.
The dialectical illusion in rational psychology arises from our confounding an
idea of reason (of a pure intelligence) with the conception—in every
respect undetermined—of a thinking being in general. I cogitate myself in
behalf of a possible experience, at the same time making abstraction of all
actual experience; and infer therefrom that I can be conscious of myself apart
from experience and its empirical conditions. I consequently confound the
possible abstraction of my empirically determined existence with the supposed
consciousness of a possible separate existence of my thinking self; and I
believe that I cognize what is substantial in myself as a transcendental
subject, when I have nothing more in thought than the unity of consciousness,
which lies at the basis of all determination of cognition.
The task of explaining the community of the soul with the body does not
properly belong to the psychology of which we are here speaking; because it
proposes to prove the personality of the soul apart from this communion (after
death), and is therefore transcendent in the proper sense of the word, although
occupying itself with an object of experience—only in so far, however, as
it ceases to be an object of experience. But a sufficient answer may be found
to the question in our system. The difficulty which lies in the execution of
this task consists, as is well known, in the presupposed heterogeneity of the
object of the internal sense (the soul) and the objects of the external senses;
inasmuch as the formal condition of the intuition of the one is time, and of
that of the other space also. But if we consider that both kinds of objects do
not differ internally, but only in so far as the one appears externally to the
other—consequently, that what lies at the basis of phenomena, as a thing
in itself, may not be heterogeneous; this difficulty disappears. There then
remains no other difficulty than is to be found in the question—how a
community of substances is possible; a question which lies out of the region of
psychology, and which the reader, after what in our analytic has been said of
primitive forces and faculties, will easily judge to be also beyond the region
of human cognition.
GENERAL REMARK
On the Transition from Rational Psychology to Cosmology.
The proposition, “I think,” or, “I exist thinking,” is
an empirical proposition. But such a proposition must be based on empirical
intuition, and the object cogitated as a phenomenon; and thus our theory
appears to maintain that the soul, even in thought, is merely a phenomenon; and
in this way our consciousness itself, in fact, abuts upon nothing.
Thought, per se, is merely the purely spontaneous logical function which
operates to connect the manifold of a possible intuition; and it does not
represent the subject of consciousness as a phenomenon—for this reason
alone, that it pays no attention to the question whether the mode of intuiting
it is sensuous or intellectual. I therefore do not represent myself in thought
either as I am, or as I appear to myself; I merely cogitate myself as an object
in general, of the mode of intuiting which I make abstraction. When I represent
myself as the subject of thought, or as the ground of thought, these modes of
representation are not related to the categories of substance or of cause; for
these are functions of thought applicable only to our sensuous intuition. The
application of these categories to the Ego would, however, be necessary, if I
wished to make myself an object of knowledge. But I wish to be conscious of
myself only as thinking; in what mode my Self is given in intuition, I do not
consider, and it may be that I, who think, am a phenomenon—although not
in so far as I am a thinking being; but in the consciousness of myself in mere
thought I am a being, though this consciousness does not present to me any
property of this being as material for thought.
But the proposition, “I think,” in so far as it declares, “I
exist thinking,” is not the mere representation of a logical function. It
determines the subject (which is in this case an object also) in relation to
existence; and it cannot be given without the aid of the internal sense, whose
intuition presents to us an object, not as a thing in itself, but always as a
phenomenon. In this proposition there is therefore something more to be found
than the mere spontaneity of thought; there is also the receptivity of
intuition, that is, my thought of myself applied to the empirical intuition of
myself. Now, in this intuition the thinking self must seek the conditions of
the employment of its logical functions as categories of substance, cause, and
so forth; not merely for the purpose of distinguishing itself as an object in
itself by means of the representation “I,” but also for the purpose
of determining the mode of its existence, that is, of cognizing itself as
noumenon. But this is impossible, for the internal empirical intuition is
sensuous, and presents us with nothing but phenomenal data, which do not assist
the object of pure consciousness in its attempt to cognize itself as a separate
existence, but are useful only as contributions to experience.
But, let it be granted that we could discover, not in experience, but in
certain firmly-established à priori laws of the use of pure reason—laws
relating to our existence, authority to consider ourselves as legislating à
priori in relation to our own existence and as determining this existence; we
should, on this supposition, find ourselves possessed of a spontaneity, by
which our actual existence would be determinable, without the aid of the
conditions of empirical intuition. We should also become aware that in the
consciousness of our existence there was an à priori content, which would serve
to determine our own existence—an existence only sensuously
determinable—relatively, however, to a certain internal faculty in
relation to an intelligible world.
But this would not give the least help to the attempts of rational psychology.
For this wonderful faculty, which the consciousness of the moral law in me
reveals, would present me with a principle of the determination of my own
existence which is purely intellectual—but by what predicates? By none
other than those which are given in sensuous intuition. Thus I should find
myself in the same position in rational psychology which I formerly occupied,
that is to say, I should find myself still in need of sensuous intuitions, in
order to give significance to my conceptions of substance and cause, by means
of which alone I can possess a knowledge of myself: but these intuitions can
never raise me above the sphere of experience. I should be justified, however,
in applying these conceptions, in regard to their practical use, which is
always directed to objects of experience—in conformity with their
analogical significance when employed theoretically—to freedom and its
subject. At the same time, I should understand by them merely the logical
functions of subject and predicate, of principle and consequence, in conformity
with which all actions are so determined, that they are capable of being
explained along with the laws of nature, conformably to the categories of
substance and cause, although they originate from a very different principle.
We have made these observations for the purpose of guarding against
misunderstanding, to which the doctrine of our intuition of self as a
phenomenon is exposed. We shall have occasion to perceive their utility in the
sequel.
Chapter II. The Antinomy of Pure Reason
We showed in the introduction to this part of our work, that all transcendental
illusion of pure reason arose from dialectical arguments, the schema of which
logic gives us in its three formal species of syllogisms—just as the
categories find their logical schema in the four functions of all judgements.
The first kind of these sophistical arguments related to the unconditioned
unity of the subjective conditions of all representations in general (of the
subject or soul), in correspondence with the categorical syllogisms, the major
of which, as the principle, enounces the relation of a predicate to a subject.
The second kind of dialectical argument will therefore be concerned, following
the analogy with hypothetical syllogisms, with the unconditioned unity of the
objective conditions in the phenomenon; and, in this way, the theme of the
third kind to be treated of in the following chapter will be the unconditioned
unity of the objective conditions of the possibility of objects in general.
But it is worthy of remark that the transcendental paralogism produced in the
mind only a one-third illusion, in regard to the idea of the subject of our
thought; and the conceptions of reason gave no ground to maintain the contrary
proposition. The advantage is completely on the side of Pneumatism; although
this theory itself passes into naught, in the crucible of pure reason.
Very different is the case when we apply reason to the objective synthesis of
phenomena. Here, certainly, reason establishes, with much plausibility, its
principle of unconditioned unity; but it very soon falls into such
contradictions that it is compelled, in relation to cosmology, to renounce its
pretensions.
For here a new phenomenon of human reason meets us—a perfectly natural
antithetic, which does not require to be sought for by subtle sophistry, but
into which reason of itself unavoidably falls. It is thereby preserved, to be
sure, from the slumber of a fancied conviction—which a merely one-sided
illusion produces; but it is at the same time compelled, either, on the one
hand, to abandon itself to a despairing scepticism, or, on the other, to assume
a dogmatical confidence and obstinate persistence in certain assertions,
without granting a fair hearing to the other side of the question. Either is
the death of a sound philosophy, although the former might perhaps deserve the
title of the euthanasia of pure reason.
Before entering this region of discord and confusion, which the conflict of the
laws of pure reason (antinomy) produces, we shall present the reader with some
considerations, in explanation and justification of the method we intend to
follow in our treatment of this subject. I term all transcendental ideas, in so
far as they relate to the absolute totality in the synthesis of phenomena,
cosmical conceptions; partly on account of this unconditioned totality, on
which the conception of the world-whole is based—a conception, which is
itself an idea—partly because they relate solely to the synthesis of
phenomena—the empirical synthesis; while, on the other hand, the absolute
totality in the synthesis of the conditions of all possible things gives rise
to an ideal of pure reason, which is quite distinct from the cosmical
conception, although it stands in relation with it. Hence, as the paralogisms
of pure reason laid the foundation for a dialectical psychology, the antinomy
of pure reason will present us with the transcendental principles of a
pretended pure (rational) cosmology—not, however, to declare it valid and
to appropriate it, but—as the very term of a conflict of reason
sufficiently indicates, to present it as an idea which cannot be reconciled
with phenomena and experience.
Section I. System of Cosmological Ideas
That We may be able to enumerate with systematic precision these ideas
according to a principle, we must remark, in the first place, that it is from
the understanding alone that pure and transcendental conceptions take their
origin; that the reason does not properly give birth to any conception, but
only frees the conception of the understanding from the unavoidable limitation
of a possible experience, and thus endeavours to raise it above the empirical,
though it must still be in connection with it. This happens from the fact that,
for a given conditioned, reason demands absolute totality on the side of the
conditions (to which the understanding submits all phenomena), and thus makes
of the category a transcendental idea. This it does that it may be able to give
absolute completeness to the empirical synthesis, by continuing it to the
unconditioned (which is not to be found in experience, but only in the idea).
Reason requires this according to the principle: If the conditioned is given
the whole of the conditions, and consequently the absolutely unconditioned, is
also given, whereby alone the former was possible. First, then, the
transcendental ideas are properly nothing but categories elevated to the
unconditioned; and they may be arranged in a table according to the titles of
the latter. But, secondly, all the categories are not available for this
purpose, but only those in which the synthesis constitutes a series—of
conditions subordinated to, not co-ordinated with, each other. Absolute
totality is required of reason only in so far as concerns the ascending series
of the conditions of a conditioned; not, consequently, when the question
relates to the descending series of consequences, or to the aggregate of the
co-ordinated conditions of these consequences. For, in relation to a given
conditioned, conditions are presupposed and considered to be given along with
it. On the other hand, as the consequences do not render possible their
conditions, but rather presuppose them—in the consideration of the
procession of consequences (or in the descent from the given condition to the
conditioned), we may be quite unconcerned whether the series ceases or not; and
their totality is not a necessary demand of reason.
Thus we cogitate—and necessarily—a given time completely elapsed up
to a given moment, although that time is not determinable by us. But as regards
time future, which is not the condition of arriving at the present, in order to
conceive it; it is quite indifferent whether we consider future time as ceasing
at some point, or as prolonging itself to infinity. Take, for example, the
series m, n, o, in which n is given as conditioned in relation to m, but at the
same time as the condition of o, and let the series proceed upwards from the
conditioned n to m (l, k, i, etc.), and also downwards from the condition n to
the conditioned o (p, q, r, etc.)—I must presuppose the former series, to
be able to consider n as given, and n is according to reason (the totality of
conditions) possible only by means of that series. But its possibility does not
rest on the following series o, p, q, r, which for this reason cannot be
regarded as given, but only as capable of being given (dabilis).
I shall term the synthesis of the series on the side of the
conditions—from that nearest to the given phenomenon up to the more
remote—regressive; that which proceeds on the side of the conditioned,
from the immediate consequence to the more remote, I shall call the progressive
synthesis. The former proceeds in antecedentia, the latter in consequentia. The
cosmological ideas are therefore occupied with the totality of the regressive
synthesis, and proceed in antecedentia, not in consequentia. When the latter
takes place, it is an arbitrary and not a necessary problem of pure reason; for
we require, for the complete understanding of what is given in a phenomenon,
not the consequences which succeed, but the grounds or principles which
precede.
In order to construct the table of ideas in correspondence with the table of
categories, we take first the two primitive quanta of all our intuitions, time
and space. Time is in itself a series (and the formal condition of all series),
and hence, in relation to a given present, we must distinguish à priori in it
the antecedentia as conditions (time past) from the consequentia (time future).
Consequently, the transcendental idea of the absolute totality of the series of
the conditions of a given conditioned, relates merely to all past time.
According to the idea of reason, the whole past time, as the condition of the
given moment, is necessarily cogitated as given. But, as regards space, there
exists in it no distinction between progressus and regressus; for it is an
aggregate and not a series—its parts existing together at the same time.
I can consider a given point of time in relation to past time only as
conditioned, because this given moment comes into existence only through the
past time rather through the passing of the preceding time. But as the parts of
space are not subordinated, but co-ordinated to each other, one part cannot be
the condition of the possibility of the other; and space is not in itself, like
time, a series. But the synthesis of the manifold parts of space—(the
syntheses whereby we apprehend space)—is nevertheless successive; it
takes place, therefore, in time, and contains a series. And as in this series
of aggregated spaces (for example, the feet in a rood), beginning with a given
portion of space, those which continue to be annexed form the condition of the
limits of the former—the measurement of a space must also be regarded as
a synthesis of the series of the conditions of a given conditioned. It differs,
however, in this respect from that of time, that the side of the conditioned is
not in itself distinguishable from the side of the condition; and,
consequently, regressus and progressus in space seem to be identical. But,
inasmuch as one part of space is not given, but only limited, by and through
another, we must also consider every limited space as conditioned, in so far as
it presupposes some other space as the condition of its limitation, and so on.
As regards limitation, therefore, our procedure in space is also a regressus,
and the transcendental idea of the absolute totality of the synthesis in a
series of conditions applies to space also; and I am entitled to demand the
absolute totality of the phenomenal synthesis in space as well as in time.
Whether my demand can be satisfied is a question to be answered in the sequel.
Secondly, the real in space—that is, matter—is conditioned. Its
internal conditions are its parts, and the parts of parts its remote
conditions; so that in this case we find a regressive synthesis, the absolute
totality of which is a demand of reason. But this cannot be obtained otherwise
than by a complete division of parts, whereby the real in matter becomes either
nothing or that which is not matter, that is to say, the simple. Consequently
we find here also a series of conditions and a progress to the unconditioned.
Thirdly, as regards the categories of a real relation between phenomena, the
category of substance and its accidents is not suitable for the formation of a
transcendental idea; that is to say, reason has no ground, in regard to it, to
proceed regressively with conditions. For accidents (in so far as they inhere
in a substance) are co-ordinated with each other, and do not constitute a
series. And, in relation to substance, they are not properly subordinated to
it, but are the mode of existence of the substance itself. The conception of
the substantial might nevertheless seem to be an idea of the transcendental
reason. But, as this signifies nothing more than the conception of an object in
general, which subsists in so far as we cogitate in it merely a transcendental
subject without any predicates; and as the question here is of an unconditioned
in the series of phenomena—it is clear that the substantial can form no
member thereof. The same holds good of substances in community, which are mere
aggregates and do not form a series. For they are not subordinated to each
other as conditions of the possibility of each other; which, however, may be
affirmed of spaces, the limits of which are never determined in themselves, but
always by some other space. It is, therefore, only in the category of causality
that we can find a series of causes to a given effect, and in which we ascend
from the latter, as the conditioned, to the former as the conditions, and thus
answer the question of reason.
Fourthly, the conceptions of the possible, the actual, and the necessary do not
conduct us to any series—excepting only in so far as the contingent in
existence must always be regarded as conditioned, and as indicating, according
to a law of the understanding, a condition, under which it is necessary to rise
to a higher, till in the totality of the series, reason arrives at
unconditioned necessity.
There are, accordingly, only four cosmological ideas, corresponding with the
four titles of the categories. For we can select only such as necessarily
furnish us with a series in the synthesis of the manifold.
We must here remark, in the first place, that the idea of absolute totality
relates to nothing but the exposition of phenomena, and therefore not to the
pure conception of a totality of things. Phenomena are here, therefore,
regarded as given, and reason requires the absolute completeness of the
conditions of their possibility, in so far as these conditions constitute a
series—consequently an absolutely (that is, in every respect) complete
synthesis, whereby a phenomenon can be explained according to the laws of the
understanding.
Secondly, it is properly the unconditioned alone that reason seeks in this
serially and regressively conducted synthesis of conditions. It wishes, to
speak in another way, to attain to completeness in the series of premisses, so
as to render it unnecessary to presuppose others. This unconditioned is always
contained in the absolute totality of the series, when we endeavour to form a
representation of it in thought. But this absolutely complete synthesis is
itself but an idea; for it is impossible, at least before hand, to know whether
any such synthesis is possible in the case of phenomena. When we represent all
existence in thought by means of pure conceptions of the understanding, without
any conditions of sensuous intuition, we may say with justice that for a given
conditioned the whole series of conditions subordinated to each other is also
given; for the former is only given through the latter. But we find in the case
of phenomena a particular limitation of the mode in which conditions are given,
that is, through the successive synthesis of the manifold of intuition, which
must be complete in the regress. Now whether this completeness is sensuously
possible, is a problem. But the idea of it lies in the reason—be it
possible or impossible to connect with the idea adequate empirical conceptions.
Therefore, as in the absolute totality of the regressive synthesis of the
manifold in a phenomenon (following the guidance of the categories, which
represent it as a series of conditions to a given conditioned) the
unconditioned is necessarily contained—it being still left unascertained
whether and how this totality exists; reason sets out from the idea of
totality, although its proper and final aim is the unconditioned—of the
whole series, or of a part thereof.
This unconditioned may be cogitated—either as existing only in the entire
series, all the members of which therefore would be without exception
conditioned and only the totality absolutely unconditioned—and in this
case the regressus is called infinite; or the absolutely unconditioned is only
a part of the series, to which the other members are subordinated, but which Is
not itself submitted to any other condition.[48] In the former
case the series is a parte priori unlimited (without beginning), that is,
infinite, and nevertheless completely given. But the regress in it is never
completed, and can only be called potentially infinite. In the second case
there exists a first in the series. This first is called, in relation to past
time, the beginning of the world; in relation to space, the limit of the world;
in relation to the parts of a given limited whole, the simple; in relation to
causes, absolute spontaneity (liberty); and in relation to the existence of
changeable things, absolute physical necessity.
[48]
The absolute totality of the series of conditions to a given conditioned is
always unconditioned; because beyond it there exist no other conditions, on
which it might depend. But the absolute totality of such a series is only an
idea, or rather a problematical conception, the possibility of which must be
investigated—particularly in relation to the mode in which the
unconditioned, as the transcendental idea which is the real subject of inquiry,
may be contained therein.
We possess two expressions, world and nature, which are generally interchanged.
The first denotes the mathematical total of all phenomena and the totality of
their synthesis—in its progress by means of composition, as well as by
division. And the world is termed nature,[49] when it is
regarded as a dynamical whole—when our attention is not directed to the
aggregation in space and time, for the purpose of cogitating it as a quantity,
but to the unity in the existence of phenomena. In this case the condition of
that which happens is called a cause; the unconditioned causality of the cause
in a phenomenon is termed liberty; the conditioned cause is called in a more
limited sense a natural cause. The conditioned in existence is termed
contingent, and the unconditioned necessary. The unconditioned necessity of
phenomena may be called natural necessity.
[49]
Nature, understood adjective (formaliter), signifies the complex of the
determinations of a thing, connected according to an internal principle of
causality. On the other hand, we understand by nature, substantive
(materialiter), the sum total of phenomena, in so far as they, by virtue of an
internal principle of causality, are connected with each other throughout. In
the former sense we speak of the nature of liquid matter, of fire, etc., and
employ the word only adjective; while, if speaking of the objects of nature, we
have in our minds the idea of a subsisting whole.
The ideas which we are at present engaged in discussing I have called
cosmological ideas; partly because by the term world is understood the entire
content of all phenomena, and our ideas are directed solely to the
unconditioned among phenomena; partly also, because world, in the
transcendental sense, signifies the absolute totality of the content of
existing things, and we are directing our attention only to the completeness of
the synthesis—although, properly, only in regression. In regard to the
fact that these ideas are all transcendent, and, although they do not transcend
phenomena as regards their mode, but are concerned solely with the world of
sense (and not with noumena), nevertheless carry their synthesis to a degree
far above all possible experience—it still seems to me that we can, with
perfect propriety, designate them cosmical conceptions. As regards the
distinction between the mathematically and the dynamically unconditioned which
is the aim of the regression of the synthesis, I should call the two former, in
a more limited signification, cosmical conceptions, the remaining two
transcendent physical conceptions. This distinction does not at present seem to
be of particular importance, but we shall afterwards find it to be of some
value.
Section II. Antithetic of Pure Reason
Thetic is the term applied to every collection of dogmatical propositions. By
antithetic I do not understand dogmatical assertions of the opposite, but the
self-contradiction of seemingly dogmatical cognitions (thesis cum antithesis),
in none of which we can discover any decided superiority. Antithetic is not,
therefore, occupied with one-sided statements, but is engaged in considering
the contradictory nature of the general cognitions of reason and its causes.
Transcendental antithetic is an investigation into the antinomy of pure reason,
its causes and result. If we employ our reason not merely in the application of
the principles of the understanding to objects of experience, but venture with
it beyond these boundaries, there arise certain sophistical propositions or
theorems. These assertions have the following peculiarities: They can find
neither confirmation nor confutation in experience; and each is in itself not
only self-consistent, but possesses conditions of its necessity in the very
nature of reason—only that, unluckily, there exist just as valid and
necessary grounds for maintaining the contrary proposition.
The questions which naturally arise in the consideration of this dialectic of
pure reason, are therefore: 1st. In what propositions is pure reason
unavoidably subject to an antinomy? 2nd. What are the causes of this antinomy?
3rd. Whether and in what way can reason free itself from this
self-contradiction?
A dialectical proposition or theorem of pure reason must, according to what has
been said, be distinguishable from all sophistical propositions, by the fact
that it is not an answer to an arbitrary question, which may be raised at the
mere pleasure of any person, but to one which human reason must necessarily
encounter in its progress. In the second place, a dialectical proposition, with
its opposite, does not carry the appearance of a merely artificial illusion,
which disappears as soon as it is investigated, but a natural and unavoidable
illusion, which, even when we are no longer deceived by it, continues to mock
us and, although rendered harmless, can never be completely removed.
This dialectical doctrine will not relate to the unity of understanding in
empirical conceptions, but to the unity of reason in pure ideas. The conditions
of this doctrine are—inasmuch as it must, as a synthesis according to
rules, be conformable to the understanding, and at the same time as the
absolute unity of the synthesis, to the reason—that, if it is adequate to
the unity of reason, it is too great for the understanding, if according with
the understanding, it is too small for the reason. Hence arises a mutual
opposition, which cannot be avoided, do what we will.
These sophistical assertions of dialectic open, as it were, a battle-field,
where that side obtains the victory which has been permitted to make the
attack, and he is compelled to yield who has been unfortunately obliged to
stand on the defensive. And hence, champions of ability, whether on the right
or on the wrong side, are certain to carry away the crown of victory, if they
only take care to have the right to make the last attack, and are not obliged
to sustain another onset from their opponent. We can easily believe that this
arena has been often trampled by the feet of combatants, that many victories
have been obtained on both sides, but that the last victory, decisive of the
affair between the contending parties, was won by him who fought for the right,
only if his adversary was forbidden to continue the tourney. As impartial
umpires, we must lay aside entirely the consideration whether the combatants
are fighting for the right or for the wrong side, for the true or for the
false, and allow the combat to be first decided. Perhaps, after they have
wearied more than injured each other, they will discover the nothingness of
their cause of quarrel and part good friends.
This method of watching, or rather of originating, a conflict of assertions,
not for the purpose of finally deciding in favour of either side, but to
discover whether the object of the struggle is not a mere illusion, which each
strives in vain to reach, but which would be no gain even when
reached—this procedure, I say, may be termed the sceptical method. It is
thoroughly distinct from scepticism—the principle of a technical and
scientific ignorance, which undermines the foundations of all knowledge, in
order, if possible, to destroy our belief and confidence therein. For the
sceptical method aims at certainty, by endeavouring to discover in a conflict
of this kind, conducted honestly and intelligently on both sides, the point of
misunderstanding; just as wise legislators derive, from the embarrassment of
judges in lawsuits, information in regard to the defective and ill-defined
parts of their statutes. The antinomy which reveals itself in the application
of laws, is for our limited wisdom the best criterion of legislation. For the
attention of reason, which in abstract speculation does not easily become
conscious of its errors, is thus roused to the momenta in the determination of
its principles.
But this sceptical method is essentially peculiar to transcendental philosophy,
and can perhaps be dispensed with in every other field of investigation. In
mathematics its use would be absurd; because in it no false assertions can long
remain hidden, inasmuch as its demonstrations must always proceed under the
guidance of pure intuition, and by means of an always evident synthesis. In
experimental philosophy, doubt and delay may be very useful; but no
misunderstanding is possible, which cannot be easily removed; and in experience
means of solving the difficulty and putting an end to the dissension must at
last be found, whether sooner or later. Moral philosophy can always exhibit its
principles, with their practical consequences, in concreto—at least in
possible experiences, and thus escape the mistakes and ambiguities of
abstraction. But transcendental propositions, which lay claim to insight beyond
the region of possible experience, cannot, on the one hand, exhibit their
abstract synthesis in any à priori intuition, nor, on the other, expose a
lurking error by the help of experience. Transcendental reason, therefore,
presents us with no other criterion than that of an attempt to reconcile such
assertions, and for this purpose to permit a free and unrestrained conflict
between them. And this we now proceed to arrange.[50]
[50]
The antinomies stand in the order of the four transcendental ideas above
detailed.
FIRST CONFLICT OF THE TRANSCENDENTAL IDEAS. THESIS.
The world has a beginning in time, and is also limited in regard to space.
PROOF.
Granted that the world has no beginning in time; up to every given moment of
time, an eternity must have elapsed, and therewith passed away an infinite
series of successive conditions or states of things in the world. Now the
infinity of a series consists in the fact that it never can be completed by
means of a successive synthesis. It follows that an infinite series already
elapsed is impossible and that, consequently, a beginning of the world is a
necessary condition of its existence. And this was the first thing to be
proved.
As regards the second, let us take the opposite for granted. In this case, the
world must be an infinite given total of coexistent things. Now we cannot
cogitate the dimensions of a quantity, which is not given within certain limits
of an intuition,[51] in any other way than by means of the
synthesis of its parts, and the total of such a quantity only by means of a
completed synthesis, or the repeated addition of unity to itself. Accordingly,
to cogitate the world, which fills all spaces, as a whole, the successive
synthesis of the parts of an infinite world must be looked upon as completed,
that is to say, an infinite time must be regarded as having elapsed in the
enumeration of all co-existing things; which is impossible. For this reason an
infinite aggregate of actual things cannot be considered as a given whole,
consequently, not as a contemporaneously given whole. The world is
consequently, as regards extension in space, not infinite, but enclosed in
limits. And this was the second thing to be proved.
[51]
We may consider an undetermined quantity as a whole, when it is enclosed within
limits, although we cannot construct or ascertain its totality by measurement,
that is, by the successive synthesis of its parts. For its limits of themselves
determine its completeness as a whole.
ANTITHESIS.
The world has no beginning, and no limits in space, but is, in relation both to
time and space, infinite.
PROOF.
For let it be granted that it has a beginning. A beginning is an existence
which is preceded by a time in which the thing does not exist. On the above
supposition, it follows that there must have been a time in which the world did
not exist, that is, a void time. But in a void time the origination of a thing
is impossible; because no part of any such time contains a distinctive
condition of being, in preference to that of non-being (whether the supposed
thing originate of itself, or by means of some other cause). Consequently, many
series of things may have a beginning in the world, but the world itself cannot
have a beginning, and is, therefore, in relation to past time, infinite.
As regards the second statement, let us first take the opposite for
granted—that the world is finite and limited in space; it follows that it
must exist in a void space, which is not limited. We should therefore meet not
only with a relation of things in space, but also a relation of things to
space. Now, as the world is an absolute whole, out of and beyond which no
object of intuition, and consequently no correlate to which can be discovered,
this relation of the world to a void space is merely a relation to no object.
But such a relation, and consequently the limitation of the world by void
space, is nothing. Consequently, the world, as regards space, is not limited,
that is, it is infinite in regard to extension.[52]
[52]
Space is merely the form of external intuition (formal intuition), and not a
real object which can be externally perceived. Space, prior to all things which
determine it (fill or limit it), or, rather, which present an empirical
intuition conformable to it, is, under the title of absolute space, nothing but
the mere possibility of external phenomena, in so far as they either exist in
themselves, or can annex themselves to given intuitions. Empirical intuition is
therefore not a composition of phenomena and space (of perception and empty
intuition). The one is not the correlate of the other in a synthesis, but they
are vitally connected in the same empirical intuition, as matter and form. If
we wish to set one of these two apart from the other—space from
phenomena—there arise all sorts of empty determinations of external
intuition, which are very far from being possible perceptions. For example,
motion or rest of the world in an infinite empty space, or a determination of
the mutual relation of both, cannot possibly be perceived, and is therefore
merely the predicate of a notional entity.
OBSERVATIONS ON THE FIRST ANTINOMY. ON THE THESIS.
In bringing forward these conflicting arguments, I have not been on the search
for sophisms, for the purpose of availing myself of special pleading, which
takes advantage of the carelessness of the opposite party, appeals to a
misunderstood statute, and erects its unrighteous claims upon an unfair
interpretation. Both proofs originate fairly from the nature of the case, and
the advantage presented by the mistakes of the dogmatists of both parties has
been completely set aside.
The thesis might also have been unfairly demonstrated, by the introduction of
an erroneous conception of the infinity of a given quantity. A quantity is
infinite, if a greater than itself cannot possibly exist. The quantity is
measured by the number of given units—which are taken as a
standard—contained in it. Now no number can be the greatest, because one
or more units can always be added. It follows that an infinite given quantity,
consequently an infinite world (both as regards time and extension) is
impossible. It is, therefore, limited in both respects. In this manner I might
have conducted my proof; but the conception given in it does not agree with the
true conception of an infinite whole. In this there is no representation of its
quantity, it is not said how large it is; consequently its conception is not
the conception of a maximum. We cogitate in it merely its relation to an
arbitrarily assumed unit, in relation to which it is greater than any number.
Now, just as the unit which is taken is greater or smaller, the infinite will
be greater or smaller; but the infinity, which consists merely in the relation
to this given unit, must remain always the same, although the absolute quantity
of the whole is not thereby cognized.
The true (transcendental) conception of infinity is: that the successive
synthesis of unity in the measurement of a given quantum can never be
completed.[53] Hence it follows, without possibility
of mistake, that an eternity of actual successive states up to a given (the
present) moment cannot have elapsed, and that the world must therefore have a
beginning.
[53]
The quantum in this sense contains a congeries of given units, which is greater
than any number—and this is the mathematical conception of the infinite.
In regard to the second part of the thesis, the difficulty as to an infinite
and yet elapsed series disappears; for the manifold of a world infinite in
extension is contemporaneously given. But, in order to cogitate the total of
this manifold, as we cannot have the aid of limits constituting by themselves
this total in intuition, we are obliged to give some account of our conception,
which in this case cannot proceed from the whole to the determined quantity of
the parts, but must demonstrate the possibility of a whole by means of a
successive synthesis of the parts. But as this synthesis must constitute a
series that cannot be completed, it is impossible for us to cogitate prior to
it, and consequently not by means of it, a totality. For the conception of
totality itself is in the present case the representation of a completed
synthesis of the parts; and this completion, and consequently its conception,
is impossible.
ON THE ANTITHESIS.
The proof in favour of the infinity of the cosmical succession and the cosmical
content is based upon the consideration that, in the opposite case, a void time
and a void space must constitute the limits of the world. Now I am not unaware,
that there are some ways of escaping this conclusion. It may, for example, be
alleged, that a limit to the world, as regards both space and time, is quite
possible, without at the same time holding the existence of an absolute time
before the beginning of the world, or an absolute space extending beyond the
actual world—which is impossible. I am quite well satisfied with the
latter part of this opinion of the philosophers of the Leibnitzian school.
Space is merely the form of external intuition, but not a real object which can
itself be externally intuited; it is not a correlate of phenomena, it is the
form of phenomena itself. Space, therefore, cannot be regarded as absolutely
and in itself something determinative of the existence of things, because it is
not itself an object, but only the form of possible objects. Consequently,
things, as phenomena, determine space; that is to say, they render it possible
that, of all the possible predicates of space (size and relation), certain may
belong to reality. But we cannot affirm the converse, that space, as something
self-subsistent, can determine real things in regard to size or shape, for it
is in itself not a real thing. Space (filled or void)[54] may therefore be
limited by phenomena, but phenomena cannot be limited by an empty space without
them. This is true of time also. All this being granted, it is nevertheless
indisputable, that we must assume these two nonentities, void space without and
void time before the world, if we assume the existence of cosmical limits,
relatively to space or time.
[54]
It is evident that what is meant here is, that empty space, in so far as it is
limited by phenomena—space, that is, within the world—does not at
least contradict transcendental principles, and may therefore, as regards them,
be admitted, although its possibility cannot on that account be affirmed.
For, as regards the subterfuge adopted by those who endeavour to evade the
consequence—that, if the world is limited as to space and time, the
infinite void must determine the existence of actual things in regard to their
dimensions—it arises solely from the fact that instead of a sensuous
world, an intelligible world—of which nothing is known—is
cogitated; instead of a real beginning (an existence, which is preceded by a
period in which nothing exists), an existence which presupposes no other
condition than that of time; and, instead of limits of extension, boundaries of
the universe. But the question relates to the mundus phaenomenon, and its
quantity; and in this case we cannot make abstraction of the conditions of
sensibility, without doing away with the essential reality of this world
itself. The world of sense, if it is limited, must necessarily lie in the
infinite void. If this, and with it space as the à priori condition of the
possibility of phenomena, is left out of view, the whole world of sense
disappears. In our problem is this alone considered as given. The mundus
intelligibilis is nothing but the general conception of a world, in which
abstraction has been made of all conditions of intuition, and in relation to
which no synthetical proposition—either affirmative or negative—is
possible.
SECOND CONFLICT OF TRANSCENDENTAL IDEAS. THESIS.
Every composite substance in the world consists of simple parts; and there
exists nothing that is not either itself simple, or composed of simple parts.
PROOF.
For, grant that composite substances do not consist of simple parts; in this
case, if all combination or composition were annihilated in thought, no
composite part, and (as, by the supposition, there do not exist simple parts)
no simple part would exist. Consequently, no substance; consequently, nothing
would exist. Either, then, it is impossible to annihilate composition in
thought; or, after such annihilation, there must remain something that subsists
without composition, that is, something that is simple. But in the former case
the composite could not itself consist of substances, because with substances
composition is merely a contingent relation, apart from which they must still
exist as self-subsistent beings. Now, as this case contradicts the supposition,
the second must contain the truth—that the substantial composite in the
world consists of simple parts.
It follows, as an immediate inference, that the things in the world are all,
without exception, simple beings—that composition is merely an external
condition pertaining to them—and that, although we never can separate and
isolate the elementary substances from the state of composition, reason must
cogitate these as the primary subjects of all composition, and consequently, as
prior thereto—and as simple substances.
ANTITHESIS.
No composite thing in the world consists of simple parts; and there does not
exist in the world any simple substance.
PROOF.
Let it be supposed that a composite thing (as substance) consists of simple
parts. Inasmuch as all external relation, consequently all composition of
substances, is possible only in space; the space, occupied by that which is
composite, must consist of the same number of parts as is contained in the
composite. But space does not consist of simple parts, but of spaces.
Therefore, every part of the composite must occupy a space. But the absolutely
primary parts of what is composite are simple. It follows that what is simple
occupies a space. Now, as everything real that occupies a space, contains a
manifold the parts of which are external to each other, and is consequently
composite—and a real composite, not of accidents (for these cannot exist
external to each other apart from substance), but of substances—it
follows that the simple must be a substantial composite, which is
self-contradictory.
The second proposition of the antithesis—that there exists in the world
nothing that is simple—is here equivalent to the following: The existence
of the absolutely simple cannot be demonstrated from any experience or
perception either external or internal; and the absolutely simple is a mere
idea, the objective reality of which cannot be demonstrated in any possible
experience; it is consequently, in the exposition of phenomena, without
application and object. For, let us take for granted that an object may be
found in experience for this transcendental idea; the empirical intuition of
such an object must then be recognized to contain absolutely no manifold with
its parts external to each other, and connected into unity. Now, as we cannot
reason from the non-consciousness of such a manifold to the impossibility of
its existence in the intuition of an object, and as the proof of this
impossibility is necessary for the establishment and proof of absolute
simplicity; it follows that this simplicity cannot be inferred from any
perception whatever. As, therefore, an absolutely simple object cannot be given
in any experience, and the world of sense must be considered as the sum total
of all possible experiences: nothing simple exists in the world.
This second proposition in the antithesis has a more extended aim than the
first. The first merely banishes the simple from the intuition of the
composite; while the second drives it entirely out of nature. Hence we were
unable to demonstrate it from the conception of a given object of external
intuition (of the composite), but we were obliged to prove it from the relation
of a given object to a possible experience in general.
OBSERVATIONS ON THE SECOND ANTINOMY. THESIS.
When I speak of a whole, which necessarily consists of simple parts, I
understand thereby only a substantial whole, as the true composite; that is to
say, I understand that contingent unity of the manifold which is given as
perfectly isolated (at least in thought), placed in reciprocal connection, and
thus constituted a unity. Space ought not to be called a compositum but a
totum, for its parts are possible in the whole, and not the whole by means of
the parts. It might perhaps be called a compositum ideale, but not a compositum
reale. But this is of no importance. As space is not a composite of substances
(and not even of real accidents), if I abstract all composition
therein—nothing, not even a point, remains; for a point is possible only
as the limit of a space—consequently of a composite. Space and time,
therefore, do not consist of simple parts. That which belongs only to the
condition or state of a substance, even although it possesses a quantity
(motion or change, for example), likewise does not consist of simple parts.
That is to say, a certain degree of change does not originate from the addition
of many simple changes. Our inference of the simple from the composite is valid
only of self-subsisting things. But the accidents of a state are not
self-subsistent. The proof, then, for the necessity of the simple, as the
component part of all that is substantial and composite, may prove a failure,
and the whole case of this thesis be lost, if we carry the proposition too far,
and wish to make it valid of everything that is composite without
distinction—as indeed has really now and then happened. Besides, I am
here speaking only of the simple, in so far as it is necessarily given in the
composite—the latter being capable of solution into the former as its
component parts. The proper signification of the word monas (as employed by
Leibnitz) ought to relate to the simple, given immediately as simple substance
(for example, in consciousness), and not as an element of the composite. As an
clement, the term atomus would be more appropriate. And as I wish to prove the
existence of simple substances, only in relation to, and as the elements of,
the composite, I might term the antithesis of the second Antinomy,
transcendental Atomistic. But as this word has long been employed to designate
a particular theory of corporeal phenomena (moleculae), and thus presupposes a
basis of empirical conceptions, I prefer calling it the dialectical principle
of Monadology.
ANTITHESIS.
Against the assertion of the infinite subdivisibility of matter whose ground of
proof is purely mathematical, objections have been alleged by the Monadists.
These objections lay themselves open, at first sight, to suspicion, from the
fact that they do not recognize the clearest mathematical proofs as
propositions relating to the constitution of space, in so far as it is really
the formal condition of the possibility of all matter, but regard them merely
as inferences from abstract but arbitrary conceptions, which cannot have any
application to real things. Just as if it were possible to imagine another mode
of intuition than that given in the primitive intuition of space; and just as
if its à priori determinations did not apply to everything, the existence of
which is possible, from the fact alone of its filling space. If we listen to
them, we shall find ourselves required to cogitate, in addition to the
mathematical point, which is simple—not, however, a part, but a mere
limit of space—physical points, which are indeed likewise simple, but
possess the peculiar property, as parts of space, of filling it merely by their
aggregation. I shall not repeat here the common and clear refutations of this
absurdity, which are to be found everywhere in numbers: every one knows that it
is impossible to undermine the evidence of mathematics by mere discursive
conceptions; I shall only remark that, if in this case philosophy endeavours to
gain an advantage over mathematics by sophistical artifices, it is because it
forgets that the discussion relates solely to Phenomena and their conditions.
It is not sufficient to find the conception of the simple for the pure
conception of the composite, but we must discover for the intuition of the
composite (matter), the intuition of the simple. Now this, according to the
laws of sensibility, and consequently in the case of objects of sense, is
utterly impossible. In the case of a whole composed of substances, which is
cogitated solely by the pure understanding, it may be necessary to be in
possession of the simple before composition is possible. But this does not hold
good of the Totum substantiale phaenomenon, which, as an empirical intuition in
space, possesses the necessary property of containing no simple part, for the
very reason that no part of space is simple. Meanwhile, the Monadists have been
subtle enough to escape from this difficulty, by presupposing intuition and the
dynamical relation of substances as the condition of the possibility of space,
instead of regarding space as the condition of the possibility of the objects
of external intuition, that is, of bodies. Now we have a conception of bodies
only as phenomena, and, as such, they necessarily presuppose space as the
condition of all external phenomena. The evasion is therefore in vain; as,
indeed, we have sufficiently shown in our Æsthetic. If bodies were things in
themselves, the proof of the Monadists would be unexceptionable.
The second dialectical assertion possesses the peculiarity of having opposed to
it a dogmatical proposition, which, among all such sophistical statements, is
the only one that undertakes to prove in the case of an object of experience,
that which is properly a transcendental idea—the absolute simplicity of
substance. The proposition is that the object of the internal sense, the
thinking Ego, is an absolute simple substance. Without at present entering upon
this subject—as it has been considered at length in a former
chapter—I shall merely remark that, if something is cogitated merely as
an object, without the addition of any synthetical determination of its
intuition—as happens in the case of the bare representation, I—it
is certain that no manifold and no composition can be perceived in such a
representation. As, moreover, the predicates whereby I cogitate this object are
merely intuitions of the internal sense, there cannot be discovered in them
anything to prove the existence of a manifold whose parts are external to each
other, and, consequently, nothing to prove the existence of real composition.
Consciousness, therefore, is so constituted that, inasmuch as the thinking
subject is at the same time its own object, it cannot divide
itself—although it can divide its inhering determinations. For every
object in relation to itself is absolute unity. Nevertheless, if the subject is
regarded externally, as an object of intuition, it must, in its character of
phenomenon, possess the property of composition. And it must always be regarded
in this manner, if we wish to know whether there is or is not contained in it a
manifold whose parts are external to each other.
THIRD CONFLICT OF THE TRANSCENDENTAL IDEAS. THESIS.
Causality according to the laws of nature, is not the only causality operating
to originate the phenomena of the world. A causality of freedom is also
necessary to account fully for these phenomena.
PROOF.
Let it be supposed, that there is no other kind of causality than that
according to the laws of nature. Consequently, everything that happens
presupposes a previous condition, which it follows with absolute certainty, in
conformity with a rule. But this previous condition must itself be something
that has happened (that has arisen in time, as it did not exist before), for,
if it has always been in existence, its consequence or effect would not thus
originate for the first time, but would likewise have always existed. The
causality, therefore, of a cause, whereby something happens, is itself a thing
that has happened. Now this again presupposes, in conformity with the law of
nature, a previous condition and its causality, and this another anterior to
the former, and so on. If, then, everything happens solely in accordance with
the laws of nature, there cannot be any real first beginning of things, but
only a subaltern or comparative beginning. There cannot, therefore, be a
completeness of series on the side of the causes which originate the one from
the other. But the law of nature is that nothing can happen without a
sufficient à priori determined cause. The proposition therefore—if all
causality is possible only in accordance with the laws of nature—is, when
stated in this unlimited and general manner, self-contradictory. It follows
that this cannot be the only kind of causality.
From what has been said, it follows that a causality must be admitted, by means
of which something happens, without its cause being determined according to
necessary laws by some other cause preceding. That is to say, there must exist
an absolute spontaneity of cause, which of itself originates a series of
phenomena which proceeds according to natural laws—consequently
transcendental freedom, without which even in the course of nature the
succession of phenomena on the side of causes is never complete.
ANTITHESIS.
There is no such thing as freedom, but everything in the world happens solely
according to the laws of nature.
PROOF.
Granted, that there does exist freedom in the transcendental sense, as a
peculiar kind of causality, operating to produce events in the world—a
faculty, that is to say, of originating a state, and consequently a series of
consequences from that state. In this case, not only the series originated by
this spontaneity, but the determination of this spontaneity itself to the
production of the series, that is to say, the causality itself must have an
absolute commencement, such that nothing can precede to determine this action
according to unvarying laws. But every beginning of action presupposes in the
acting cause a state of inaction; and a dynamically primal beginning of action
presupposes a state, which has no connection—as regards
causality—with the preceding state of the cause—which does not,
that is, in any wise result from it. Transcendental freedom is therefore
opposed to the natural law of cause and effect, and such a conjunction of
successive states in effective causes is destructive of the possibility of
unity in experience and for that reason not to be found in experience—is
consequently a mere fiction of thought.
We have, therefore, nothing but nature to which we must look for connection and
order in cosmical events. Freedom—independence of the laws of
nature—is certainly a deliverance from restraint, but it is also a
relinquishing of the guidance of law and rule. For it cannot be alleged that,
instead of the laws of nature, laws of freedom may be introduced into the
causality of the course of nature. For, if freedom were determined according to
laws, it would be no longer freedom, but merely nature. Nature, therefore, and
transcendental freedom are distinguishable as conformity to law and
lawlessness. The former imposes upon understanding the difficulty of seeking
the origin of events ever higher and higher in the series of causes, inasmuch
as causality is always conditioned thereby; while it compensates this labour by
the guarantee of a unity complete and in conformity with law. The latter, on
the contrary, holds out to the understanding the promise of a point of rest in
the chain of causes, by conducting it to an unconditioned causality, which
professes to have the power of spontaneous origination, but which, in its own
utter blindness, deprives it of the guidance of rules, by which alone a
completely connected experience is possible.
OBSERVATIONS ON THE THIRD ANTINOMY. ON THE THESIS.
The transcendental idea of freedom is far from constituting the entire content
of the psychological conception so termed, which is for the most part
empirical. It merely presents us with the conception of spontaneity of action,
as the proper ground for imputing freedom to the cause of a certain class of
objects. It is, however, the true stumbling-stone to philosophy, which meets
with unconquerable difficulties in the way of its admitting this kind of
unconditioned causality. That element in the question of the freedom of the
will, which has for so long a time placed speculative reason in such
perplexity, is properly only transcendental, and concerns the question, whether
there must be held to exist a faculty of spontaneous origination of a series of
successive things or states. How such a faculty is possible is not a necessary
inquiry; for in the case of natural causality itself, we are obliged to content
ourselves with the à priori knowledge that such a causality must be
presupposed, although we are quite incapable of comprehending how the being of
one thing is possible through the being of another, but must for this
information look entirely to experience. Now we have demonstrated this
necessity of a free first beginning of a series of phenomena, only in so far as
it is required for the comprehension of an origin of the world, all following
states being regarded as a succession according to laws of nature alone. But,
as there has thus been proved the existence of a faculty which can of itself
originate a series in time—although we are unable to explain how it can
exist—we feel ourselves authorized to admit, even in the midst of the
natural course of events, a beginning, as regards causality, of different
successions of phenomena, and at the same time to attribute to all substances a
faculty of free action. But we ought in this case not to allow ourselves to
fall into a common misunderstanding, and to suppose that, because a successive
series in the world can only have a comparatively first beginning—another
state or condition of things always preceding—an absolutely first
beginning of a series in the course of nature is impossible. For we are not
speaking here of an absolutely first beginning in relation to time, but as
regards causality alone. When, for example, I, completely of my own free will,
and independently of the necessarily determinative influence of natural causes,
rise from my chair, there commences with this event, including its material
consequences in infinitum, an absolutely new series; although, in relation to
time, this event is merely the continuation of a preceding series. For this
resolution and act of mine do not form part of the succession of effects in
nature, and are not mere continuations of it; on the contrary, the determining
causes of nature cease to operate in reference to this event, which certainly
succeeds the acts of nature, but does not proceed from them. For these reasons,
the action of a free agent must be termed, in regard to causality, if not in
relation to time, an absolutely primal beginning of a series of phenomena.
The justification of this need of reason to rest upon a free act as the first
beginning of the series of natural causes is evident from the fact, that all
philosophers of antiquity (with the exception of the Epicurean school) felt
themselves obliged, when constructing a theory of the motions of the universe,
to accept a prime mover, that is, a freely acting cause, which spontaneously
and prior to all other causes evolved this series of states. They always felt
the need of going beyond mere nature, for the purpose of making a first
beginning comprehensible.
ON THE ANTITHESIS.
The assertor of the all-sufficiency of nature in regard to causality
(transcendental Physiocracy), in opposition to the doctrine of freedom, would
defend his view of the question somewhat in the following manner. He would say,
in answer to the sophistical arguments of the opposite party: If you do not
accept a mathematical first, in relation to time, you have no need to seek a
dynamical first, in regard to causality. Who compelled you to imagine an
absolutely primal condition of the world, and therewith an absolute beginning
of the gradually progressing successions of phenomena—and, as some
foundation for this fancy of yours, to set bounds to unlimited nature? Inasmuch
as the substances in the world have always existed—at least the unity of
experience renders such a supposition quite necessary—there is no
difficulty in believing also, that the changes in the conditions of these
substances have always existed; and, consequently, that a first beginning,
mathematical or dynamical, is by no means required. The possibility of such an
infinite derivation, without any initial member from which all the others
result, is certainly quite incomprehensible. But, if you are rash enough to
deny the enigmatical secrets of nature for this reason, you will find
yourselves obliged to deny also the existence of many fundamental properties of
natural objects (such as fundamental forces), which you can just as little
comprehend; and even the possibility of so simple a conception as that of
change must present to you insuperable difficulties. For if experience did not
teach you that it was real, you never could conceive à priori the possibility
of this ceaseless sequence of being and non-being.
But if the existence of a transcendental faculty of freedom is granted—a
faculty of originating changes in the world—this faculty must at least
exist out of and apart from the world; although it is certainly a bold
assumption, that, over and above the complete content of all possible
intuitions, there still exists an object which cannot be presented in any
possible perception. But, to attribute to substances in the world itself such a
faculty, is quite inadmissible; for, in this case; the connection of phenomena
reciprocally determining and determined according to general laws, which is
termed nature, and along with it the criteria of empirical truth, which enable
us to distinguish experience from mere visionary dreaming, would almost
entirely disappear. In proximity with such a lawless faculty of freedom, a
system of nature is hardly cogitable; for the laws of the latter would be
continually subject to the intrusive influences of the former, and the course
of phenomena, which would otherwise proceed regularly and uniformly, would
become thereby confused and disconnected.
FOURTH CONFLICT OF THE TRANSCENDENTAL IDEAS. THESIS.
There exists either in, or in connection with the world—either as a part
of it, or as the cause of it—an absolutely necessary being.
PROOF.
The world of sense, as the sum total of all phenomena, contains a series of
changes. For, without such a series, the mental representation of the series of
time itself, as the condition of the possibility of the sensuous world, could
not be presented to us.[55] But every change stands under its
condition, which precedes it in time and renders it necessary. Now the
existence of a given condition presupposes a complete series of conditions up
to the absolutely unconditioned, which alone is absolutely necessary. It
follows that something that is absolutely necessary must exist, if change
exists as its consequence. But this necessary thing itself belongs to the
sensuous world. For suppose it to exist out of and apart from it, the series of
cosmical changes would receive from it a beginning, and yet this necessary
cause would not itself belong to the world of sense. But this is impossible.
For, as the beginning of a series in time is determined only by that which
precedes it in time, the supreme condition of the beginning of a series of
changes must exist in the time in which this series itself did not exist; for a
beginning supposes a time preceding, in which the thing that begins to be was
not in existence. The causality of the necessary cause of changes, and
consequently the cause itself, must for these reasons belong to time—and
to phenomena, time being possible only as the form of phenomena. Consequently,
it cannot be cogitated as separated from the world of sense—the sum total
of all phenomena. There is, therefore, contained in the world, something that
is absolutely necessary—whether it be the whole cosmical series itself,
or only a part of it.
[55]
Objectively, time, as the formal condition of the possibility of change,
precedes all changes; but subjectively, and in consciousness, the
representation of time, like every other, is given solely by occasion of
perception.
ANTITHESIS.
An absolutely necessary being does not exist, either in the world, or out of
it—as its cause.
PROOF.
Grant that either the world itself is necessary, or that there is contained in
it a necessary existence. Two cases are possible. First, there must either be
in the series of cosmical changes a beginning, which is unconditionally
necessary, and therefore uncaused—which is at variance with the dynamical
law of the determination of all phenomena in time; or, secondly, the series
itself is without beginning, and, although contingent and conditioned in all
its parts, is nevertheless absolutely necessary and unconditioned as a
whole—which is self-contradictory. For the existence of an aggregate
cannot be necessary, if no single part of it possesses necessary existence.
Grant, on the other hand, that an absolutely necessary cause exists out of and
apart from the world. This cause, as the highest member in the series of the
causes of cosmical changes, must originate or begin[56] the existence of
the latter and their series. In this case it must also begin to act, and its
causality would therefore belong to time, and consequently to the sum total of
phenomena, that is, to the world. It follows that the cause cannot be out of
the world; which is contradictory to the hypothesis. Therefore, neither in the
world, nor out of it (but in causal connection with it), does there exist any
absolutely necessary being.
[56]
The word begin is taken in two senses. The first is active—the cause
being regarded as beginning a series of conditions as its effect (infit). The
second is passive—the causality in the cause itself beginning to operate
(fit). I reason here from the first to the second.
OBSERVATIONS ON THE FOURTH ANTINOMY. ON THE THESIS.
To demonstrate the existence of a necessary being, I cannot be permitted in
this place to employ any other than the cosmological argument, which ascends
from the conditioned in phenomena to the unconditioned in conception—the
unconditioned being considered the necessary condition of the absolute totality
of the series. The proof, from the mere idea of a supreme being, belongs to
another principle of reason and requires separate discussion.
The pure cosmological proof demonstrates the existence of a necessary being,
but at the same time leaves it quite unsettled, whether this being is the world
itself, or quite distinct from it. To establish the truth of the latter view,
principles are requisite, which are not cosmological and do not proceed in the
series of phenomena. We should require to introduce into our proof conceptions
of contingent beings—regarded merely as objects of the understanding, and
also a principle which enables us to connect these, by means of mere
conceptions, with a necessary being. But the proper place for all such
arguments is a transcendent philosophy, which has unhappily not yet been
established.
But, if we begin our proof cosmologically, by laying at the foundation of it
the series of phenomena, and the regress in it according to empirical laws of
causality, we are not at liberty to break off from this mode of demonstration
and to pass over to something which is not itself a member of the series. The
condition must be taken in exactly the same signification as the relation of
the conditioned to its condition in the series has been taken, for the series
must conduct us in an unbroken regress to this supreme condition. But if this
relation is sensuous, and belongs to the possible empirical employment of
understanding, the supreme condition or cause must close the regressive series
according to the laws of sensibility and consequently, must belong to the
series of time. It follows that this necessary existence must be regarded as
the highest member of the cosmical series.
Certain philosophers have, nevertheless, allowed themselves the liberty of
making such a saltus (metabasis eis allo gonos). From the changes in the world
they have concluded their empirical contingency, that is, their dependence on
empirically-determined causes, and they thus admitted an ascending series of
empirical conditions: and in this they are quite right. But as they could not
find in this series any primal beginning or any highest member, they passed
suddenly from the empirical conception of contingency to the pure category,
which presents us with a series—not sensuous, but
intellectual—whose completeness does certainly rest upon the existence of
an absolutely necessary cause. Nay, more, this intellectual series is not tied
to any sensuous conditions; and is therefore free from the condition of time,
which requires it spontaneously to begin its causality in time. But such a
procedure is perfectly inadmissible, as will be made plain from what follows.
In the pure sense of the categories, that is contingent the contradictory
opposite of which is possible. Now we cannot reason from empirical contingency
to intellectual. The opposite of that which is changed—the opposite of
its state—is actual at another time, and is therefore possible.
Consequently, it is not the contradictory opposite of the former state. To be
that, it is necessary that, in the same time in which the preceding state
existed, its opposite could have existed in its place; but such a cognition is
not given us in the mere phenomenon of change. A body that was in motion = A,
comes into a state of rest = non-A. Now it cannot be concluded from the fact
that a state opposite to the state A follows it, that the contradictory
opposite of A is possible; and that A is therefore contingent. To prove this,
we should require to know that the state of rest could have existed in the very
same time in which the motion took place. Now we know nothing more than that
the state of rest was actual in the time that followed the state of motion;
consequently, that it was also possible. But motion at one time, and rest at
another time, are not contradictorily opposed to each other. It follows from
what has been said that the succession of opposite determinations, that is,
change, does not demonstrate the fact of contingency as represented in the
conceptions of the pure understanding; and that it cannot, therefore, conduct
us to the fact of the existence of a necessary being. Change proves merely
empirical contingency, that is to say, that the new state could not have
existed without a cause, which belongs to the preceding time. This
cause—even although it is regarded as absolutely necessary—must be
presented to us in time, and must belong to the series of phenomena.
ON THE ANTITHESIS.
The difficulties which meet us, in our attempt to rise through the series of
phenomena to the existence of an absolutely necessary supreme cause, must not
originate from our inability to establish the truth of our mere conceptions of
the necessary existence of a thing. That is to say, our objections not be
ontological, but must be directed against the causal connection with a series
of phenomena of a condition which is itself unconditioned. In one word, they
must be cosmological and relate to empirical laws. We must show that the
regress in the series of causes (in the world of sense) cannot conclude with an
empirically unconditioned condition, and that the cosmological argument from
the contingency of the cosmical state—a contingency alleged to arise from
change—does not justify us in accepting a first cause, that is, a prime
originator of the cosmical series.
The reader will observe in this antinomy a very remarkable contrast. The very
same grounds of proof which established in the thesis the existence of a
supreme being, demonstrated in the antithesis—and with equal
strictness—the non-existence of such a being. We found, first, that a
necessary being exists, because the whole time past contains the series of all
conditions, and with it, therefore, the unconditioned (the necessary);
secondly, that there does not exist any necessary being, for the same reason,
that the whole time past contains the series of all conditions—which are
themselves, therefore, in the aggregate, conditioned. The cause of this seeming
incongruity is as follows. We attend, in the first argument, solely to the
absolute totality of the series of conditions, the one of which determines the
other in time, and thus arrive at a necessary unconditioned. In the second, we
consider, on the contrary, the contingency of everything that is determined in
the series of time—for every event is preceded by a time, in which the
condition itself must be determined as conditioned—and thus everything
that is unconditioned or absolutely necessary disappears. In both, the mode of
proof is quite in accordance with the common procedure of human reason, which
often falls into discord with itself, from considering an object from two
different points of view. Herr von Mairan regarded the controversy between two
celebrated astronomers, which arose from a similar difficulty as to the choice
of a proper standpoint, as a phenomenon of sufficient importance to warrant a
separate treatise on the subject. The one concluded: the moon revolves on its
own axis, because it constantly presents the same side to the earth; the other
declared that the moon does not revolve on its own axis, for the same reason.
Both conclusions were perfectly correct, according to the point of view from
which the motions of the moon were considered.
Section III. Of the Interest of Reason in these
Self-contradictions
We have thus completely before us the dialectical procedure of the cosmological
ideas. No possible experience can present us with an object adequate to them in
extent. Nay, more, reason itself cannot cogitate them as according with the
general laws of experience. And yet they are not arbitrary fictions of thought.
On the contrary, reason, in its uninterrupted progress in the empirical
synthesis, is necessarily conducted to them, when it endeavours to free from
all conditions and to comprehend in its unconditioned totality that which can
only be determined conditionally in accordance with the laws of experience.
These dialectical propositions are so many attempts to solve four natural and
unavoidable problems of reason. There are neither more, nor can there be less,
than this number, because there are no other series of synthetical hypotheses,
limiting à priori the empirical synthesis.
The brilliant claims of reason striving to extend its dominion beyond the
limits of experience, have been represented above only in dry formulae, which
contain merely the grounds of its pretensions. They have, besides, in
conformity with the character of a transcendental philosophy, been freed from
every empirical element; although the full splendour of the promises they hold
out, and the anticipations they excite, manifests itself only when in
connection with empirical cognitions. In the application of them, however, and
in the advancing enlargement of the employment of reason, while struggling to
rise from the region of experience and to soar to those sublime ideas,
philosophy discovers a value and a dignity, which, if it could but make good
its assertions, would raise it far above all other departments of human
knowledge—professing, as it does, to present a sure foundation for our
highest hopes and the ultimate aims of all the exertions of reason. The
questions: whether the world has a beginning and a limit to its extension in
space; whether there exists anywhere, or perhaps, in my own thinking Self, an
indivisible and indestructible unity—or whether nothing but what is
divisible and transitory exists; whether I am a free agent, or, like other
beings, am bound in the chains of nature and fate; whether, finally, there is a
supreme cause of the world, or all our thought and speculation must end with
nature and the order of external things—are questions for the solution of
which the mathematician would willingly exchange his whole science; for in it
there is no satisfaction for the highest aspirations and most ardent desires of
humanity. Nay, it may even be said that the true value of
mathematics—that pride of human reason—consists in this: that she
guides reason to the knowledge of nature—in her greater as well as in her
less manifestations—in her beautiful order and regularity—guides
her, moreover, to an insight into the wonderful unity of the moving forces in
the operations of nature, far beyond the expectations of a philosophy building
only on experience; and that she thus encourages philosophy to extend the
province of reason beyond all experience, and at the same time provides it with
the most excellent materials for supporting its investigations, in so far as
their nature admits, by adequate and accordant intuitions.
Unfortunately for speculation—but perhaps fortunately for the practical
interests of humanity—reason, in the midst of her highest anticipations,
finds herself hemmed in by a press of opposite and contradictory conclusions,
from which neither her honour nor her safety will permit her to draw back. Nor
can she regard these conflicting trains of reasoning with indifference as mere
passages at arms, still less can she command peace; for in the subject of the
conflict she has a deep interest. There is no other course left open to her
than to reflect with herself upon the origin of this disunion in
reason—whether it may not arise from a mere misunderstanding. After such
an inquiry, arrogant claims would have to be given up on both sides; but the
sovereignty of reason over understanding and sense would be based upon a sure
foundation.
We shall at present defer this radical inquiry and, in the meantime, consider
for a little what side in the controversy we should most willingly take, if we
were obliged to become partisans at all. As, in this case, we leave out of
sight altogether the logical criterion of truth, and merely consult our own
interest in reference to the question, these considerations, although
inadequate to settle the question of right in either party, will enable us to
comprehend how those who have taken part in the struggle, adopt the one view
rather than the other—no special insight into the subject, however,
having influenced their choice. They will, at the same time, explain to us many
other things by the way—for example, the fiery zeal on the one side and
the cold maintenance of their cause on the other; why the one party has met
with the warmest approbations, and the other has always been repulsed by
irreconcilable prejudices.
There is one thing, however, that determines the proper point of view, from
which alone this preliminary inquiry can be instituted and carried on with the
proper completeness—and that is the comparison of the principles from
which both sides, thesis and antithesis, proceed. My readers would remark in
the propositions of the antithesis a complete uniformity in the mode of thought
and a perfect unity of principle. Its principle was that of pure empiricism,
not only in the explication of the phenomena in the world, but also in the
solution of the transcendental ideas, even of that of the universe itself. The
affirmations of the thesis, on the contrary, were based, in addition to the
empirical mode of explanation employed in the series of phenomena, on
intellectual propositions; and its principles were in so far not simple. I
shall term the thesis, in view of its essential characteristic, the dogmatism
of pure reason.
On the side of Dogmatism, or of the thesis, therefore, in the determination of
the cosmological ideas, we find:
1. A practical interest, which must be very dear to every right-thinking man.
That the word has a beginning—that the nature of my thinking self is
simple, and therefore indestructible—that I am a free agent, and raised
above the compulsion of nature and her laws—and, finally, that the entire
order of things, which form the world, is dependent upon a Supreme Being, from
whom the whole receives unity and connection—these are so many
foundation-stones of morality and religion. The antithesis deprives us of all
these supports—or, at least, seems so to deprive us.
2. A speculative interest of reason manifests itself on this side. For, if we
take the transcendental ideas and employ them in the manner which the thesis
directs, we can exhibit completely à priori the entire chain of conditions, and
understand the derivation of the conditioned—beginning from the
unconditioned. This the antithesis does not do; and for this reason does not
meet with so welcome a reception. For it can give no answer to our question
respecting the conditions of its synthesis—except such as must be
supplemented by another question, and so on to infinity. According to it, we
must rise from a given beginning to one still higher; every part conducts us to
a still smaller one; every event is preceded by another event which is its
cause; and the conditions of existence rest always upon other and still higher
conditions, and find neither end nor basis in some self-subsistent thing as the
primal being.
3. This side has also the advantage of popularity; and this constitutes no
small part of its claim to favour. The common understanding does not find the
least difficulty in the idea of the unconditioned beginning of all
synthesis—accustomed, as it is, rather to follow our consequences than to
seek for a proper basis for cognition. In the conception of an absolute first,
moreover—the possibility of which it does not inquire into—it is
highly gratified to find a firmly-established point of departure for its
attempts at theory; while in the restless and continuous ascent from the
conditioned to the condition, always with one foot in the air, it can find no
satisfaction.
On the side of the antithesis, or Empiricism, in the determination of the
cosmological ideas:
1. We cannot discover any such practical interest arising from pure principles
of reason as morality and religion present. On the contrary, pure empiricism
seems to empty them of all their power and influence. If there does not exist a
Supreme Being distinct from the world—if the world is without beginning,
consequently without a Creator—if our wills are not free, and the soul is
divisible and subject to corruption just like matter—the ideas and
principles of morality lose all validity and fall with the transcendental ideas
which constituted their theoretical support.
2. But empiricism, in compensation, holds out to reason, in its speculative
interests, certain important advantages, far exceeding any that the dogmatist
can promise us. For, when employed by the empiricist, understanding is always
upon its proper ground of investigation—the field of possible experience,
the laws of which it can explore, and thus extend its cognition securely and
with clear intelligence without being stopped by limits in any direction. Here
can it and ought it to find and present to intuition its proper
object—not only in itself, but in all its relations; or, if it employ
conceptions, upon this ground it can always present the corresponding images in
clear and unmistakable intuitions. It is quite unnecessary for it to renounce
the guidance of nature, to attach itself to ideas, the objects of which it
cannot know; because, as mere intellectual entities, they cannot be presented
in any intuition. On the contrary, it is not even permitted to abandon its
proper occupation, under the pretence that it has been brought to a conclusion
(for it never can be), and to pass into the region of idealizing reason and
transcendent conceptions, which it is not required to observe and explore the
laws of nature, but merely to think and to imagine—secure from being
contradicted by facts, because they have not been called as witnesses, but
passed by, or perhaps subordinated to the so-called higher interests and
considerations of pure reason.
Hence the empiricist will never allow himself to accept any epoch of nature for
the first—the absolutely primal state; he will not believe that there can
be limits to his outlook into her wide domains, nor pass from the objects of
nature, which he can satisfactorily explain by means of observation and
mathematical thought—which he can determine synthetically in intuition,
to those which neither sense nor imagination can ever present in concreto; he
will not concede the existence of a faculty in nature, operating independently
of the laws of nature—a concession which would introduce uncertainty into
the procedure of the understanding, which is guided by necessary laws to the
observation of phenomena; nor, finally, will he permit himself to seek a cause
beyond nature, inasmuch as we know nothing but it, and from it alone receive an
objective basis for all our conceptions and instruction in the unvarying laws
of things.
In truth, if the empirical philosopher had no other purpose in the
establishment of his antithesis than to check the presumption of a reason which
mistakes its true destination, which boasts of its insight and its knowledge,
just where all insight and knowledge cease to exist, and regards that which is
valid only in relation to a practical interest, as an advancement of the
speculative interests of the mind (in order, when it is convenient for itself,
to break the thread of our physical investigations, and, under pretence of
extending our cognition, connect them with transcendental ideas, by means of
which we really know only that we know nothing)—if, I say, the empiricist
rested satisfied with this benefit, the principle advanced by him would be a
maxim recommending moderation in the pretensions of reason and modesty in its
affirmations, and at the same time would direct us to the right mode of
extending the province of the understanding, by the help of the only true
teacher, experience. In obedience to this advice, intellectual hypotheses and
faith would not be called in aid of our practical interests; nor should we
introduce them under the pompous titles of science and insight. For speculative
cognition cannot find an objective basis any other where than in experience;
and, when we overstep its limits our synthesis, which requires ever new
cognitions independent of experience, has no substratum of intuition upon which
to build.
But if—as often happens—empiricism, in relation to ideas, becomes
itself dogmatic and boldly denies that which is above the sphere of its
phenomenal cognition, it falls itself into the error of intemperance—an
error which is here all the more reprehensible, as thereby the practical
interest of reason receives an irreparable injury.
And this constitutes the opposition between Epicureanism[57] and Platonism.
[57]
It is, however, still a matter of doubt whether Epicurus ever propounded these
principles as directions for the objective employment of the understanding. If,
indeed, they were nothing more than maxims for the speculative exercise of
reason, he gives evidence therein a more genuine philosophic spirit than any of
the philosophers of antiquity. That, in the explanation of phenomena, we must
proceed as if the field of inquiry had neither limits in space nor commencement
in time; that we must be satisfied with the teaching of experience in reference
to the material of which the world is posed; that we must not look for any
other mode of the origination of events than that which is determined by the
unalterable laws of nature; and finally, that we not employ the hypothesis of a
cause distinct from the world to account for a phenomenon or for the world
itself—are principles for the extension of speculative philosophy, and
the discovery of the true sources of the principles of morals, which, however
little conformed to in the present day, are undoubtedly correct. At the same
time, any one desirous of ignoring, in mere speculation, these dogmatical
propositions, need not for that reason be accused of denying them.
Both Epicurus and Plato assert more in their systems than they know. The former
encourages and advances science—although to the prejudice of the
practical; the latter presents us with excellent principles for the
investigation of the practical, but, in relation to everything regarding which
we can attain to speculative cognition, permits reason to append idealistic
explanations of natural phenomena, to the great injury of physical
investigation.
3. In regard to the third motive for the preliminary choice of a party in this
war of assertions, it seems very extraordinary that empiricism should be
utterly unpopular. We should be inclined to believe that the common
understanding would receive it with pleasure—promising as it does to
satisfy it without passing the bounds of experience and its connected order;
while transcendental dogmatism obliges it to rise to conceptions which far
surpass the intelligence and ability of the most practised thinkers. But in
this, in truth, is to be found its real motive. For the common understanding
thus finds itself in a situation where not even the most learned can have the
advantage of it. If it understands little or nothing about these transcendental
conceptions, no one can boast of understanding any more; and although it may
not express itself in so scholastically correct a manner as others, it can busy
itself with reasoning and arguments without end, wandering among mere ideas,
about which one can always be very eloquent, because we know nothing about
them; while, in the observation and investigation of nature, it would be forced
to remain dumb and to confess its utter ignorance. Thus indolence and vanity
form of themselves strong recommendations of these principles. Besides,
although it is a hard thing for a philosopher to assume a principle, of which
he can give to himself no reasonable account, and still more to employ
conceptions, the objective reality of which cannot be established, nothing is
more usual with the common understanding. It wants something which will allow
it to go to work with confidence. The difficulty of even comprehending a
supposition does not disquiet it, because—not knowing what comprehending
means—it never even thinks of the supposition it may be adopting as a
principle; and regards as known that with which it has become familiar from
constant use. And, at last, all speculative interests disappear before the
practical interests which it holds dear; and it fancies that it understands and
knows what its necessities and hopes incite it to assume or to believe. Thus
the empiricism of transcendentally idealizing reason is robbed of all
popularity; and, however prejudicial it may be to the highest practical
principles, there is no fear that it will ever pass the limits of the schools,
or acquire any favour or influence in society or with the multitude.
Human reason is by nature architectonic. That is to say, it regards all
cognitions as parts of a possible system, and hence accepts only such
principles as at least do not incapacitate a cognition to which we may have
attained from being placed along with others in a general system. But the
propositions of the antithesis are of a character which renders the completion
of an edifice of cognitions impossible. According to these, beyond one state or
epoch of the world there is always to be found one more ancient; in every part
always other parts themselves divisible; preceding every event another, the
origin of which must itself be sought still higher; and everything in existence
is conditioned, and still not dependent on an unconditioned and primal
existence. As, therefore, the antithesis will not concede the existence of a
first beginning which might be available as a foundation, a complete edifice of
cognition, in the presence of such hypothesis, is utterly impossible. Thus the
architectonic interest of reason, which requires a unity—not empirical,
but à priori and rational—forms a natural recommendation for the
assertions of the thesis in our antinomy.
But if any one could free himself entirely from all considerations of interest,
and weigh without partiality the assertions of reason, attending only to their
content, irrespective of the consequences which follow from them; such a
person, on the supposition that he knew no other way out of the confusion than
to settle the truth of one or other of the conflicting doctrines, would live in
a state of continual hesitation. Today, he would feel convinced that the human
will is free; to-morrow, considering the indissoluble chain of nature, he would
look on freedom as a mere illusion and declare nature to be all-in-all. But, if
he were called to action, the play of the merely speculative reason would
disappear like the shapes of a dream, and practical interest would dictate his
choice of principles. But, as it well befits a reflective and inquiring being
to devote certain periods of time to the examination of its own reason—to
divest itself of all partiality, and frankly to communicate its observations
for the judgement and opinion of others; so no one can be blamed for, much less
prevented from, placing both parties on their trial, with permission to end
themselves, free from intimidation, before intimidation, before a sworn jury of
equal condition with themselves—the condition of weak and fallible men.
Section IV. Of the necessity imposed upon Pure Reason
of presenting a Solution of its Transcendental Problems
To avow an ability to solve all problems and to answer all questions would be a
profession certain to convict any philosopher of extravagant boasting and
self-conceit, and at once to destroy the confidence that might otherwise have
been reposed in him. There are, however, sciences so constituted that every
question arising within their sphere must necessarily be capable of receiving
an answer from the knowledge already possessed, for the answer must be received
from the same sources whence the question arose. In such sciences it is not
allowable to excuse ourselves on the plea of necessary and unavoidable
ignorance; a solution is absolutely requisite. The rule of right and wrong must
help us to the knowledge of what is right or wrong in all possible cases;
otherwise, the idea of obligation or duty would be utterly null, for we cannot
have any obligation to that which we cannot know. On the other hand, in our
investigations of the phenomena of nature, much must remain uncertain, and many
questions continue insoluble; because what we know of nature is far from being
sufficient to explain all the phenomena that are presented to our observation.
Now the question is: Whether there is in transcendental philosophy any
question, relating to an object presented to pure reason, which is unanswerable
by this reason; and whether we must regard the subject of the question as quite
uncertain, so far as our knowledge extends, and must give it a place among
those subjects, of which we have just so much conception as is sufficient to
enable us to raise a question—faculty or materials failing us, however,
when we attempt an answer.
Now I maintain that, among all speculative cognition, the peculiarity of
transcendental philosophy is that there is no question, relating to an object
presented to pure reason, which is insoluble by this reason; and that the
profession of unavoidable ignorance—the problem being alleged to be
beyond the reach of our faculties—cannot free us from the obligation to
present a complete and satisfactory answer. For the very conception which
enables us to raise the question must give us the power of answering it;
inasmuch as the object, as in the case of right and wrong, is not to be
discovered out of the conception.
But, in transcendental philosophy, it is only the cosmological questions to
which we can demand a satisfactory answer in relation to the constitution of
their object; and the philosopher is not permitted to avail himself of the
pretext of necessary ignorance and impenetrable obscurity. These questions
relate solely to the cosmological ideas. For the object must be given in
experience, and the question relates to the adequateness of the object to an
idea. If the object is transcendental and therefore itself unknown; if the
question, for example, is whether the object—the something, the
phenomenon of which (internal—in ourselves) is thought—that is to
say, the soul, is in itself a simple being; or whether there is a cause of all
things, which is absolutely necessary—in such cases we are seeking for
our idea an object, of which we may confess that it is unknown to us, though we
must not on that account assert that it is impossible.[58] The cosmological
ideas alone posses the peculiarity that we can presuppose the object of them
and the empirical synthesis requisite for the conception of that object to be
given; and the question, which arises from these ideas, relates merely to the
progress of this synthesis, in so far as it must contain absolute
totality—which, however, is not empirical, as it cannot be given in any
experience. Now, as the question here is solely in regard to a thing as the
object of a possible experience and not as a thing in itself, the answer to the
transcendental cosmological question need not be sought out of the idea, for
the question does not regard an object in itself. The question in relation to a
possible experience is not, “What can be given in an experience in
concreto” but “what is contained in the idea, to which the
empirical synthesis must approximate.” The question must therefore be
capable of solution from the idea alone. For the idea is a creation of reason
itself, which therefore cannot disclaim the obligation to answer or refer us to
the unknown object.
[58]
The question, “What is the constitution of a transcendental
object?” is unanswerable—we are unable to say what it is; but we
can perceive that the question itself is nothing; because it does not relate to
any object that can be presented to us. For this reason, we must consider all
the questions raised in transcendental psychology as answerable and as really
answered; for they relate to the transcendental subject of all internal
phenomena, which is not itself phenomenon and consequently not given as an
object, in which, moreover, none of the categories—and it is to them that
the question is properly directed—find any conditions of its application.
Here, therefore, is a case where no answer is the only proper answer. For a
question regarding the constitution of a something which cannot be cogitated by
any determined predicate, being completely beyond the sphere of objects and
experience, is perfectly null and void.
It is not so extraordinary, as it at first sight appears, that a science should
demand and expect satisfactory answers to all the questions that may arise
within its own sphere (questiones domesticae), although, up to a certain time,
these answers may not have been discovered. There are, in addition to
transcendental philosophy, only two pure sciences of reason; the one with a
speculative, the other with a practical content—pure mathematics and pure
ethics. Has any one ever heard it alleged that, from our complete and necessary
ignorance of the conditions, it is uncertain what exact relation the diameter
of a circle bears to the circle in rational or irrational numbers? By the
former the sum cannot be given exactly, by the latter only approximately; and
therefore we decide that the impossibility of a solution of the question is
evident. Lambert presented us with a demonstration of this. In the general
principles of morals there can be nothing uncertain, for the propositions are
either utterly without meaning, or must originate solely in our rational
conceptions. On the other hand, there must be in physical science an infinite
number of conjectures, which can never become certainties; because the
phenomena of nature are not given as objects dependent on our conceptions. The
key to the solution of such questions cannot, therefore, be found in our
conceptions, or in pure thought, but must lie without us and for that reason is
in many cases not to be discovered; and consequently a satisfactory explanation
cannot be expected. The questions of transcendental analytic, which relate to
the deduction of our pure cognition, are not to be regarded as of the same kind
as those mentioned above; for we are not at present treating of the certainty
of judgements in relation to the origin of our conceptions, but only of that
certainty in relation to objects.
We cannot, therefore, escape the responsibility of at least a critical solution
of the questions of reason, by complaints of the limited nature of our
faculties, and the seemingly humble confession that it is beyond the power of
our reason to decide, whether the world has existed from all eternity or had a
beginning—whether it is infinitely extended, or enclosed within certain
limits—whether anything in the world is simple, or whether everything
must be capable of infinite divisibility—whether freedom can originate
phenomena, or whether everything is absolutely dependent on the laws and order
of nature—and, finally, whether there exists a being that is completely
unconditioned and necessary, or whether the existence of everything is
conditioned and consequently dependent on something external to itself, and
therefore in its own nature contingent. For all these questions relate to an
object, which can be given nowhere else than in thought. This object is the
absolutely unconditioned totality of the synthesis of phenomena. If the
conceptions in our minds do not assist us to some certain result in regard to
these problems, we must not defend ourselves on the plea that the object itself
remains hidden from and unknown to us. For no such thing or object can be
given—it is not to be found out of the idea in our minds. We must seek
the cause of our failure in our idea itself, which is an insoluble problem and
in regard to which we obstinately assume that there exists a real object
corresponding and adequate to it. A clear explanation of the dialectic which
lies in our conception, will very soon enable us to come to a satisfactory
decision in regard to such a question.
The pretext that we are unable to arrive at certainty in regard to these
problems may be met with this question, which requires at least a plain answer:
“From what source do the ideas originate, the solution of which involves
you in such difficulties? Are you seeking for an explanation of certain
phenomena; and do you expect these ideas to give you the principles or the
rules of this explanation?” Let it be granted, that all nature was laid
open before you; that nothing was hid from your senses and your consciousness.
Still, you could not cognize in concreto the object of your ideas in any
experience. For what is demanded is not only this full and complete intuition,
but also a complete synthesis and the consciousness of its absolute totality;
and this is not possible by means of any empirical cognition. It follows that
your question—your idea—is by no means necessary for the
explanation of any phenomenon; and the idea cannot have been in any sense given
by the object itself. For such an object can never be presented to us, because
it cannot be given by any possible experience. Whatever perceptions you may
attain to, you are still surrounded by conditions—in space, or in
time—and you cannot discover anything unconditioned; nor can you decide
whether this unconditioned is to be placed in an absolute beginning of the
synthesis, or in an absolute totality of the series without beginning. A whole,
in the empirical signification of the term, is always merely comparative. The
absolute whole of quantity (the universe), of division, of derivation, of the
condition of existence, with the question—whether it is to be produced by
finite or infinite synthesis, no possible experience can instruct us
concerning. You will not, for example, be able to explain the phenomena of a
body in the least degree better, whether you believe it to consist of simple,
or of composite parts; for a simple phenomenon—and just as little an
infinite series of composition—can never be presented to your perception.
Phenomena require and admit of explanation, only in so far as the conditions of
that explanation are given in perception; but the sum total of that which is
given in phenomena, considered as an absolute whole, is itself a
perception—and we cannot therefore seek for explanations of this whole
beyond itself, in other perceptions. The explanation of this whole is the
proper object of the transcendental problems of pure reason.
Although, therefore, the solution of these problems is unattainable through
experience, we must not permit ourselves to say that it is uncertain how the
object of our inquiries is constituted. For the object is in our own mind and
cannot be discovered in experience; and we have only to take care that our
thoughts are consistent with each other, and to avoid falling into the
amphiboly of regarding our idea as a representation of an object empirically
given, and therefore to be cognized according to the laws of experience. A
dogmatical solution is therefore not only unsatisfactory but impossible. The
critical solution, which may be a perfectly certain one, does not consider the
question objectively, but proceeds by inquiring into the basis of the cognition
upon which the question rests.
Section V. Sceptical Exposition of the Cosmological
Problems presented in the four Transcendental Ideas
We should be quite willing to desist from the demand of a dogmatical answer to
our questions, if we understood beforehand that, be the answer what it may, it
would only serve to increase our ignorance, to throw us from one
incomprehensibility into another, from one obscurity into another still
greater, and perhaps lead us into irreconcilable contradictions. If a
dogmatical affirmative or negative answer is demanded, is it at all prudent to
set aside the probable grounds of a solution which lie before us and to take
into consideration what advantage we shall gain, if the answer is to favour the
one side or the other? If it happens that in both cases the answer is mere
nonsense, we have in this an irresistible summons to institute a critical
investigation of the question, for the purpose of discovering whether it is
based on a groundless presupposition and relates to an idea, the falsity of
which would be more easily exposed in its application and consequences than in
the mere representation of its content. This is the great utility of the
sceptical mode of treating the questions addressed by pure reason to itself. By
this method we easily rid ourselves of the confusions of dogmatism, and
establish in its place a temperate criticism, which, as a genuine cathartic,
will successfully remove the presumptuous notions of philosophy and their
consequence—the vain pretension to universal science.
If, then, I could understand the nature of a cosmological idea and perceive,
before I entered on the discussion of the subject at all, that, whatever side
of the question regarding the unconditioned of the regressive synthesis of
phenomena it favoured—it must either be too great or too small for every
conception of the understanding—I would be able to comprehend how the
idea, which relates to an object of experience—an experience which must
be adequate to and in accordance with a possible conception of the
understanding—must be completely void and without significance, inasmuch
as its object is inadequate, consider it as we may. And this is actually the
case with all cosmological conceptions, which, for the reason above mentioned,
involve reason, so long as it remains attached to them, in an unavoidable
antinomy. For suppose:
First, that the world has no beginning—in this case it is too large for
our conception; for this conception, which consists in a successive regress,
cannot overtake the whole eternity that has elapsed. Grant that it has a
beginning, it is then too small for the conception of the understanding. For,
as a beginning presupposes a time preceding, it cannot be unconditioned; and
the law of the empirical employment of the understanding imposes the necessity
of looking for a higher condition of time; and the world is, therefore,
evidently too small for this law.
The same is the case with the double answer to the question regarding the
extent, in space, of the world. For, if it is infinite and unlimited, it must
be too large for every possible empirical conception. If it is finite and
limited, we have a right to ask: “What determines these limits?”
Void space is not a self-subsistent correlate of things, and cannot be a final
condition—and still less an empirical condition, forming a part of a
possible experience. For how can we have any experience or perception of an
absolute void? But the absolute totality of the empirical synthesis requires
that the unconditioned be an empirical conception. Consequently, a finite world
is too small for our conception.
Secondly, if every phenomenon (matter) in space consists of an infinite number
of parts, the regress of the division is always too great for our conception;
and if the division of space must cease with some member of the division (the
simple), it is too small for the idea of the unconditioned. For the member at
which we have discontinued our division still admits a regress to many more
parts contained in the object.
Thirdly, suppose that every event in the world happens in accordance with the
laws of nature; the causality of a cause must itself be an event and
necessitates a regress to a still higher cause, and consequently the unceasing
prolongation of the series of conditions a parte priori. Operative nature is
therefore too large for every conception we can form in the synthesis of
cosmical events.
If we admit the existence of spontaneously produced events, that is, of free
agency, we are driven, in our search for sufficient reasons, on an unavoidable
law of nature and are compelled to appeal to the empirical law of causality,
and we find that any such totality of connection in our synthesis is too small
for our necessary empirical conception.
Fourthly, if we assume the existence of an absolutely necessary
being—whether it be the world or something in the world, or the cause of
the world—we must place it in a time at an infinite distance from any
given moment; for, otherwise, it must be dependent on some other and higher
existence. Such an existence is, in this case, too large for our empirical
conception, and unattainable by the continued regress of any synthesis.
But if we believe that everything in the world—be it condition or
conditioned—is contingent; every given existence is too small for our
conception. For in this case we are compelled to seek for some other existence
upon which the former depends.
We have said that in all these cases the cosmological idea is either too great
or too small for the empirical regress in a synthesis, and consequently for
every possible conception of the understanding. Why did we not express
ourselves in a manner exactly the reverse of this and, instead of accusing the
cosmological idea of over stepping or of falling short of its true aim,
possible experience, say that, in the first case, the empirical conception is
always too small for the idea, and in the second too great, and thus attach the
blame of these contradictions to the empirical regress? The reason is this.
Possible experience can alone give reality to our conceptions; without it a
conception is merely an idea, without truth or relation to an object. Hence a
possible empirical conception must be the standard by which we are to judge
whether an idea is anything more than an idea and fiction of thought, or
whether it relates to an object in the world. If we say of a thing that in
relation to some other thing it is too large or too small, the former is
considered as existing for the sake of the latter, and requiring to be adapted
to it. Among the trivial subjects of discussion in the old schools of
dialectics was this question: “If a ball cannot pass through a hole,
shall we say that the ball is too large or the hole too small?” In this
case it is indifferent what expression we employ; for we do not know which
exists for the sake of the other. On the other hand, we cannot say: “The
man is too long for his coat”; but: “The coat is too short for the
man.”
We are thus led to the well-founded suspicion that the cosmological ideas, and
all the conflicting sophistical assertions connected with them, are based upon
a false and fictitious conception of the mode in which the object of these
ideas is presented to us; and this suspicion will probably direct us how to
expose the illusion that has so long led us astray from the truth.
Section VI. Transcendental Idealism as the Key to
the Solution of Pure Cosmological Dialectic
In the transcendental æsthetic we proved that everything intuited in space and
time, all objects of a possible experience, are nothing but phenomena, that is,
mere representations; and that these, as presented to us—as extended
bodies, or as series of changes—have no self-subsistent existence apart
from human thought. This doctrine I call Transcendental Idealism.[59] The realist in the transcendental sense
regards these modifications of our sensibility, these mere representations, as
things subsisting in themselves.
[59]
I have elsewhere termed this theory formal idealism, to distinguish it from
material idealism, which doubts or denies the existence of external things. To
avoid ambiguity, it seems advisable in many cases to employ this term instead
of that mentioned in the text.
It would be unjust to accuse us of holding the long-decried theory of empirical
idealism, which, while admitting the reality of space, denies, or at least
doubts, the existence of bodies extended in it, and thus leaves us without a
sufficient criterion of reality and illusion. The supporters of this theory
find no difficulty in admitting the reality of the phenomena of the internal
sense in time; nay, they go the length of maintaining that this internal
experience is of itself a sufficient proof of the real existence of its object
as a thing in itself.
Transcendental idealism allows that the objects of external intuition—as
intuited in space, and all changes in time—as represented by the internal
sense, are real. For, as space is the form of that intuition which we call
external, and, without objects in space, no empirical representation could be
given us, we can and ought to regard extended bodies in it as real. The case is
the same with representations in time. But time and space, with all phenomena
therein, are not in themselves things. They are nothing but representations and
cannot exist out of and apart from the mind. Nay, the sensuous internal
intuition of the mind (as the object of consciousness), the determination of
which is represented by the succession of different states in time, is not the
real, proper self, as it exists in itself—not the transcendental
subject—but only a phenomenon, which is presented to the sensibility of
this, to us, unknown being. This internal phenomenon cannot be admitted to be a
self-subsisting thing; for its condition is time, and time cannot be the
condition of a thing in itself. But the empirical truth of phenomena in space
and time is guaranteed beyond the possibility of doubt, and sufficiently
distinguished from the illusion of dreams or fancy—although both have a
proper and thorough connection in an experience according to empirical laws.
The objects of experience then are not things in themselves, but are given only
in experience, and have no existence apart from and independently of
experience. That there may be inhabitants in the moon, although no one has ever
observed them, must certainly be admitted; but this assertion means only, that
we may in the possible progress of experience discover them at some future
time. For that which stands in connection with a perception according to the
laws of the progress of experience is real. They are therefore really existent,
if they stand in empirical connection with my actual or real consciousness,
although they are not in themselves real, that is, apart from the progress of
experience.
There is nothing actually given—we can be conscious of nothing as real,
except a perception and the empirical progression from it to other possible
perceptions. For phenomena, as mere representations, are real only in
perception; and perception is, in fact, nothing but the reality of an empirical
representation, that is, a phenomenon. To call a phenomenon a real thing prior
to perception means either that we must meet with this phenomenon in the
progress of experience, or it means nothing at all. For I can say only of a
thing in itself that it exists without relation to the senses and experience.
But we are speaking here merely of phenomena in space and time, both of which
are determinations of sensibility, and not of things in themselves. It follows
that phenomena are not things in themselves, but are mere representations,
which if not given in us—in perception—are non-existent.
The faculty of sensuous intuition is properly a receptivity—a capacity of
being affected in a certain manner by representations, the relation of which to
each other is a pure intuition of space and time—the pure forms of
sensibility. These representations, in so far as they are connected and
determinable in this relation (in space and time) according to laws of the
unity of experience, are called objects. The non-sensuous cause of these
representations is completely unknown to us and hence cannot be intuited as an
object. For such an object could not be represented either in space or in time;
and without these conditions intuition or representation is impossible. We may,
at the same time, term the non-sensuous cause of phenomena the transcendental
object—but merely as a mental correlate to sensibility, considered as a
receptivity. To this transcendental object we may attribute the whole
connection and extent of our possible perceptions, and say that it is given and
exists in itself prior to all experience. But the phenomena, corresponding to
it, are not given as things in themselves, but in experience alone. For they
are mere representations, receiving from perceptions alone significance and
relation to a real object, under the condition that this or that
perception—indicating an object—is in complete connection with all
others in accordance with the rules of the unity of experience. Thus we can
say: “The things that really existed in past time are given in the
transcendental object of experience.” But these are to me real objects,
only in so far as I can represent to my own mind, that a regressive series of
possible perceptions—following the indications of history, or the
footsteps of cause and effect—in accordance with empirical
laws—that, in one word, the course of the world conducts us to an elapsed
series of time as the condition of the present time. This series in past time
is represented as real, not in itself, but only in connection with a possible
experience. Thus, when I say that certain events occurred in past time, I
merely assert the possibility of prolonging the chain of experience, from the
present perception, upwards to the conditions that determine it according to
time.
If I represent to myself all objects existing in all space and time, I do not
thereby place these in space and time prior to all experience; on the contrary,
such a representation is nothing more than the notion of a possible experience,
in its absolute completeness. In experience alone are those objects, which are
nothing but representations, given. But, when I say they existed prior to my
experience, this means only that I must begin with the perception present to me
and follow the track indicated until I discover them in some part or region of
experience. The cause of the empirical condition of this progression—and
consequently at what member therein I must stop, and at what point in the
regress I am to find this member—is transcendental, and hence necessarily
incognizable. But with this we have not to do; our concern is only with the law
of progression in experience, in which objects, that is, phenomena, are given.
It is a matter of indifference, whether I say, “I may in the progress of
experience discover stars, at a hundred times greater distance than the most
distant of those now visible,” or, “Stars at this distance may be
met in space, although no one has, or ever will discover them.” For, if
they are given as things in themselves, without any relation to possible
experience, they are for me non-existent, consequently, are not objects, for
they are not contained in the regressive series of experience. But, if these
phenomena must be employed in the construction or support of the cosmological
idea of an absolute whole, and when we are discussing a question that oversteps
the limits of possible experience, the proper distinction of the different
theories of the reality of sensuous objects is of great importance, in order to
avoid the illusion which must necessarily arise from the misinterpretation of
our empirical conceptions.
Section VII. Critical Solution of the Cosmological
Problem
The antinomy of pure reason is based upon the following dialectical argument:
“If that which is conditioned is given, the whole series of its
conditions is also given; but sensuous objects are given as conditioned;
consequently…” This syllogism, the major of which seems so natural and
evident, introduces as many cosmological ideas as there are different kinds of
conditions in the synthesis of phenomena, in so far as these conditions
constitute a series. These ideas require absolute totality in the series, and
thus place reason in inextricable embarrassment. Before proceeding to expose
the fallacy in this dialectical argument, it will be necessary to have a
correct understanding of certain conceptions that appear in it.
In the first place, the following proposition is evident, and indubitably
certain: “If the conditioned is given, a regress in the series of all its
conditions is thereby imperatively required.” For the very conception of
a conditioned is a conception of something related to a condition, and, if this
condition is itself conditioned, to another condition—and so on through
all the members of the series. This proposition is, therefore, analytical and
has nothing to fear from transcendental criticism. It is a logical postulate of
reason: to pursue, as far as possible, the connection of a conception with its
conditions.
If, in the second place, both the conditioned and the condition are things in
themselves, and if the former is given, not only is the regress to the latter
requisite, but the latter is really given with the former. Now, as this is true
of all the members of the series, the entire series of conditions, and with
them the unconditioned, is at the same time given in the very fact of the
conditioned, the existence of which is possible only in and through that
series, being given. In this case, the synthesis of the conditioned with its
condition, is a synthesis of the understanding merely, which represents things
as they are, without regarding whether and how we can cognize them. But if I
have to do with phenomena, which, in their character of mere representations,
are not given, if I do not attain to a cognition of them (in other words, to
themselves, for they are nothing more than empirical cognitions), I am not
entitled to say: “If the conditioned is given, all its conditions (as
phenomena) are also given.” I cannot, therefore, from the fact of a
conditioned being given, infer the absolute totality of the series of its
conditions. For phenomena are nothing but an empirical synthesis in
apprehension or perception, and are therefore given only in it. Now, in
speaking of phenomena it does not follow that, if the conditioned is given, the
synthesis which constitutes its empirical condition is also thereby given and
presupposed; such a synthesis can be established only by an actual regress in
the series of conditions. But we are entitled to say in this case that a
regress to the conditions of a conditioned, in other words, that a continuous
empirical synthesis is enjoined; that, if the conditions are not given, they
are at least required; and that we are certain to discover the conditions in
this regress.
We can now see that the major, in the above cosmological syllogism, takes the
conditioned in the transcendental signification which it has in the pure
category, while the minor speaks of it in the empirical signification which it
has in the category as applied to phenomena. There is, therefore, a dialectical
fallacy in the syllogism—a sophisma figurae dictionis. But this fallacy
is not a consciously devised one, but a perfectly natural illusion of the
common reason of man. For, when a thing is given as conditioned, we presuppose
in the major its conditions and their series, unperceived, as it were, and
unseen; because this is nothing more than the logical requirement of complete
and satisfactory premisses for a given conclusion. In this case, time is
altogether left out in the connection of the conditioned with the condition;
they are supposed to be given in themselves, and contemporaneously. It is,
moreover, just as natural to regard phenomena (in the minor) as things in
themselves and as objects presented to the pure understanding, as in the major,
in which complete abstraction was made of all conditions of intuition. But it
is under these conditions alone that objects are given. Now we overlooked a
remarkable distinction between the conceptions. The synthesis of the
conditioned with its condition, and the complete series of the latter (in the
major) are not limited by time, and do not contain the conception of
succession. On the contrary, the empirical synthesis and the series of
conditions in the phenomenal world—subsumed in the minor—are
necessarily successive and given in time alone. It follows that I cannot
presuppose in the minor, as I did in the major, the absolute totality of the
synthesis and of the series therein represented; for in the major all the
members of the series are given as things in themselves—without any
limitations or conditions of time, while in the minor they are possible only in
and through a successive regress, which cannot exist, except it be actually
carried into execution in the world of phenomena.
After this proof of the viciousness of the argument commonly employed in
maintaining cosmological assertions, both parties may now be justly dismissed,
as advancing claims without grounds or title. But the process has not been
ended by convincing them that one or both were in the wrong and had maintained
an assertion which was without valid grounds of proof. Nothing seems to be
clearer than that, if one maintains: “The world has a beginning,”
and another: “The world has no beginning,” one of the two must be
right. But it is likewise clear that, if the evidence on both sides is equal,
it is impossible to discover on what side the truth lies; and the controversy
continues, although the parties have been recommended to peace before the
tribunal of reason. There remains, then, no other means of settling the
question than to convince the parties, who refute each other with such
conclusiveness and ability, that they are disputing about nothing, and that a
transcendental illusion has been mocking them with visions of reality where
there is none. The mode of adjusting a dispute which cannot be decided upon its
own merits, we shall now proceed to lay before our readers.
Zeno of Elea, a subtle dialectician, was severely reprimanded by Plato as a
sophist, who, merely from the base motive of exhibiting his skill in
discussion, maintained and subverted the same proposition by arguments as
powerful and convincing on the one side as on the other. He maintained, for
example, that God (who was probably nothing more, in his view, than the world)
is neither finite nor infinite, neither in motion nor in rest, neither similar
nor dissimilar to any other thing. It seemed to those philosophers who
criticized his mode of discussion that his purpose was to deny completely both
of two self-contradictory propositions—which is absurd. But I cannot
believe that there is any justice in this accusation. The first of these
propositions I shall presently consider in a more detailed manner. With regard
to the others, if by the word of God he understood merely the Universe, his
meaning must have been—that it cannot be permanently present in one
place—that is, at rest—nor be capable of changing its
place—that is, of moving—because all places are in the universe,
and the universe itself is, therefore, in no place. Again, if the universe
contains in itself everything that exists, it cannot be similar or dissimilar
to any other thing, because there is, in fact, no other thing with which it can
be compared. If two opposite judgements presuppose a contingent impossible, or
arbitrary condition, both—in spite of their opposition (which is,
however, not properly or really a contradiction)—fall away; because the
condition, which ensured the validity of both, has itself disappeared.
If we say: “Everybody has either a good or a bad smell,” we have
omitted a third possible judgement—it has no smell at all; and thus both
conflicting statements may be false. If we say: “It is either
good-smelling or not good-smelling (vel suaveolens vel non-suaveolens),”
both judgements are contradictorily opposed; and the contradictory opposite of
the former judgement—some bodies are not good-smelling—embraces
also those bodies which have no smell at all. In the preceding pair of opposed
judgements (per disparata), the contingent condition of the conception of body
(smell) attached to both conflicting statements, instead of having been omitted
in the latter, which is consequently not the contradictory opposite of the
former.
If, accordingly, we say: “The world is either infinite in extension, or
it is not infinite (non est infinitus)”; and if the former proposition is
false, its contradictory opposite—the world is not infinite—must be
true. And thus I should deny the existence of an infinite, without, however
affirming the existence of a finite world. But if we construct our proposition
thus: “The world is either infinite or finite (non-infinite),” both
statements may be false. For, in this case, we consider the world as per se
determined in regard to quantity, and while, in the one judgement, we deny its
infinite and consequently, perhaps, its independent existence; in the other, we
append to the world, regarded as a thing in itself, a certain
determination—that of finitude; and the latter may be false as well as
the former, if the world is not given as a thing in itself, and thus neither as
finite nor as infinite in quantity. This kind of opposition I may be allowed to
term dialectical; that of contradictories may be called analytical opposition.
Thus then, of two dialectically opposed judgements both may be false, from the
fact, that the one is not a mere contradictory of the other, but actually
enounces more than is requisite for a full and complete contradiction.
When we regard the two propositions—“The world is infinite in
quantity,” and, “The world is finite in quantity,” as
contradictory opposites, we are assuming that the world—the complete
series of phenomena—is a thing in itself. For it remains as a permanent
quantity, whether I deny the infinite or the finite regress in the series of
its phenomena. But if we dismiss this assumption—this transcendental
illusion—and deny that it is a thing in itself, the contradictory
opposition is metamorphosed into a merely dialectical one; and the world, as
not existing in itself—independently of the regressive series of my
representations—exists in like manner neither as a whole which is
infinite nor as a whole which is finite in itself. The universe exists for me
only in the empirical regress of the series of phenomena and not per se. If,
then, it is always conditioned, it is never completely or as a whole; and it
is, therefore, not an unconditioned whole and does not exist as such, either
with an infinite, or with a finite quantity.
What we have here said of the first cosmological idea—that of the
absolute totality of quantity in phenomena—applies also to the others.
The series of conditions is discoverable only in the regressive synthesis
itself, and not in the phenomenon considered as a thing in itself—given
prior to all regress. Hence I am compelled to say: “The aggregate of
parts in a given phenomenon is in itself neither finite nor infinite; and these
parts are given only in the regressive synthesis of decomposition—a
synthesis which is never given in absolute completeness, either as finite, or
as infinite.” The same is the case with the series of subordinated
causes, or of the conditioned up to the unconditioned and necessary existence,
which can never be regarded as in itself, and in its totality, either as finite
or as infinite; because, as a series of subordinate representations, it
subsists only in the dynamical regress and cannot be regarded as existing
previously to this regress, or as a self-subsistent series of things.
Thus the antinomy of pure reason in its cosmological ideas disappears. For the
above demonstration has established the fact that it is merely the product of a
dialectical and illusory opposition, which arises from the application of the
idea of absolute totality—admissible only as a condition of things in
themselves—to phenomena, which exist only in our representations,
and—when constituting a series—in a successive regress. This
antinomy of reason may, however, be really profitable to our speculative
interests, not in the way of contributing any dogmatical addition, but as
presenting to us another material support in our critical investigations. For
it furnishes us with an indirect proof of the transcendental ideality of
phenomena, if our minds were not completely satisfied with the direct proof set
forth in the Trancendental Æsthetic. The proof would proceed in the following
dilemma. If the world is a whole existing in itself, it must be either finite
or infinite. But it is neither finite nor infinite—as has been shown, on
the one side, by the thesis, on the other, by the antithesis. Therefore the
world—the content of all phenomena—is not a whole existing in
itself. It follows that phenomena are nothing, apart from our representations.
And this is what we mean by transcendental ideality.
This remark is of some importance. It enables us to see that the proofs of the
fourfold antinomy are not mere sophistries—are not fallacious, but
grounded on the nature of reason, and valid—under the supposition that
phenomena are things in themselves. The opposition of the judgements which
follow makes it evident that a fallacy lay in the initial supposition, and thus
helps us to discover the true constitution of objects of sense. This
transcendental dialectic does not favour scepticism, although it presents us
with a triumphant demonstration of the advantages of the sceptical method, the
great utility of which is apparent in the antinomy, where the arguments of
reason were allowed to confront each other in undiminished force. And although
the result of these conflicts of reason is not what we expected—although
we have obtained no positive dogmatical addition to metaphysical
science—we have still reaped a great advantage in the correction of our
judgements on these subjects of thought.
Section VIII. Regulative Principle of Pure Reason in
relation to the Cosmological Ideas
The cosmological principle of totality could not give us any certain knowledge
in regard to the maximum in the series of conditions in the world of sense,
considered as a thing in itself. The actual regress in the series is the only
means of approaching this maximum. This principle of pure reason, therefore,
may still be considered as valid—not as an axiom enabling us to cogitate
totality in the object as actual, but as a problem for the understanding, which
requires it to institute and to continue, in conformity with the idea of
totality in the mind, the regress in the series of the conditions of a given
conditioned. For in the world of sense, that is, in space and time, every
condition which we discover in our investigation of phenomena is itself
conditioned; because sensuous objects are not things in themselves (in which
case an absolutely unconditioned might be reached in the progress of
cognition), but are merely empirical representations the conditions of which
must always be found in intuition. The principle of reason is therefore
properly a mere rule—prescribing a regress in the series of conditions
for given phenomena, and prohibiting any pause or rest on an absolutely
unconditioned. It is, therefore, not a principle of the possibility of
experience or of the empirical cognition of sensuous objects—consequently
not a principle of the understanding; for every experience is confined within
certain proper limits determined by the given intuition. Still less is it a
constitutive principle of reason authorizing us to extend our conception of the
sensuous world beyond all possible experience. It is merely a principle for the
enlargement and extension of experience as far as is possible for human
faculties. It forbids us to consider any empirical limits as absolute. It is,
hence, a principle of reason, which, as a rule, dictates how we ought to
proceed in our empirical regress, but is unable to anticipate or indicate prior
to the empirical regress what is given in the object itself. I have termed it
for this reason a regulative principle of reason; while the principle of the
absolute totality of the series of conditions, as existing in itself and given
in the object, is a constitutive cosmological principle. This distinction will
at once demonstrate the falsehood of the constitutive principle, and prevent us
from attributing (by a transcendental subreptio) objective reality to an idea,
which is valid only as a rule.
In order to understand the proper meaning of this rule of pure reason, we must
notice first that it cannot tell us what the object is, but only how the
empirical regress is to be proceeded with in order to attain to the complete
conception of the object. If it gave us any information in respect to the
former statement, it would be a constitutive principle—a principle
impossible from the nature of pure reason. It will not therefore enable us to
establish any such conclusions as: “The series of conditions for a given
conditioned is in itself finite,” or, “It is infinite.” For,
in this case, we should be cogitating in the mere idea of absolute totality, an
object which is not and cannot be given in experience; inasmuch as we should be
attributing a reality objective and independent of the empirical synthesis, to
a series of phenomena. This idea of reason cannot then be regarded as
valid—except as a rule for the regressive synthesis in the series of
conditions, according to which we must proceed from the conditioned, through
all intermediate and subordinate conditions, up to the unconditioned; although
this goal is unattained and unattainable. For the absolutely unconditioned
cannot be discovered in the sphere of experience.
We now proceed to determine clearly our notion of a synthesis which can never
be complete. There are two terms commonly employed for this purpose. These
terms are regarded as expressions of different and distinguishable notions,
although the ground of the distinction has never been clearly exposed. The term
employed by the mathematicians is progressus in infinitum. The philosophers
prefer the expression progressus in indefinitum. Without detaining the reader
with an examination of the reasons for such a distinction, or with remarks on
the right or wrong use of the terms, I shall endeavour clearly to determine
these conceptions, so far as is necessary for the purpose in this Critique.
We may, with propriety, say of a straight line, that it may be produced to
infinity. In this case the distinction between a progressus in infinitum and a
progressus in indefinitum is a mere piece of subtlety. For, although when we
say, “Produce a straight line,” it is more correct to say in
indefinitum than in infinitum; because the former means, “Produce it as
far as you please,” the second, “You must not cease to produce
it”; the expression in infinitum is, when we are speaking of the power to
do it, perfectly correct, for we can always make it longer if we
please—on to infinity. And this remark holds good in all cases, when we
speak of a progressus, that is, an advancement from the condition to the
conditioned; this possible advancement always proceeds to infinity. We may
proceed from a given pair in the descending line of generation from father to
son, and cogitate a never-ending line of descendants from it. For in such a
case reason does not demand absolute totality in the series, because it does
not presuppose it as a condition and as given (datum), but merely as
conditioned, and as capable of being given (dabile).
Very different is the case with the problem: “How far the regress, which
ascends from the given conditioned to the conditions, must extend”;
whether I can say: “It is a regress in infinitum,” or only
“in indefinitum”; and whether, for example, setting out from the
human beings at present alive in the world, I may ascend in the series of their
ancestors, in infinitum—or whether all that can be said is, that so far
as I have proceeded, I have discovered no empirical ground for considering the
series limited, so that I am justified, and indeed, compelled to search for
ancestors still further back, although I am not obliged by the idea of reason
to presuppose them.
My answer to this question is: “If the series is given in empirical
intuition as a whole, the regress in the series of its internal conditions
proceeds in infinitum; but, if only one member of the series is given, from
which the regress is to proceed to absolute totality, the regress is possible
only in indefinitum.” For example, the division of a portion of matter
given within certain limits—of a body, that is—proceeds in
infinitum. For, as the condition of this whole is its part, and the condition
of the part a part of the part, and so on, and as in this regress of
decomposition an unconditioned indivisible member of the series of conditions
is not to be found; there are no reasons or grounds in experience for stopping
in the division, but, on the contrary, the more remote members of the division
are actually and empirically given prior to this division. That is to say, the
division proceeds to infinity. On the other hand, the series of ancestors of
any given human being is not given, in its absolute totality, in any
experience, and yet the regress proceeds from every genealogical member of this
series to one still higher, and does not meet with any empirical limit
presenting an absolutely unconditioned member of the series. But as the members
of such a series are not contained in the empirical intuition of the whole,
prior to the regress, this regress does not proceed to infinity, but only in
indefinitum, that is, we are called upon to discover other and higher members,
which are themselves always conditioned.
In neither case—the regressus in infinitum, nor the regressus in
indefinitum, is the series of conditions to be considered as actually infinite
in the object itself. This might be true of things in themselves, but it cannot
be asserted of phenomena, which, as conditions of each other, are only given in
the empirical regress itself. Hence, the question no longer is, “What is
the quantity of this series of conditions in itself—is it finite or
infinite?” for it is nothing in itself; but, “How is the empirical
regress to be commenced, and how far ought we to proceed with it?” And
here a signal distinction in the application of this rule becomes apparent. If
the whole is given empirically, it is possible to recede in the series of its
internal conditions to infinity. But if the whole is not given, and can only be
given by and through the empirical regress, I can only say: “It is
possible to infinity, to proceed to still higher conditions in the
series.” In the first case, I am justified in asserting that more members
are empirically given in the object than I attain to in the regress (of
decomposition). In the second case, I am justified only in saying, that I can
always proceed further in the regress, because no member of the series is given
as absolutely conditioned, and thus a higher member is possible, and an inquiry
with regard to it is necessary. In the one case it is necessary to find other
members of the series, in the other it is necessary to inquire for others,
inasmuch as experience presents no absolute limitation of the regress. For,
either you do not possess a perception which absolutely limits your empirical
regress, and in this case the regress cannot be regarded as complete; or, you
do possess such a limitative perception, in which case it is not a part of your
series (for that which limits must be distinct from that which is limited by
it), and it is incumbent you to continue your regress up to this condition, and
so on.
These remarks will be placed in their proper light by their application in the
following section.
Section IX. Of the Empirical Use of the Regulative
Principle of Reason with regard to the Cosmological Ideas
We have shown that no transcendental use can be made either of the conceptions
of reason or of understanding. We have shown, likewise, that the demand of
absolute totality in the series of conditions in the world of sense arises from
a transcendental employment of reason, resting on the opinion that phenomena
are to be regarded as things in themselves. It follows that we are not required
to answer the question respecting the absolute quantity of a
series—whether it is in itself limited or unlimited. We are only called
upon to determine how far we must proceed in the empirical regress from
condition to condition, in order to discover, in conformity with the rule of
reason, a full and correct answer to the questions proposed by reason itself.
This principle of reason is hence valid only as a rule for the extension of a
possible experience—its invalidity as a principle constitutive of
phenomena in themselves having been sufficiently demonstrated. And thus, too,
the antinomial conflict of reason with itself is completely put an end to;
inasmuch as we have not only presented a critical solution of the fallacy
lurking in the opposite statements of reason, but have shown the true meaning
of the ideas which gave rise to these statements. The dialectical principle of
reason has, therefore, been changed into a doctrinal principle. But in fact, if
this principle, in the subjective signification which we have shown to be its
only true sense, may be guaranteed as a principle of the unceasing extension of
the employment of our understanding, its influence and value are just as great
as if it were an axiom for the à priori determination of objects. For such an
axiom could not exert a stronger influence on the extension and rectification
of our knowledge, otherwise than by procuring for the principles of the
understanding the most widely expanded employment in the field of experience.
I. Solution of the Cosmological Idea of the Totality
of the Composition of Phenomena in the Universe
Here, as well as in the case of the other cosmological problems, the ground of
the regulative principle of reason is the proposition that in our empirical
regress no experience of an absolute limit, and consequently no experience of a
condition, which is itself absolutely unconditioned, is discoverable. And the
truth of this proposition itself rests upon the consideration that such an
experience must represent to us phenomena as limited by nothing or the mere
void, on which our continued regress by means of perception must
abut—which is impossible.
Now this proposition, which declares that every condition attained in the
empirical regress must itself be considered empirically conditioned, contains
the rule in terminis, which requires me, to whatever extent I may have
proceeded in the ascending series, always to look for some higher member in the
series—whether this member is to become known to me through experience,
or not.
Nothing further is necessary, then, for the solution of the first cosmological
problem, than to decide, whether, in the regress to the unconditioned quantity
of the universe (as regards space and time), this never limited ascent ought to
be called a regressus in infinitum or indefinitum.
The general representation which we form in our minds of the series of all past
states or conditions of the world, or of all the things which at present exist
in it, is itself nothing more than a possible empirical regress, which is
cogitated—although in an undetermined manner—in the mind, and which
gives rise to the conception of a series of conditions for a given object.[60] Now I have a conception of the
universe, but not an intuition—that is, not an intuition of it as a
whole. Thus I cannot infer the magnitude of the regress from the quantity or
magnitude of the world, and determine the former by means of the latter; on the
contrary, I must first of all form a conception of the quantity or magnitude of
the world from the magnitude of the empirical regress. But of this regress I
know nothing more than that I ought to proceed from every given member of the
series of conditions to one still higher. But the quantity of the universe is
not thereby determined, and we cannot affirm that this regress proceeds in
infinitum. Such an affirmation would anticipate the members of the series which
have not yet been reached, and represent the number of them as beyond the grasp
of any empirical synthesis; it would consequently determine the cosmical
quantity prior to the regress (although only in a negative manner)—which
is impossible. For the world is not given in its totality in any intuition:
consequently, its quantity cannot be given prior to the regress. It follows
that we are unable to make any declaration respecting the cosmical quantity in
itself—not even that the regress in it is a regress in infinitum; we must
only endeavour to attain to a conception of the quantity of the universe, in
conformity with the rule which determines the empirical regress in it. But this
rule merely requires us never to admit an absolute limit to our
series—how far soever we may have proceeded in it, but always, on the
contrary, to subordinate every phenomenon to some other as its condition, and
consequently to proceed to this higher phenomenon. Such a regress is,
therefore, the regressus in indefinitum, which, as not determining a quantity
in the object, is clearly distinguishable from the regressus in infinitum.
[60]
The cosmical series can neither be greater nor smaller than the possible
empirical regress, upon which its conception is based. And as this regress
cannot be a determinate infinite regress, still less a determinate finite
(absolutely limited), it is evident that we cannot regard the world as either
finite or infinite, because the regress, which gives us the representation of
the world, is neither finite nor infinite.
It follows from what we have said that we are not justified in declaring the
world to be infinite in space, or as regards past time. For this conception of
an infinite given quantity is empirical; but we cannot apply the conception of
an infinite quantity to the world as an object of the senses. I cannot say,
“The regress from a given perception to everything limited either in
space or time, proceeds in infinitum,” for this presupposes an infinite
cosmical quantity; neither can I say, “It is finite,” for an
absolute limit is likewise impossible in experience. It follows that I am not
entitled to make any assertion at all respecting the whole object of
experience—the world of sense; I must limit my declarations to the rule
according to which experience or empirical knowledge is to be attained.
To the question, therefore, respecting the cosmical quantity, the first and
negative answer is: “The world has no beginning in time, and no absolute
limit in space.”
For, in the contrary case, it would be limited by a void time on the one hand,
and by a void space on the other. Now, since the world, as a phenomenon, cannot
be thus limited in itself for a phenomenon is not a thing in itself; it must be
possible for us to have a perception of this limitation by a void time and a
void space. But such a perception—such an experience is impossible;
because it has no content. Consequently, an absolute cosmical limit is
empirically, and therefore absolutely, impossible.[61]
[61]
The reader will remark that the proof presented above is very different from
the dogmatical demonstration given in the antithesis of the first antinomy. In
that demonstration, it was taken for granted that the world is a thing in
itself—given in its totality prior to all regress, and a determined
position in space and time was denied to it—if it was not considered as
occupying all time and all space. Hence our conclusion differed from that given
above; for we inferred in the antithesis the actual infinity of the world.
From this follows the affirmative answer: “The regress in the series of
phenomena—as a determination of the cosmical quantity, proceeds in
indefinitum.” This is equivalent to saying: “The world of sense has
no absolute quantity, but the empirical regress (through which alone the world
of sense is presented to us on the side of its conditions) rests upon a rule,
which requires it to proceed from every member of the series, as conditioned,
to one still more remote (whether through personal experience, or by means of
history, or the chain of cause and effect), and not to cease at any point in
this extension of the possible empirical employment of the
understanding.” And this is the proper and only use which reason can make
of its principles.
The above rule does not prescribe an unceasing regress in one kind of
phenomena. It does not, for example, forbid us, in our ascent from an
individual human being through the line of his ancestors, to expect that we
shall discover at some point of the regress a primeval pair, or to admit, in
the series of heavenly bodies, a sun at the farthest possible distance from
some centre. All that it demands is a perpetual progress from phenomena to
phenomena, even although an actual perception is not presented by them (as in
the case of our perceptions being so weak as that we are unable to become
conscious of them), since they, nevertheless, belong to possible experience.
Every beginning is in time, and all limits to extension are in space. But space
and time are in the world of sense. Consequently phenomena in the world are
conditionally limited, but the world itself is not limited, either
conditionally or unconditionally.
For this reason, and because neither the world nor the cosmical series of
conditions to a given conditioned can be completely given, our conception of
the cosmical quantity is given only in and through the regress and not prior to
it—in a collective intuition. But the regress itself is really nothing
more than the determining of the cosmical quantity, and cannot therefore give
us any determined conception of it—still less a conception of a quantity
which is, in relation to a certain standard, infinite. The regress does not,
therefore, proceed to infinity (an infinity given), but only to an indefinite
extent, for or the of presenting to us a quantity—realized only in and
through the regress itself.
II. Solution of the Cosmological Idea of the Totality
of the Division of a Whole given in Intuition
When I divide a whole which is given in intuition, I proceed from a conditioned
to its conditions. The division of the parts of the whole (subdivisio or
decompositio) is a regress in the series of these conditions. The absolute
totality of this series would be actually attained and given to the mind, if
the regress could arrive at simple parts. But if all the parts in a continuous
decomposition are themselves divisible, the division, that is to say, the
regress, proceeds from the conditioned to its conditions in infinitum; because
the conditions (the parts) are themselves contained in the conditioned, and, as
the latter is given in a limited intuition, the former are all given along with
it. This regress cannot, therefore, be called a regressus in indefinitum, as
happened in the case of the preceding cosmological idea, the regress in which
proceeded from the conditioned to the conditions not given contemporaneously
and along with it, but discoverable only through the empirical regress. We are
not, however, entitled to affirm of a whole of this kind, which is divisible in
infinitum, that it consists of an infinite number of parts. For, although all
the parts are contained in the intuition of the whole, the whole division is
not contained therein. The division is contained only in the progressing
decomposition—in the regress itself, which is the condition of the
possibility and actuality of the series. Now, as this regress is infinite, all
the members (parts) to which it attains must be contained in the given whole as
an aggregate. But the complete series of division is not contained therein. For
this series, being infinite in succession and always incomplete, cannot
represent an infinite number of members, and still less a composition of these
members into a whole.
To apply this remark to space. Every limited part of space presented to
intuition is a whole, the parts of which are always spaces—to whatever
extent subdivided. Every limited space is hence divisible to infinity.
Let us again apply the remark to an external phenomenon enclosed in limits,
that is, a body. The divisibility of a body rests upon the divisibility of
space, which is the condition of the possibility of the body as an extended
whole. A body is consequently divisible to infinity, though it does not, for
that reason, consist of an infinite number of parts.
It certainly seems that, as a body must be cogitated as substance in space, the
law of divisibility would not be applicable to it as substance. For we may and
ought to grant, in the case of space, that division or decomposition, to any
extent, never can utterly annihilate composition (that is to say, the smallest
part of space must still consist of spaces); otherwise space would entirely
cease to exist—which is impossible. But, the assertion on the other hand
that when all composition in matter is annihilated in thought, nothing remains,
does not seem to harmonize with the conception of substance, which must be
properly the subject of all composition and must remain, even after the
conjunction of its attributes in space—which constituted a body—is
annihilated in thought. But this is not the case with substance in the
phenomenal world, which is not a thing in itself cogitated by the pure
category. Phenomenal substance is not an absolute subject; it is merely a
permanent sensuous image, and nothing more than an intuition, in which the
unconditioned is not to be found.
But, although this rule of progress to infinity is legitimate and applicable to
the subdivision of a phenomenon, as a mere occupation or filling of space, it
is not applicable to a whole consisting of a number of distinct parts and
constituting a quantum discretum—that is to say, an organized body. It
cannot be admitted that every part in an organized whole is itself organized,
and that, in analysing it to infinity, we must always meet with organized
parts; although we may allow that the parts of the matter which we decompose in
infinitum, may be organized. For the infinity of the division of a phenomenon
in space rests altogether on the fact that the divisibility of a phenomenon is
given only in and through this infinity, that is, an undetermined number of
parts is given, while the parts themselves are given and determined only in and
through the subdivision; in a word, the infinity of the division necessarily
presupposes that the whole is not already divided in se. Hence our division
determines a number of parts in the whole—a number which extends just as
far as the actual regress in the division; while, on the other hand, the very
notion of a body organized to infinity represents the whole as already and in
itself divided. We expect, therefore, to find in it a determinate, but at the
same time, infinite, number of parts—which is self-contradictory. For we
should thus have a whole containing a series of members which could not be
completed in any regress—which is infinite, and at the same time complete
in an organized composite. Infinite divisibility is applicable only to a
quantum continuum, and is based entirely on the infinite divisibility of space,
But in a quantum discretum the multitude of parts or units is always
determined, and hence always equal to some number. To what extent a body may be
organized, experience alone can inform us; and although, so far as our
experience of this or that body has extended, we may not have discovered any
inorganic part, such parts must exist in possible experience. But how far the
transcendental division of a phenomenon must extend, we cannot know from
experience—it is a question which experience cannot answer; it is
answered only by the principle of reason which forbids us to consider the
empirical regress, in the analysis of extended body, as ever absolutely
complete.
Concluding Remark on the Solution of the Transcendental Mathematical
Ideas—and Introductory to the Solution of the Dynamical Ideas.
We presented the antinomy of pure reason in a tabular form, and we endeavoured
to show the ground of this self-contradiction on the part of reason, and the
only means of bringing it to a conclusion—namely, by declaring both
contradictory statements to be false. We represented in these antinomies the
conditions of phenomena as belonging to the conditioned according to relations
of space and time—which is the usual supposition of the common
understanding. In this respect, all dialectical representations of totality, in
the series of conditions to a given conditioned, were perfectly homogeneous.
The condition was always a member of the series along with the conditioned, and
thus the homogeneity of the whole series was assured. In this case the regress
could never be cogitated as complete; or, if this was the case, a member really
conditioned was falsely regarded as a primal member, consequently as
unconditioned. In such an antinomy, therefore, we did not consider the object,
that is, the conditioned, but the series of conditions belonging to the object,
and the magnitude of that series. And thus arose the difficulty—a
difficulty not to be settled by any decision regarding the claims of the two
parties, but simply by cutting the knot—by declaring the series proposed
by reason to be either too long or too short for the understanding, which could
in neither case make its conceptions adequate with the ideas.
But we have overlooked, up to this point, an essential difference existing
between the conceptions of the understanding which reason endeavours to raise
to the rank of ideas—two of these indicating a mathematical, and two a
dynamical synthesis of phenomena. Hitherto, it was necessary to signalize this
distinction; for, just as in our general representation of all transcendental
ideas, we considered them under phenomenal conditions, so, in the two
mathematical ideas, our discussion is concerned solely with an object in the
world of phenomena. But as we are now about to proceed to the consideration of
the dynamical conceptions of the understanding, and their adequateness with
ideas, we must not lose sight of this distinction. We shall find that it opens
up to us an entirely new view of the conflict in which reason is involved. For,
while in the first two antinomies, both parties were dismissed, on the ground
of having advanced statements based upon false hypothesis; in the present case
the hope appears of discovering a hypothesis which may be consistent with the
demands of reason, and, the judge completing the statement of the grounds of
claim, which both parties had left in an unsatisfactory state, the question may
be settled on its own merits, not by dismissing the claimants, but by a
comparison of the arguments on both sides. If we consider merely their
extension, and whether they are adequate with ideas, the series of conditions
may be regarded as all homogeneous. But the conception of the understanding
which lies at the basis of these ideas, contains either a synthesis of the
homogeneous (presupposed in every quantity—in its composition as well as
in its division) or of the heterogeneous, which is the case in the dynamical
synthesis of cause and effect, as well as of the necessary and the contingent.
Thus it happens that in the mathematical series of phenomena no other than a
sensuous condition is admissible—a condition which is itself a member of
the series; while the dynamical series of sensuous conditions admits a
heterogeneous condition, which is not a member of the series, but, as purely
intelligible, lies out of and beyond it. And thus reason is satisfied, and an
unconditioned placed at the head of the series of phenomena, without
introducing confusion into or discontinuing it, contrary to the principles of
the understanding.
Now, from the fact that the dynamical ideas admit a condition of phenomena
which does not form a part of the series of phenomena, arises a result which we
should not have expected from an antinomy. In former cases, the result was that
both contradictory dialectical statements were declared to be false. In the
present case, we find the conditioned in the dynamical series connected with an
empirically unconditioned, but non-sensuous condition; and thus satisfaction is
done to the understanding on the one hand and to the reason on the other.[62] While, moreover, the dialectical
arguments for unconditioned totality in mere phenomena fall to the ground, both
propositions of reason may be shown to be true in their proper signification.
This could not happen in the case of the cosmological ideas which demanded a
mathematically unconditioned unity; for no condition could be placed at the
head of the series of phenomena, except one which was itself a phenomenon and
consequently a member of the series.
[62]
For the understanding cannot admit among phenomena a condition which is itself
empirically unconditioned. But if it is possible to cogitate an intelligible
condition—one which is not a member of the series of phenomena—for
a conditioned phenomenon, without breaking the series of empirical conditions,
such a condition may be admissible as empirically unconditioned, and the
empirical regress continue regular, unceasing, and intact.
III. Solution of the Cosmological Idea of the Totality
of the Deduction of Cosmical Events from their Causes
There are only two modes of causality cogitable—the causality of nature
or of freedom. The first is the conjunction of a particular state with another
preceding it in the world of sense, the former following the latter by virtue
of a law. Now, as the causality of phenomena is subject to conditions of time,
and the preceding state, if it had always existed, could not have produced an
effect which would make its first appearance at a particular time, the
causality of a cause must itself be an effect—must itself have begun to
be, and therefore, according to the principle of the understanding, itself
requires a cause.
We must understand, on the contrary, by the term freedom, in the cosmological
sense, a faculty of the spontaneous origination of a state; the causality of
which, therefore, is not subordinated to another cause determining it in time.
Freedom is in this sense a pure transcendental idea, which, in the first place,
contains no empirical element; the object of which, in the second place, cannot
be given or determined in any experience, because it is a universal law of the
very possibility of experience, that everything which happens must have a
cause, that consequently the causality of a cause, being itself something that
has happened, must also have a cause. In this view of the case, the whole field
of experience, how far soever it may extend, contains nothing that is not
subject to the laws of nature. But, as we cannot by this means attain to an
absolute totality of conditions in reference to the series of causes and
effects, reason creates the idea of a spontaneity, which can begin to act of
itself, and without any external cause determining it to action, according to
the natural law of causality.
It is especially remarkable that the practical conception of freedom is based
upon the transcendental idea, and that the question of the possibility of the
former is difficult only as it involves the consideration of the truth of the
latter. Freedom, in the practical sense, is the independence of the will of
coercion by sensuous impulses. A will is sensuous, in so far as it is
pathologically affected (by sensuous impulses); it is termed animal (arbitrium
brutum), when it is pathologically necessitated. The human will is certainly an
arbitrium sensitivum, not brutum, but liberum; because sensuousness does not
necessitate its action, a faculty existing in man of self-determination,
independently of all sensuous coercion.
It is plain that, if all causality in the world of sense were natural—and
natural only—every event would be determined by another according to
necessary laws, and that, consequently, phenomena, in so far as they determine
the will, must necessitate every action as a natural effect from themselves;
and thus all practical freedom would fall to the ground with the transcendental
idea. For the latter presupposes that although a certain thing has not
happened, it ought to have happened, and that, consequently, its phenomenal
cause was not so powerful and determinative as to exclude the causality of our
will—a causality capable of producing effects independently of and even
in opposition to the power of natural causes, and capable, consequently, of
spontaneously originating a series of events.
Here, too, we find it to be the case, as we generally found in the
self-contradictions and perplexities of a reason which strives to pass the
bounds of possible experience, that the problem is properly not physiological,
but transcendental. The question of the possibility of freedom does indeed
concern psychology; but, as it rests upon dialectical arguments of pure reason,
its solution must engage the attention of transcendental philosophy. Before
attempting this solution, a task which transcendental philosophy cannot
decline, it will be advisable to make a remark with regard to its procedure in
the settlement of the question.
If phenomena were things in themselves, and time and space forms of the
existence of things, condition and conditioned would always be members of the
same series; and thus would arise in the present case the antinomy common to
all transcendental ideas—that their series is either too great or too
small for the understanding. The dynamical ideas, which we are about to discuss
in this and the following section, possess the peculiarity of relating to an
object, not considered as a quantity, but as an existence; and thus, in the
discussion of the present question, we may make abstraction of the quantity of
the series of conditions, and consider merely the dynamical relation of the
condition to the conditioned. The question, then, suggests itself, whether
freedom is possible; and, if it is, whether it can consist with the
universality of the natural law of causality; and, consequently, whether we
enounce a proper disjunctive proposition when we say: “Every effect must
have its origin either in nature or in freedom,” or whether both cannot
exist together in the same event in different relations. The principle of an
unbroken connection between all events in the phenomenal world, in accordance
with the unchangeable laws of nature, is a well-established principle of
transcendental analytic which admits of no exception. The question, therefore,
is: “Whether an effect, determined according to the laws of nature, can
at the same time be produced by a free agent, or whether freedom and nature
mutually exclude each other?” And here, the common but fallacious
hypothesis of the absolute reality of phenomena manifests its injurious
influence in embarrassing the procedure of reason. For if phenomena are things
in themselves, freedom is impossible. In this case, nature is the complete and
all-sufficient cause of every event; and condition and conditioned, cause and
effect are contained in the same series, and necessitated by the same law. If,
on the contrary, phenomena are held to be, as they are in fact, nothing more
than mere representations, connected with each other in accordance with
empirical laws, they must have a ground which is not phenomenal. But the
causality of such an intelligible cause is not determined or determinable by
phenomena; although its effects, as phenomena, must be determined by other
phenomenal existences. This cause and its causality exist therefore out of and
apart from the series of phenomena; while its effects do exist and are
discoverable in the series of empirical conditions. Such an effect may
therefore be considered to be free in relation to its intelligible cause, and
necessary in relation to the phenomena from which it is a necessary
consequence—a distinction which, stated in this perfectly general and
abstract manner, must appear in the highest degree subtle and obscure. The
sequel will explain. It is sufficient, at present, to remark that, as the
complete and unbroken connection of phenomena is an unalterable law of nature,
freedom is impossible—on the supposition that phenomena are absolutely
real. Hence those philosophers who adhere to the common opinion on this subject
can never succeed in reconciling the ideas of nature and freedom.
Possibility of Freedom in Harmony with the Universal Law of Natural
Necessity.
That element in a sensuous object which is not itself sensuous, I may be
allowed to term intelligible. If, accordingly, an object which must be regarded
as a sensuous phenomenon possesses a faculty which is not an object of sensuous
intuition, but by means of which it is capable of being the cause of phenomena,
the causality of an object or existence of this kind may be regarded from two
different points of view. It may be considered to be intelligible, as regards
its action—the action of a thing which is a thing in itself, and
sensuous, as regards its effects—the effects of a phenomenon belonging to
the sensuous world. We should accordingly, have to form both an empirical and
an intellectual conception of the causality of such a faculty or
power—both, however, having reference to the same effect. This twofold
manner of cogitating a power residing in a sensuous object does not run counter
to any of the conceptions which we ought to form of the world of phenomena or
of a possible experience. Phenomena—not being things in
themselves—must have a transcendental object as a foundation, which
determines them as mere representations; and there seems to be no reason why we
should not ascribe to this transcendental object, in addition to the property
of self-phenomenization, a causality whose effects are to be met with in the
world of phenomena, although it is not itself a phenomenon. But every effective
cause must possess a character, that is to say, a law of its causality, without
which it would cease to be a cause. In the above case, then, every sensuous
object would possess an empirical character, which guaranteed that its actions,
as phenomena, stand in complete and harmonious connection, conformably to
unvarying natural laws, with all other phenomena, and can be deduced from
these, as conditions, and that they do thus, in connection with these,
constitute a series in the order of nature. This sensuous object must, in the
second place, possess an intelligible character, which guarantees it to be the
cause of those actions, as phenomena, although it is not itself a phenomenon
nor subordinate to the conditions of the world of sense. The former may be
termed the character of the thing as a phenomenon, the latter the character of
the thing as a thing in itself.
Now this active subject would, in its character of intelligible subject, be
subordinate to no conditions of time, for time is only a condition of
phenomena, and not of things in themselves. No action would begin or cease to
be in this subject; it would consequently be free from the law of all
determination of time—the law of change, namely, that everything which
happens must have a cause in the phenomena of a preceding state. In one word,
the causality of the subject, in so far as it is intelligible, would not form
part of the series of empirical conditions which determine and necessitate an
event in the world of sense. Again, this intelligible character of a thing
cannot be immediately cognized, because we can perceive nothing but phenomena,
but it must be capable of being cogitated in harmony with the empirical
character; for we always find ourselves compelled to place, in thought, a
transcendental object at the basis of phenomena although we can never know what
this object is in itself.
In virtue of its empirical character, this subject would at the same time be
subordinate to all the empirical laws of causality, and, as a phenomenon and
member of the sensuous world, its effects would have to be accounted for by a
reference to preceding phenomena. Eternal phenomena must be capable of
influencing it; and its actions, in accordance with natural laws, must explain
to us how its empirical character, that is, the law of its causality, is to be
cognized in and by means of experience. In a word, all requisites for a
complete and necessary determination of these actions must be presented to us
by experience.
In virtue of its intelligible character, on the other hand (although we possess
only a general conception of this character), the subject must be regarded as
free from all sensuous influences, and from all phenomenal determination.
Moreover, as nothing happens in this subject—for it is a noumenon, and
there does not consequently exist in it any change, demanding the dynamical
determination of time, and for the same reason no connection with phenomena as
causes—this active existence must in its actions be free from and
independent of natural necessity, for this necessity exists only in the world
of phenomena. It would be quite correct to say that it originates or begins its
effects in the world of sense from itself, although the action productive of
these effects does not begin in itself. We should not be in this case affirming
that these sensuous effects began to exist of themselves, because they are
always determined by prior empirical conditions—by virtue of the
empirical character, which is the phenomenon of the intelligible
character—and are possible only as constituting a continuation of the
series of natural causes. And thus nature and freedom, each in the complete and
absolute signification of these terms, can exist, without contradiction or
disagreement, in the same action.
Exposition of the Cosmological Idea of Freedom in Harmony with the Universal
Law of Natural Necessity.
I have thought it advisable to lay before the reader at first merely a sketch
of the solution of this transcendental problem, in order to enable him to form
with greater ease a clear conception of the course which reason must adopt in
the solution. I shall now proceed to exhibit the several momenta of this
solution, and to consider them in their order.
The natural law that everything which happens must have a cause, that the
causality of this cause, that is, the action of the cause (which cannot always
have existed, but must be itself an event, for it precedes in time some effect
which it has originated), must have itself a phenomenal cause, by which it is
determined and, and, consequently, all events are empirically determined in an
order of nature—this law, I say, which lies at the foundation of the
possibility of experience, and of a connected system of phenomena or nature is
a law of the understanding, from which no departure, and to which no exception,
can be admitted. For to except even a single phenomenon from its operation is
to exclude it from the sphere of possible experience and thus to admit it to be
a mere fiction of thought or phantom of the brain.
Thus we are obliged to acknowledge the existence of a chain of causes, in
which, however, absolute totality cannot be found. But we need not detain
ourselves with this question, for it has already been sufficiently answered in
our discussion of the antinomies into which reason falls, when it attempts to
reach the unconditioned in the series of phenomena. If we permit ourselves to
be deceived by the illusion of transcendental idealism, we shall find that
neither nature nor freedom exists. Now the question is: “Whether,
admitting the existence of natural necessity in the world of phenomena, it is
possible to consider an effect as at the same time an effect of nature and an
effect of freedom—or, whether these two modes of causality are
contradictory and incompatible?”
No phenomenal cause can absolutely and of itself begin a series. Every action,
in so far as it is productive of an event, is itself an event or occurrence,
and presupposes another preceding state, in which its cause existed. Thus
everything that happens is but a continuation of a series, and an absolute
beginning is impossible in the sensuous world. The actions of natural causes
are, accordingly, themselves effects, and presuppose causes preceding them in
time. A primal action which forms an absolute beginning, is beyond the causal
power of phenomena.
Now, is it absolutely necessary that, granting that all effects are phenomena,
the causality of the cause of these effects must also be a phenomenon and
belong to the empirical world? Is it not rather possible that, although every
effect in the phenomenal world must be connected with an empirical cause,
according to the universal law of nature, this empirical causality may be
itself the effect of a non-empirical and intelligible causality—its
connection with natural causes remaining nevertheless intact? Such a causality
would be considered, in reference to phenomena, as the primal action of a
cause, which is in so far, therefore, not phenomenal, but, by reason of this
faculty or power, intelligible; although it must, at the same time, as a link
in the chain of nature, be regarded as belonging to the sensuous world.
A belief in the reciprocal causality of phenomena is necessary, if we are
required to look for and to present the natural conditions of natural events,
that is to say, their causes. This being admitted as unexceptionably valid, the
requirements of the understanding, which recognizes nothing but nature in the
region of phenomena, are satisfied, and our physical explanations of physical
phenomena may proceed in their regular course, without hindrance and without
opposition. But it is no stumbling-block in the way, even assuming the idea to
be a pure fiction, to admit that there are some natural causes in the
possession of a faculty which is not empirical, but intelligible, inasmuch as
it is not determined to action by empirical conditions, but purely and solely
upon grounds brought forward by the understanding—this action being
still, when the cause is phenomenized, in perfect accordance with the laws of
empirical causality. Thus the acting subject, as a causal phenomenon, would
continue to preserve a complete connection with nature and natural conditions;
and the phenomenon only of the subject (with all its phenomenal causality)
would contain certain conditions, which, if we ascend from the empirical to the
transcendental object, must necessarily be regarded as intelligible. For, if we
attend, in our inquiries with regard to causes in the world of phenomena, to
the directions of nature alone, we need not trouble ourselves about the
relation in which the transcendental subject, which is completely unknown to
us, stands to these phenomena and their connection in nature. The intelligible
ground of phenomena in this subject does not concern empirical questions. It
has to do only with pure thought; and, although the effects of this thought and
action of the pure understanding are discoverable in phenomena, these phenomena
must nevertheless be capable of a full and complete explanation, upon purely
physical grounds and in accordance with natural laws. And in this case we
attend solely to their empirical and omit all consideration of their
intelligible character (which is the transcendental cause of the former) as
completely unknown, except in so far as it is exhibited by the latter as its
empirical symbol. Now let us apply this to experience. Man is a phenomenon of
the sensuous world and, at the same time, therefore, a natural cause, the
causality of which must be regulated by empirical laws. As such, he must
possess an empirical character, like all other natural phenomena. We remark
this empirical character in his actions, which reveal the presence of certain
powers and faculties. If we consider inanimate or merely animal nature, we can
discover no reason for ascribing to ourselves any other than a faculty which is
determined in a purely sensuous manner. But man, to whom nature reveals herself
only through sense, cognizes himself not only by his senses, but also through
pure apperception; and this in actions and internal determinations, which he
cannot regard as sensuous impressions. He is thus to himself, on the one hand,
a phenomenon, but on the other hand, in respect of certain faculties, a purely
intelligible object—intelligible, because its action cannot be ascribed
to sensuous receptivity. These faculties are understanding and reason. The
latter, especially, is in a peculiar manner distinct from all
empirically-conditioned faculties, for it employs ideas alone in the
consideration of its objects, and by means of these determines the
understanding, which then proceeds to make an empirical use of its own
conceptions, which, like the ideas of reason, are pure and non-empirical.
That reason possesses the faculty of causality, or that at least we are
compelled so to represent it, is evident from the imperatives, which in the
sphere of the practical we impose on many of our executive powers. The words I
ought express a species of necessity, and imply a connection with grounds which
nature does not and cannot present to the mind of man. Understanding knows
nothing in nature but that which is, or has been, or will be. It would be
absurd to say that anything in nature ought to be other than it is in the
relations of time in which it stands; indeed, the ought, when we consider
merely the course of nature, has neither application nor meaning. The question,
“What ought to happen in the sphere of nature?” is just as absurd
as the question, “What ought to be the properties of a circle?” All
that we are entitled to ask is, “What takes place in nature?” or,
in the latter case, “What are the properties of a circle?”
But the idea of an ought or of duty indicates a possible action, the ground of
which is a pure conception; while the ground of a merely natural action is, on
the contrary, always a phenomenon. This action must certainly be possible under
physical conditions, if it is prescribed by the moral imperative ought; but
these physical or natural conditions do not concern the determination of the
will itself, they relate to its effects alone, and the consequences of the
effect in the world of phenomena. Whatever number of motives nature may present
to my will, whatever sensuous impulses—the moral ought it is beyond their
power to produce. They may produce a volition, which, so far from being
necessary, is always conditioned—a volition to which the ought enunciated
by reason, sets an aim and a standard, gives permission or prohibition. Be the
object what it may, purely sensuous—as pleasure, or presented by pure
reason—as good, reason will not yield to grounds which have an empirical
origin. Reason will not follow the order of things presented by experience,
but, with perfect spontaneity, rearranges them according to ideas, with which
it compels empirical conditions to agree. It declares, in the name of these
ideas, certain actions to be necessary which nevertheless have not taken place
and which perhaps never will take place; and yet presupposes that it possesses
the faculty of causality in relation to these actions. For, in the absence of
this supposition, it could not expect its ideas to produce certain effects in
the world of experience.
Now, let us stop here and admit it to be at least possible that reason does
stand in a really causal relation to phenomena. In this case it must—pure
reason as it is—exhibit an empirical character. For every cause supposes
a rule, according to which certain phenomena follow as effects from the cause,
and every rule requires uniformity in these effects; and this is the proper
ground of the conception of a cause—as a faculty or power. Now this
conception (of a cause) may be termed the empirical character of reason; and
this character is a permanent one, while the effects produced appear, in
conformity with the various conditions which accompany and partly limit them,
in various forms.
Thus the volition of every man has an empirical character, which is nothing
more than the causality of his reason, in so far as its effects in the
phenomenal world manifest the presence of a rule, according to which we are
enabled to examine, in their several kinds and degrees, the actions of this
causality and the rational grounds for these actions, and in this way to decide
upon the subjective principles of the volition. Now we learn what this
empirical character is only from phenomenal effects, and from the rule of these
which is presented by experience; and for this reason all the actions of man in
the world of phenomena are determined by his empirical character, and the
co-operative causes of nature. If, then, we could investigate all the phenomena
of human volition to their lowest foundation in the mind, there would be no
action which we could not anticipate with certainty, and recognize to be
absolutely necessary from its preceding conditions. So far as relates to this
empirical character, therefore, there can be no freedom; and it is only in the
light of this character that we can consider the human will, when we confine
ourselves to simple observation and, as is the case in anthropology, institute
a physiological investigation of the motive causes of human actions.
But when we consider the same actions in relation to reason—not for the
purpose of explaining their origin, that is, in relation to speculative reason,
but to practical reason, as the producing cause of these actions—we shall
discover a rule and an order very different from those of nature and
experience. For the declaration of this mental faculty may be that what has and
could not but take place in the course of nature, ought not to have taken
place. Sometimes, too, we discover, or believe that we discover, that the ideas
of reason did actually stand in a causal relation to certain actions of man;
and that these actions have taken place because they were determined, not by
empirical causes, but by the act of the will upon grounds of reason.
Now, granting that reason stands in a causal relation to phenomena; can an
action of reason be called free, when we know that, sensuously, in its
empirical character, it is completely determined and absolutely necessary? But
this empirical character is itself determined by the intelligible character.
The latter we cannot cognize; we can only indicate it by means of phenomena,
which enable us to have an immediate cognition only of the empirical
character.[63] An action, then, in so far as it is to
be ascribed to an intelligible cause, does not result from it in accordance
with empirical laws. That is to say, not the conditions of pure reason, but
only their effects in the internal sense, precede the act. Pure reason, as a
purely intelligible faculty, is not subject to the conditions of time. The
causality of reason in its intelligible character does not begin to be; it does
not make its appearance at a certain time, for the purpose of producing an
effect. If this were not the case, the causality of reason would be subservient
to the natural law of phenomena, which determines them according to time, and
as a series of causes and effects in time; it would consequently cease to be
freedom and become a part of nature. We are therefore justified in saying:
“If reason stands in a causal relation to phenomena, it is a faculty
which originates the sensuous condition of an empirical series of
effects.” For the condition, which resides in the reason, is
non-sensuous, and therefore cannot be originated, or begin to be. And thus we
find—what we could not discover in any empirical series—a condition
of a successive series of events itself empirically unconditioned. For, in the
present case, the condition stands out of and beyond the series of
phenomena—it is intelligible, and it consequently cannot be subjected to
any sensuous condition, or to any time-determination by a preceding cause.
[63]
The real morality of actions—their merit or demerit, and even that of our
own conduct, is completely unknown to us. Our estimates can relate only to
their empirical character. How much is the result of the action of free will,
how much is to be ascribed to nature and to blameless error, or to a happy
constitution of temperament (merito fortunae), no one can discover, nor, for
this reason, determine with perfect justice.
But, in another respect, the same cause belongs also to the series of
phenomena. Man is himself a phenomenon. His will has an empirical character,
which is the empirical cause of all his actions. There is no
condition—determining man and his volition in conformity with this
character—which does not itself form part of the series of effects in
nature, and is subject to their law—the law according to which an
empirically undetermined cause of an event in time cannot exist. For this
reason no given action can have an absolute and spontaneous origination, all
actions being phenomena, and belonging to the world of experience. But it
cannot be said of reason, that the state in which it determines the will is
always preceded by some other state determining it. For reason is not a
phenomenon, and therefore not subject to sensuous conditions; and,
consequently, even in relation to its causality, the sequence or conditions of
time do not influence reason, nor can the dynamical law of nature, which
determines the sequence of time according to certain rules, be applied to it.
Reason is consequently the permanent condition of all actions of the human
will. Each of these is determined in the empirical character of the man, even
before it has taken place. The intelligible character, of which the former is
but the sensuous schema, knows no before or after; and every action,
irrespective of the time-relation in which it stands with other phenomena, is
the immediate effect of the intelligible character of pure reason, which,
consequently, enjoys freedom of action, and is not dynamically determined
either by internal or external preceding conditions. This freedom must not be
described, in a merely negative manner, as independence of empirical
conditions, for in this case the faculty of reason would cease to be a cause of
phenomena; but it must be regarded, positively, as a faculty which can
spontaneously originate a series of events. At the same time, it must not be
supposed that any beginning can take place in reason; on the contrary, reason,
as the unconditioned condition of all action of the will, admits of no
time-conditions, although its effect does really begin in a series of
phenomena—a beginning which is not, however, absolutely primal.
I shall illustrate this regulative principle of reason by an example, from its
employment in the world of experience; proved it cannot be by any amount of
experience, or by any number of facts, for such arguments cannot establish the
truth of transcendental propositions. Let us take a voluntary action—for
example, a falsehood—by means of which a man has introduced a certain
degree of confusion into the social life of humanity, which is judged according
to the motives from which it originated, and the blame of which and of the evil
consequences arising from it, is imputed to the offender. We at first proceed
to examine the empirical character of the offence, and for this purpose we
endeavour to penetrate to the sources of that character, such as a defective
education, bad company, a shameless and wicked disposition, frivolity, and want
of reflection—not forgetting also the occasioning causes which prevailed
at the moment of the transgression. In this the procedure is exactly the same
as that pursued in the investigation of the series of causes which determine a
given physical effect. Now, although we believe the action to have been
determined by all these circumstances, we do not the less blame the offender.
We do not blame him for his unhappy disposition, nor for the circumstances
which influenced him, nay, not even for his former course of life; for we
presuppose that all these considerations may be set aside, that the series of
preceding conditions may be regarded as having never existed, and that the
action may be considered as completely unconditioned in relation to any state
preceding, just as if the agent commenced with it an entirely new series of
effects. Our blame of the offender is grounded upon a law of reason, which
requires us to regard this faculty as a cause, which could have and ought to
have otherwise determined the behaviour of the culprit, independently of all
empirical conditions. This causality of reason we do not regard as a
co-operating agency, but as complete in itself. It matters not whether the
sensuous impulses favoured or opposed the action of this causality, the offence
is estimated according to its intelligible character—the offender is
decidedly worthy of blame, the moment he utters a falsehood. It follows that we
regard reason, in spite of the empirical conditions of the act, as completely
free, and therefore, as in the present case, culpable.
The above judgement is complete evidence that we are accustomed to think that
reason is not affected by sensuous conditions, that in it no change takes
place—although its phenomena, in other words, the mode in which it
appears in its effects, are subject to change—that in it no preceding
state determines the following, and, consequently, that it does not form a
member of the series of sensuous conditions which necessitate phenomena
according to natural laws. Reason is present and the same in all human actions
and at all times; but it does not itself exist in time, and therefore does not
enter upon any state in which it did not formerly exist. It is, relatively to
new states or conditions, determining, but not determinable. Hence we cannot
ask: “Why did not reason determine itself in a different manner?”
The question ought to be thus stated: “Why did not reason employ its
power of causality to determine certain phenomena in a different manner?”
But this is a question which admits of no answer. For a different intelligible
character would have exhibited a different empirical character; and, when we
say that, in spite of the course which his whole former life has taken, the
offender could have refrained from uttering the falsehood, this means merely
that the act was subject to the power and authority—permissive or
prohibitive—of reason. Now, reason is not subject in its causality to any
conditions of phenomena or of time; and a difference in time may produce a
difference in the relation of phenomena to each other—for these are not
things and therefore not causes in themselves—but it cannot produce any
difference in the relation in which the action stands to the faculty of reason.
Thus, then, in our investigation into free actions and the causal power which
produced them, we arrive at an intelligible cause, beyond which, however, we
cannot go; although we can recognize that it is free, that is, independent of
all sensuous conditions, and that, in this way, it may be the sensuously
unconditioned condition of phenomena. But for what reason the intelligible
character generates such and such phenomena and exhibits such and such an
empirical character under certain circumstances, it is beyond the power of our
reason to decide. The question is as much above the power and the sphere of
reason as the following would be: “Why does the transcendental object of
our external sensuous intuition allow of no other form than that of intuition
in space?” But the problem, which we were called upon to solve, does not
require us to entertain any such questions. The problem was merely
this—whether freedom and natural necessity can exist without opposition
in the same action. To this question we have given a sufficient answer; for we
have shown that, as the former stands in a relation to a different kind of
condition from those of the latter, the law of the one does not affect the law
of the other and that, consequently, both can exist together in independence of
and without interference with each other.
The reader must be careful to remark that my intention in the above remarks has
not been to prove the actual existence of freedom, as a faculty in which
resides the cause of certain sensuous phenomena. For, not to mention that such
an argument would not have a transcendental character, nor have been limited to
the discussion of pure conceptions—all attempts at inferring from
experience what cannot be cogitated in accordance with its laws, must ever be
unsuccessful. Nay, more, I have not even aimed at demonstrating the possibility
of freedom; for this too would have been a vain endeavour, inasmuch as it is
beyond the power of the mind to cognize the possibility of a reality or of a
causal power by the aid of mere à priori conceptions. Freedom has been
considered in the foregoing remarks only as a transcendental idea, by means of
which reason aims at originating a series of conditions in the world of
phenomena with the help of that which is sensuously unconditioned, involving
itself, however, in an antinomy with the laws which itself prescribes for the
conduct of the understanding. That this antinomy is based upon a mere illusion,
and that nature and freedom are at least not opposed—this was the only
thing in our power to prove, and the question which it was our task to solve.
IV. Solution of the Cosmological Idea of the Totality
of the Dependence of Phenomenal Existences
In the preceding remarks, we considered the changes in the world of sense as
constituting a dynamical series, in which each member is subordinated to
another—as its cause. Our present purpose is to avail ourselves of this
series of states or conditions as a guide to an existence which may be the
highest condition of all changeable phenomena, that is, to a necessary being.
Our endeavour to reach, not the unconditioned causality, but the unconditioned
existence, of substance. The series before us is therefore a series of
conceptions, and not of intuitions (in which the one intuition is the condition
of the other).
But it is evident that, as all phenomena are subject to change and conditioned
in their existence, the series of dependent existences cannot embrace an
unconditioned member, the existence of which would be absolutely necessary. It
follows that, if phenomena were things in themselves, and—as an immediate
consequence from this supposition—condition and conditioned belonged to
the same series of phenomena, the existence of a necessary being, as the
condition of the existence of sensuous phenomena, would be perfectly
impossible.
An important distinction, however, exists between the dynamical and the
mathematical regress. The latter is engaged solely with the combination of
parts into a whole, or with the division of a whole into its parts; and
therefore are the conditions of its series parts of the series, and to be
consequently regarded as homogeneous, and for this reason, as consisting,
without exception, of phenomena. If the former regress, on the contrary, the
aim of which is not to establish the possibility of an unconditioned whole
consisting of given parts, or of an unconditioned part of a given whole, but to
demonstrate the possibility of the deduction of a certain state from its cause,
or of the contingent existence of substance from that which exists necessarily,
it is not requisite that the condition should form part of an empirical series
along with the conditioned.
In the case of the apparent antinomy with which we are at present dealing,
there exists a way of escape from the difficulty; for it is not impossible that
both of the contradictory statements may be true in different relations. All
sensuous phenomena may be contingent, and consequently possess only an
empirically conditioned existence, and yet there may also exist a non-empirical
condition of the whole series, or, in other words, a necessary being. For this
necessary being, as an intelligible condition, would not form a
member—not even the highest member—of the series; the whole world
of sense would be left in its empirically determined existence uninterfered
with and uninfluenced. This would also form a ground of distinction between the
modes of solution employed for the third and fourth antinomies. For, while in
the consideration of freedom in the former antinomy, the thing itself—the
cause (substantia phaenomenon)—was regarded as belonging to the series of
conditions, and only its causality to the intelligible world—we are
obliged in the present case to cogitate this necessary being as purely
intelligible and as existing entirely apart from the world of sense (as an ens
extramundanum); for otherwise it would be subject to the phenomenal law of
contingency and dependence.
In relation to the present problem, therefore, the regulative principle of
reason is that everything in the sensuous world possesses an empirically
conditioned existence—that no property of the sensuous world possesses
unconditioned necessity—that we are bound to expect, and, so far as is
possible, to seek for the empirical condition of every member in the series of
conditions—and that there is no sufficient reason to justify us in
deducing any existence from a condition which lies out of and beyond the
empirical series, or in regarding any existence as independent and
self-subsistent; although this should not prevent us from recognizing the
possibility of the whole series being based upon a being which is intelligible,
and for this reason free from all empirical conditions.
But it has been far from my intention, in these remarks, to prove the existence
of this unconditioned and necessary being, or even to evidence the possibility
of a purely intelligible condition of the existence of all sensuous phenomena.
As bounds were set to reason, to prevent it from leaving the guiding thread of
empirical conditions and losing itself in transcendent theories which are
incapable of concrete presentation; so it was my purpose, on the other hand, to
set bounds to the law of the purely empirical understanding, and to protest
against any attempts on its part at deciding on the possibility of things, or
declaring the existence of the intelligible to be impossible, merely on the
ground that it is not available for the explanation and exposition of
phenomena. It has been shown, at the same time, that the contingency of all the
phenomena of nature and their empirical conditions is quite consistent with the
arbitrary hypothesis of a necessary, although purely intelligible condition,
that no real contradiction exists between them and that, consequently, both may
be true. The existence of such an absolutely necessary being may be impossible;
but this can never be demonstrated from the universal contingency and
dependence of sensuous phenomena, nor from the principle which forbids us to
discontinue the series at some member of it, or to seek for its cause in some
sphere of existence beyond the world of nature. Reason goes its way in the
empirical world, and follows, too, its peculiar path in the sphere of the
transcendental.
The sensuous world contains nothing but phenomena, which are mere
representations, and always sensuously conditioned; things in themselves are
not, and cannot be, objects to us. It is not to be wondered at, therefore, that
we are not justified in leaping from some member of an empirical series beyond
the world of sense, as if empirical representations were things in themselves,
existing apart from their transcendental ground in the human mind, and the
cause of whose existence may be sought out of the empirical series. This would
certainly be the case with contingent things; but it cannot be with mere
representations of things, the contingency of which is itself merely a
phenomenon and can relate to no other regress than that which determines
phenomena, that is, the empirical. But to cogitate an intelligible ground of
phenomena, as free, moreover, from the contingency of the latter, conflicts
neither with the unlimited nature of the empirical regress, nor with the
complete contingency of phenomena. And the demonstration of this was the only
thing necessary for the solution of this apparent antinomy. For if the
condition of every conditioned—as regards its existence—is
sensuous, and for this reason a part of the same series, it must be itself
conditioned, as was shown in the antithesis of the fourth antinomy. The
embarrassments into which a reason, which postulates the unconditioned,
necessarily falls, must, therefore, continue to exist; or the unconditioned
must be placed in the sphere of the intelligible. In this way, its necessity
does not require, nor does it even permit, the presence of an empirical
condition: and it is, consequently, unconditionally necessary.
The empirical employment of reason is not affected by the assumption of a
purely intelligible being; it continues its operations on the principle of the
contingency of all phenomena, proceeding from empirical conditions to still
higher and higher conditions, themselves empirical. Just as little does this
regulative principle exclude the assumption of an intelligible cause, when the
question regards merely the pure employment of reason—in relation to ends
or aims. For, in this case, an intelligible cause signifies merely the
transcendental and to us unknown ground of the possibility of sensuous
phenomena, and its existence, necessary and independent of all sensuous
conditions, is not inconsistent with the contingency of phenomena, or with the
unlimited possibility of regress which exists in the series of empirical
conditions.
Concluding Remarks on the Antinomy of Pure Reason.
So long as the object of our rational conceptions is the totality of conditions
in the world of phenomena, and the satisfaction, from this source, of the
requirements of reason, so long are our ideas transcendental and cosmological.
But when we set the unconditioned—which is the aim of all our
inquiries—in a sphere which lies out of the world of sense and possible
experience, our ideas become transcendent. They are then not merely serviceable
towards the completion of the exercise of reason (which remains an idea, never
executed, but always to be pursued); they detach themselves completely from
experience and construct for themselves objects, the material of which has not
been presented by experience, and the objective reality of which is not based
upon the completion of the empirical series, but upon pure à priori
conceptions. The intelligible object of these transcendent ideas may be
conceded, as a transcendental object. But we cannot cogitate it as a thing
determinable by certain distinct predicates relating to its internal nature,
for it has no connection with empirical conceptions; nor are we justified in
affirming the existence of any such object. It is, consequently, a mere product
of the mind alone. Of all the cosmological ideas, however, it is that
occasioning the fourth antinomy which compels us to venture upon this step. For
the existence of phenomena, always conditioned and never self-subsistent,
requires us to look for an object different from phenomena—an
intelligible object, with which all contingency must cease. But, as we have
allowed ourselves to assume the existence of a self-subsistent reality out of
the field of experience, and are therefore obliged to regard phenomena as
merely a contingent mode of representing intelligible objects employed by
beings which are themselves intelligences—no other course remains for us
than to follow analogy and employ the same mode in forming some conception of
intelligible things, of which we have not the least knowledge, which nature
taught us to use in the formation of empirical conceptions. Experience made us
acquainted with the contingent. But we are at present engaged in the discussion
of things which are not objects of experience; and must, therefore, deduce our
knowledge of them from that which is necessary absolutely and in itself, that
is, from pure conceptions. Hence the first step which we take out of the world
of sense obliges us to begin our system of new cognition with the investigation
of a necessary being, and to deduce from our conceptions of it all our
conceptions of intelligible things. This we propose to attempt in the following
chapter.
Chapter III. The Ideal of Pure Reason
Section I. Of the Ideal in General
We have seen that pure conceptions do not present objects to the mind, except
under sensuous conditions; because the conditions of objective reality do not
exist in these conceptions, which contain, in fact, nothing but the mere form
of thought. They may, however, when applied to phenomena, be presented in
concreto; for it is phenomena that present to them the materials for the
formation of empirical conceptions, which are nothing more than concrete forms
of the conceptions of the understanding. But ideas are still further removed
from objective reality than categories; for no phenomenon can ever present them
to the human mind in concreto. They contain a certain perfection, attainable by
no possible empirical cognition; and they give to reason a systematic unity, to
which the unity of experience attempts to approximate, but can never completely
attain.
But still further removed than the idea from objective reality is the Ideal, by
which term I understand the idea, not in concreto, but in individuo—as an
individual thing, determinable or determined by the idea alone. The idea of
humanity in its complete perfection supposes not only the advancement of all
the powers and faculties, which constitute our conception of human nature, to a
complete attainment of their final aims, but also everything which is requisite
for the complete determination of the idea; for of all contradictory
predicates, only one can conform with the idea of the perfect man. What I have
termed an ideal was in Plato’s philosophy an idea of the divine
mind—an individual object present to its pure intuition, the most perfect
of every kind of possible beings, and the archetype of all phenomenal
existences.
Without rising to these speculative heights, we are bound to confess that human
reason contains not only ideas, but ideals, which possess, not, like those of
Plato, creative, but certainly practical power—as regulative principles,
and form the basis of the perfectibility of certain actions. Moral conceptions
are not perfectly pure conceptions of reason, because an empirical
element—of pleasure or pain—lies at the foundation of them. In
relation, however, to the principle, whereby reason sets bounds to a freedom
which is in itself without law, and consequently when we attend merely to their
form, they may be considered as pure conceptions of reason. Virtue and wisdom
in their perfect purity are ideas. But the wise man of the Stoics is an ideal,
that is to say, a human being existing only in thought and in complete
conformity with the idea of wisdom. As the idea provides a rule, so the ideal
serves as an archetype for the perfect and complete determination of the copy.
Thus the conduct of this wise and divine man serves us as a standard of action,
with which we may compare and judge ourselves, which may help us to reform
ourselves, although the perfection it demands can never be attained by us.
Although we cannot concede objective reality to these ideals, they are not to
be considered as chimeras; on the contrary, they provide reason with a
standard, which enables it to estimate, by comparison, the degree of
incompleteness in the objects presented to it. But to aim at realizing the
ideal in an example in the world of experience—to describe, for instance,
the character of the perfectly wise man in a romance—is impracticable.
Nay more, there is something absurd in the attempt; and the result must be
little edifying, as the natural limitations, which are continually breaking in
upon the perfection and completeness of the idea, destroy the illusion in the
story and throw an air of suspicion even on what is good in the idea, which
hence appears fictitious and unreal.
Such is the constitution of the ideal of reason, which is always based upon
determinate conceptions, and serves as a rule and a model for limitation or of
criticism. Very different is the nature of the ideals of the imagination. Of
these it is impossible to present an intelligible conception; they are a kind
of monogram, drawn according to no determinate rule, and forming rather a vague
picture—the production of many diverse experiences—than a
determinate image. Such are the ideals which painters and physiognomists
profess to have in their minds, and which can serve neither as a model for
production nor as a standard for appreciation. They may be termed, though
improperly, sensuous ideals, as they are declared to be models of certain
possible empirical intuitions. They cannot, however, furnish rules or standards
for explanation or examination.
In its ideals, reason aims at complete and perfect determination according to à
priori rules; and hence it cogitates an object, which must be completely
determinable in conformity with principles, although all empirical conditions
are absent, and the conception of the object is on this account transcendent.
Section II. Of the Transcendental Ideal (Prototypon
Trancendentale)
Every conception is, in relation to that which is not contained in it,
undetermined and subject to the principle of determinability. This principle is
that, of every two contradictorily opposed predicates, only one can belong to a
conception. It is a purely logical principle, itself based upon the principle
of contradiction; inasmuch as it makes complete abstraction of the content and
attends merely to the logical form of the cognition.
But again, everything, as regards its possibility, is also subject to the
principle of complete determination, according to which one of all the possible
contradictory predicates of things must belong to it. This principle is not
based merely upon that of contradiction; for, in addition to the relation
between two contradictory predicates, it regards everything as standing in a
relation to the sum of possibilities, as the sum total of all predicates of
things, and, while presupposing this sum as an à priori condition, presents to
the mind everything as receiving the possibility of its individual existence
from the relation it bears to, and the share it possesses in, the aforesaid sum
of possibilities.[64] The principle of complete determination
relates the content and not to the logical form. It is the principle of the
synthesis of all the predicates which are required to constitute the complete
conception of a thing, and not a mere principle analytical representation,
which enounces that one of two contradictory predicates must belong to a
conception. It contains, moreover, a transcendental presupposition—that,
namely, of the material for all possibility, which must contain à priori the
data for this or that particular possibility.
[64]
Thus this principle declares everything to possess a relation to a common
correlate—the sum-total of possibility, which, if discovered to exist in
the idea of one individual thing, would establish the affinity of all possible
things, from the identity of the ground of their complete determination. The
determinability of every conception is subordinate to the universality
(Allgemeinheit, universalitas) of the principle of excluded middle; the
determination of a thing to the totality (Allheit, universitas) of all possible
predicates.
The proposition, everything which exists is completely determined, means not
only that one of every pair of given contradictory attributes, but that one of
all possible attributes, is always predicable of the thing; in it the
predicates are not merely compared logically with each other, but the thing
itself is transcendentally compared with the sum-total of all possible
predicates. The proposition is equivalent to saying: “To attain to a
complete knowledge of a thing, it is necessary to possess a knowledge of
everything that is possible, and to determine it thereby in a positive or
negative manner.” The conception of complete determination is
consequently a conception which cannot be presented in its totality in
concreto, and is therefore based upon an idea, which has its seat in the
reason—the faculty which prescribes to the understanding the laws of its
harmonious and perfect exercise.
Now, although this idea of the sum-total of all possibility, in so far as it
forms the condition of the complete determination of everything, is itself
undetermined in relation to the predicates which may constitute this sum-total,
and we cogitate in it merely the sum-total of all possible predicates—we
nevertheless find, upon closer examination, that this idea, as a primitive
conception of the mind, excludes a large number of predicates—those
deduced and those irreconcilable with others, and that it is evolved as a
conception completely determined à priori. Thus it becomes the conception of an
individual object, which is completely determined by and through the mere idea,
and must consequently be termed an ideal of pure reason.
When we consider all possible predicates, not merely logically, but
transcendentally, that is to say, with reference to the content which may be
cogitated as existing in them à priori, we shall find that some indicate a
being, others merely a non-being. The logical negation expressed in the word
not does not properly belong to a conception, but only to the relation of one
conception to another in a judgement, and is consequently quite insufficient to
present to the mind the content of a conception. The expression not mortal does
not indicate that a non-being is cogitated in the object; it does not concern
the content at all. A transcendental negation, on the contrary, indicates
non-being in itself, and is opposed to transcendental affirmation, the
conception of which of itself expresses a being. Hence this affirmation
indicates a reality, because in and through it objects are considered to be
something—to be things; while the opposite negation, on the other hand,
indicates a mere want, or privation, or absence, and, where such negations
alone are attached to a representation, the non-existence of anything
corresponding to the representation.
Now a negation cannot be cogitated as determined, without cogitating at the
same time the opposite affirmation. The man born blind has not the least notion
of darkness, because he has none of light; the vagabond knows nothing of
poverty, because he has never known what it is to be in comfort;[65] the ignorant man has no conception of
his ignorance, because he has no conception of knowledge. All conceptions of
negatives are accordingly derived or deduced conceptions; and realities contain
the data, and, so to speak, the material or transcendental content of the
possibility and complete determination of all things.
[65]
The investigations and calculations of astronomers have taught us much that is
wonderful; but the most important lesson we have received from them is the
discovery of the abyss of our ignorance in relation to the universe—an
ignorance the magnitude of which reason, without the information thus derived,
could never have conceived. This discovery of our deficiencies must produce a
great change in the determination of the aims of human reason.
If, therefore, a transcendental substratum lies at the foundation of the
complete determination of things—a substratum which is to form the fund
from which all possible predicates of things are to be supplied, this
substratum cannot be anything else than the idea of a sum-total of reality
(omnitudo realitatis). In this view, negations are nothing but
limitations—a term which could not, with propriety, be applied to them,
if the unlimited (the all) did not form the true basis of our conception.
This conception of a sum-total of reality is the conception of a thing in
itself, regarded as completely determined; and the conception of an ens
realissimum is the conception of an individual being, inasmuch as it is
determined by that predicate of all possible contradictory predicates, which
indicates and belongs to being. It is, therefore, a transcendental ideal which
forms the basis of the complete determination of everything that exists, and is
the highest material condition of its possibility—a condition on which
must rest the cogitation of all objects with respect to their content. Nay,
more, this ideal is the only proper ideal of which the human mind is capable;
because in this case alone a general conception of a thing is completely
determined by and through itself, and cognized as the representation of an
individuum.
The logical determination of a conception is based upon a disjunctive
syllogism, the major of which contains the logical division of the extent of a
general conception, the minor limits this extent to a certain part, while the
conclusion determines the conception by this part. The general conception of a
reality cannot be divided à priori, because, without the aid of experience, we
cannot know any determinate kinds of reality, standing under the former as the
genus. The transcendental principle of the complete determination of all things
is therefore merely the representation of the sum-total of all reality; it is
not a conception which is the genus of all predicates under itself, but one
which comprehends them all within itself. The complete determination of a thing
is consequently based upon the limitation of this total of reality, so much
being predicated of the thing, while all that remains over is excluded—a
procedure which is in exact agreement with that of the disjunctive syllogism
and the determination of the objects in the conclusion by one of the members of
the division. It follows that reason, in laying the transcendental ideal at the
foundation of its determination of all possible things, takes a course in exact
analogy with that which it pursues in disjunctive syllogisms—a
proposition which formed the basis of the systematic division of all
transcendental ideas, according to which they are produced in complete
parallelism with the three modes of syllogistic reasoning employed by the human
mind.
It is self-evident that reason, in cogitating the necessary complete
determination of things, does not presuppose the existence of a being
corresponding to its ideal, but merely the idea of the ideal—for the
purpose of deducing from the unconditional totality of complete determination,
The ideal is therefore the prototype of all things, which, as defective copies
(ectypa), receive from it the material of their possibility, and approximate to
it more or less, though it is impossible that they can ever attain to its
perfection.
The possibility of things must therefore be regarded as derived—except
that of the thing which contains in itself all reality, which must be
considered to be primitive and original. For all negations—and they are
the only predicates by means of which all other things can be distinguished
from the ens realissimum—are mere limitations of a greater and a
higher—nay, the highest reality; and they consequently presuppose this
reality, and are, as regards their content, derived from it. The manifold
nature of things is only an infinitely various mode of limiting the conception
of the highest reality, which is their common substratum; just as all figures
are possible only as different modes of limiting infinite space. The object of
the ideal of reason—an object existing only in reason itself—is
also termed the primal being (ens originarium); as having no existence superior
to him, the supreme being (ens summum); and as being the condition of all other
beings, which rank under it, the being of all beings (ens entium). But none of
these terms indicate the objective relation of an actually existing object to
other things, but merely that of an idea to conceptions; and all our
investigations into this subject still leave us in perfect uncertainty with
regard to the existence of this being.
A primal being cannot be said to consist of many other beings with an existence
which is derivative, for the latter presuppose the former, and therefore cannot
be constitutive parts of it. It follows that the ideal of the primal being must
be cogitated as simple.
The deduction of the possibility of all other things from this primal being
cannot, strictly speaking, be considered as a limitation, or as a kind of
division of its reality; for this would be regarding the primal being as a mere
aggregate—which has been shown to be impossible, although it was so
represented in our first rough sketch. The highest reality must be regarded
rather as the ground than as the sum-total of the possibility of all things,
and the manifold nature of things be based, not upon the limitation of the
primal being itself, but upon the complete series of effects which flow from
it. And thus all our powers of sense, as well as all phenomenal reality, may be
with propriety regarded as belonging to this series of effects, while they
could not have formed parts of the idea, considered as an aggregate. Pursuing
this track, and hypostatizing this idea, we shall find ourselves authorized to
determine our notion of the Supreme Being by means of the mere conception of a
highest reality, as one, simple, all-sufficient, eternal, and so on—in
one word, to determine it in its unconditioned completeness by the aid of every
possible predicate. The conception of such a being is the conception of God in
its transcendental sense, and thus the ideal of pure reason is the
object-matter of a transcendental theology.
But, by such an employment of the transcendental idea, we should be over
stepping the limits of its validity and purpose. For reason placed it, as the
conception of all reality, at the basis of the complete determination of
things, without requiring that this conception be regarded as the conception of
an objective existence. Such an existence would be purely fictitious, and the
hypostatizing of the content of the idea into an ideal, as an individual being,
is a step perfectly unauthorized. Nay, more, we are not even called upon to
assume the possibility of such an hypothesis, as none of the deductions drawn
from such an ideal would affect the complete determination of things in
general—for the sake of which alone is the idea necessary.
It is not sufficient to circumscribe the procedure and the dialectic of reason;
we must also endeavour to discover the sources of this dialectic, that we may
have it in our power to give a rational explanation of this illusion, as a
phenomenon of the human mind. For the ideal, of which we are at present
speaking, is based, not upon an arbitrary, but upon a natural, idea. The
question hence arises: How happens it that reason regards the possibility of
all things as deduced from a single possibility, that, to wit, of the highest
reality, and presupposes this as existing in an individual and primal being?
The answer is ready; it is at once presented by the procedure of transcendental
analytic. The possibility of sensuous objects is a relation of these objects to
thought, in which something (the empirical form) may be cogitated à priori;
while that which constitutes the matter—the reality of the phenomenon
(that element which corresponds to sensation)—must be given from without,
as otherwise it could not even be cogitated by, nor could its possibility be
presentable to the mind. Now, a sensuous object is completely determined, when
it has been compared with all phenomenal predicates, and represented by means
of these either positively or negatively. But, as that which constitutes the
thing itself—the real in a phenomenon, must be given, and that, in which
the real of all phenomena is given, is experience, one, sole, and
all-embracing—the material of the possibility of all sensuous objects
must be presupposed as given in a whole, and it is upon the limitation of this
whole that the possibility of all empirical objects, their distinction from
each other and their complete determination, are based. Now, no other objects
are presented to us besides sensuous objects, and these can be given only in
connection with a possible experience; it follows that a thing is not an object
to us, unless it presupposes the whole or sum-total of empirical reality as the
condition of its possibility. Now, a natural illusion leads us to consider this
principle, which is valid only of sensuous objects, as valid with regard to
things in general. And thus we are induced to hold the empirical principle of
our conceptions of the possibility of things, as phenomena, by leaving out this
limitative condition, to be a transcendental principle of the possibility of
things in general.
We proceed afterwards to hypostatize this idea of the sum-total of all reality,
by changing the distributive unity of the empirical exercise of the
understanding into the collective unity of an empirical whole—a
dialectical illusion, and by cogitating this whole or sum of experience as an
individual thing, containing in itself all empirical reality. This individual
thing or being is then, by means of the above-mentioned transcendental
subreption, substituted for our notion of a thing which stands at the head of
the possibility of all things, the real conditions of whose complete
determination it presents.[66]
[66]
This ideal of the ens realissimum—although merely a mental
representation—is first objectivized, that is, has an objective existence
attributed to it, then hypostatized, and finally, by the natural progress of
reason to the completion of unity, personified, as we shall show presently. For
the regulative unity of experience is not based upon phenomena themselves, but
upon the connection of the variety of phenomena by the understanding in a
consciousness, and thus the unity of the supreme reality and the complete
determinability of all things, seem to reside in a supreme understanding, and,
consequently, in a conscious intelligence.
Section III. Of the Arguments employed by Speculative
Reason in Proof of the Existence of a Supreme Being
Notwithstanding the pressing necessity which reason feels, to form some
presupposition that shall serve the understanding as a proper basis for the
complete determination of its conceptions, the idealistic and factitious nature
of such a presupposition is too evident to allow reason for a moment to
persuade itself into a belief of the objective existence of a mere creation of
its own thought. But there are other considerations which compel reason to seek
out some resting place in the regress from the conditioned to the
unconditioned, which is not given as an actual existence from the mere
conception of it, although it alone can give completeness to the series of
conditions. And this is the natural course of every human reason, even of the
most uneducated, although the path at first entered it does not always continue
to follow. It does not begin from conceptions, but from common experience, and
requires a basis in actual existence. But this basis is insecure, unless it
rests upon the immovable rock of the absolutely necessary. And this foundation
is itself unworthy of trust, if it leave under and above it empty space, if it
do not fill all, and leave no room for a why or a wherefore, if it be not, in
one word, infinite in its reality.
If we admit the existence of some one thing, whatever it may be, we must also
admit that there is something which exists necessarily. For what is contingent
exists only under the condition of some other thing, which is its cause; and
from this we must go on to conclude the existence of a cause which is not
contingent, and which consequently exists necessarily and unconditionally. Such
is the argument by which reason justifies its advances towards a primal being.
Now reason looks round for the conception of a being that may be admitted,
without inconsistency, to be worthy of the attribute of absolute necessity, not
for the purpose of inferring à priori, from the conception of such a being, its
objective existence (for if reason allowed itself to take this course, it would
not require a basis in given and actual existence, but merely the support of
pure conceptions), but for the purpose of discovering, among all our
conceptions of possible things, that conception which possesses no element
inconsistent with the idea of absolute necessity. For that there must be some
absolutely necessary existence, it regards as a truth already established. Now,
if it can remove every existence incapable of supporting the attribute of
absolute necessity, excepting one—this must be the absolutely necessary
being, whether its necessity is comprehensible by us, that is, deducible from
the conception of it alone, or not.
Now that, the conception of which contains a therefore to every wherefore,
which is not defective in any respect whatever, which is all-sufficient as a
condition, seems to be the being of which we can justly predicate absolute
necessity—for this reason, that, possessing the conditions of all that is
possible, it does not and cannot itself require any condition. And thus it
satisfies, in one respect at least, the requirements of the conception of
absolute necessity. In this view, it is superior to all other conceptions,
which, as deficient and incomplete, do not possess the characteristic of
independence of all higher conditions. It is true that we cannot infer from
this that what does not contain in itself the supreme and complete
condition—the condition of all other things—must possess only a
conditioned existence; but as little can we assert the contrary, for this
supposed being does not possess the only characteristic which can enable reason
to cognize by means of an à priori conception the unconditioned and necessary
nature of its existence.
The conception of an ens realissimum is that which best agrees with the
conception of an unconditioned and necessary being. The former conception does
not satisfy all the requirements of the latter; but we have no choice, we are
obliged to adhere to it, for we find that we cannot do without the existence of
a necessary being; and even although we admit it, we find it out of our power
to discover in the whole sphere of possibility any being that can advance
well-grounded claims to such a distinction.
The following is, therefore, the natural course of human reason. It begins by
persuading itself of the existence of some necessary being. In this being it
recognizes the characteristics of unconditioned existence. It then seeks the
conception of that which is independent of all conditions, and finds it in that
which is itself the sufficient condition of all other things—in other
words, in that which contains all reality. But the unlimited all is an absolute
unity, and is conceived by the mind as a being one and supreme; and thus reason
concludes that the Supreme Being, as the primal basis of all things, possesses
an existence which is absolutely necessary.
This conception must be regarded as in some degree satisfactory, if we admit
the existence of a necessary being, and consider that there exists a necessity
for a definite and final answer to these questions. In such a case, we cannot
make a better choice, or rather we have no choice at all, but feel ourselves
obliged to declare in favour of the absolute unity of complete reality, as the
highest source of the possibility of things. But if there exists no motive for
coming to a definite conclusion, and we may leave the question unanswered till
we have fully weighed both sides—in other words, when we are merely
called upon to decide how much we happen to know about the question, and how
much we merely flatter ourselves that we know—the above conclusion does
not appear to be so great advantage, but, on the contrary, seems defective in
the grounds upon which it is supported.
For, admitting the truth of all that has been said, that, namely, the inference
from a given existence (my own, for example) to the existence of an
unconditioned and necessary being is valid and unassailable; that, in the
second place, we must consider a being which contains all reality, and
consequently all the conditions of other things, to be absolutely
unconditioned; and admitting too, that we have thus discovered the conception
of a thing to which may be attributed, without inconsistency, absolute
necessity—it does not follow from all this that the conception of a
limited being, in which the supreme reality does not reside, is therefore
incompatible with the idea of absolute necessity. For, although I do not
discover the element of the unconditioned in the conception of such a
being—an element which is manifestly existent in the sum-total of all
conditions—I am not entitled to conclude that its existence is therefore
conditioned; just as I am not entitled to affirm, in a hypothetical syllogism,
that where a certain condition does not exist (in the present, completeness, as
far as pure conceptions are concerned), the conditioned does not exist either.
On the contrary, we are free to consider all limited beings as likewise
unconditionally necessary, although we are unable to infer this from the
general conception which we have of them. Thus conducted, this argument is
incapable of giving us the least notion of the properties of a necessary being,
and must be in every respect without result.
This argument continues, however, to possess a weight and an authority, which,
in spite of its objective insufficiency, it has never been divested of. For,
granting that certain responsibilities lie upon us, which, as based on the
ideas of reason, deserve to be respected and submitted to, although they are
incapable of a real or practical application to our nature, or, in other words,
would be responsibilities without motives, except upon the supposition of a
Supreme Being to give effect and influence to the practical laws: in such a
case we should be bound to obey our conceptions, which, although objectively
insufficient, do, according to the standard of reason, preponderate over and
are superior to any claims that may be advanced from any other quarter. The
equilibrium of doubt would in this case be destroyed by a practical addition;
indeed, Reason would be compelled to condemn herself, if she refused to comply
with the demands of the judgement, no superior to which we know—however
defective her understanding of the grounds of these demands might be.
This argument, although in fact transcendental, inasmuch as it rests upon the
intrinsic insufficiency of the contingent, is so simple and natural, that the
commonest understanding can appreciate its value. We see things around us
change, arise, and pass away; they, or their condition, must therefore have a
cause. The same demand must again be made of the cause itself—as a datum
of experience. Now it is natural that we should place the highest causality
just where we place supreme causality, in that being, which contains the
conditions of all possible effects, and the conception of which is so simple as
that of an all-embracing reality. This highest cause, then, we regard as
absolutely necessary, because we find it absolutely necessary to rise to it,
and do not discover any reason for proceeding beyond it. Thus, among all
nations, through the darkest polytheism glimmer some faint sparks of
monotheism, to which these idolaters have been led, not from reflection and
profound thought, but by the study and natural progress of the common
understanding.
There are only three modes of proving the existence of a Deity, on the grounds
of speculative reason.
All the paths conducting to this end begin either from determinate experience
and the peculiar constitution of the world of sense, and rise, according to the
laws of causality, from it to the highest cause existing apart from the
world—or from a purely indeterminate experience, that is, some empirical
existence—or abstraction is made of all experience, and the existence of
a supreme cause is concluded from à priori conceptions alone. The first is the
physico-theological argument, the second the cosmological, the third the
ontological. More there are not, and more there cannot be.
I shall show it is as unsuccessful on the one path—the empirical—as
on the other—the transcendental, and that it stretches its wings in vain,
to soar beyond the world of sense by the mere might of speculative thought. As
regards the order in which we must discuss those arguments, it will be exactly
the reverse of that in which reason, in the progress of its development,
attains to them—the order in which they are placed above. For it will be
made manifest to the reader that, although experience presents the occasion and
the starting-point, it is the transcendental idea of reason which guides it in
its pilgrimage and is the goal of all its struggles. I shall therefore begin
with an examination of the transcendental argument, and afterwards inquire what
additional strength has accrued to this mode of proof from the addition of the
empirical element.
Section IV. Of the Impossibility of an Ontological
Proof of the Existence of God
It is evident from what has been said that the conception of an absolutely
necessary being is a mere idea, the objective reality of which is far from
being established by the mere fact that it is a need of reason. On the
contrary, this idea serves merely to indicate a certain unattainable
perfection, and rather limits the operations than, by the presentation of new
objects, extends the sphere of the understanding. But a strange anomaly meets
us at the very threshold; for the inference from a given existence in general
to an absolutely necessary existence seems to be correct and unavoidable, while
the conditions of the understanding refuse to aid us in forming any conception
of such a being.
Philosophers have always talked of an absolutely necessary being, and have
nevertheless declined to take the trouble of conceiving whether—and
how—a being of this nature is even cogitable, not to mention that its
existence is actually demonstrable. A verbal definition of the conception is
certainly easy enough: it is something the non-existence of which is
impossible. But does this definition throw any light upon the conditions which
render it impossible to cogitate the non-existence of a thing—conditions
which we wish to ascertain, that we may discover whether we think anything in
the conception of such a being or not? For the mere fact that I throw away, by
means of the word unconditioned, all the conditions which the understanding
habitually requires in order to regard anything as necessary, is very far from
making clear whether by means of the conception of the unconditionally
necessary I think of something, or really of nothing at all.
Nay, more, this chance-conception, now become so current, many have endeavoured
to explain by examples which seemed to render any inquiries regarding its
intelligibility quite needless. Every geometrical proposition—a triangle
has three angles—it was said, is absolutely necessary; and thus people
talked of an object which lay out of the sphere of our understanding as if it
were perfectly plain what the conception of such a being meant.
All the examples adduced have been drawn, without exception, from judgements,
and not from things. But the unconditioned necessity of a judgement does not
form the absolute necessity of a thing. On the contrary, the absolute necessity
of a judgement is only a conditioned necessity of a thing, or of the predicate
in a judgement. The proposition above-mentioned does not enounce that three
angles necessarily exist, but, upon condition that a triangle exists, three
angles must necessarily exist—in it. And thus this logical necessity has
been the source of the greatest delusions. Having formed an à priori conception
of a thing, the content of which was made to embrace existence, we believed
ourselves safe in concluding that, because existence belongs necessarily to the
object of the conception (that is, under the condition of my positing this
thing as given), the existence of the thing is also posited necessarily, and
that it is therefore absolutely necessary—merely because its existence
has been cogitated in the conception.
If, in an identical judgement, I annihilate the predicate in thought, and
retain the subject, a contradiction is the result; and hence I say, the former
belongs necessarily to the latter. But if I suppress both subject and predicate
in thought, no contradiction arises; for there is nothing at all, and therefore
no means of forming a contradiction. To suppose the existence of a triangle and
not that of its three angles, is self-contradictory; but to suppose the
non-existence of both triangle and angles is perfectly admissible. And so is it
with the conception of an absolutely necessary being. Annihilate its existence
in thought, and you annihilate the thing itself with all its predicates; how
then can there be any room for contradiction? Externally, there is nothing to
give rise to a contradiction, for a thing cannot be necessary externally; nor
internally, for, by the annihilation or suppression of the thing itself, its
internal properties are also annihilated. God is omnipotent—that is a
necessary judgement. His omnipotence cannot be denied, if the existence of a
Deity is posited—the existence, that is, of an infinite being, the two
conceptions being identical. But when you say, God does not exist, neither
omnipotence nor any other predicate is affirmed; they must all disappear with
the subject, and in this judgement there cannot exist the least
self-contradiction.
You have thus seen that when the predicate of a judgement is annihilated in
thought along with the subject, no internal contradiction can arise, be the
predicate what it may. There is no possibility of evading the
conclusion—you find yourselves compelled to declare: There are certain
subjects which cannot be annihilated in thought. But this is nothing more than
saying: There exist subjects which are absolutely necessary—the very
hypothesis which you are called upon to establish. For I find myself unable to
form the slightest conception of a thing which when annihilated in thought with
all its predicates, leaves behind a contradiction; and contradiction is the
only criterion of impossibility in the sphere of pure à priori conceptions.
Against these general considerations, the justice of which no one can dispute,
one argument is adduced, which is regarded as furnishing a satisfactory
demonstration from the fact. It is affirmed that there is one and only one
conception, in which the non-being or annihilation of the object is
self-contradictory, and this is the conception of an ens realissimum. It
possesses, you say, all reality, and you feel yourselves justified in admitting
the possibility of such a being. (This I am willing to grant for the present,
although the existence of a conception which is not self-contradictory is far
from being sufficient to prove the possibility of an object.)[67] Now the notion of all reality embraces
in it that of existence; the notion of existence lies, therefore, in the
conception of this possible thing. If this thing is annihilated in thought, the
internal possibility of the thing is also annihilated, which is
self-contradictory.
[67]
A conception is always possible, if it is not self-contradictory. This is the
logical criterion of possibility, distinguishing the object of such a
conception from the nihil negativum. But it may be, notwithstanding, an empty
conception, unless the objective reality of this synthesis, but which it is
generated, is demonstrated; and a proof of this kind must be based upon
principles of possible experience, and not upon the principle of analysis or
contradiction. This remark may be serviceable as a warning against concluding,
from the possibility of a conception—which is logical—the
possibility of a thing—which is real.
I answer: It is absurd to introduce—under whatever term
disguised—into the conception of a thing, which is to be cogitated solely
in reference to its possibility, the conception of its existence. If this is
admitted, you will have apparently gained the day, but in reality have enounced
nothing but a mere tautology. I ask, is the proposition, this or that thing
(which I am admitting to be possible) exists, an analytical or a synthetical
proposition? If the former, there is no addition made to the subject of your
thought by the affirmation of its existence; but then the conception in your
minds is identical with the thing itself, or you have supposed the existence of
a thing to be possible, and then inferred its existence from its internal
possibility—which is but a miserable tautology. The word reality in the
conception of the thing, and the word existence in the conception of the
predicate, will not help you out of the difficulty. For, supposing you were to
term all positing of a thing reality, you have thereby posited the thing with
all its predicates in the conception of the subject and assumed its actual
existence, and this you merely repeat in the predicate. But if you confess, as
every reasonable person must, that every existential proposition is
synthetical, how can it be maintained that the predicate of existence cannot be
denied without contradiction?—a property which is the characteristic of
analytical propositions, alone.
I should have a reasonable hope of putting an end for ever to this sophistical
mode of argumentation, by a strict definition of the conception of existence,
did not my own experience teach me that the illusion arising from our
confounding a logical with a real predicate (a predicate which aids in the
determination of a thing) resists almost all the endeavours of explanation and
illustration. A logical predicate may be what you please, even the subject may
be predicated of itself; for logic pays no regard to the content of a
judgement. But the determination of a conception is a predicate, which adds to
and enlarges the conception. It must not, therefore, be contained in the
conception.
Being is evidently not a real predicate, that is, a conception of something
which is added to the conception of some other thing. It is merely the positing
of a thing, or of certain determinations in it. Logically, it is merely the
copula of a judgement. The proposition, God is omnipotent, contains two
conceptions, which have a certain object or content; the word is, is no
additional predicate—it merely indicates the relation of the predicate to
the subject. Now, if I take the subject (God) with all its predicates
(omnipotence being one), and say: God is, or, There is a God, I add no new
predicate to the conception of God, I merely posit or affirm the existence of
the subject with all its predicates—I posit the object in relation to my
conception. The content of both is the same; and there is no addition made to
the conception, which expresses merely the possibility of the object, by my
cogitating the object—in the expression, it is—as absolutely given
or existing. Thus the real contains no more than the possible. A hundred real
dollars contain no more than a hundred possible dollars. For, as the latter
indicate the conception, and the former the object, on the supposition that the
content of the former was greater than that of the latter, my conception would
not be an expression of the whole object, and would consequently be an
inadequate conception of it. But in reckoning my wealth there may be said to be
more in a hundred real dollars than in a hundred possible dollars—that
is, in the mere conception of them. For the real object—the
dollars—is not analytically contained in my conception, but forms a
synthetical addition to my conception (which is merely a determination of my
mental state), although this objective reality—this existence—apart
from my conceptions, does not in the least degree increase the aforesaid
hundred dollars.
By whatever and by whatever number of predicates—even to the complete
determination of it—I may cogitate a thing, I do not in the least augment
the object of my conception by the addition of the statement: This thing
exists. Otherwise, not exactly the same, but something more than what was
cogitated in my conception, would exist, and I could not affirm that the exact
object of my conception had real existence. If I cogitate a thing as containing
all modes of reality except one, the mode of reality which is absent is not
added to the conception of the thing by the affirmation that the thing exists;
on the contrary, the thing exists—if it exist at all—with the same
defect as that cogitated in its conception; otherwise not that which was
cogitated, but something different, exists. Now, if I cogitate a being as the
highest reality, without defect or imperfection, the question still
remains—whether this being exists or not? For, although no element is
wanting in the possible real content of my conception, there is a defect in its
relation to my mental state, that is, I am ignorant whether the cognition of
the object indicated by the conception is possible à posteriori. And here the
cause of the present difficulty becomes apparent. If the question regarded an
object of sense merely, it would be impossible for me to confound the
conception with the existence of a thing. For the conception merely enables me
to cogitate an object as according with the general conditions of experience;
while the existence of the object permits me to cogitate it as contained in the
sphere of actual experience. At the same time, this connection with the world
of experience does not in the least augment the conception, although a possible
perception has been added to the experience of the mind. But if we cogitate
existence by the pure category alone, it is not to be wondered at, that we
should find ourselves unable to present any criterion sufficient to distinguish
it from mere possibility.
Whatever be the content of our conception of an object, it is necessary to go
beyond it, if we wish to predicate existence of the object. In the case of
sensuous objects, this is attained by their connection according to empirical
laws with some one of my perceptions; but there is no means of cognizing the
existence of objects of pure thought, because it must be cognized completely à
priori. But all our knowledge of existence (be it immediately by perception, or
by inferences connecting some object with a perception) belongs entirely to the
sphere of experience—which is in perfect unity with itself; and although
an existence out of this sphere cannot be absolutely declared to be impossible,
it is a hypothesis the truth of which we have no means of ascertaining.
The notion of a Supreme Being is in many respects a highly useful idea; but for
the very reason that it is an idea, it is incapable of enlarging our cognition
with regard to the existence of things. It is not even sufficient to instruct
us as to the possibility of a being which we do not know to exist. The
analytical criterion of possibility, which consists in the absence of
contradiction in propositions, cannot be denied it. But the connection of real
properties in a thing is a synthesis of the possibility of which an à priori
judgement cannot be formed, because these realities are not presented to us
specifically; and even if this were to happen, a judgement would still be
impossible, because the criterion of the possibility of synthetical cognitions
must be sought for in the world of experience, to which the object of an idea
cannot belong. And thus the celebrated Leibnitz has utterly failed in his
attempt to establish upon à priori grounds the possibility of this sublime
ideal being.
The celebrated ontological or Cartesian argument for the existence of a Supreme
Being is therefore insufficient; and we may as well hope to increase our stock
of knowledge by the aid of mere ideas, as the merchant to augment his wealth by
the addition of noughts to his cash account.
Section V. Of the Impossibility of a Cosmological
Proof of the Existence of God
It was by no means a natural course of proceeding, but, on the contrary, an
invention entirely due to the subtlety of the schools, to attempt to draw from
a mere idea a proof of the existence of an object corresponding to it. Such a
course would never have been pursued, were it not for that need of reason which
requires it to suppose the existence of a necessary being as a basis for the
empirical regress, and that, as this necessity must be unconditioned and à
priori, reason is bound to discover a conception which shall satisfy, if
possible, this requirement, and enable us to attain to the à priori cognition
of such a being. This conception was thought to be found in the idea of an ens
realissimum, and thus this idea was employed for the attainment of a better
defined knowledge of a necessary being, of the existence of which we were
convinced, or persuaded, on other grounds. Thus reason was seduced from her
natural courage; and, instead of concluding with the conception of an ens
realissimum, an attempt was made to begin with it, for the purpose of inferring
from it that idea of a necessary existence which it was in fact called in to
complete. Thus arose that unfortunate ontological argument, which neither
satisfies the healthy common sense of humanity, nor sustains the scientific
examination of the philosopher.
The cosmological proof, which we are about to examine, retains the connection
between absolute necessity and the highest reality; but, instead of reasoning
from this highest reality to a necessary existence, like the preceding
argument, it concludes from the given unconditioned necessity of some being its
unlimited reality. The track it pursues, whether rational or sophistical, is at
least natural, and not only goes far to persuade the common understanding, but
shows itself deserving of respect from the speculative intellect; while it
contains, at the same time, the outlines of all the arguments employed in
natural theology—arguments which always have been, and still will be, in
use and authority. These, however adorned, and hid under whatever
embellishments of rhetoric and sentiment, are at bottom identical with the
arguments we are at present to discuss. This proof, termed by Leibnitz the
argumentum a contingentia mundi, I shall now lay before the reader, and subject
to a strict examination.
It is framed in the following manner: If something exists, an absolutely
necessary being must likewise exist. Now I, at least, exist. Consequently,
there exists an absolutely necessary being. The minor contains an experience,
the major reasons from a general experience to the existence of a necessary
being.[68] Thus this argument really begins at
experience, and is not completely à priori, or ontological. The object of all
possible experience being the world, it is called the cosmological proof. It
contains no reference to any peculiar property of sensuous objects, by which
this world of sense might be distinguished from other possible worlds; and in
this respect it differs from the physico-theological proof, which is based upon
the consideration of the peculiar constitution of our sensuous world.
[68]
This inference is too well known to require more detailed discussion. It is
based upon the spurious transcendental law of causality, that everything which
is contingent has a cause, which, if itself contingent, must also have a cause;
and so on, till the series of subordinated causes must end with an absolutely
necessary cause, without which it would not possess completeness.
The proof proceeds thus: A necessary being can be determined only in one way,
that is, it can be determined by only one of all possible opposed predicates;
consequently, it must be completely determined in and by its conception. But
there is only a single conception of a thing possible, which completely
determines the thing à priori: that is, the conception of the ens realissimum.
It follows that the conception of the ens realissimum is the only conception by
and in which we can cogitate a necessary being. Consequently, a Supreme Being
necessarily exists.
In this cosmological argument are assembled so many sophistical propositions
that speculative reason seems to have exerted in it all her dialectical skill
to produce a transcendental illusion of the most extreme character. We shall
postpone an investigation of this argument for the present, and confine
ourselves to exposing the stratagem by which it imposes upon us an old argument
in a new dress, and appeals to the agreement of two witnesses, the one with the
credentials of pure reason, and the other with those of empiricism; while, in
fact, it is only the former who has changed his dress and voice, for the
purpose of passing himself off for an additional witness. That it may possess a
secure foundation, it bases its conclusions upon experience, and thus appears
to be completely distinct from the ontological argument, which places its
confidence entirely in pure à priori conceptions. But this experience merely
aids reason in making one step—to the existence of a necessary being.
What the properties of this being are cannot be learned from experience; and
therefore reason abandons it altogether, and pursues its inquiries in the
sphere of pure conception, for the purpose of discovering what the properties
of an absolutely necessary being ought to be, that is, what among all possible
things contain the conditions (requisita) of absolute necessity. Reason
believes that it has discovered these requisites in the conception of an ens
realissimum—and in it alone, and hence concludes: The ens realissimum is
an absolutely necessary being. But it is evident that reason has here
presupposed that the conception of an ens realissimum is perfectly adequate to
the conception of a being of absolute necessity, that is, that we may infer the
existence of the latter from that of the former—a proposition which
formed the basis of the ontological argument, and which is now employed in the
support of the cosmological argument, contrary to the wish and professions of
its inventors. For the existence of an absolutely necessary being is given in
conceptions alone. But if I say: “The conception of the ens realissimum
is a conception of this kind, and in fact the only conception which is adequate
to our idea of a necessary being,” I am obliged to admit, that the latter
may be inferred from the former. Thus it is properly the ontological argument
which figures in the cosmological, and constitutes the whole strength of the
latter; while the spurious basis of experience has been of no further use than
to conduct us to the conception of absolute necessity, being utterly
insufficient to demonstrate the presence of this attribute in any determinate
existence or thing. For when we propose to ourselves an aim of this character,
we must abandon the sphere of experience, and rise to that of pure conceptions,
which we examine with the purpose of discovering whether any one contains the
conditions of the possibility of an absolutely necessary being. But if the
possibility of such a being is thus demonstrated, its existence is also proved;
for we may then assert that, of all possible beings there is one which
possesses the attribute of necessity—in other words, this being possesses
an absolutely necessary existence.
All illusions in an argument are more easily detected when they are presented
in the formal manner employed by the schools, which we now proceed to do.
If the proposition: “Every absolutely necessary being is likewise an ens
realissimum,” is correct (and it is this which constitutes the nervus
probandi of the cosmological argument), it must, like all affirmative
judgements, be capable of conversion—the conversio per accidens, at
least. It follows, then, that some entia realissima are absolutely necessary
beings. But no ens realissimum is in any respect different from another, and
what is valid of some is valid of all. In this present case, therefore, I may
employ simple conversion, and say: “Every ens realissimum is a necessary
being.” But as this proposition is determined à priori by the conceptions
contained in it, the mere conception of an ens realissimum must possess the
additional attribute of absolute necessity. But this is exactly what was
maintained in the ontological argument, and not recognized by the cosmological,
although it formed the real ground of its disguised and illusory reasoning.
Thus the second mode employed by speculative reason of demonstrating the
existence of a Supreme Being, is not only, like the first, illusory and
inadequate, but possesses the additional blemish of an ignoratio
elenchi—professing to conduct us by a new road to the desired goal, but
bringing us back, after a short circuit, to the old path which we had deserted
at its call.
I mentioned above that this cosmological argument contains a perfect nest of
dialectical assumptions, which transcendental criticism does not find it
difficult to expose and to dissipate. I shall merely enumerate these, leaving
it to the reader, who must by this time be well practised in such matters, to
investigate the fallacies residing therein.
The following fallacies, for example, are discoverable in this mode of proof:
1. The transcendental principle: “Everything that is contingent must have
a cause”—a principle without significance, except in the sensuous
world. For the purely intellectual conception of the contingent cannot produce
any synthetical proposition, like that of causality, which is itself without
significance or distinguishing characteristic except in the phenomenal world.
But in the present case it is employed to help us beyond the limits of its
sphere. 2. “From the impossibility of an infinite ascending series of
causes in the world of sense a first cause is inferred”; a conclusion
which the principles of the employment of reason do not justify even in the
sphere of experience, and still less when an attempt is made to pass the limits
of this sphere. 3. Reason allows itself to be satisfied upon insufficient
grounds, with regard to the completion of this series. It removes all
conditions (without which, however, no conception of Necessity can take place);
and, as after this it is beyond our power to form any other conceptions, it
accepts this as a completion of the conception it wishes to form of the series.
4. The logical possibility of a conception of the total of reality (the
criterion of this possibility being the absence of contradiction) is confounded
with the transcendental, which requires a principle of the practicability of
such a synthesis—a principle which again refers us to the world of
experience. And so on.
The aim of the cosmological argument is to avoid the necessity of proving the
existence of a necessary being priori from mere conceptions—a proof which
must be ontological, and of which we feel ourselves quite incapable. With this
purpose, we reason from an actual existence—an experience in general, to
an absolutely necessary condition of that existence. It is in this case
unnecessary to demonstrate its possibility. For after having proved that it
exists, the question regarding its possibility is superfluous. Now, when we
wish to define more strictly the nature of this necessary being, we do not look
out for some being the conception of which would enable us to comprehend the
necessity of its being—for if we could do this, an empirical
presupposition would be unnecessary; no, we try to discover merely the negative
condition (conditio sine qua non), without which a being would not be
absolutely necessary. Now this would be perfectly admissible in every sort of
reasoning, from a consequence to its principle; but in the present case it
unfortunately happens that the condition of absolute necessity can be
discovered in but a single being, the conception of which must consequently
contain all that is requisite for demonstrating the presence of absolute
necessity, and thus entitle me to infer this absolute necessity à priori. That
is, it must be possible to reason conversely, and say: The thing, to which the
conception of the highest reality belongs, is absolutely necessary. But if I
cannot reason thus—and I cannot, unless I believe in the sufficiency of
the ontological argument—I find insurmountable obstacles in my new path,
and am really no farther than the point from which I set out. The conception of
a Supreme Being satisfies all questions à priori regarding the internal
determinations of a thing, and is for this reason an ideal without equal or
parallel, the general conception of it indicating it as at the same time an ens
individuum among all possible things. But the conception does not satisfy the
question regarding its existence—which was the purpose of all our
inquiries; and, although the existence of a necessary being were admitted, we
should find it impossible to answer the question: What of all things in the
world must be regarded as such?
It is certainly allowable to admit the existence of an all-sufficient
being—a cause of all possible effects—for the purpose of enabling
reason to introduce unity into its mode and grounds of explanation with regard
to phenomena. But to assert that such a being necessarily exists, is no longer
the modest enunciation of an admissible hypothesis, but the boldest declaration
of an apodeictic certainty; for the cognition of that which is absolutely
necessary must itself possess that character.
The aim of the transcendental ideal formed by the mind is either to discover a
conception which shall harmonize with the idea of absolute necessity, or a
conception which shall contain that idea. If the one is possible, so is the
other; for reason recognizes that alone as absolutely necessary which is
necessary from its conception. But both attempts are equally beyond our
power—we find it impossible to satisfy the understanding upon this point,
and as impossible to induce it to remain at rest in relation to this
incapacity.
Unconditioned necessity, which, as the ultimate support and stay of all
existing things, is an indispensable requirement of the mind, is an abyss on
the verge of which human reason trembles in dismay. Even the idea of eternity,
terrible and sublime as it is, as depicted by Haller, does not produce upon the
mental vision such a feeling of awe and terror; for, although it measures the
duration of things, it does not support them. We cannot bear, nor can we rid
ourselves of the thought that a being, which we regard as the greatest of all
possible existences, should say to himself: I am from eternity to eternity;
beside me there is nothing, except that which exists by my will; whence then am
I? Here all sinks away from under us; and the greatest, as the smallest,
perfection, hovers without stay or footing in presence of the speculative
reason, which finds it as easy to part with the one as with the other.
Many physical powers, which evidence their existence by their effects, are
perfectly inscrutable in their nature; they elude all our powers of
observation. The transcendental object which forms the basis of phenomena, and,
in connection with it, the reason why our sensibility possesses this rather
than that particular kind of conditions, are and must ever remain hidden from
our mental vision; the fact is there, the reason of the fact we cannot see. But
an ideal of pure reason cannot be termed mysterious or inscrutable, because the
only credential of its reality is the need of it felt by reason, for the
purpose of giving completeness to the world of synthetical unity. An ideal is
not even given as a cogitable object, and therefore cannot be inscrutable; on
the contrary, it must, as a mere idea, be based on the constitution of reason
itself, and on this account must be capable of explanation and solution. For
the very essence of reason consists in its ability to give an account, of all
our conceptions, opinions, and assertions—upon objective, or, when they
happen to be illusory and fallacious, upon subjective grounds.
Detection and Explanation of the Dialectical Illusion in all Transcendental
Arguments for the Existence of a Necessary Being.
Both of the above arguments are transcendental; in other words, they do not
proceed upon empirical principles. For, although the cosmological argument
professed to lay a basis of experience for its edifice of reasoning, it did not
ground its procedure upon the peculiar constitution of experience, but upon
pure principles of reason—in relation to an existence given by empirical
consciousness; utterly abandoning its guidance, however, for the purpose of
supporting its assertions entirely upon pure conceptions. Now what is the
cause, in these transcendental arguments, of the dialectical, but natural,
illusion, which connects the conceptions of necessity and supreme reality, and
hypostatizes that which cannot be anything but an idea? What is the cause of
this unavoidable step on the part of reason, of admitting that some one among
all existing things must be necessary, while it falls back from the assertion
of the existence of such a being as from an abyss? And how does reason proceed
to explain this anomaly to itself, and from the wavering condition of a timid
and reluctant approbation—always again withdrawn—arrive at a calm
and settled insight into its cause?
It is something very remarkable that, on the supposition that something exists,
I cannot avoid the inference that something exists necessarily. Upon this
perfectly natural—but not on that account reliable—inference does
the cosmological argument rest. But, let me form any conception whatever of a
thing, I find that I cannot cogitate the existence of the thing as absolutely
necessary, and that nothing prevents me—be the thing or being what it
may—from cogitating its non-existence. I may thus be obliged to admit
that all existing things have a necessary basis, while I cannot cogitate any
single or individual thing as necessary. In other words, I can never complete
the regress through the conditions of existence, without admitting the
existence of a necessary being; but, on the other hand, I cannot make a
commencement from this being.
If I must cogitate something as existing necessarily as the basis of existing
things, and yet am not permitted to cogitate any individual thing as in itself
necessary, the inevitable inference is that necessity and contingency are not
properties of things themselves—otherwise an internal contradiction would
result; that consequently neither of these principles are objective, but merely
subjective principles of reason—the one requiring us to seek for a
necessary ground for everything that exists, that is, to be satisfied with no
other explanation than that which is complete à priori, the other forbidding us
ever to hope for the attainment of this completeness, that is, to regard no
member of the empirical world as unconditioned. In this mode of viewing them,
both principles, in their purely heuristic and regulative character, and as
concerning merely the formal interest of reason, are quite consistent with each
other. The one says: “You must philosophize upon nature,” as if
there existed a necessary primal basis of all existing things, solely for the
purpose of introducing systematic unity into your knowledge, by pursuing an
idea of this character—a foundation which is arbitrarily admitted to be
ultimate; while the other warns you to consider no individual determination,
concerning the existence of things, as such an ultimate foundation, that is, as
absolutely necessary, but to keep the way always open for further progress in
the deduction, and to treat every determination as determined by some other.
But if all that we perceive must be regarded as conditionally necessary, it is
impossible that anything which is empirically given should be absolutely
necessary.
It follows from this that you must accept the absolutely necessary as out of
and beyond the world, inasmuch as it is useful only as a principle of the
highest possible unity in experience, and you cannot discover any such
necessary existence in the would, the second rule requiring you to regard all
empirical causes of unity as themselves deduced.
The philosophers of antiquity regarded all the forms of nature as contingent;
while matter was considered by them, in accordance with the judgement of the
common reason of mankind, as primal and necessary. But if they had regarded
matter, not relatively—as the substratum of phenomena, but absolutely and
in itself—as an independent existence, this idea of absolute necessity
would have immediately disappeared. For there is nothing absolutely connecting
reason with such an existence; on the contrary, it can annihilate it in
thought, always and without self-contradiction. But in thought alone lay the
idea of absolute necessity. A regulative principle must, therefore, have been
at the foundation of this opinion. In fact, extension and
impenetrability—which together constitute our conception of
matter—form the supreme empirical principle of the unity of phenomena,
and this principle, in so far as it is empirically unconditioned, possesses the
property of a regulative principle. But, as every determination of matter which
constitutes what is real in it—and consequently impenetrability—is
an effect, which must have a cause, and is for this reason always derived, the
notion of matter cannot harmonize with the idea of a necessary being, in its
character of the principle of all derived unity. For every one of its real
properties, being derived, must be only conditionally necessary, and can
therefore be annihilated in thought; and thus the whole existence of matter can
be so annihilated or suppressed. If this were not the case, we should have
found in the world of phenomena the highest ground or condition of
unity—which is impossible, according to the second regulative principle.
It follows that matter, and, in general, all that forms part of the world of
sense, cannot be a necessary primal being, nor even a principle of empirical
unity, but that this being or principle must have its place assigned without
the world. And, in this way, we can proceed in perfect confidence to deduce the
phenomena of the world and their existence from other phenomena, just as if
there existed no necessary being; and we can at the same time, strive without
ceasing towards the attainment of completeness for our deduction, just as if
such a being—the supreme condition of all existences—were
presupposed by the mind.
These remarks will have made it evident to the reader that the ideal of the
Supreme Being, far from being an enouncement of the existence of a being in
itself necessary, is nothing more than a regulative principle of reason,
requiring us to regard all connection existing between phenomena as if it had
its origin from an all-sufficient necessary cause, and basing upon this the
rule of a systematic and necessary unity in the explanation of phenomena. We
cannot, at the same time, avoid regarding, by a transcendental subreptio, this
formal principle as constitutive, and hypostatizing this unity. Precisely
similar is the case with our notion of space. Space is the primal condition of
all forms, which are properly just so many different limitations of it; and
thus, although it is merely a principle of sensibility, we cannot help
regarding it as an absolutely necessary and self-subsistent thing—as an
object given à priori in itself. In the same way, it is quite natural that, as
the systematic unity of nature cannot be established as a principle for the
empirical employment of reason, unless it is based upon the idea of an ens
realissimum, as the supreme cause, we should regard this idea as a real object,
and this object, in its character of supreme condition, as absolutely
necessary, and that in this way a regulative should be transformed into a
constitutive principle. This interchange becomes evident when I regard this
supreme being, which, relatively to the world, was absolutely (unconditionally)
necessary, as a thing per se. In this case, I find it impossible to represent
this necessity in or by any conception, and it exists merely in my own mind, as
the formal condition of thought, but not as a material and hypostatic condition
of existence.
Section VI. Of the Impossibility of a
Physico-Theological Proof
If, then, neither a pure conception nor the general experience of an existing
being can provide a sufficient basis for the proof of the existence of the
Deity, we can make the attempt by the only other mode—that of grounding
our argument upon a determinate experience of the phenomena of the present
world, their constitution and disposition, and discover whether we can thus
attain to a sound conviction of the existence of a Supreme Being. This argument
we shall term the physico-theological argument. If it is shown to be
insufficient, speculative reason cannot present us with any satisfactory proof
of the existence of a being corresponding to our transcendental idea.
It is evident from the remarks that have been made in the preceding sections,
that an answer to this question will be far from being difficult or
unconvincing. For how can any experience be adequate with an idea? The very
essence of an idea consists in the fact that no experience can ever be
discovered congruent or adequate with it. The transcendental idea of a
necessary and all-sufficient being is so immeasurably great, so high above all
that is empirical, which is always conditioned, that we hope in vain to find
materials in the sphere of experience sufficiently ample for our conception,
and in vain seek the unconditioned among things that are conditioned, while
examples, nay, even guidance is denied us by the laws of empirical synthesis.
If the Supreme Being forms a link in the chain of empirical conditions, it must
be a member of the empirical series, and, like the lower members which it
precedes, have its origin in some higher member of the series. If, on the other
hand, we disengage it from the chain, and cogitate it as an intelligible being,
apart from the series of natural causes—how shall reason bridge the abyss
that separates the latter from the former? All laws respecting the regress from
effects to causes, all synthetical additions to our knowledge relate solely to
possible experience and the objects of the sensuous world, and, apart from
them, are without significance.
The world around us opens before our view so magnificent a spectacle of order,
variety, beauty, and conformity to ends, that whether we pursue our
observations into the infinity of space in the one direction, or into its
illimitable divisions in the other, whether we regard the world in its greatest
or its least manifestations—even after we have attained to the highest
summit of knowledge which our weak minds can reach, we find that language in
the presence of wonders so inconceivable has lost its force, and number its
power to reckon, nay, even thought fails to conceive adequately, and our
conception of the whole dissolves into an astonishment without power of
expression—all the more eloquent that it is dumb. Everywhere around us we
observe a chain of causes and effects, of means and ends, of death and birth;
and, as nothing has entered of itself into the condition in which we find it,
we are constantly referred to some other thing, which itself suggests the same
inquiry regarding its cause, and thus the universe must sink into the abyss of
nothingness, unless we admit that, besides this infinite chain of
contingencies, there exists something that is primal and
self-subsistent—something which, as the cause of this phenomenal world,
secures its continuance and preservation.
This highest cause—what magnitude shall we attribute to it? Of the
content of the world we are ignorant; still less can we estimate its magnitude
by comparison with the sphere of the possible. But this supreme cause being a
necessity of the human mind, what is there to prevent us from attributing to it
such a degree of perfection as to place it above the sphere of all that is
possible? This we can easily do, although only by the aid of the faint outline
of an abstract conception, by representing this being to ourselves as
containing in itself, as an individual substance, all possible
perfection—a conception which satisfies that requirement of reason which
demands parsimony in principles, which is free from self-contradiction, which
even contributes to the extension of the employment of reason in experience, by
means of the guidance afforded by this idea to order and system, and which in
no respect conflicts with any law of experience.
This argument always deserves to be mentioned with respect. It is the oldest,
the clearest, and that most in conformity with the common reason of humanity.
It animates the study of nature, as it itself derives its existence and draws
ever new strength from that source. It introduces aims and ends into a sphere
in which our observation could not of itself have discovered them, and extends
our knowledge of nature, by directing our attention to a unity, the principle
of which lies beyond nature. This knowledge of nature again reacts upon this
idea—its cause; and thus our belief in a divine author of the universe
rises to the power of an irresistible conviction.
For these reasons it would be utterly hopeless to attempt to rob this argument
of the authority it has always enjoyed. The mind, unceasingly elevated by these
considerations, which, although empirical, are so remarkably powerful, and
continually adding to their force, will not suffer itself to be depressed by
the doubts suggested by subtle speculation; it tears itself out of this state
of uncertainty, the moment it casts a look upon the wondrous forms of nature
and the majesty of the universe, and rises from height to height, from
condition to condition, till it has elevated itself to the supreme and
unconditioned author of all.
But although we have nothing to object to the reasonableness and utility of
this procedure, but have rather to commend and encourage it, we cannot approve
of the claims which this argument advances to demonstrative certainty and to a
reception upon its own merits, apart from favour or support by other arguments.
Nor can it injure the cause of morality to endeavour to lower the tone of the
arrogant sophist, and to teach him that modesty and moderation which are the
properties of a belief that brings calm and content into the mind, without
prescribing to it an unworthy subjection. I maintain, then, that the
physico-theological argument is insufficient of itself to prove the existence
of a Supreme Being, that it must entrust this to the ontological
argument—to which it serves merely as an introduction, and that,
consequently, this argument contains the only possible ground of proof
(possessed by speculative reason) for the existence of this being.
The chief momenta in the physico-theological argument are as follow: 1. We
observe in the world manifest signs of an arrangement full of purpose, executed
with great wisdom, and argument in whole of a content indescribably various,
and of an extent without limits. 2. This arrangement of means and ends is
entirely foreign to the things existing in the world—it belongs to them
merely as a contingent attribute; in other words, the nature of different
things could not of itself, whatever means were employed, harmoniously tend
towards certain purposes, were they not chosen and directed for these purposes
by a rational and disposing principle, in accordance with certain fundamental
ideas. 3. There exists, therefore, a sublime and wise cause (or several), which
is not merely a blind, all-powerful nature, producing the beings and events
which fill the world in unconscious fecundity, but a free and intelligent cause
of the world. 4. The unity of this cause may be inferred from the unity of the
reciprocal relation existing between the parts of the world, as portions of an
artistic edifice—an inference which all our observation favours, and all
principles of analogy support.
In the above argument, it is inferred from the analogy of certain products of
nature with those of human art, when it compels Nature to bend herself to its
purposes, as in the case of a house, a ship, or a watch, that the same kind of
causality—namely, understanding and will—resides in nature. It is
also declared that the internal possibility of this freely-acting nature (which
is the source of all art, and perhaps also of human reason) is derivable from
another and superhuman art—a conclusion which would perhaps be found
incapable of standing the test of subtle transcendental criticism. But to
neither of these opinions shall we at present object. We shall only remark that
it must be confessed that, if we are to discuss the subject of cause at all, we
cannot proceed more securely than with the guidance of the analogy subsisting
between nature and such products of design—these being the only products
whose causes and modes of organization are completely known to us. Reason would
be unable to satisfy her own requirements, if she passed from a causality which
she does know, to obscure and indemonstrable principles of explanation which
she does not know.
According to the physico-theological argument, the connection and harmony
existing in the world evidence the contingency of the form merely, but not of
the matter, that is, of the substance of the world. To establish the truth of
the latter opinion, it would be necessary to prove that all things would be in
themselves incapable of this harmony and order, unless they were, even as
regards their substance, the product of a supreme wisdom. But this would
require very different grounds of proof from those presented by the analogy
with human art. This proof can at most, therefore, demonstrate the existence of
an architect of the world, whose efforts are limited by the capabilities of the
material with which he works, but not of a creator of the world, to whom all
things are subject. Thus this argument is utterly insufficient for the task
before us—a demonstration of the existence of an all-sufficient being. If
we wish to prove the contingency of matter, we must have recourse to a
transcendental argument, which the physico-theological was constructed
expressly to avoid.
We infer, from the order and design visible in the universe, as a disposition
of a thoroughly contingent character, the existence of a cause proportionate
thereto. The conception of this cause must contain certain determinate
qualities, and it must therefore be regarded as the conception of a being which
possesses all power, wisdom, and so on, in one word, all perfection—the
conception, that is, of an all-sufficient being. For the predicates of very
great, astonishing, or immeasurable power and excellence, give us no
determinate conception of the thing, nor do they inform us what the thing may
be in itself. They merely indicate the relation existing between the magnitude
of the object and the observer, who compares it with himself and with his own
power of comprehension, and are mere expressions of praise and reverence, by
which the object is either magnified, or the observing subject depreciated in
relation to the object. Where we have to do with the magnitude (of the
perfection) of a thing, we can discover no determinate conception, except that
which comprehends all possible perfection or completeness, and it is only the
total (omnitudo) of reality which is completely determined in and through its
conception alone.
Now it cannot be expected that any one will be bold enough to declare that he
has a perfect insight into the relation which the magnitude of the world he
contemplates bears (in its extent as well as in its content) to omnipotence,
into that of the order and design in the world to the highest wisdom, and that
of the unity of the world to the absolute unity of a Supreme Being.
Physico-theology is therefore incapable of presenting a determinate conception
of a supreme cause of the world, and is therefore insufficient as a principle
of theology—a theology which is itself to be the basis of religion.
The attainment of absolute totality is completely impossible on the path of
empiricism. And yet this is the path pursued in the physico-theological
argument. What means shall we employ to bridge the abyss?
After elevating ourselves to admiration of the magnitude of the power, wisdom,
and other attributes of the author of the world, and finding we can advance no
further, we leave the argument on empirical grounds, and proceed to infer the
contingency of the world from the order and conformity to aims that are
observable in it. From this contingency we infer, by the help of transcendental
conceptions alone, the existence of something absolutely necessary; and, still
advancing, proceed from the conception of the absolute necessity of the first
cause to the completely determined or determining conception thereof—the
conception of an all-embracing reality. Thus the physico-theological, failing
in its undertaking, recurs in its embarrassment to the cosmological argument;
and, as this is merely the ontological argument in disguise, it executes its
design solely by the aid of pure reason, although it at first professed to have
no connection with this faculty and to base its entire procedure upon
experience alone.
The physico-theologians have therefore no reason to regard with such contempt
the transcendental mode of argument, and to look down upon it, with the conceit
of clear-sighted observers of nature, as the brain-cobweb of obscure
speculatists. For, if they reflect upon and examine their own arguments, they
will find that, after following for some time the path of nature and
experience, and discovering themselves no nearer their object, they suddenly
leave this path and pass into the region of pure possibility, where they hope
to reach upon the wings of ideas what had eluded all their empirical
investigations. Gaining, as they think, a firm footing after this immense leap,
they extend their determinate conception—into the possession of which
they have come, they know not how—over the whole sphere of creation, and
explain their ideal, which is entirely a product of pure reason, by
illustrations drawn from experience—though in a degree miserably unworthy
of the grandeur of the object, while they refuse to acknowledge that they have
arrived at this cognition or hypothesis by a very different road from that of
experience.
Thus the physico-theological is based upon the cosmological, and this upon the
ontological proof of the existence of a Supreme Being; and as besides these
three there is no other path open to speculative reason, the ontological proof,
on the ground of pure conceptions of reason, is the only possible one, if any
proof of a proposition so far transcending the empirical exercise of the
understanding is possible at all.
Section VII. Critique of all Theology based upon
Speculative Principles of Reason
If by the term theology I understand the cognition of a primal being, that
cognition is based either upon reason alone (theologia rationalis) or upon
revelation (theologia revelata). The former cogitates its object either by
means of pure transcendental conceptions, as an ens originarium, realissimum,
ens entium, and is termed transcendental theology; or, by means of a conception
derived from the nature of our own mind, as a supreme intelligence, and must
then be entitled natural theology. The person who believes in a transcendental
theology alone, is termed a deist; he who acknowledges the possibility of a
natural theology also, a theist. The former admits that we can cognize by pure
reason alone the existence of a Supreme Being, but at the same time maintains
that our conception of this being is purely transcendental, and that all we can
say of it is that it possesses all reality, without being able to define it
more closely. The second asserts that reason is capable of presenting us, from
the analogy with nature, with a more definite conception of this being, and
that its operations, as the cause of all things, are the results of
intelligence and free will. The former regards the Supreme Being as the cause
of the world—whether by the necessity of his nature, or as a free agent,
is left undetermined; the latter considers this being as the author of the
world.
Transcendental theology aims either at inferring the existence of a Supreme
Being from a general experience, without any closer reference to the world to
which this experience belongs, and in this case it is called cosmotheology; or
it endeavours to cognize the existence of such a being, through mere
conceptions, without the aid of experience, and is then termed ontotheology.
Natural theology infers the attributes and the existence of an author of the
world, from the constitution of, the order and unity observable in, the world,
in which two modes of causality must be admitted to exist—those of nature
and freedom. Thus it rises from this world to a supreme intelligence, either as
the principle of all natural, or of all moral order and perfection. In the
former case it is termed physico-theology, in the latter, ethical or
moral-theology.[69]
[69]
Not theological ethics; for this science contains ethical laws, which
presuppose the existence of a Supreme Governor of the world; while
moral-theology, on the contrary, is the expression of a conviction of the
existence of a Supreme Being, founded upon ethical laws.
As we are wont to understand by the term God not merely an eternal nature, the
operations of which are insensate and blind, but a Supreme Being, who is the
free and intelligent author of all things, and as it is this latter view alone
that can be of interest to humanity, we might, in strict rigour, deny to the
deist any belief in God at all, and regard him merely as a maintainer of the
existence of a primal being or thing—the supreme cause of all other
things. But, as no one ought to be blamed, merely because he does not feel
himself justified in maintaining a certain opinion, as if he altogether denied
its truth and asserted the opposite, it is more correct—as it is less
harsh—to say, the deist believes in a God, the theist in a living God
(summa intelligentia). We shall now proceed to investigate the sources of all
these attempts of reason to establish the existence of a Supreme Being.
It may be sufficient in this place to define theoretical knowledge or cognition
as knowledge of that which is, and practical knowledge as knowledge of that
which ought to be. In this view, the theoretical employment of reason is that
by which I cognize à priori (as necessary) that something is, while the
practical is that by which I cognize à priori what ought to happen. Now, if it
is an indubitably certain, though at the same time an entirely conditioned
truth, that something is, or ought to happen, either a certain determinate
condition of this truth is absolutely necessary, or such a condition may be
arbitrarily presupposed. In the former case the condition is postulated (per
thesin), in the latter supposed (per hypothesin). There are certain practical
laws—those of morality—which are absolutely necessary. Now, if
these laws necessarily presuppose the existence of some being, as the condition
of the possibility of their obligatory power, this being must be postulated,
because the conditioned, from which we reason to this determinate condition, is
itself cognized à priori as absolutely necessary. We shall at some future time
show that the moral laws not merely presuppose the existence of a Supreme
Being, but also, as themselves absolutely necessary in a different relation,
demand or postulate it—although only from a practical point of view. The
discussion of this argument we postpone for the present.
When the question relates merely to that which is, not to that which ought to
be, the conditioned which is presented in experience is always cogitated as
contingent. For this reason its condition cannot be regarded as absolutely
necessary, but merely as relatively necessary, or rather as needful; the
condition is in itself and à priori a mere arbitrary presupposition in aid of
the cognition, by reason, of the conditioned. If, then, we are to possess a
theoretical cognition of the absolute necessity of a thing, we cannot attain to
this cognition otherwise than à priori by means of conceptions; while it is
impossible in this way to cognize the existence of a cause which bears any
relation to an existence given in experience.
Theoretical cognition is speculative when it relates to an object or certain
conceptions of an object which is not given and cannot be discovered by means
of experience. It is opposed to the cognition of nature, which concerns only
those objects or predicates which can be presented in a possible experience.
The principle that everything which happens (the empirically contingent) must
have a cause, is a principle of the cognition of nature, but not of speculative
cognition. For, if we change it into an abstract principle, and deprive it of
its reference to experience and the empirical, we shall find that it cannot
with justice be regarded any longer as a synthetical proposition, and that it
is impossible to discover any mode of transition from that which exists to
something entirely different—termed cause. Nay, more, the conception of a
cause likewise that of the contingent—loses, in this speculative mode of
employing it, all significance, for its objective reality and meaning are
comprehensible from experience alone.
When from the existence of the universe and the things in it the existence of a
cause of the universe is inferred, reason is proceeding not in the natural, but
in the speculative method. For the principle of the former enounces, not that
things themselves or substances, but only that which happens or their
states—as empirically contingent, have a cause: the assertion that the
existence of substance itself is contingent is not justified by experience, it
is the assertion of a reason employing its principles in a speculative manner.
If, again, I infer from the form of the universe, from the way in which all
things are connected and act and react upon each other, the existence of a
cause entirely distinct from the universe—this would again be a judgement
of purely speculative reason; because the object in this case—the
cause—can never be an object of possible experience. In both these cases
the principle of causality, which is valid only in the field of
experience—useless and even meaningless beyond this region, would be
diverted from its proper destination.
Now I maintain that all attempts of reason to establish a theology by the aid
of speculation alone are fruitless, that the principles of reason as applied to
nature do not conduct us to any theological truths, and, consequently, that a
rational theology can have no existence, unless it is founded upon the laws of
morality. For all synthetical principles of the understanding are valid only as
immanent in experience; while the cognition of a Supreme Being necessitates
their being employed transcendentally, and of this the understanding is quite
incapable. If the empirical law of causality is to conduct us to a Supreme
Being, this being must belong to the chain of empirical objects—in which
case it would be, like all phenomena, itself conditioned. If the possibility of
passing the limits of experience be admitted, by means of the dynamical law of
the relation of an effect to its cause, what kind of conception shall we obtain
by this procedure? Certainly not the conception of a Supreme Being, because
experience never presents us with the greatest of all possible effects, and it
is only an effect of this character that could witness to the existence of a
corresponding cause. If, for the purpose of fully satisfying the requirements
of Reason, we recognize her right to assert the existence of a perfect and
absolutely necessary being, this can be admitted only from favour, and cannot
be regarded as the result of irresistible demonstration. The
physico-theological proof may add weight to others—if other proofs there
are—by connecting speculation with experience; but in itself it rather
prepares the mind for theological cognition, and gives it a right and natural
direction, than establishes a sure foundation for theology.
It is now perfectly evident that transcendental questions admit only of
transcendental answers—those presented à priori by pure conceptions
without the least empirical admixture. But the question in the present case is
evidently synthetical—it aims at the extension of our cognition beyond
the bounds of experience—it requires an assurance respecting the
existence of a being corresponding with the idea in our minds, to which no
experience can ever be adequate. Now it has been abundantly proved that all à
priori synthetical cognition is possible only as the expression of the formal
conditions of a possible experience; and that the validity of all principles
depends upon their immanence in the field of experience, that is, their
relation to objects of empirical cognition or phenomena. Thus all
transcendental procedure in reference to speculative theology is without
result.
If any one prefers doubting the conclusiveness of the proofs of our analytic to
losing the persuasion of the validity of these old and time honoured arguments,
he at least cannot decline answering the question—how he can pass the
limits of all possible experience by the help of mere ideas. If he talks of new
arguments, or of improvements upon old arguments, I request him to spare me.
There is certainly no great choice in this sphere of discussion, as all
speculative arguments must at last look for support to the ontological, and I
have, therefore, very little to fear from the argumentative fecundity of the
dogmatical defenders of a non-sensuous reason. Without looking upon myself as a
remarkably combative person, I shall not decline the challenge to detect the
fallacy and destroy the pretensions of every attempt of speculative theology.
And yet the hope of better fortune never deserts those who are accustomed to
the dogmatical mode of procedure. I shall, therefore, restrict myself to the
simple and equitable demand that such reasoners will demonstrate, from the
nature of the human mind as well as from that of the other sources of
knowledge, how we are to proceed to extend our cognition completely à priori,
and to carry it to that point where experience abandons us, and no means exist
of guaranteeing the objective reality of our conceptions. In whatever way the
understanding may have attained to a conception, the existence of the object of
the conception cannot be discovered in it by analysis, because the cognition of
the existence of the object depends upon the object’s being posited and
given in itself apart from the conception. But it is utterly impossible to go
beyond our conception, without the aid of experience—which presents to
the mind nothing but phenomena, or to attain by the help of mere conceptions to
a conviction of the existence of new kinds of objects or supernatural beings.
But although pure speculative reason is far from sufficient to demonstrate the
existence of a Supreme Being, it is of the highest utility in correcting our
conception of this being—on the supposition that we can attain to the
cognition of it by some other means—in making it consistent with itself
and with all other conceptions of intelligible objects, clearing it from all
that is incompatible with the conception of an ens summun, and eliminating from
it all limitations or admixtures of empirical elements.
Transcendental theology is still therefore, notwithstanding its objective
insufficiency, of importance in a negative respect; it is useful as a test of
the procedure of reason when engaged with pure ideas, no other than a
transcendental standard being in this case admissible. For if, from a practical
point of view, the hypothesis of a Supreme and All-sufficient Being is to
maintain its validity without opposition, it must be of the highest importance
to define this conception in a correct and rigorous manner—as the
transcendental conception of a necessary being, to eliminate all phenomenal
elements (anthropomorphism in its most extended signification), and at the same
time to overflow all contradictory assertions—be they atheistic, deistic,
or anthropomorphic. This is of course very easy; as the same arguments which
demonstrated the inability of human reason to affirm the existence of a Supreme
Being must be alike sufficient to prove the invalidity of its denial. For it is
impossible to gain from the pure speculation of reason demonstration that there
exists no Supreme Being, as the ground of all that exists, or that this being
possesses none of those properties which we regard as analogical with the
dynamical qualities of a thinking being, or that, as the anthropomorphists
would have us believe, it is subject to all the limitations which sensibility
imposes upon those intelligences which exist in the world of experience.
A Supreme Being is, therefore, for the speculative reason, a mere ideal, though
a faultless one—a conception which perfects and crowns the system of
human cognition, but the objective reality of which can neither be proved nor
disproved by pure reason. If this defect is ever supplied by a moral theology,
the problematic transcendental theology which has preceded, will have been at
least serviceable as demonstrating the mental necessity existing for the
conception, by the complete determination of it which it has furnished, and the
ceaseless testing of the conclusions of a reason often deceived by sense, and
not always in harmony with its own ideas. The attributes of necessity,
infinitude, unity, existence apart from the world (and not as a world soul),
eternity (free from conditions of time), omnipresence (free from conditions of
space), omnipotence, and others, are pure transcendental predicates; and thus
the accurate conception of a Supreme Being, which every theology requires, is
furnished by transcendental theology alone.
APPENDIX. Of the Regulative Employment of the Ideas of
Pure Reason
The result of all the dialectical attempts of pure reason not only confirms the
truth of what we have already proved in our Transcendental Analytic, namely,
that all inferences which would lead us beyond the limits of experience are
fallacious and groundless, but it at the same time teaches us this important
lesson, that human reason has a natural inclination to overstep these limits,
and that transcendental ideas are as much the natural property of the reason as
categories are of the understanding. There exists this difference, however,
that while the categories never mislead us, outward objects being always in
perfect harmony therewith, ideas are the parents of irresistible illusions, the
severest and most subtle criticism being required to save us from the fallacies
which they induce.
Whatever is grounded in the nature of our powers will be found to be in harmony
with the final purpose and proper employment of these powers, when once we have
discovered their true direction and aim. We are entitled to suppose, therefore,
that there exists a mode of employing transcendental ideas which is proper and
immanent; although, when we mistake their meaning, and regard them as
conceptions of actual things, their mode of application is transcendent and
delusive. For it is not the idea itself, but only the employment of the idea in
relation to possible experience, that is transcendent or immanent. An idea is
employed transcendently, when it is applied to an object falsely believed to be
adequate with and to correspond to it; imminently, when it is applied solely to
the employment of the understanding in the sphere of experience. Thus all
errors of subreptio—of misapplication, are to be ascribed to defects of
judgement, and not to understanding or reason.
Reason never has an immediate relation to an object; it relates immediately to
the understanding alone. It is only through the understanding that it can be
employed in the field of experience. It does not form conceptions of objects,
it merely arranges them and gives to them that unity which they are capable of
possessing when the sphere of their application has been extended as widely as
possible. Reason avails itself of the conception of the understanding for the
sole purpose of producing totality in the different series. This totality the
understanding does not concern itself with; its only occupation is the
connection of experiences, by which series of conditions in accordance with
conceptions are established. The object of reason is, therefore, the
understanding and its proper destination. As the latter brings unity into the
diversity of objects by means of its conceptions, so the former brings unity
into the diversity of conceptions by means of ideas; as it sets the final aim
of a collective unity to the operations of the understanding, which without
this occupies itself with a distributive unity alone.
I accordingly maintain that transcendental ideas can never be employed as
constitutive ideas, that they cannot be conceptions of objects, and that, when
thus considered, they assume a fallacious and dialectical character. But, on
the other hand, they are capable of an admirable and indispensably necessary
application to objects—as regulative ideas, directing the understanding
to a certain aim, the guiding lines towards which all its laws follow, and in
which they all meet in one point. This point—though a mere idea (focus
imaginarius), that is, not a point from which the conceptions of the
understanding do really proceed, for it lies beyond the sphere of possible
experience—serves, notwithstanding, to give to these conceptions the
greatest possible unity combined with the greatest possible extension. Hence
arises the natural illusion which induces us to believe that these lines
proceed from an object which lies out of the sphere of empirical cognition,
just as objects reflected in a mirror appear to be behind it. But this
illusion—which we may hinder from imposing upon us—is necessary and
unavoidable, if we desire to see, not only those objects which lie before us,
but those which are at a great distance behind us; that is to say, when, in the
present case, we direct the aims of the understanding, beyond every given
experience, towards an extension as great as can possibly be attained.
If we review our cognitions in their entire extent, we shall find that the
peculiar business of reason is to arrange them into a system, that is to say,
to give them connection according to a principle. This unity presupposes an
idea—the idea of the form of a whole (of cognition), preceding the
determinate cognition of the parts, and containing the conditions which
determine à priori to every part its place and relation to the other parts of
the whole system. This idea, accordingly, demands complete unity in the
cognition of the understanding—not the unity of a contingent aggregate,
but that of a system connected according to necessary laws. It cannot be
affirmed with propriety that this idea is a conception of an object; it is
merely a conception of the complete unity of the conceptions of objects, in so
far as this unity is available to the understanding as a rule. Such conceptions
of reason are not derived from nature; on the contrary, we employ them for the
interrogation and investigation of nature, and regard our cognition as
defective so long as it is not adequate to them. We admit that such a thing as
pure earth, pure water, or pure air, is not to be discovered. And yet we
require these conceptions (which have their origin in the reason, so far as
regards their absolute purity and completeness) for the purpose of determining
the share which each of these natural causes has in every phenomenon. Thus the
different kinds of matter are all referred to earths, as mere weight; to salts
and inflammable bodies, as pure force; and finally, to water and air, as the
vehicula of the former, or the machines employed by them in their
operations—for the purpose of explaining the chemical action and reaction
of bodies in accordance with the idea of a mechanism. For, although not
actually so expressed, the influence of such ideas of reason is very observable
in the procedure of natural philosophers.
If reason is the faculty of deducing the particular from the general, and if
the general be certain in se and given, it is only necessary that the judgement
should subsume the particular under the general, the particular being thus
necessarily determined. I shall term this the demonstrative or apodeictic
employment of reason. If, however, the general is admitted as problematical
only, and is a mere idea, the particular case is certain, but the universality
of the rule which applies to this particular case remains a problem. Several
particular cases, the certainty of which is beyond doubt, are then taken and
examined, for the purpose of discovering whether the rule is applicable to
them; and if it appears that all the particular cases which can be collected
follow from the rule, its universality is inferred, and at the same time, all
the causes which have not, or cannot be presented to our observation, are
concluded to be of the same character with those which we have observed. This I
shall term the hypothetical employment of the reason.
The hypothetical exercise of reason by the aid of ideas employed as
problematical conceptions is properly not constitutive. That is to say, if we
consider the subject strictly, the truth of the rule, which has been employed
as an hypothesis, does not follow from the use that is made of it by reason.
For how can we know all the possible cases that may arise? some of which may,
however, prove exceptions to the universality of the rule. This employment of
reason is merely regulative, and its sole aim is the introduction of unity into
the aggregate of our particular cognitions, and thereby the approximating of
the rule to universality.
The object of the hypothetical employment of reason is therefore the systematic
unity of cognitions; and this unity is the criterion of the truth of a rule. On
the other hand, this systematic unity—as a mere idea—is in fact
merely a unity projected, not to be regarded as given, but only in the light of
a problem—a problem which serves, however, as a principle for the various
and particular exercise of the understanding in experience, directs it with
regard to those cases which are not presented to our observation, and
introduces harmony and consistency into all its operations.
All that we can be certain of from the above considerations is that this
systematic unity is a logical principle, whose aim is to assist the
understanding, where it cannot of itself attain to rules, by means of ideas, to
bring all these various rules under one principle, and thus to ensure the most
complete consistency and connection that can be attained. But the assertion
that objects and the understanding by which they are cognized are so
constituted as to be determined to systematic unity, that this may be
postulated à priori, without any reference to the interest of reason, and that
we are justified in declaring all possible cognitions—empirical and
others—to possess systematic unity, and to be subject to general
principles from which, notwithstanding their various character, they are all
derivable such an assertion can be founded only upon a transcendental principle
of reason, which would render this systematic unity not subjectively and
logically—in its character of a method, but objectively necessary.
We shall illustrate this by an example. The conceptions of the understanding
make us acquainted, among many other kinds of unity, with that of the causality
of a substance, which is termed power. The different phenomenal manifestations
of the same substance appear at first view to be so very dissimilar that we are
inclined to assume the existence of just as many different powers as there are
different effects—as, in the case of the human mind, we have feeling,
consciousness, imagination, memory, wit, analysis, pleasure, desire and so on.
Now we are required by a logical maxim to reduce these differences to as small
a number as possible, by comparing them and discovering the hidden identity
which exists. We must inquire, for example, whether or not imagination
(connected with consciousness), memory, wit, and analysis are not merely
different forms of understanding and reason. The idea of a fundamental power,
the existence of which no effort of logic can assure us of, is the problem to
be solved, for the systematic representation of the existing variety of powers.
The logical principle of reason requires us to produce as great a unity as is
possible in the system of our cognitions; and the more the phenomena of this
and the other power are found to be identical, the more probable does it
become, that they are nothing but different manifestations of one and the same
power, which may be called, relatively speaking, a fundamental power. And so
with other cases.
These relatively fundamental powers must again be compared with each other, to
discover, if possible, the one radical and absolutely fundamental power of
which they are but the manifestations. But this unity is purely hypothetical.
It is not maintained, that this unity does really exist, but that we must, in
the interest of reason, that is, for the establishment of principles for the
various rules presented by experience, try to discover and introduce it, so far
as is practicable, into the sphere of our cognitions.
But the transcendental employment of the understanding would lead us to believe
that this idea of a fundamental power is not problematical, but that it
possesses objective reality, and thus the systematic unity of the various
powers or forces in a substance is demanded by the understanding and erected
into an apodeictic or necessary principle. For, without having attempted to
discover the unity of the various powers existing in nature, nay, even after
all our attempts have failed, we notwithstanding presuppose that it does exist,
and may be, sooner or later, discovered. And this reason does, not only, as in
the case above adduced, with regard to the unity of substance, but where many
substances, although all to a certain extent homogeneous, are discoverable, as
in the case of matter in general. Here also does reason presuppose the
existence of the systematic unity of various powers—inasmuch as
particular laws of nature are subordinate to general laws; and parsimony in
principles is not merely an economical principle of reason, but an essential
law of nature.
We cannot understand, in fact, how a logical principle of unity can of right
exist, unless we presuppose a transcendental principle, by which such a
systematic unit—as a property of objects themselves—is regarded as
necessary à priori. For with what right can reason, in its logical exercise,
require us to regard the variety of forces which nature displays, as in effect
a disguised unity, and to deduce them from one fundamental force or power, when
she is free to admit that it is just as possible that all forces should be
different in kind, and that a systematic unity is not conformable to the design
of nature? In this view of the case, reason would be proceeding in direct
opposition to her own destination, by setting as an aim an idea which entirely
conflicts with the procedure and arrangement of nature. Neither can we assert
that reason has previously inferred this unity from the contingent nature of
phenomena. For the law of reason which requires us to seek for this unity is a
necessary law, inasmuch as without it we should not possess a faculty of
reason, nor without reason a consistent and self-accordant mode of employing
the understanding, nor, in the absence of this, any proper and sufficient
criterion of empirical truth. In relation to this criterion, therefore, we must
suppose the idea of the systematic unity of nature to possess objective
validity and necessity.
We find this transcendental presupposition lurking in different forms in the
principles of philosophers, although they have neither recognized it nor
confessed to themselves its presence. That the diversities of individual things
do not exclude identity of species, that the various species must be considered
as merely different determinations of a few genera, and these again as
divisions of still higher races, and so on—that, accordingly, a certain
systematic unity of all possible empirical conceptions, in so far as they can
be deduced from higher and more general conceptions, must be sought for, is a
scholastic maxim or logical principle, without which reason could not be
employed by us. For we can infer the particular from the general, only in so
far as general properties of things constitute the foundation upon which the
particular rest.
That the same unity exists in nature is presupposed by philosophers in the
well-known scholastic maxim, which forbids us unnecessarily to augment the
number of entities or principles (entia praeter necessitatem non esse
multiplicanda). This maxim asserts that nature herself assists in the
establishment of this unity of reason, and that the seemingly infinite
diversity of phenomena should not deter us from the expectation of discovering
beneath this diversity a unity of fundamental properties, of which the
aforesaid variety is but a more or less determined form. This unity, although a
mere idea, thinkers have found it necessary rather to moderate the desire than
to encourage it. It was considered a great step when chemists were able to
reduce all salts to two main genera—acids and alkalis; and they regard
this difference as itself a mere variety, or different manifestation of one and
the same fundamental material. The different kinds of earths (stones and even
metals) chemists have endeavoured to reduce to three, and afterwards to two;
but still, not content with this advance, they cannot but think that behind
these diversities there lurks but one genus—nay, that even salts and
earths have a common principle. It might be conjectured that this is merely an
economical plan of reason, for the purpose of sparing itself trouble, and an
attempt of a purely hypothetical character, which, when successful, gives an
appearance of probability to the principle of explanation employed by the
reason. But a selfish purpose of this kind is easily to be distinguished from
the idea, according to which every one presupposes that this unity is in
accordance with the laws of nature, and that reason does not in this case
request, but requires, although we are quite unable to determine the proper
limits of this unity.
If the diversity existing in phenomena—a diversity not of form (for in
this they may be similar) but of content—were so great that the subtlest
human reason could never by comparison discover in them the least similarity
(which is not impossible), in this case the logical law of genera would be
without foundation, the conception of a genus, nay, all general conceptions
would be impossible, and the faculty of the understanding, the exercise of
which is restricted to the world of conceptions, could not exist. The logical
principle of genera, accordingly, if it is to be applied to nature (by which I
mean objects presented to our senses), presupposes a transcendental principle.
In accordance with this principle, homogeneity is necessarily presupposed in
the variety of phenomena (although we are unable to determine à priori the
degree of this homogeneity), because without it no empirical conceptions, and
consequently no experience, would be possible.
The logical principle of genera, which demands identity in phenomena, is
balanced by another principle—that of species, which requires variety and
diversity in things, notwithstanding their accordance in the same genus, and
directs the understanding to attend to the one no less than to the other. This
principle (of the faculty of distinction) acts as a check upon the reason and
reason exhibits in this respect a double and conflicting interest—on the
one hand, the interest in the extent (the interest of generality) in relation
to genera; on the other, that of the content (the interest of individuality) in
relation to the variety of species. In the former case, the understanding
cogitates more under its conceptions, in the latter it cogitates more in them.
This distinction manifests itself likewise in the habits of thought peculiar to
natural philosophers, some of whom—the remarkably speculative
heads—may be said to be hostile to heterogeneity in phenomena, and have
their eyes always fixed on the unity of genera, while others—with a
strong empirical tendency—aim unceasingly at the analysis of phenomena,
and almost destroy in us the hope of ever being able to estimate the character
of these according to general principles.
The latter mode of thought is evidently based upon a logical principle, the aim
of which is the systematic completeness of all cognitions. This principle
authorizes me, beginning at the genus, to descend to the various and diverse
contained under it; and in this way extension, as in the former case unity, is
assured to the system. For if we merely examine the sphere of the conception
which indicates a genus, we cannot discover how far it is possible to proceed
in the division of that sphere; just as it is impossible, from the
consideration of the space occupied by matter, to determine how far we can
proceed in the division of it. Hence every genus must contain different
species, and these again different subspecies; and as each of the latter must
itself contain a sphere (must be of a certain extent, as a conceptus communis),
reason demands that no species or sub-species is to be considered as the lowest
possible. For a species or sub-species, being always a conception, which
contains only what is common to a number of different things, does not
completely determine any individual thing, or relate immediately to it, and
must consequently contain other conceptions, that is, other sub-species under
it. This law of specification may be thus expressed: entium varietates non
temere sunt minuendae.
But it is easy to see that this logical law would likewise be without sense or
application, were it not based upon a transcendental law of specification,
which certainly does not require that the differences existing phenomena should
be infinite in number, for the logical principle, which merely maintains the
indeterminateness of the logical sphere of a conception, in relation to its
possible division, does not authorize this statement; while it does impose upon
the understanding the duty of searching for subspecies to every species, and
minor differences in every difference. For, were there no lower conceptions,
neither could there be any higher. Now the understanding cognizes only by means
of conceptions; consequently, how far soever it may proceed in division, never
by mere intuition, but always by lower and lower conceptions. The cognition of
phenomena in their complete determination (which is possible only by means of
the understanding) requires an unceasingly continued specification of
conceptions, and a progression to ever smaller differences, of which
abstraction had been made in the conception of the species, and still more in
that of the genus.
This law of specification cannot be deduced from experience; it can never
present us with a principle of so universal an application. Empirical
specification very soon stops in its distinction of diversities, and requires
the guidance of the transcendental law, as a principle of the reason—a
law which imposes on us the necessity of never ceasing in our search for
differences, even although these may not present themselves to the senses. That
absorbent earths are of different kinds could only be discovered by obeying the
anticipatory law of reason, which imposes upon the understanding the task of
discovering the differences existing between these earths, and supposes that
nature is richer in substances than our senses would indicate. The faculty of
the understanding belongs to us just as much under the presupposition of
differences in the objects of nature, as under the condition that these objects
are homogeneous, because we could not possess conceptions, nor make any use of
our understanding, were not the phenomena included under these conceptions in
some respects dissimilar, as well as similar, in their character.
Reason thus prepares the sphere of the understanding for the operations of this
faculty: 1. By the principle of the homogeneity of the diverse in higher
genera; 2. By the principle of the variety of the homogeneous in lower species;
and, to complete the systematic unity, it adds, 3. A law of the affinity of all
conceptions which prescribes a continuous transition from one species to every
other by the gradual increase of diversity. We may term these the principles of
the homogeneity, the specification, and the continuity of forms. The latter
results from the union of the two former, inasmuch as we regard the systematic
connection as complete in thought, in the ascent to higher genera, as well as
in the descent to lower species. For all diversities must be related to each
other, as they all spring from one highest genus, descending through the
different gradations of a more and more extended determination.
We may illustrate the systematic unity produced by the three logical principles
in the following manner. Every conception may be regarded as a point, which, as
the standpoint of a spectator, has a certain horizon, which may be said to
enclose a number of things that may be viewed, so to speak, from that centre.
Within this horizon there must be an infinite number of other points, each of
which has its own horizon, smaller and more circumscribed; in other words,
every species contains sub-species, according to the principle of
specification, and the logical horizon consists of smaller horizons
(subspecies), but not of points (individuals), which possess no extent. But
different horizons or genera, which include under them so many conceptions, may
have one common horizon, from which, as from a mid-point, they may be surveyed;
and we may proceed thus, till we arrive at the highest genus, or universal and
true horizon, which is determined by the highest conception, and which contains
under itself all differences and varieties, as genera, species, and subspecies.
To this highest standpoint I am conducted by the law of homogeneity, as to all
lower and more variously-determined conceptions by the law of specification.
Now as in this way there exists no void in the whole extent of all possible
conceptions, and as out of the sphere of these the mind can discover nothing,
there arises from the presupposition of the universal horizon above mentioned,
and its complete division, the principle: Non datur vacuum formarum. This
principle asserts that there are not different primitive and highest genera,
which stand isolated, so to speak, from each other, but all the various genera
are mere divisions and limitations of one highest and universal genus; and
hence follows immediately the principle: Datur continuum formarum. This
principle indicates that all differences of species limit each other, and do
not admit of transition from one to another by a saltus, but only through
smaller degrees of the difference between the one species and the other. In one
word, there are no species or sub-species which (in the view of reason) are the
nearest possible to each other; intermediate species or sub-species being
always possible, the difference of which from each of the former is always
smaller than the difference existing between these.
The first law, therefore, directs us to avoid the notion that there exist
different primal genera, and enounces the fact of perfect homogeneity; the
second imposes a check upon this tendency to unity and prescribes the
distinction of sub-species, before proceeding to apply our general conceptions
to individuals. The third unites both the former, by enouncing the fact of
homogeneity as existing even in the most various diversity, by means of the
gradual transition from one species to another. Thus it indicates a
relationship between the different branches or species, in so far as they all
spring from the same stem.
But this logical law of the continuum specierum (formarum logicarum)
presupposes a transcendental principle (lex continui in natura), without which
the understanding might be led into error, by following the guidance of the
former, and thus perhaps pursuing a path contrary to that prescribed by nature.
This law must, consequently, be based upon pure transcendental, and not upon
empirical, considerations. For, in the latter case, it would come later than
the system; whereas it is really itself the parent of all that is systematic in
our cognition of nature. These principles are not mere hypotheses employed for
the purpose of experimenting upon nature; although when any such connection is
discovered, it forms a solid ground for regarding the hypothetical unity as
valid in the sphere of nature—and thus they are in this respect not
without their use. But we go farther, and maintain that it is manifest that
these principles of parsimony in fundamental causes, variety in effects, and
affinity in phenomena, are in accordance both with reason and nature, and that
they are not mere methods or plans devised for the purpose of assisting us in
our observation of the external world.
But it is plain that this continuity of forms is a mere idea, to which no
adequate object can be discovered in experience. And this for two reasons.
First, because the species in nature are really divided, and hence form quanta
discreta; and, if the gradual progression through their affinity were
continuous, the intermediate members lying between two given species must be
infinite in number, which is impossible. Secondly, because we cannot make any
determinate empirical use of this law, inasmuch as it does not present us with
any criterion of affinity which could aid us in determining how far we ought to
pursue the graduation of differences: it merely contains a general indication
that it is our duty to seek for and, if possible, to discover them.
When we arrange these principles of systematic unity in the order conformable
to their employment in experience, they will stand thus: Variety, Affinity,
Unity, each of them, as ideas, being taken in the highest degree of their
completeness. Reason presupposes the existence of cognitions of the
understanding, which have a direct relation to experience, and aims at the
ideal unity of these cognitions—a unity which far transcends all
experience or empirical notions. The affinity of the diverse, notwithstanding
the differences existing between its parts, has a relation to things, but a
still closer one to the mere properties and powers of things. For example,
imperfect experience may represent the orbits of the planets as circular. But
we discover variations from this course, and we proceed to suppose that the
planets revolve in a path which, if not a circle, is of a character very
similar to it. That is to say, the movements of those planets which do not form
a circle will approximate more or less to the properties of a circle, and
probably form an ellipse. The paths of comets exhibit still greater variations,
for, so far as our observation extends, they do not return upon their own
course in a circle or ellipse. But we proceed to the conjecture that comets
describe a parabola, a figure which is closely allied to the ellipse. In fact,
a parabola is merely an ellipse, with its longer axis produced to an indefinite
extent. Thus these principles conduct us to a unity in the genera of the forms
of these orbits, and, proceeding farther, to a unity as regards the cause of
the motions of the heavenly bodies—that is, gravitation. But we go on
extending our conquests over nature, and endeavour to explain all seeming
deviations from these rules, and even make additions to our system which no
experience can ever substantiate—for example, the theory, in affinity
with that of ellipses, of hyperbolic paths of comets, pursuing which, these
bodies leave our solar system and, passing from sun to sun, unite the most
distant parts of the infinite universe, which is held together by the same
moving power.
The most remarkable circumstance connected with these principles is that they
seem to be transcendental, and, although only containing ideas for the guidance
of the empirical exercise of reason, and although this empirical employment
stands to these ideas in an asymptotic relation alone (to use a mathematical
term), that is, continually approximate, without ever being able to attain to
them, they possess, notwithstanding, as à priori synthetical propositions,
objective though undetermined validity, and are available as rules for possible
experience. In the elaboration of our experience, they may also be employed
with great advantage, as heuristic[70] principles. A transcendental deduction
of them cannot be made; such a deduction being always impossible in the case of
ideas, as has been already shown.
[70]
From the Greek, eurhioko.
We distinguished, in the Transcendental Analytic, the dynamical principles of
the understanding, which are regulative principles of intuition, from the
mathematical, which are constitutive principles of intuition. These dynamical
laws are, however, constitutive in relation to experience, inasmuch as they
render the conceptions without which experience could not exist possible à
priori. But the principles of pure reason cannot be constitutive even in regard
to empirical conceptions, because no sensuous schema corresponding to them can
be discovered, and they cannot therefore have an object in concreto. Now, if I
grant that they cannot be employed in the sphere of experience, as constitutive
principles, how shall I secure for them employment and objective validity as
regulative principles, and in what way can they be so employed?
The understanding is the object of reason, as sensibility is the object of the
understanding. The production of systematic unity in all the empirical
operations of the understanding is the proper occupation of reason; just as it
is the business of the understanding to connect the various content of
phenomena by means of conceptions, and subject them to empirical laws. But the
operations of the understanding are, without the schemata of sensibility,
undetermined; and, in the same manner, the unity of reason is perfectly
undetermined as regards the conditions under which, and the extent to which,
the understanding ought to carry the systematic connection of its conceptions.
But, although it is impossible to discover in intuition a schema for the
complete systematic unity of all the conceptions of the understanding, there
must be some analogon of this schema. This analogon is the idea of the maximum
of the division and the connection of our cognition in one principle. For we
may have a determinate notion of a maximum and an absolutely perfect, all the
restrictive conditions which are connected with an indeterminate and various
content having been abstracted. Thus the idea of reason is analogous with a
sensuous schema, with this difference, that the application of the categories
to the schema of reason does not present a cognition of any object (as is the
case with the application of the categories to sensuous schemata), but merely
provides us with a rule or principle for the systematic unity of the exercise
of the understanding. Now, as every principle which imposes upon the exercise
of the understanding à priori compliance with the rule of systematic unity also
relates, although only in an indirect manner, to an object of experience, the
principles of pure reason will also possess objective reality and validity in
relation to experience. But they will not aim at determining our knowledge in
regard to any empirical object; they will merely indicate the procedure,
following which the empirical and determinate exercise of the understanding may
be in complete harmony and connection with itself—a result which is
produced by its being brought into harmony with the principle of systematic
unity, so far as that is possible, and deduced from it.
I term all subjective principles, which are not derived from observation of the
constitution of an object, but from the interest which Reason has in producing
a certain completeness in her cognition of that object, maxims of reason. Thus
there are maxims of speculative reason, which are based solely upon its
speculative interest, although they appear to be objective principles.
When principles which are really regulative are regarded as constitutive, and
employed as objective principles, contradictions must arise; but if they are
considered as mere maxims, there is no room for contradictions of any kind, as
they then merely indicate the different interests of reason, which occasion
differences in the mode of thought. In effect, Reason has only one single
interest, and the seeming contradiction existing between her maxims merely
indicates a difference in, and a reciprocal limitation of, the methods by which
this interest is satisfied.
This reasoner has at heart the interest of diversity—in accordance with
the principle of specification; another, the interest of unity—in
accordance with the principle of aggregation. Each believes that his judgement
rests upon a thorough insight into the subject he is examining, and yet it has
been influenced solely by a greater or less degree of adherence to some one of
the two principles, neither of which are objective, but originate solely from
the interest of reason, and on this account to be termed maxims rather than
principles. When I observe intelligent men disputing about the distinctive
characteristics of men, animals, or plants, and even of minerals, those on the
one side assuming the existence of certain national characteristics, certain
well-defined and hereditary distinctions of family, race, and so on, while the
other side maintain that nature has endowed all races of men with the same
faculties and dispositions, and that all differences are but the result of
external and accidental circumstances—I have only to consider for a
moment the real nature of the subject of discussion, to arrive at the
conclusion that it is a subject far too deep for us to judge of, and that there
is little probability of either party being able to speak from a perfect
insight into and understanding of the nature of the subject itself. Both have,
in reality, been struggling for the twofold interest of reason; the one
maintaining the one interest, the other the other. But this difference between
the maxims of diversity and unity may easily be reconciled and adjusted;
although, so long as they are regarded as objective principles, they must
occasion not only contradictions and polemic, but place hinderances in the way
of the advancement of truth, until some means is discovered of reconciling
these conflicting interests, and bringing reason into union and harmony with
itself.
The same is the case with the so-called law discovered by Leibnitz, and
supported with remarkable ability by Bonnet—the law of the continuous
gradation of created beings, which is nothing more than an inference from the
principle of affinity; for observation and study of the order of nature could
never present it to the mind as an objective truth. The steps of this ladder,
as they appear in experience, are too far apart from each other, and the
so-called petty differences between different kinds of animals are in nature
commonly so wide separations that no confidence can be placed in such views
(particularly when we reflect on the great variety of things, and the ease with
which we can discover resemblances), and no faith in the laws which are said to
express the aims and purposes of nature. On the other hand, the method of
investigating the order of nature in the light of this principle, and the maxim
which requires us to regard this order—it being still undetermined how
far it extends—as really existing in nature, is beyond doubt a legitimate
and excellent principle of reason—a principle which extends farther than
any experience or observation of ours and which, without giving us any positive
knowledge of anything in the region of experience, guides us to the goal of
systematic unity.
Of the Ultimate End of the Natural Dialectic of Human Reason.
The ideas of pure reason cannot be, of themselves and in their own nature,
dialectical; it is from their misemployment alone that fallacies and illusions
arise. For they originate in the nature of reason itself, and it is impossible
that this supreme tribunal for all the rights and claims of speculation should
be itself undeserving of confidence and promotive of error. It is to be
expected, therefore, that these ideas have a genuine and legitimate aim. It is
true, the mob of sophists raise against reason the cry of inconsistency and
contradiction, and affect to despise the government of that faculty, because
they cannot understand its constitution, while it is to its beneficial
influences alone that they owe the position and the intelligence which enable
them to criticize and to blame its procedure.
We cannot employ an à priori conception with certainty, until we have made a
transcendental deduction therefore. The ideas of pure reason do not admit of
the same kind of deduction as the categories. But if they are to possess the
least objective validity, and to represent anything but mere creations of
thought (entia rationis ratiocinantis), a deduction of them must be possible.
This deduction will complete the critical task imposed upon pure reason; and it
is to this part Of our labours that we now proceed.
There is a great difference between a thing’s being presented to the mind
as an object in an absolute sense, or merely as an ideal object. In the former
case I employ my conceptions to determine the object; in the latter case
nothing is present to the mind but a mere schema, which does not relate
directly to an object, not even in a hypothetical sense, but which is useful
only for the purpose of representing other objects to the mind, in a mediate
and indirect manner, by means of their relation to the idea in the intellect.
Thus I say the conception of a supreme intelligence is a mere idea; that is to
say, its objective reality does not consist in the fact that it has an
immediate relation to an object (for in this sense we have no means of
establishing its objective validity), it is merely a schema constructed
according to the necessary conditions of the unity of reason—the schema
of a thing in general, which is useful towards the production of the highest
degree of systematic unity in the empirical exercise of reason, in which we
deduce this or that object of experience from the imaginary object of this
idea, as the ground or cause of the said object of experience. In this way, the
idea is properly a heuristic, and not an ostensive, conception; it does not
give us any information respecting the constitution of an object, it merely
indicates how, under the guidance of the idea, we ought to investigate the
constitution and the relations of objects in the world of experience. Now, if
it can be shown that the three kinds of transcendental ideas (psychological,
cosmological, and theological), although not relating directly to any object
nor determining it, do nevertheless, on the supposition of the existence of an
ideal object, produce systematic unity in the laws of the empirical employment
of the reason, and extend our empirical cognition, without ever being
inconsistent or in opposition with it—it must be a necessary maxim of
reason to regulate its procedure according to these ideas. And this forms the
transcendental deduction of all speculative ideas, not as constitutive
principles of the extension of our cognition beyond the limits of our
experience, but as regulative principles of the systematic unity of empirical
cognition, which is by the aid of these ideas arranged and emended within its
own proper limits, to an extent unattainable by the operation of the principles
of the understanding alone.
I shall make this plainer. Guided by the principles involved in these ideas, we
must, in the first place, so connect all the phenomena, actions, and feelings
of the mind, as if it were a simple substance, which, endowed with personal
identity, possesses a permanent existence (in this life at least), while its
states, among which those of the body are to be included as external
conditions, are in continual change. Secondly, in cosmology, we must
investigate the conditions of all natural phenomena, internal as well as
external, as if they belonged to a chain infinite and without any prime or
supreme member, while we do not, on this account, deny the existence of
intelligible grounds of these phenomena, although we never employ them to
explain phenomena, for the simple reason that they are not objects of our
cognition. Thirdly, in the sphere of theology, we must regard the whole system
of possible experience as forming an absolute, but dependent and
sensuously-conditioned unity, and at the same time as based upon a sole,
supreme, and all-sufficient ground existing apart from the world itself—a
ground which is a self-subsistent, primeval and creative reason, in relation to
which we so employ our reason in the field of experience, as if all objects
drew their origin from that archetype of all reason. In other words, we ought
not to deduce the internal phenomena of the mind from a simple thinking
substance, but deduce them from each other under the guidance of the regulative
idea of a simple being; we ought not to deduce the phenomena, order, and unity
of the universe from a supreme intelligence, but merely draw from this idea of
a supremely wise cause the rules which must guide reason in its connection of
causes and effects.
Now there is nothing to hinder us from admitting these ideas to possess an
objective and hyperbolic existence, except the cosmological ideas, which lead
reason into an antinomy: the psychological and theological ideas are not
antinomial. They contain no contradiction; and how, then, can any one dispute
their objective reality, since he who denies it knows as little about their
possibility as we who affirm? And yet, when we wish to admit the existence of a
thing, it is not sufficient to convince ourselves that there is no positive
obstacle in the way; for it cannot be allowable to regard mere creations of
thought, which transcend, though they do not contradict, all our conceptions,
as real and determinate objects, solely upon the authority of a speculative
reason striving to compass its own aims. They cannot, therefore, be admitted to
be real in themselves; they can only possess a comparative reality—that
of a schema of the regulative principle of the systematic unity of all
cognition. They are to be regarded not as actual things, but as in some measure
analogous to them. We abstract from the object of the idea all the conditions
which limit the exercise of our understanding, but which, on the other hand,
are the sole conditions of our possessing a determinate conception of any given
thing. And thus we cogitate a something, of the real nature of which we have
not the least conception, but which we represent to ourselves as standing in a
relation to the whole system of phenomena, analogous to that in which phenomena
stand to each other.
By admitting these ideal beings, we do not really extend our cognitions beyond
the objects of possible experience; we extend merely the empirical unity of our
experience, by the aid of systematic unity, the schema of which is furnished by
the idea, which is therefore valid—not as a constitutive, but as a
regulative principle. For although we posit a thing corresponding to the
idea—a something, an actual existence—we do not on that account aim
at the extension of our cognition by means of transcendent conceptions. This
existence is purely ideal, and not objective; it is the mere expression of the
systematic unity which is to be the guide of reason in the field of experience.
There are no attempts made at deciding what the ground of this unity may be, or
what the real nature of this imaginary being.
Thus the transcendental and only determinate conception of God, which is
presented to us by speculative reason, is in the strictest sense deistic. In
other words, reason does not assure us of the objective validity of the
conception; it merely gives us the idea of something, on which the supreme and
necessary unity of all experience is based. This something we cannot, following
the analogy of a real substance, cogitate otherwise than as the cause of all
things operating in accordance with rational laws, if we regard it as an
individual object; although we should rest contented with the idea alone as a
regulative principle of reason, and make no attempt at completing the sum of
the conditions imposed by thought. This attempt is, indeed, inconsistent with
the grand aim of complete systematic unity in the sphere of cognition—a
unity to which no bounds are set by reason.
Hence it happens that, admitting a divine being, I can have no conception of
the internal possibility of its perfection, or of the necessity of its
existence. The only advantage of this admission is that it enables me to answer
all other questions relating to the contingent, and to give reason the most
complete satisfaction as regards the unity which it aims at attaining in the
world of experience. But I cannot satisfy reason with regard to this hypothesis
itself; and this proves that it is not its intelligence and insight into the
subject, but its speculative interest alone which induces it to proceed from a
point lying far beyond the sphere of our cognition, for the purpose of being
able to consider all objects as parts of a systematic whole.
Here a distinction presents itself, in regard to the way in which we may
cogitate a presupposition—a distinction which is somewhat subtle, but of
great importance in transcendental philosophy. I may have sufficient grounds to
admit something, or the existence of something, in a relative point of view
(suppositio relativa), without being justified in admitting it in an absolute
sense (suppositio absoluta). This distinction is undoubtedly requisite, in the
case of a regulative principle, the necessity of which we recognize, though we
are ignorant of the source and cause of that necessity, and which we assume to
be based upon some ultimate ground, for the purpose of being able to cogitate
the universality of the principle in a more determinate way. For example, I
cogitate the existence of a being corresponding to a pure transcendental idea.
But I cannot admit that this being exists absolutely and in itself, because all
of the conceptions by which I can cogitate an object in a determinate manner
fall short of assuring me of its existence; nay, the conditions of the
objective validity of my conceptions are excluded by the idea—by the very
fact of its being an idea. The conceptions of reality, substance, causality,
nay, even that of necessity in existence, have no significance out of the
sphere of empirical cognition, and cannot, beyond that sphere, determine any
object. They may, accordingly, be employed to explain the possibility of things
in the world of sense, but they are utterly inadequate to explain the
possibility of the universe itself considered as a whole; because in this case
the ground of explanation must lie out of and beyond the world, and cannot,
therefore, be an object of possible experience. Now, I may admit the existence
of an incomprehensible being of this nature—the object of a mere idea,
relatively to the world of sense; although I have no ground to admit its
existence absolutely and in itself. For if an idea (that of a systematic and
complete unity, of which I shall presently speak more particularly) lies at the
foundation of the most extended empirical employment of reason, and if this
idea cannot be adequately represented in concreto, although it is indispensably
necessary for the approximation of empirical unity to the highest possible
degree—I am not only authorized, but compelled, to realize this idea,
that is, to posit a real object corresponding thereto. But I cannot profess to
know this object; it is to me merely a something, to which, as the ground of
systematic unity in cognition, I attribute such properties as are analogous to
the conceptions employed by the understanding in the sphere of experience.
Following the analogy of the notions of reality, substance, causality, and
necessity, I cogitate a being, which possesses all these attributes in the
highest degree; and, as this idea is the offspring of my reason alone, I
cogitate this being as self-subsistent reason, and as the cause of the universe
operating by means of ideas of the greatest possible harmony and unity. Thus I
abstract all conditions that would limit my idea, solely for the purpose of
rendering systematic unity possible in the world of empirical diversity, and
thus securing the widest possible extension for the exercise of reason in that
sphere. This I am enabled to do, by regarding all connections and relations in
the world of sense, as if they were the dispositions of a supreme reason, of
which our reason is but a faint image. I then proceed to cogitate this Supreme
Being by conceptions which have, properly, no meaning or application, except in
the world of sense. But as I am authorized to employ the transcendental
hypothesis of such a being in a relative respect alone, that is, as the
substratum of the greatest possible unity in experience—I may attribute
to a being which I regard as distinct from the world, such properties as belong
solely to the sphere of sense and experience. For I do not desire, and am not
justified in desiring, to cognize this object of my idea, as it exists in
itself; for I possess no conceptions sufficient for this task, those of
reality, substance, causality, nay, even that of necessity in existence, losing
all significance, and becoming merely the signs of conceptions, without content
and without applicability, when I attempt to carry them beyond the limits of
the world of sense. I cogitate merely the relation of a perfectly unknown being
to the greatest possible systematic unity of experience, solely for the purpose
of employing it as the schema of the regulative principle which directs reason
in its empirical exercise.
It is evident, at the first view, that we cannot presuppose the reality of this
transcendental object, by means of the conceptions of reality, substance,
causality, and so on, because these conceptions cannot be applied to anything
that is distinct from the world of sense. Thus the supposition of a Supreme
Being or cause is purely relative; it is cogitated only in behalf of the
systematic unity of experience; such a being is but a something, of whose
existence in itself we have not the least conception. Thus, too, it becomes
sufficiently manifest why we required the idea of a necessary being in relation
to objects given by sense, although we can never have the least conception of
this being, or of its absolute necessity.
And now we can clearly perceive the result of our transcendental dialectic, and
the proper aim of the ideas of pure reason—which become dialectical
solely from misunderstanding and inconsiderateness. Pure reason is, in fact,
occupied with itself, and not with any object. Objects are not presented to it
to be embraced in the unity of an empirical conception; it is only the
cognitions of the understanding that are presented to it, for the purpose of
receiving the unity of a rational conception, that is, of being connected
according to a principle. The unity of reason is the unity of system; and this
systematic unity is not an objective principle, extending its dominion over
objects, but a subjective maxim, extending its authority over the empirical
cognition of objects. The systematic connection which reason gives to the
empirical employment of the understanding not only advances the extension of
that employment, but ensures its correctness, and thus the principle of a
systematic unity of this nature is also objective, although only in an
indefinite respect (principium vagum). It is not, however, a constitutive
principle, determining an object to which it directly relates; it is merely a
regulative principle or maxim, advancing and strengthening the empirical
exercise of reason, by the opening up of new paths of which the understanding
is ignorant, while it never conflicts with the laws of its exercise in the
sphere of experience.
But reason cannot cogitate this systematic unity, without at the same time
cogitating an object of the idea—an object that cannot be presented in
any experience, which contains no concrete example of a complete systematic
unity. This being (ens rationis ratiocinatae) is therefore a mere idea and is
not assumed to be a thing which is real absolutely and in itself. On the
contrary, it forms merely the problematical foundation of the connection which
the mind introduces among the phenomena of the sensuous world. We look upon
this connection, in the light of the above-mentioned idea, as if it drew its
origin from the supposed being which corresponds to the idea. And yet all we
aim at is the possession of this idea as a secure foundation for the systematic
unity of experience—a unity indispensable to reason, advantageous to the
understanding, and promotive of the interests of empirical cognition.
We mistake the true meaning of this idea when we regard it as an enouncement,
or even as a hypothetical declaration of the existence of a real thing, which
we are to regard as the origin or ground of a systematic constitution of the
universe. On the contrary, it is left completely undetermined what the nature
or properties of this so-called ground may be. The idea is merely to be adopted
as a point of view, from which this unity, so essential to reason and so
beneficial to the understanding, may be regarded as radiating. In one word,
this transcendental thing is merely the schema of a regulative principle, by
means of which Reason, so far as in her lies, extends the dominion of
systematic unity over the whole sphere of experience.
The first object of an idea of this kind is the ego, considered merely as a
thinking nature or soul. If I wish to investigate the properties of a thinking
being, I must interrogate experience. But I find that I can apply none of the
categories to this object, the schema of these categories, which is the
condition of their application, being given only in sensuous intuition. But I
cannot thus attain to the cognition of a systematic unity of all the phenomena
of the internal sense. Instead, therefore, of an empirical conception of what
the soul really is, reason takes the conception of the empirical unity of all
thought, and, by cogitating this unity as unconditioned and primitive,
constructs the rational conception or idea of a simple substance which is in
itself unchangeable, possessing personal identity, and in connection with other
real things external to it; in one word, it constructs the idea of a simple
self-subsistent intelligence. But the real aim of reason in this procedure is
the attainment of principles of systematic unity for the explanation of the
phenomena of the soul. That is, reason desires to be able to represent all the
determinations of the internal sense as existing in one subject, all powers as
deduced from one fundamental power, all changes as mere varieties in the
condition of a being which is permanent and always the same, and all phenomena
in space as entirely different in their nature from the procedure of thought.
Essential simplicity (with the other attributes predicated of the ego) is
regarded as the mere schema of this regulative principle; it is not assumed
that it is the actual ground of the properties of the soul. For these
properties may rest upon quite different grounds, of which we are completely
ignorant; just as the above predicates could not give us any knowledge of the
soul as it is in itself, even if we regarded them as valid in respect of it,
inasmuch as they constitute a mere idea, which cannot be represented in
concreto. Nothing but good can result from a psychological idea of this kind,
if we only take proper care not to consider it as more than an idea; that is,
if we regard it as valid merely in relation to the employment of reason, in the
sphere of the phenomena of the soul. Under the guidance of this idea, or
principle, no empirical laws of corporeal phenomena are called in to explain
that which is a phenomenon of the internal sense alone; no windy hypotheses of
the generation, annihilation, and palingenesis of souls are admitted. Thus the
consideration of this object of the internal sense is kept pure, and unmixed
with heterogeneous elements; while the investigation of reason aims at reducing
all the grounds of explanation employed in this sphere of knowledge to a single
principle. All this is best effected, nay, cannot be effected otherwise than by
means of such a schema, which requires us to regard this ideal thing as an
actual existence. The psychological idea is, therefore, meaningless and
inapplicable, except as the schema of a regulative conception. For, if I ask
whether the soul is not really of a spiritual nature—it is a question
which has no meaning. From such a conception has been abstracted, not merely
all corporeal nature, but all nature, that is, all the predicates of a possible
experience; and consequently, all the conditions which enable us to cogitate an
object to this conception have disappeared. But, if these conditions are
absent, it is evident that the conception is meaningless.
The second regulative idea of speculative reason is the conception of the
universe. For nature is properly the only object presented to us, in regard to
which reason requires regulative principles. Nature is twofold—thinking
and corporeal nature. To cogitate the latter in regard to its internal
possibility, that is, to determine the application of the categories to it, no
idea is required—no representation which transcends experience. In this
sphere, therefore, an idea is impossible, sensuous intuition being our only
guide; while, in the sphere of psychology, we require the fundamental idea (I),
which contains à priori a certain form of thought namely, the unity of the ego.
Pure reason has, therefore, nothing left but nature in general, and the
completeness of conditions in nature in accordance with some principle. The
absolute totality of the series of these conditions is an idea, which can never
be fully realized in the empirical exercise of reason, while it is serviceable
as a rule for the procedure of reason in relation to that totality. It requires
us, in the explanation of given phenomena (in the regress or ascent in the
series), to proceed as if the series were infinite in itself, that is, were
prolonged in indefinitum; while on the other hand, where reason is regarded as
itself the determining cause (in the region of freedom), we are required to
proceed as if we had not before us an object of sense, but of the pure
understanding. In this latter case, the conditions do not exist in the series
of phenomena, but may be placed quite out of and beyond it, and the series of
conditions may be regarded as if it had an absolute beginning from an
intelligible cause. All this proves that the cosmological ideas are nothing but
regulative principles, and not constitutive; and that their aim is not to
realize an actual totality in such series. The full discussion of this subject
will be found in its proper place in the chapter on the antinomy of pure
reason.
The third idea of pure reason, containing the hypothesis of a being which is
valid merely as a relative hypothesis, is that of the one and all-sufficient
cause of all cosmological series, in other words, the idea of God. We have not
the slightest ground absolutely to admit the existence of an object
corresponding to this idea; for what can empower or authorize us to affirm the
existence of a being of the highest perfection—a being whose existence is
absolutely necessary—merely because we possess the conception of such a
being? The answer is: It is the existence of the world which renders this
hypothesis necessary. But this answer makes it perfectly evident that the idea
of this being, like all other speculative ideas, is essentially nothing more
than a demand upon reason that it shall regulate the connection which it and
its subordinate faculties introduce into the phenomena of the world by
principles of systematic unity and, consequently, that it shall regard all
phenomena as originating from one all-embracing being, as the supreme and
all-sufficient cause. From this it is plain that the only aim of reason in this
procedure is the establishment of its own formal rule for the extension of its
dominion in the world of experience; that it does not aim at an extension of
its cognition beyond the limits of experience; and that, consequently, this
idea does not contain any constitutive principle.
The highest formal unity, which is based upon ideas alone, is the unity of all
things—a unity in accordance with an aim or purpose; and the speculative
interest of reason renders it necessary to regard all order in the world as if
it originated from the intention and design of a supreme reason. This principle
unfolds to the view of reason in the sphere of experience new and enlarged
prospects, and invites it to connect the phenomena of the world according to
teleological laws, and in this way to attain to the highest possible degree of
systematic unity. The hypothesis of a supreme intelligence, as the sole cause
of the universe—an intelligence which has for us no more than an ideal
existence—is accordingly always of the greatest service to reason. Thus,
if we presuppose, in relation to the figure of the earth (which is round, but
somewhat flattened at the poles),[71] or that of mountains or seas, wise
designs on the part of an author of the universe, we cannot fail to make, by
the light of this supposition, a great number of interesting discoveries. If we
keep to this hypothesis, as a principle which is purely regulative, even error
cannot be very detrimental. For, in this case, error can have no more serious
consequences than that, where we expected to discover a teleological connection
(nexus finalis), only a mechanical or physical connection appears. In such a
case, we merely fail to find the additional form of unity we expected, but we
do not lose the rational unity which the mind requires in its procedure in
experience. But even a miscarriage of this sort cannot affect the law in its
general and teleological relations. For although we may convict an anatomist of
an error, when he connects the limb of some animal with a certain purpose, it
is quite impossible to prove in a single case that any arrangement of nature,
be it what it may, is entirely without aim or design. And thus medical
physiology, by the aid of a principle presented to it by pure reason, extends
its very limited empirical knowledge of the purposes of the different parts of
an organized body so far that it may be asserted with the utmost confidence,
and with the approbation of all reflecting men, that every organ or bodily part
of an animal has its use and answers a certain design. Now, this is a
supposition which, if regarded as of a constitutive character, goes much
farther than any experience or observation of ours can justify. Hence it is
evident that it is nothing more than a regulative principle of reason, which
aims at the highest degree of systematic unity, by the aid of the idea of a
causality according to design in a supreme cause—a cause which it regards
as the highest intelligence.
[71]
The advantages which a circular form, in the case of the earth, has over every
other, are well known. But few are aware that the slight flattening at the
poles, which gives it the figure of a spheroid, is the only cause which
prevents the elevations of continents or even of mountains, perhaps thrown up
by some internal convulsion, from continually altering the position of the axis
of the earth—and that to some considerable degree in a short time. The
great protuberance of the earth under the Equator serves to overbalance the
impetus of all other masses of earth, and thus to preserve the axis of the
earth, so far as we can observe, in its present position. And yet this wise
arrangement has been unthinkingly explained from the equilibrium of the
formerly fluid mass.
If, however, we neglect this restriction of the idea to a purely regulative
influence, reason is betrayed into numerous errors. For it has then left the
ground of experience, in which alone are to be found the criteria of truth, and
has ventured into the region of the incomprehensible and unsearchable, on the
heights of which it loses its power and collectedness, because it has
completely severed its connection with experience.
The first error which arises from our employing the idea of a Supreme Being as
a constitutive (in repugnance to the very nature of an idea), and not as a
regulative principle, is the error of inactive reason (ignava ratio).[72] We may so term every principle which
requires us to regard our investigations of nature as absolutely complete, and
allows reason to cease its inquiries, as if it had fully executed its task.
Thus the psychological idea of the ego, when employed as a constitutive
principle for the explanation of the phenomena of the soul, and for the
extension of our knowledge regarding this subject beyond the limits of
experience—even to the condition of the soul after death—is
convenient enough for the purposes of pure reason, but detrimental and even
ruinous to its interests in the sphere of nature and experience. The
dogmatizing spiritualist explains the unchanging unity of our personality
through all changes of condition from the unity of a thinking substance, the
interest which we take in things and events that can happen only after our
death, from a consciousness of the immaterial nature of our thinking subject,
and so on. Thus he dispenses with all empirical investigations into the cause
of these internal phenomena, and with all possible explanations of them upon
purely natural grounds; while, at the dictation of a transcendent reason, he
passes by the immanent sources of cognition in experience, greatly to his own
ease and convenience, but to the sacrifice of all, genuine insight and
intelligence. These prejudicial consequences become still more evident, in the
case of the dogmatical treatment of our idea of a Supreme Intelligence, and the
theological system of nature (physico-theology) which is falsely based upon it.
For, in this case, the aims which we observe in nature, and often those which
we merely fancy to exist, make the investigation of causes a very easy task, by
directing us to refer such and such phenomena immediately to the unsearchable
will and counsel of the Supreme Wisdom, while we ought to investigate their
causes in the general laws of the mechanism of matter. We are thus recommended
to consider the labour of reason as ended, when we have merely dispensed with
its employment, which is guided surely and safely only by the order of nature
and the series of changes in the world—which are arranged according to
immanent and general laws. This error may be avoided, if we do not merely
consider from the view-point of final aims certain parts of nature, such as the
division and structure of a continent, the constitution and direction of
certain mountain-chains, or even the organization existing in the vegetable and
animal kingdoms, but look upon this systematic unity of nature in a perfectly
general way, in relation to the idea of a Supreme Intelligence. If we pursue
this advice, we lay as a foundation for all investigation the conformity to
aims of all phenomena of nature in accordance with universal laws, for which no
particular arrangement of nature is exempt, but only cognized by us with more
or less difficulty; and we possess a regulative principle of the systematic
unity of a teleological connection, which we do not attempt to anticipate or
predetermine. All that we do, and ought to do, is to follow out the
physico-mechanical connection in nature according to general laws, with the
hope of discovering, sooner or later, the teleological connection also. Thus,
and thus only, can the principle of final unity aid in the extension of the
employment of reason in the sphere of experience, without being in any case
detrimental to its interests.
[72]
This was the term applied by the old dialecticians to a sophistical argument,
which ran thus: If it is your fate to die of this disease, you will die,
whether you employ a physician or not. Cicero says that this mode of reasoning
has received this appellation, because, if followed, it puts an end to the
employment of reason in the affairs of life. For a similar reason, I have
applied this designation to the sophistical argument of pure reason.
The second error which arises from the misconception of the principle of
systematic unity is that of perverted reason (perversa ratio, usteron roteron
rationis). The idea of systematic unity is available as a regulative principle
in the connection of phenomena according to general natural laws; and, how far
soever we have to travel upon the path of experience to discover some fact or
event, this idea requires us to believe that we have approached all the more
nearly to the completion of its use in the sphere of nature, although that
completion can never be attained. But this error reverses the procedure of
reason. We begin by hypostatizing the principle of systematic unity, and by
giving an anthropomorphic determination to the conception of a Supreme
Intelligence, and then proceed forcibly to impose aims upon nature. Thus not
only does teleology, which ought to aid in the completion of unity in
accordance with general laws, operate to the destruction of its influence, but
it hinders reason from attaining its proper aim, that is, the proof, upon
natural grounds, of the existence of a supreme intelligent cause. For, if we
cannot presuppose supreme finality in nature à priori, that is, as essentially
belonging to nature, how can we be directed to endeavour to discover this unity
and, rising gradually through its different degrees, to approach the supreme
perfection of an author of all—a perfection which is absolutely
necessary, and therefore cognizable à priori? The regulative principle directs
us to presuppose systematic unity absolutely and, consequently, as following
from the essential nature of things—but only as a unity of nature, not
merely cognized empirically, but presupposed à priori, although only in an
indeterminate manner. But if I insist on basing nature upon the foundation of a
supreme ordaining Being, the unity of nature is in effect lost. For, in this
case, it is quite foreign and unessential to the nature of things, and cannot
be cognized from the general laws of nature. And thus arises a vicious circular
argument, what ought to have been proved having been presupposed.
To take the regulative principle of systematic unity in nature for a
constitutive principle, and to hypostatize and make a cause out of that which
is properly the ideal ground of the consistent and harmonious exercise of
reason, involves reason in inextricable embarrassments. The investigation of
nature pursues its own path under the guidance of the chain of natural causes,
in accordance with the general laws of nature, and ever follows the light of
the idea of an author of the universe—not for the purpose of deducing the
finality, which it constantly pursues, from this Supreme Being, but to attain
to the cognition of his existence from the finality which it seeks in the
existence of the phenomena of nature, and, if possible, in that of all things
to cognize this being, consequently, as absolutely necessary. Whether this
latter purpose succeed or not, the idea is and must always be a true one, and
its employment, when merely regulative, must always be accompanied by truthful
and beneficial results.
Complete unity, in conformity with aims, constitutes absolute perfection. But
if we do not find this unity in the nature of the things which go to constitute
the world of experience, that is, of objective cognition, consequently in the
universal and necessary laws of nature, how can we infer from this unity the
idea of the supreme and absolutely necessary perfection of a primal being,
which is the origin of all causality? The greatest systematic unity, and
consequently teleological unity, constitutes the very foundation of the
possibility of the most extended employment of human reason. The idea of unity
is therefore essentially and indissolubly connected with the nature of our
reason. This idea is a legislative one; and hence it is very natural that we
should assume the existence of a legislative reason corresponding to it, from
which the systematic unity of nature—the object of the operations of
reason—must be derived.
In the course of our discussion of the antinomies, we stated that it is always
possible to answer all the questions which pure reason may raise; and that the
plea of the limited nature of our cognition, which is unavoidable and proper in
many questions regarding natural phenomena, cannot in this case be admitted,
because the questions raised do not relate to the nature of things, but are
necessarily originated by the nature of reason itself, and relate to its own
internal constitution. We can now establish this assertion, which at first
sight appeared so rash, in relation to the two questions in which reason takes
the greatest interest, and thus complete our discussion of the dialectic of
pure reason.
If, then, the question is asked, in relation to transcendental theology,[73] first, whether there is anything
distinct from the world, which contains the ground of cosmical order and
connection according to general laws? The answer is: Certainly. For the world
is a sum of phenomena; there must, therefore, be some transcendental basis of
these phenomena, that is, a basis cogitable by the pure understanding alone.
If, secondly, the question is asked whether this being is substance, whether it
is of the greatest reality, whether it is necessary, and so forth? I answer
that this question is utterly without meaning. For all the categories which aid
me in forming a conception of an object cannot be employed except in the world
of sense, and are without meaning when not applied to objects of actual or
possible experience. Out of this sphere, they are not properly conceptions, but
the mere marks or indices of conceptions, which we may admit, although they
cannot, without the help of experience, help us to understand any subject or
thing. If, thirdly, the question is whether we may not cogitate this being,
which is distinct from the world, in analogy with the objects of experience?
The answer is: Undoubtedly, but only as an ideal, and not as a real object.
That is, we must cogitate it only as an unknown substratum of the systematic
unity, order, and finality of the world—a unity which reason must employ
as the regulative principle of its investigation of nature. Nay, more, we may
admit into the idea certain anthropomorphic elements, which are promotive of
the interests of this regulative principle. For it is no more than an idea,
which does not relate directly to a being distinct from the world, but to the
regulative principle of the systematic unity of the world, by means, however,
of a schema of this unity—the schema of a Supreme Intelligence, who is
the wisely-designing author of the universe. What this basis of cosmical unity
may be in itself, we know not—we cannot discover from the idea; we merely
know how we ought to employ the idea of this unity, in relation to the
systematic operation of reason in the sphere of experience.
[73]
After what has been said of the psychological idea of the ego and its proper
employment as a regulative principle of the operations of reason, I need not
enter into details regarding the transcendental illusion by which the
systematic unity of all the various phenomena of the internal sense is
hypostatized. The procedure is in this case very similar to that which has been
discussed in our remarks on the theological ideal.
But, it will be asked again, can we on these grounds, admit the existence of a
wise and omnipotent author of the world? Without doubt; and not only so, but we
must assume the existence of such a being. But do we thus extend the limits of
our knowledge beyond the field of possible experience? By no means. For we have
merely presupposed a something, of which we have no conception, which we do not
know as it is in itself; but, in relation to the systematic disposition of the
universe, which we must presuppose in all our observation of nature, we have
cogitated this unknown being in analogy with an intelligent existence (an
empirical conception), that is to say, we have endowed it with those
attributes, which, judging from the nature of our own reason, may contain the
ground of such a systematic unity. This idea is therefore valid only relatively
to the employment in experience of our reason. But if we attribute to it
absolute and objective validity, we overlook the fact that it is merely an
ideal being that we cogitate; and, by setting out from a basis which is not
determinable by considerations drawn from experience, we place ourselves in a
position which incapacitates us from applying this principle to the empirical
employment of reason.
But, it will be asked further, can I make any use of this conception and
hypothesis in my investigations into the world and nature? Yes, for this very
purpose was the idea established by reason as a fundamental basis. But may I
regard certain arrangements, which seemed to have been made in conformity with
some fixed aim, as the arrangements of design, and look upon them as proceeding
from the divine will, with the intervention, however, of certain other
particular arrangements disposed to that end? Yes, you may do so; but at the
same time you must regard it as indifferent, whether it is asserted that divine
wisdom has disposed all things in conformity with his highest aims, or that the
idea of supreme wisdom is a regulative principle in the investigation of
nature, and at the same time a principle of the systematic unity of nature
according to general laws, even in those cases where we are unable to discover
that unity. In other words, it must be perfectly indifferent to you whether you
say, when you have discovered this unity: God has wisely willed it so; or:
Nature has wisely arranged this. For it was nothing but the systematic unity,
which reason requires as a basis for the investigation of nature, that
justified you in accepting the idea of a supreme intelligence as a schema for a
regulative principle; and, the farther you advance in the discovery of design
and finality, the more certain the validity of your idea. But, as the whole aim
of this regulative principle was the discovery of a necessary and systematic
unity in nature, we have, in so far as we attain this, to attribute our success
to the idea of a Supreme Being; while, at the same time, we cannot, without
involving ourselves in contradictions, overlook the general laws of nature, as
it was in reference to them alone that this idea was employed. We cannot, I
say, overlook the general laws of nature, and regard this conformity to aims
observable in nature as contingent or hyperphysical in its origin; inasmuch as
there is no ground which can justify us in the admission of a being with such
properties distinct from and above nature. All that we are authorized to assert
is that this idea may be employed as a principle, and that the properties of
the being which is assumed to correspond to it may be regarded as
systematically connected in analogy with the causal determination of phenomena.
For the same reasons we are justified in introducing into the idea of the
supreme cause other anthropomorphic elements (for without these we could not
predicate anything of it); we may regard it as allowable to cogitate this cause
as a being with understanding, the feelings of pleasure and displeasure, and
faculties of desire and will corresponding to these. At the same time, we may
attribute to this being infinite perfection—a perfection which
necessarily transcends that which our knowledge of the order and design in the
world authorize us to predicate of it. For the regulative law of systematic
unity requires us to study nature on the supposition that systematic and final
unity in infinitum is everywhere discoverable, even in the highest diversity.
For, although we may discover little of this cosmical perfection, it belongs to
the legislative prerogative of reason to require us always to seek for and to
expect it; while it must always be beneficial to institute all inquiries into
nature in accordance with this principle. But it is evident that, by this idea
of a supreme author of all, which I place as the foundation of all inquiries
into nature, I do not mean to assert the existence of such a being, or that I
have any knowledge of its existence; and, consequently, I do not really deduce
anything from the existence of this being, but merely from its idea, that is to
say, from the nature of things in this world, in accordance with this idea. A
certain dim consciousness of the true use of this idea seems to have dictated
to the philosophers of all times the moderate language used by them regarding
the cause of the world. We find them employing the expressions wisdom and care
of nature, and divine wisdom, as synonymous—nay, in purely speculative
discussions, preferring the former, because it does not carry the appearance of
greater pretensions than such as we are entitled to make, and at the same time
directs reason to its proper field of action—nature and her phenomena.
Thus, pure reason, which at first seemed to promise us nothing less than the
extension of our cognition beyond the limits of experience, is found, when
thoroughly examined, to contain nothing but regulative principles, the virtue
and function of which is to introduce into our cognition a higher degree of
unity than the understanding could of itself. These principles, by placing the
goal of all our struggles at so great a distance, realize for us the most
thorough connection between the different parts of our cognition, and the
highest degree of systematic unity. But, on the other hand, if misunderstood
and employed as constitutive principles of transcendent cognition, they become
the parents of illusions and contradictions, while pretending to introduce us
to new regions of knowledge.
Thus all human cognition begins with intuitions, proceeds from thence to
conceptions, and ends with ideas. Although it possesses, in relation to all
three elements, à priori sources of cognition, which seemed to transcend the
limits of all experience, a thoroughgoing criticism demonstrates that
speculative reason can never, by the aid of these elements, pass the bounds of
possible experience, and that the proper destination of this highest faculty of
cognition is to employ all methods, and all the principles of these methods,
for the purpose of penetrating into the innermost secrets of nature, by the aid
of the principles of unity (among all kinds of which teleological unity is the
highest), while it ought not to attempt to soar above the sphere of experience,
beyond which there lies nought for us but the void inane. The critical
examination, in our Transcendental Analytic, of all the propositions which
professed to extend cognition beyond the sphere of experience, completely
demonstrated that they can only conduct us to a possible experience. If we were
not distrustful even of the clearest abstract theorems, if we were not allured
by specious and inviting prospects to escape from the constraining power of
their evidence, we might spare ourselves the laborious examination of all the
dialectical arguments which a transcendent reason adduces in support of its
pretensions; for we should know with the most complete certainty that, however
honest such professions might be, they are null and valueless, because they
relate to a kind of knowledge to which no man can by any possibility attain.
But, as there is no end to discussion, if we cannot discover the true cause of
the illusions by which even the wisest are deceived, and as the analysis of all
our transcendent cognition into its elements is of itself of no slight value as
a psychological study, while it is a duty incumbent on every
philosopher—it was found necessary to investigate the dialectical
procedure of reason in its primary sources. And as the inferences of which this
dialectic is the parent are not only deceitful, but naturally possess a
profound interest for humanity, it was advisable at the same time, to give a
full account of the momenta of this dialectical procedure, and to deposit it in
the archives of human reason, as a warning to all future metaphysicians to
avoid these causes of speculative error.
II. Transcendental Doctrine of Method
If we regard the sum of the cognition of pure speculative reason as an edifice,
the idea of which, at least, exists in the human mind, it may be said that we
have in the Transcendental Doctrine of Elements examined the materials and
determined to what edifice these belong, and what its height and stability. We
have found, indeed, that, although we had purposed to build for ourselves a
tower which should reach to Heaven, the supply of materials sufficed merely for
a habitation, which was spacious enough for all terrestrial purposes, and high
enough to enable us to survey the level plain of experience, but that the bold
undertaking designed necessarily failed for want of materials—not to
mention the confusion of tongues, which gave rise to endless disputes among the
labourers on the plan of the edifice, and at last scattered them over all the
world, each to erect a separate building for himself, according to his own
plans and his own inclinations. Our present task relates not to the materials,
but to the plan of an edifice; and, as we have had sufficient warning not to
venture blindly upon a design which may be found to transcend our natural
powers, while, at the same time, we cannot give up the intention of erecting a
secure abode for the mind, we must proportion our design to the material which
is presented to us, and which is, at the same time, sufficient for all our
wants.
I understand, then, by the transcendental doctrine of method, the determination
of the formal conditions of a complete system of pure reason. We shall
accordingly have to treat of the discipline, the canon, the architectonic, and,
finally, the history of pure reason. This part of our Critique will accomplish,
from the transcendental point of view, what has been usually attempted, but
miserably executed, under the name of practical logic. It has been badly
executed, I say, because general logic, not being limited to any particular
kind of cognition (not even to the pure cognition of the understanding) nor to
any particular objects, it cannot, without borrowing from other sciences, do
more than present merely the titles or signs of possible methods and the
technical expressions, which are employed in the systematic parts of all
sciences; and thus the pupil is made acquainted with names, the meaning and
application of which he is to learn only at some future time.
Chapter I. The Discipline of Pure Reason
Negative judgements—those which are so not merely as regards their
logical form, but in respect of their content—are not commonly held in
especial respect. They are, on the contrary, regarded as jealous enemies of our
insatiable desire for knowledge; and it almost requires an apology to induce us
to tolerate, much less to prize and to respect them.
All propositions, indeed, may be logically expressed in a negative form; but,
in relation to the content of our cognition, the peculiar province of negative
judgements is solely to prevent error. For this reason, too, negative
propositions, which are framed for the purpose of correcting false cognitions
where error is absolutely impossible, are undoubtedly true, but inane and
senseless; that is, they are in reality purposeless and, for this reason, often
very ridiculous. Such is the proposition of the schoolman that Alexander could
not have subdued any countries without an army.
But where the limits of our possible cognition are very much contracted, the
attraction to new fields of knowledge great, the illusions to which the mind is
subject of the most deceptive character, and the evil consequences of error of
no inconsiderable magnitude—the negative element in knowledge, which is
useful only to guard us against error, is of far more importance than much of
that positive instruction which makes additions to the sum of our knowledge.
The restraint which is employed to repress, and finally to extirpate the
constant inclination to depart from certain rules, is termed discipline. It is
distinguished from culture, which aims at the formation of a certain degree of
skill, without attempting to repress or to destroy any other mental power,
already existing. In the cultivation of a talent, which has given evidence of
an impulse towards self-development, discipline takes a negative,[74] culture and doctrine a positive, part.
[74]
I am well aware that, in the language of the schools, the term discipline is
usually employed as synonymous with instruction. But there are so many cases in
which it is necessary to distinguish the notion of the former, as a course of
corrective training, from that of the latter, as the communication of
knowledge, and the nature of things itself demands the appropriation of the
most suitable expressions for this distinction, that it is my desire that the
former terms should never be employed in any other than a negative
signification.
That natural dispositions and talents (such as imagination and wit), which ask
a free and unlimited development, require in many respects the corrective
influence of discipline, every one will readily grant. But it may well appear
strange that reason, whose proper duty it is to prescribe rules of discipline
to all the other powers of the mind, should itself require this corrective. It
has, in fact, hitherto escaped this humiliation, only because, in presence of
its magnificent pretensions and high position, no one could readily suspect it
to be capable of substituting fancies for conceptions, and words for things.
Reason, when employed in the field of experience, does not stand in need of
criticism, because its principles are subjected to the continual test of
empirical observations. Nor is criticism requisite in the sphere of
mathematics, where the conceptions of reason must always be presented in
concreto in pure intuition, and baseless or arbitrary assertions are discovered
without difficulty. But where reason is not held in a plain track by the
influence of empirical or of pure intuition, that is, when it is employed in
the transcendental sphere of pure conceptions, it stands in great need of
discipline, to restrain its propensity to overstep the limits of possible
experience and to keep it from wandering into error. In fact, the utility of
the philosophy of pure reason is entirely of this negative character.
Particular errors may be corrected by particular animadversions, and the causes
of these errors may be eradicated by criticism. But where we find, as in the
case of pure reason, a complete system of illusions and fallacies, closely
connected with each other and depending upon grand general principles, there
seems to be required a peculiar and negative code of mental legislation, which,
under the denomination of a discipline, and founded upon the nature of reason
and the objects of its exercise, shall constitute a system of thorough
examination and testing, which no fallacy will be able to withstand or escape
from, under whatever disguise or concealment it may lurk.
But the reader must remark that, in this the second division of our
transcendental Critique the discipline of pure reason is not directed to the
content, but to the method of the cognition of pure reason. The former task has
been completed in the doctrine of elements. But there is so much similarity in
the mode of employing the faculty of reason, whatever be the object to which it
is applied, while, at the same time, its employment in the transcendental
sphere is so essentially different in kind from every other, that, without the
warning negative influence of a discipline specially directed to that end, the
errors are unavoidable which spring from the unskillful employment of the
methods which are originated by reason but which are out of place in this
sphere.
Section I. The Discipline of Pure Reason in the Sphere
of Dogmatism
The science of mathematics presents the most brilliant example of the extension
of the sphere of pure reason without the aid of experience. Examples are always
contagious; and they exert an especial influence on the same faculty, which
naturally flatters itself that it will have the same good fortune in other case
as fell to its lot in one fortunate instance. Hence pure reason hopes to be
able to extend its empire in the transcendental sphere with equal success and
security, especially when it applies the same method which was attended with
such brilliant results in the science of mathematics. It is, therefore, of the
highest importance for us to know whether the method of arriving at
demonstrative certainty, which is termed mathematical, be identical with that
by which we endeavour to attain the same degree of certainty in philosophy, and
which is termed in that science dogmatical.
Philosophical cognition is the cognition of reason by means of conceptions;
mathematical cognition is cognition by means of the construction of
conceptions. The construction of a conception is the presentation à priori of
the intuition which corresponds to the conception. For this purpose a
non-empirical intuition is requisite, which, as an intuition, is an individual
object; while, as the construction of a conception (a general representation),
it must be seen to be universally valid for all the possible intuitions which
rank under that conception. Thus I construct a triangle, by the presentation of
the object which corresponds to this conception, either by mere imagination, in
pure intuition, or upon paper, in empirical intuition, in both cases completely
à priori, without borrowing the type of that figure from any experience. The
individual figure drawn upon paper is empirical; but it serves,
notwithstanding, to indicate the conception, even in its universality, because
in this empirical intuition we keep our eye merely on the act of the
construction of the conception, and pay no attention to the various modes of
determining it, for example, its size, the length of its sides, the size of its
angles, these not in the least affecting the essential character of the
conception.
Philosophical cognition, accordingly, regards the particular only in the
general; mathematical the general in the particular, nay, in the individual.
This is done, however, entirely à priori and by means of pure reason, so that,
as this individual figure is determined under certain universal conditions of
construction, the object of the conception, to which this individual figure
corresponds as its schema, must be cogitated as universally determined.
The essential difference of these two modes of cognition consists, therefore,
in this formal quality; it does not regard the difference of the matter or
objects of both. Those thinkers who aim at distinguishing philosophy from
mathematics by asserting that the former has to do with quality merely, and the
latter with quantity, have mistaken the effect for the cause. The reason why
mathematical cognition can relate only to quantity is to be found in its form
alone. For it is the conception of quantities only that is capable of being
constructed, that is, presented à priori in intuition; while qualities cannot
be given in any other than an empirical intuition. Hence the cognition of
qualities by reason is possible only through conceptions. No one can find an
intuition which shall correspond to the conception of reality, except in
experience; it cannot be presented to the mind à priori and antecedently to the
empirical consciousness of a reality. We can form an intuition, by means of the
mere conception of it, of a cone, without the aid of experience; but the colour
of the cone we cannot know except from experience. I cannot present an
intuition of a cause, except in an example which experience offers to me.
Besides, philosophy, as well as mathematics, treats of quantities; as, for
example, of totality, infinity, and so on. Mathematics, too, treats of the
difference of lines and surfaces—as spaces of different quality, of the
continuity of extension—as a quality thereof. But, although in such cases
they have a common object, the mode in which reason considers that object is
very different in philosophy from what it is in mathematics. The former
confines itself to the general conceptions; the latter can do nothing with a
mere conception, it hastens to intuition. In this intuition it regards the
conception in concreto, not empirically, but in an à priori intuition, which it
has constructed; and in which, all the results which follow from the general
conditions of the construction of the conception are in all cases valid for the
object of the constructed conception.
Suppose that the conception of a triangle is given to a philosopher and that he
is required to discover, by the philosophical method, what relation the sum of
its angles bears to a right angle. He has nothing before him but the conception
of a figure enclosed within three right lines, and, consequently, with the same
number of angles. He may analyse the conception of a right line, of an angle,
or of the number three as long as he pleases, but he will not discover any
properties not contained in these conceptions. But, if this question is
proposed to a geometrician, he at once begins by constructing a triangle. He
knows that two right angles are equal to the sum of all the contiguous angles
which proceed from one point in a straight line; and he goes on to produce one
side of his triangle, thus forming two adjacent angles which are together equal
to two right angles. He then divides the exterior of these angles, by drawing a
line parallel with the opposite side of the triangle, and immediately perceives
that he has thus got an exterior adjacent angle which is equal to the interior.
Proceeding in this way, through a chain of inferences, and always on the ground
of intuition, he arrives at a clear and universally valid solution of the
question.
But mathematics does not confine itself to the construction of quantities
(quanta), as in the case of geometry; it occupies itself with pure quantity
also (quantitas), as in the case of algebra, where complete abstraction is made
of the properties of the object indicated by the conception of quantity. In
algebra, a certain method of notation by signs is adopted, and these indicate
the different possible constructions of quantities, the extraction of roots,
and so on. After having thus denoted the general conception of quantities,
according to their different relations, the different operations by which
quantity or number is increased or diminished are presented in intuition in
accordance with general rules. Thus, when one quantity is to be divided by
another, the signs which denote both are placed in the form peculiar to the
operation of division; and thus algebra, by means of a symbolical construction
of quantity, just as geometry, with its ostensive or geometrical construction
(a construction of the objects themselves), arrives at results which discursive
cognition cannot hope to reach by the aid of mere conceptions.
Now, what is the cause of this difference in the fortune of the philosopher and
the mathematician, the former of whom follows the path of conceptions, while
the latter pursues that of intuitions, which he represents, à priori, in
correspondence with his conceptions? The cause is evident from what has been
already demonstrated in the introduction to this Critique. We do not, in the
present case, want to discover analytical propositions, which may be produced
merely by analysing our conceptions—for in this the philosopher would
have the advantage over his rival; we aim at the discovery of synthetical
propositions—such synthetical propositions, moreover, as can be cognized
à priori. I must not confine myself to that which I actually cogitate in my
conception of a triangle, for this is nothing more than the mere definition; I
must try to go beyond that, and to arrive at properties which are not contained
in, although they belong to, the conception. Now, this is impossible, unless I
determine the object present to my mind according to the conditions, either of
empirical, or of pure, intuition. In the former case, I should have an
empirical proposition (arrived at by actual measurement of the angles of the
triangle), which would possess neither universality nor necessity; but that
would be of no value. In the latter, I proceed by geometrical construction, by
means of which I collect, in a pure intuition, just as I would in an empirical
intuition, all the various properties which belong to the schema of a triangle
in general, and consequently to its conception, and thus construct synthetical
propositions which possess the attribute of universality.
It would be vain to philosophize upon the triangle, that is, to reflect on it
discursively; I should get no further than the definition with which I had been
obliged to set out. There are certainly transcendental synthetical propositions
which are framed by means of pure conceptions, and which form the peculiar
distinction of philosophy; but these do not relate to any particular thing, but
to a thing in general, and enounce the conditions under which the perception of
it may become a part of possible experience. But the science of mathematics has
nothing to do with such questions, nor with the question of existence in any
fashion; it is concerned merely with the properties of objects in themselves,
only in so far as these are connected with the conception of the objects.
In the above example, we merely attempted to show the great difference which
exists between the discursive employment of reason in the sphere of
conceptions, and its intuitive exercise by means of the construction of
conceptions. The question naturally arises: What is the cause which
necessitates this twofold exercise of reason, and how are we to discover
whether it is the philosophical or the mathematical method which reason is
pursuing in an argument?
All our knowledge relates, finally, to possible intuitions, for it is these
alone that present objects to the mind. An à priori or non-empirical conception
contains either a pure intuition—and in this case it can be constructed;
or it contains nothing but the synthesis of possible intuitions, which are not
given à priori. In this latter case, it may help us to form synthetical à
priori judgements, but only in the discursive method, by conceptions, not in
the intuitive, by means of the construction of conceptions.
The only à priori intuition is that of the pure form of phenomena—space
and time. A conception of space and time as quanta may be presented à priori in
intuition, that is, constructed, either alone with their quality (figure), or
as pure quantity (the mere synthesis of the homogeneous), by means of number.
But the matter of phenomena, by which things are given in space and time, can
be presented only in perception, à posteriori. The only conception which
represents à priori this empirical content of phenomena is the conception of a
thing in general; and the à priori synthetical cognition of this conception can
give us nothing more than the rule for the synthesis of that which may be
contained in the corresponding à posteriori perception; it is utterly
inadequate to present an à priori intuition of the real object, which must
necessarily be empirical.
Synthetical propositions, which relate to things in general, an à priori
intuition of which is impossible, are transcendental. For this reason
transcendental propositions cannot be framed by means of the construction of
conceptions; they are à priori, and based entirely on conceptions themselves.
They contain merely the rule, by which we are to seek in the world of
perception or experience the synthetical unity of that which cannot be intuited
à priori. But they are incompetent to present any of the conceptions which
appear in them in an à priori intuition; these can be given only à posteriori,
in experience, which, however, is itself possible only through these
synthetical principles.
If we are to form a synthetical judgement regarding a conception, we must go
beyond it, to the intuition in which it is given. If we keep to what is
contained in the conception, the judgement is merely analytical—it is
merely an explanation of what we have cogitated in the conception. But I can
pass from the conception to the pure or empirical intuition which corresponds
to it. I can proceed to examine my conception in concreto, and to cognize,
either à priori or a posterio, what I find in the object of the conception. The
former—à priori cognition—is rational-mathematical cognition by
means of the construction of the conception; the latter—à posteriori
cognition—is purely empirical cognition, which does not possess the
attributes of necessity and universality. Thus I may analyse the conception I
have of gold; but I gain no new information from this analysis, I merely
enumerate the different properties which I had connected with the notion
indicated by the word. My knowledge has gained in logical clearness and
arrangement, but no addition has been made to it. But if I take the matter
which is indicated by this name, and submit it to the examination of my senses,
I am enabled to form several synthetical—although still
empirical—propositions. The mathematical conception of a triangle I
should construct, that is, present à priori in intuition, and in this way
attain to rational-synthetical cognition. But when the transcendental
conception of reality, or substance, or power is presented to my mind, I find
that it does not relate to or indicate either an empirical or pure intuition,
but that it indicates merely the synthesis of empirical intuitions, which
cannot of course be given à priori. The synthesis in such a conception cannot
proceed à priori—without the aid of experience—to the intuition
which corresponds to the conception; and, for this reason, none of these
conceptions can produce a determinative synthetical proposition, they can never
present more than a principle of the synthesis[75] of possible
empirical intuitions. A transcendental proposition is, therefore, a synthetical
cognition of reason by means of pure conceptions and the discursive method, and
it renders possible all synthetical unity in empirical cognition, though it
cannot present us with any intuition à priori.
[75]
In the case of the conception of cause, I do really go beyond the empirical
conception of an event—but not to the intuition which presents this
conception in concreto, but only to the time-conditions, which may be found in
experience to correspond to the conception. My procedure is, therefore,
strictly according to conceptions; I cannot in a case of this kind employ the
construction of conceptions, because the conception is merely a rule for the
synthesis of perceptions, which are not pure intuitions, and which, therefore,
cannot be given à priori.
There is thus a twofold exercise of reason. Both modes have the properties of
universality and an à priori origin in common, but are, in their procedure, of
widely different character. The reason of this is that in the world of
phenomena, in which alone objects are presented to our minds, there are two
main elements—the form of intuition (space and time), which can be
cognized and determined completely à priori, and the matter or
content—that which is presented in space and time, and which,
consequently, contains a something—an existence corresponding to our
powers of sensation. As regards the latter, which can never be given in a
determinate mode except by experience, there are no à priori notions which
relate to it, except the undetermined conceptions of the synthesis of possible
sensations, in so far as these belong (in a possible experience) to the unity
of consciousness. As regards the former, we can determine our conceptions à
priori in intuition, inasmuch as we are ourselves the creators of the objects
of the conceptions in space and time—these objects being regarded simply
as quanta. In the one case, reason proceeds according to conceptions and can do
nothing more than subject phenomena to these—which can only be determined
empirically, that is, à posteriori—in conformity, however, with those
conceptions as the rules of all empirical synthesis. In the other case, reason
proceeds by the construction of conceptions; and, as these conceptions relate
to an à priori intuition, they may be given and determined in pure intuition à
priori, and without the aid of empirical data. The examination and
consideration of everything that exists in space or time—whether it is a
quantum or not, in how far the particular something (which fills space or time)
is a primary substratum, or a mere determination of some other existence,
whether it relates to anything else—either as cause or effect, whether
its existence is isolated or in reciprocal connection with and dependence upon
others, the possibility of this existence, its reality and necessity or
opposites—all these form part of the cognition of reason on the ground of
conceptions, and this cognition is termed philosophical. But to determine à
priori an intuition in space (its figure), to divide time into periods, or
merely to cognize the quantity of an intuition in space and time, and to
determine it by number—all this is an operation of reason by means of the
construction of conceptions, and is called mathematical.
The success which attends the efforts of reason in the sphere of mathematics
naturally fosters the expectation that the same good fortune will be its lot,
if it applies the mathematical method in other regions of mental endeavour
besides that of quantities. Its success is thus great, because it can support
all its conceptions by à priori intuitions and, in this way, make itself a
master, as it were, over nature; while pure philosophy, with its à priori
discursive conceptions, bungles about in the world of nature, and cannot
accredit or show any à priori evidence of the reality of these conceptions.
Masters in the science of mathematics are confident of the success of this
method; indeed, it is a common persuasion that it is capable of being applied
to any subject of human thought. They have hardly ever reflected or
philosophized on their favourite science—a task of great difficulty; and
the specific difference between the two modes of employing the faculty of
reason has never entered their thoughts. Rules current in the field of common
experience, and which common sense stamps everywhere with its approval, are
regarded by them as axiomatic. From what source the conceptions of space and
time, with which (as the only primitive quanta) they have to deal, enter their
minds, is a question which they do not trouble themselves to answer; and they
think it just as unnecessary to examine into the origin of the pure conceptions
of the understanding and the extent of their validity. All they have to do with
them is to employ them. In all this they are perfectly right, if they do not
overstep the limits of the sphere of nature. But they pass, unconsciously, from
the world of sense to the insecure ground of pure transcendental conceptions
(instabilis tellus, innabilis unda), where they can neither stand nor swim, and
where the tracks of their footsteps are obliterated by time; while the march of
mathematics is pursued on a broad and magnificent highway, which the latest
posterity shall frequent without fear of danger or impediment.
As we have taken upon us the task of determining, clearly and certainly, the
limits of pure reason in the sphere of transcendentalism, and as the efforts of
reason in this direction are persisted in, even after the plainest and most
expressive warnings, hope still beckoning us past the limits of experience into
the splendours of the intellectual world—it becomes necessary to cut away
the last anchor of this fallacious and fantastic hope. We shall, accordingly,
show that the mathematical method is unattended in the sphere of philosophy by
the least advantage—except, perhaps, that it more plainly exhibits its
own inadequacy—that geometry and philosophy are two quite different
things, although they go hand in hand in the field of natural science, and,
consequently, that the procedure of the one can never be imitated by the other.
The evidence of mathematics rests upon definitions, axioms, and demonstrations.
I shall be satisfied with showing that none of these forms can be employed or
imitated in philosophy in the sense in which they are understood by
mathematicians; and that the geometrician, if he employs his method in
philosophy, will succeed only in building card-castles, while the employment of
the philosophical method in mathematics can result in nothing but mere
verbiage. The essential business of philosophy, indeed, is to mark out the
limits of the science; and even the mathematician, unless his talent is
naturally circumscribed and limited to this particular department of knowledge,
cannot turn a deaf ear to the warnings of philosophy, or set himself above its
direction.
I. Of Definitions. A definition is, as the term itself indicates, the
representation, upon primary grounds, of the complete conception of a thing
within its own limits.[76] Accordingly, an empirical conception
cannot be defined, it can only be explained. For, as there are in such a
conception only a certain number of marks or signs, which denote a certain
class of sensuous objects, we can never be sure that we do not cogitate under
the word which indicates the same object, at one time a greater, at another a
smaller number of signs. Thus, one person may cogitate in his conception of
gold, in addition to its properties of weight, colour, malleability, that of
resisting rust, while another person may be ignorant of this quality. We employ
certain signs only so long as we require them for the sake of distinction; new
observations abstract some and add new ones, so that an empirical conception
never remains within permanent limits. It is, in fact, useless to define a
conception of this kind. If, for example, we are speaking of water and its
properties, we do not stop at what we actually think by the word water, but
proceed to observation and experiment; and the word, with the few signs
attached to it, is more properly a designation than a conception of the thing.
A definition in this case would evidently be nothing more than a determination
of the word. In the second place, no à priori conception, such as those of
substance, cause, right, fitness, and so on, can be defined. For I can never be
sure, that the clear representation of a given conception (which is given in a
confused state) has been fully developed, until I know that the representation
is adequate with its object. But, inasmuch as the conception, as it is
presented to the mind, may contain a number of obscure representations, which
we do not observe in our analysis, although we employ them in our application
of the conception, I can never be sure that my analysis is complete, while
examples may make this probable, although they can never demonstrate the fact.
Instead of the word definition, I should rather employ the term
exposition—a more modest expression, which the critic may accept without
surrendering his doubts as to the completeness of the analysis of any such
conception. As, therefore, neither empirical nor à priori conceptions are
capable of definition, we have to see whether the only other kind of
conceptions—arbitrary conceptions—can be subjected to this mental
operation. Such a conception can always be defined; for I must know thoroughly
what I wished to cogitate in it, as it was I who created it, and it was not
given to my mind either by the nature of my understanding or by experience. At
the same time, I cannot say that, by such a definition, I have defined a real
object. If the conception is based upon empirical conditions, if, for example,
I have a conception of a clock for a ship, this arbitrary conception does not
assure me of the existence or even of the possibility of the object. My
definition of such a conception would with more propriety be termed a
declaration of a project than a definition of an object. There are no other
conceptions which can bear definition, except those which contain an arbitrary
synthesis, which can be constructed à priori. Consequently, the science of
mathematics alone possesses definitions. For the object here thought is
presented à priori in intuition; and thus it can never contain more or less
than the conception, because the conception of the object has been given by the
definition—and primarily, that is, without deriving the definition from
any other source. Philosophical definitions are, therefore, merely expositions
of given conceptions, while mathematical definitions are constructions of
conceptions originally formed by the mind itself; the former are produced by
analysis, the completeness of which is never demonstratively certain, the
latter by a synthesis. In a mathematical definition the conception is formed,
in a philosophical definition it is only explained. From this it follows:
[76]
The definition must describe the conception completely that is, omit none of
the marks or signs of which it composed; within its own limits, that is, it
must be precise, and enumerate no more signs than belong to the conception; and
on primary grounds, that is to say, the limitations of the bounds of the
conception must not be deduced from other conceptions, as in this case a proof
would be necessary, and the so-called definition would be incapable of taking
its place at the head of all the judgements we have to form regarding an
object.
(a) That we must not imitate, in philosophy, the mathematical usage of
commencing with definitions—except by way of hypothesis or experiment.
For, as all so-called philosophical definitions are merely analyses of given
conceptions, these conceptions, although only in a confused form, must precede
the analysis; and the incomplete exposition must precede the complete, so that
we may be able to draw certain inferences from the characteristics which an
incomplete analysis has enabled us to discover, before we attain to the
complete exposition or definition of the conception. In one word, a full and
clear definition ought, in philosophy, rather to form the conclusion than the
commencement of our labours.[77] In mathematics, on the contrary, we
cannot have a conception prior to the definition; it is the definition which
gives us the conception, and it must for this reason form the commencement of
every chain of mathematical reasoning.
[77]
Philosophy abounds in faulty definitions, especially such as contain some of
the elements requisite to form a complete definition. If a conception could not
be employed in reasoning before it had been defined, it would fare ill with all
philosophical thought. But, as incompletely defined conceptions may always be
employed without detriment to truth, so far as our analysis of the elements
contained in them proceeds, imperfect definitions, that is, propositions which
are properly not definitions, but merely approximations thereto, may be used
with great advantage. In mathematics, definition belongs ad esse, in philosophy
ad melius esse. It is a difficult task to construct a proper definition.
Jurists are still without a complete definition of the idea of right.
(b) Mathematical definitions cannot be erroneous. For the conception is given
only in and through the definition, and thus it contains only what has been
cogitated in the definition. But although a definition cannot be incorrect, as
regards its content, an error may sometimes, although seldom, creep into the
form. This error consists in a want of precision. Thus the common definition of
a circle—that it is a curved line, every point in which is equally
distant from another point called the centre—is faulty, from the fact
that the determination indicated by the word curved is superfluous. For there
ought to be a particular theorem, which may be easily proved from the
definition, to the effect that every line, which has all its points at equal
distances from another point, must be a curved line—that is, that not
even the smallest part of it can be straight. Analytical definitions, on the
other hand, may be erroneous in many respects, either by the introduction of
signs which do not actually exist in the conception, or by wanting in that
completeness which forms the essential of a definition. In the latter case, the
definition is necessarily defective, because we can never be fully certain of
the completeness of our analysis. For these reasons, the method of definition
employed in mathematics cannot be imitated in philosophy.
2. Of Axioms. These, in so far as they are immediately certain, are à priori
synthetical principles. Now, one conception cannot be connected synthetically
and yet immediately with another; because, if we wish to proceed out of and
beyond a conception, a third mediating cognition is necessary. And, as
philosophy is a cognition of reason by the aid of conceptions alone, there is
to be found in it no principle which deserves to be called an axiom.
Mathematics, on the other hand, may possess axioms, because it can always
connect the predicates of an object à priori, and without any mediating term,
by means of the construction of conceptions in intuition. Such is the case with
the proposition: Three points can always lie in a plane. On the other hand, no
synthetical principle which is based upon conceptions, can ever be immediately
certain (for example, the proposition: Everything that happens has a cause),
because I require a mediating term to connect the two conceptions of event and
cause—namely, the condition of time-determination in an experience, and I
cannot cognize any such principle immediately and from conceptions alone.
Discursive principles are, accordingly, very different from intuitive
principles or axioms. The former always require deduction, which in the case of
the latter may be altogether dispensed with. Axioms are, for this reason,
always self-evident, while philosophical principles, whatever may be the degree
of certainty they possess, cannot lay any claim to such a distinction. No
synthetical proposition of pure transcendental reason can be so evident, as is
often rashly enough declared, as the statement, twice two are four. It is true
that in the Analytic I introduced into the list of principles of the pure
understanding, certain axioms of intuition; but the principle there discussed
was not itself an axiom, but served merely to present the principle of the
possibility of axioms in general, while it was really nothing more than a
principle based upon conceptions. For it is one part of the duty of
transcendental philosophy to establish the possibility of mathematics itself.
Philosophy possesses, then, no axioms, and has no right to impose its à priori
principles upon thought, until it has established their authority and validity
by a thoroughgoing deduction.
3. Of Demonstrations. Only an apodeictic proof, based upon intuition, can be
termed a demonstration. Experience teaches us what is, but it cannot convince
us that it might not have been otherwise. Hence a proof upon empirical grounds
cannot be apodeictic. À priori conceptions, in discursive cognition, can never
produce intuitive certainty or evidence, however certain the judgement they
present may be. Mathematics alone, therefore, contains demonstrations, because
it does not deduce its cognition from conceptions, but from the construction of
conceptions, that is, from intuition, which can be given à priori in accordance
with conceptions. The method of algebra, in equations, from which the correct
answer is deduced by reduction, is a kind of construction—not
geometrical, but by symbols—in which all conceptions, especially those of
the relations of quantities, are represented in intuition by signs; and thus
the conclusions in that science are secured from errors by the fact that every
proof is submitted to ocular evidence. Philosophical cognition does not possess
this advantage, it being required to consider the general always in abstracto
(by means of conceptions), while mathematics can always consider it in concreto
(in an individual intuition), and at the same time by means of à priori
representation, whereby all errors are rendered manifest to the senses. The
former—discursive proofs—ought to be termed acroamatic proofs,
rather than demonstrations, as only words are employed in them, while
demonstrations proper, as the term itself indicates, always require a reference
to the intuition of the object.
It follows from all these considerations that it is not consonant with the
nature of philosophy, especially in the sphere of pure reason, to employ the
dogmatical method, and to adorn itself with the titles and insignia of
mathematical science. It does not belong to that order, and can only hope for a
fraternal union with that science. Its attempts at mathematical evidence are
vain pretensions, which can only keep it back from its true aim, which is to
detect the illusory procedure of reason when transgressing its proper limits,
and by fully explaining and analysing our conceptions, to conduct us from the
dim regions of speculation to the clear region of modest self-knowledge. Reason
must not, therefore, in its transcendental endeavours, look forward with such
confidence, as if the path it is pursuing led straight to its aim, nor reckon
with such security upon its premisses, as to consider it unnecessary to take a
step back, or to keep a strict watch for errors, which, overlooked in the
principles, may be detected in the arguments themselves—in which case it
may be requisite either to determine these principles with greater strictness,
or to change them entirely.
I divide all apodeictic propositions, whether demonstrable or immediately
certain, into dogmata and mathemata. A direct synthetical proposition, based on
conceptions, is a dogma; a proposition of the same kind, based on the
construction of conceptions, is a mathema. Analytical judgements do not teach
us any more about an object than what was contained in the conception we had of
it; because they do not extend our cognition beyond our conception of an
object, they merely elucidate the conception. They cannot therefore be with
propriety termed dogmas. Of the two kinds of à priori synthetical propositions
above mentioned, only those which are employed in philosophy can, according to
the general mode of speech, bear this name; those of arithmetic or geometry
would not be rightly so denominated. Thus the customary mode of speaking
confirms the explanation given above, and the conclusion arrived at, that only
those judgements which are based upon conceptions, not on the construction of
conceptions, can be termed dogmatical.
Thus, pure reason, in the sphere of speculation, does not contain a single
direct synthetical judgement based upon conceptions. By means of ideas, it is,
as we have shown, incapable of producing synthetical judgements, which are
objectively valid; by means of the conceptions of the understanding, it
establishes certain indubitable principles, not, however, directly on the basis
of conceptions, but only indirectly by means of the relation of these
conceptions to something of a purely contingent nature, namely, possible
experience. When experience is presupposed, these principles are apodeictically
certain, but in themselves, and directly, they cannot even be cognized à
priori. Thus the given conceptions of cause and event will not be sufficient
for the demonstration of the proposition: Every event has a cause. For this
reason, it is not a dogma; although from another point of view, that of
experience, it is capable of being proved to demonstration. The proper term for
such a proposition is principle, and not theorem (although it does require to
be proved), because it possesses the remarkable peculiarity of being the
condition of the possibility of its own ground of proof, that is, experience,
and of forming a necessary presupposition in all empirical observation.
If then, in the speculative sphere of pure reason, no dogmata are to be found;
all dogmatical methods, whether borrowed from mathematics, or invented by
philosophical thinkers, are alike inappropriate and inefficient. They only
serve to conceal errors and fallacies, and to deceive philosophy, whose duty it
is to see that reason pursues a safe and straight path. A philosophical method
may, however, be systematical. For our reason is, subjectively considered,
itself a system, and, in the sphere of mere conceptions, a system of
investigation according to principles of unity, the material being supplied by
experience alone. But this is not the proper place for discussing the peculiar
method of transcendental philosophy, as our present task is simply to examine
whether our faculties are capable of erecting an edifice on the basis of pure
reason, and how far they may proceed with the materials at their command.
Section II. The Discipline of Pure Reason in
Polemics
Reason must be subject, in all its operations, to criticism, which must always
be permitted to exercise its functions without restraint; otherwise its
interests are imperilled and its influence obnoxious to suspicion. There is
nothing, however useful, however sacred it may be, that can claim exemption
from the searching examination of this supreme tribunal, which has no respect
of persons. The very existence of reason depends upon this freedom; for the
voice of reason is not that of a dictatorial and despotic power, it is rather
like the vote of the citizens of a free state, every member of which must have
the privilege of giving free expression to his doubts, and possess even the
right of veto.
But while reason can never decline to submit itself to the tribunal of
criticism, it has not always cause to dread the judgement of this court. Pure
reason, however, when engaged in the sphere of dogmatism, is not so thoroughly
conscious of a strict observance of its highest laws, as to appear before a
higher judicial reason with perfect confidence. On the contrary, it must
renounce its magnificent dogmatical pretensions in philosophy.
Very different is the case when it has to defend itself, not before a judge,
but against an equal. If dogmatical assertions are advanced on the negative
side, in opposition to those made by reason on the positive side, its
justification kat authrhopon is complete, although the proof of its
propositions is kat aletheian unsatisfactory.
By the polemic of pure reason I mean the defence of its propositions made by
reason, in opposition to the dogmatical counter-propositions advanced by other
parties. The question here is not whether its own statements may not also be
false; it merely regards the fact that reason proves that the opposite cannot
be established with demonstrative certainty, nor even asserted with a higher
degree of probability. Reason does not hold her possessions upon sufferance;
for, although she cannot show a perfectly satisfactory title to them, no one
can prove that she is not the rightful possessor.
It is a melancholy reflection that reason, in its highest exercise, falls into
an antithetic; and that the supreme tribunal for the settlement of differences
should not be at union with itself. It is true that we had to discuss the
question of an apparent antithetic, but we found that it was based upon a
misconception. In conformity with the common prejudice, phenomena were regarded
as things in themselves, and thus an absolute completeness in their synthesis
was required in the one mode or in the other (it was shown to be impossible in
both); a demand entirely out of place in regard to phenomena. There was, then,
no real self-contradiction of reason in the propositions: The series of
phenomena given in themselves has an absolutely first beginning; and: This
series is absolutely and in itself without beginning. The two propositions are
perfectly consistent with each other, because phenomena as phenomena are in
themselves nothing, and consequently the hypothesis that they are things in
themselves must lead to self-contradictory inferences.
But there are cases in which a similar misunderstanding cannot be provided
against, and the dispute must remain unsettled. Take, for example, the theistic
proposition: There is a Supreme Being; and on the other hand, the atheistic
counter-statement: There exists no Supreme Being; or, in psychology: Everything
that thinks possesses the attribute of absolute and permanent unity, which is
utterly different from the transitory unity of material phenomena; and the
counter-proposition: The soul is not an immaterial unity, and its nature is
transitory, like that of phenomena. The objects of these questions contain no
heterogeneous or contradictory elements, for they relate to things in
themselves, and not to phenomena. There would arise, indeed, a real
contradiction, if reason came forward with a statement on the negative side of
these questions alone. As regards the criticism to which the grounds of proof
on the affirmative side must be subjected, it may be freely admitted, without
necessitating the surrender of the affirmative propositions, which have, at
least, the interest of reason in their favour—an advantage which the
opposite party cannot lay claim to.
I cannot agree with the opinion of several admirable thinkers—Sulzer
among the rest—that, in spite of the weakness of the arguments hitherto
in use, we may hope, one day, to see sufficient demonstrations of the two
cardinal propositions of pure reason—the existence of a Supreme Being,
and the immortality of the soul. I am certain, on the contrary, that this will
never be the case. For on what ground can reason base such synthetical
propositions, which do not relate to the objects of experience and their
internal possibility? But it is also demonstratively certain that no one will
ever be able to maintain the contrary with the least show of probability. For,
as he can attempt such a proof solely upon the basis of pure reason, he is
bound to prove that a Supreme Being, and a thinking subject in the character of
a pure intelligence, are impossible. But where will he find the knowledge which
can enable him to enounce synthetical judgements in regard to things which
transcend the region of experience? We may, therefore, rest assured that the
opposite never will be demonstrated. We need not, then, have recourse to
scholastic arguments; we may always admit the truth of those propositions which
are consistent with the speculative interests of reason in the sphere of
experience, and form, moreover, the only means of uniting the speculative with
the practical interest. Our opponent, who must not be considered here as a
critic solely, we can be ready to meet with a non liquet which cannot fail to
disconcert him; while we cannot deny his right to a similar retort, as we have
on our side the advantage of the support of the subjective maxim of reason, and
can therefore look upon all his sophistical arguments with calm indifference.
From this point of view, there is properly no antithetic of pure reason. For
the only arena for such a struggle would be upon the field of pure theology and
psychology; but on this ground there can appear no combatant whom we need to
fear. Ridicule and boasting can be his only weapons; and these may be laughed
at, as mere child’s play. This consideration restores to Reason her
courage; for what source of confidence could be found, if she, whose vocation
it is to destroy error, were at variance with herself and without any
reasonable hope of ever reaching a state of permanent repose?
Everything in nature is good for some purpose. Even poisons are serviceable;
they destroy the evil effects of other poisons generated in our system, and
must always find a place in every complete pharmacopoeia. The objections raised
against the fallacies and sophistries of speculative reason, are objections
given by the nature of this reason itself, and must therefore have a
destination and purpose which can only be for the good of humanity. For what
purpose has Providence raised many objects, in which we have the deepest
interest, so far above us, that we vainly try to cognize them with certainty,
and our powers of mental vision are rather excited than satisfied by the
glimpses we may chance to seize? It is very doubtful whether it is for our
benefit to advance bold affirmations regarding subjects involved in such
obscurity; perhaps it would even be detrimental to our best interests. But it
is undoubtedly always beneficial to leave the investigating, as well as the
critical reason, in perfect freedom, and permit it to take charge of its own
interests, which are advanced as much by its limitation, as by its extension of
its views, and which always suffer by the interference of foreign powers
forcing it, against its natural tendencies, to bend to certain preconceived
designs.
Allow your opponent to say what he thinks reasonable, and combat him only with
the weapons of reason. Have no anxiety for the practical interests of
humanity—these are never imperilled in a purely speculative dispute. Such
a dispute serves merely to disclose the antinomy of reason, which, as it has
its source in the nature of reason, ought to be thoroughly investigated. Reason
is benefited by the examination of a subject on both sides, and its judgements
are corrected by being limited. It is not the matter that may give occasion to
dispute, but the manner. For it is perfectly permissible to employ, in the
presence of reason, the language of a firmly rooted faith, even after we have
been obliged to renounce all pretensions to knowledge.
If we were to ask the dispassionate David Hume—a philosopher endowed, in
a degree that few are, with a well-balanced judgement: What motive induced you
to spend so much labour and thought in undermining the consoling and beneficial
persuasion that reason is capable of assuring us of the existence, and
presenting us with a determinate conception of a Supreme Being?—his
answer would be: Nothing but the desire of teaching reason to know its own
powers better, and, at the same time, a dislike of the procedure by which that
faculty was compelled to support foregone conclusions, and prevented from
confessing the internal weaknesses which it cannot but feel when it enters upon
a rigid self-examination. If, on the other hand, we were to ask
Priestley—a philosopher who had no taste for transcendental speculation,
but was entirely devoted to the principles of empiricism—what his motives
were for overturning those two main pillars of religion—the doctrines of
the freedom of the will and the immortality of the soul (in his view the hope
of a future life is but the expectation of the miracle of
resurrection)—this philosopher, himself a zealous and pious teacher of
religion, could give no other answer than this: I acted in the interest of
reason, which always suffers, when certain objects are explained and judged by
a reference to other supposed laws than those of material nature—the only
laws which we know in a determinate manner. It would be unfair to decry the
latter philosopher, who endeavoured to harmonize his paradoxical opinions with
the interests of religion, and to undervalue an honest and reflecting man,
because he finds himself at a loss the moment he has left the field of natural
science. The same grace must be accorded to Hume, a man not less well-disposed,
and quite as blameless in his moral character, and who pushed his abstract
speculations to an extreme length, because, as he rightly believed, the object
of them lies entirely beyond the bounds of natural science, and within the
sphere of pure ideas.
What is to be done to provide against the danger which seems in the present
case to menace the best interests of humanity? The course to be pursued in
reference to this subject is a perfectly plain and natural one. Let each
thinker pursue his own path; if he shows talent, if he gives evidence of
profound thought, in one word, if he shows that he possesses the power of
reasoning—reason is always the gainer. If you have recourse to other
means, if you attempt to coerce reason, if you raise the cry of treason to
humanity, if you excite the feelings of the crowd, which can neither understand
nor sympathize with such subtle speculations—you will only make
yourselves ridiculous. For the question does not concern the advantage or
disadvantage which we are expected to reap from such inquiries; the question is
merely how far reason can advance in the field of speculation, apart from all
kinds of interest, and whether we may depend upon the exertions of speculative
reason, or must renounce all reliance on it. Instead of joining the combatants,
it is your part to be a tranquil spectator of the struggle—a laborious
struggle for the parties engaged, but attended, in its progress as well as in
its result, with the most advantageous consequences for the interests of
thought and knowledge. It is absurd to expect to be enlightened by Reason, and
at the same time to prescribe to her what side of the question she must adopt.
Moreover, reason is sufficiently held in check by its own power, the limits
imposed on it by its own nature are sufficient; it is unnecessary for you to
place over it additional guards, as if its power were dangerous to the
constitution of the intellectual state. In the dialectic of reason there is no
victory gained which need in the least disturb your tranquility.
The strife of dialectic is a necessity of reason, and we cannot but wish that
it had been conducted long ere this with that perfect freedom which ought to be
its essential condition. In this case, we should have had at an earlier period
a matured and profound criticism, which must have put an end to all dialectical
disputes, by exposing the illusions and prejudices in which they originated.
There is in human nature an unworthy propensity—a propensity which, like
everything that springs from nature, must in its final purpose be conducive to
the good of humanity—to conceal our real sentiments, and to give
expression only to certain received opinions, which are regarded as at once
safe and promotive of the common good. It is true, this tendency, not only to
conceal our real sentiments, but to profess those which may gain us favour in
the eyes of society, has not only civilized, but, in a certain measure,
moralized us; as no one can break through the outward covering of
respectability, honour, and morality, and thus the seemingly-good examples
which we see around us form an excellent school for moral improvement, so long
as our belief in their genuineness remains unshaken. But this disposition to
represent ourselves as better than we are, and to utter opinions which are not
our own, can be nothing more than a kind of provisionary arrangement of nature
to lead us from the rudeness of an uncivilized state, and to teach us how to
assume at least the appearance and manner of the good we see. But when true
principles have been developed, and have obtained a sure foundation in our
habit of thought, this conventionalism must be attacked with earnest vigour,
otherwise it corrupts the heart, and checks the growth of good dispositions
with the mischievous weed of fair appearances.
I am sorry to remark the same tendency to misrepresentation and hypocrisy in
the sphere of speculative discussion, where there is less temptation to
restrain the free expression of thought. For what can be more prejudicial to
the interests of intelligence than to falsify our real sentiments, to conceal
the doubts which we feel in regard to our statements, or to maintain the
validity of grounds of proof which we well know to be insufficient? So long as
mere personal vanity is the source of these unworthy artifices—and this
is generally the case in speculative discussions, which are mostly destitute of
practical interest, and are incapable of complete demonstration—the
vanity of the opposite party exaggerates as much on the other side; and thus
the result is the same, although it is not brought about so soon as if the
dispute had been conducted in a sincere and upright spirit. But where the mass
entertains the notion that the aim of certain subtle speculators is nothing
less than to shake the very foundations of public welfare and morality—it
seems not only prudent, but even praise worthy, to maintain the good cause by
illusory arguments, rather than to give to our supposed opponents the advantage
of lowering our declarations to the moderate tone of a merely practical
conviction, and of compelling us to confess our inability to attain to
apodeictic certainty in speculative subjects. But we ought to reflect that
there is nothing, in the world more fatal to the maintenance of a good cause
than deceit, misrepresentation, and falsehood. That the strictest laws of
honesty should be observed in the discussion of a purely speculative subject is
the least requirement that can be made. If we could reckon with security even
upon so little, the conflict of speculative reason regarding the important
questions of God, immortality, and freedom, would have been either decided long
ago, or would very soon be brought to a conclusion. But, in general, the
uprightness of the defence stands in an inverse ratio to the goodness of the
cause; and perhaps more honesty and fairness are shown by those who deny than
by those who uphold these doctrines.
I shall persuade myself, then, that I have readers who do not wish to see a
righteous cause defended by unfair arguments. Such will now recognize the fact
that, according to the principles of this Critique, if we consider not what is,
but what ought to be the case, there can be really no polemic of pure reason.
For how can two persons dispute about a thing, the reality of which neither can
present in actual or even in possible experience? Each adopts the plan of
meditating on his idea for the purpose of drawing from the idea, if he can,
what is more than the idea, that is, the reality of the object which it
indicates. How shall they settle the dispute, since neither is able to make his
assertions directly comprehensible and certain, but must restrict himself to
attacking and confuting those of his opponent? All statements enounced by pure
reason transcend the conditions of possible experience, beyond the sphere of
which we can discover no criterion of truth, while they are at the same time
framed in accordance with the laws of the understanding, which are applicable
only to experience; and thus it is the fate of all such speculative discussions
that while the one party attacks the weaker side of his opponent, he infallibly
lays open his own weaknesses.
The critique of pure reason may be regarded as the highest tribunal for all
speculative disputes; for it is not involved in these disputes, which have an
immediate relation to certain objects and not to the laws of the mind, but is
instituted for the purpose of determining the rights and limits of reason.
Without the control of criticism, reason is, as it were, in a state of nature,
and can only establish its claims and assertions by war. Criticism, on the
contrary, deciding all questions according to the fundamental laws of its own
institution, secures to us the peace of law and order, and enables us to
discuss all differences in the more tranquil manner of a legal process. In the
former case, disputes are ended by victory, which both sides may claim and
which is followed by a hollow armistice; in the latter, by a sentence, which,
as it strikes at the root of all speculative differences, ensures to all
concerned a lasting peace. The endless disputes of a dogmatizing reason compel
us to look for some mode of arriving at a settled decision by a critical
investigation of reason itself; just as Hobbes maintains that the state of
nature is a state of injustice and violence, and that we must leave it and
submit ourselves to the constraint of law, which indeed limits individual
freedom, but only that it may consist with the freedom of others and with the
common good of all.
This freedom will, among other things, permit of our openly stating the
difficulties and doubts which we are ourselves unable to solve, without being
decried on that account as turbulent and dangerous citizens. This privilege
forms part of the native rights of human reason, which recognizes no other
judge than the universal reason of humanity; and as this reason is the source
of all progress and improvement, such a privilege is to be held sacred and
inviolable. It is unwise, moreover, to denounce as dangerous any bold
assertions against, or rash attacks upon, an opinion which is held by the
largest and most moral class of the community; for that would be giving them an
importance which they do not deserve. When I hear that the freedom of the will,
the hope of a future life, and the existence of God have been overthrown by the
arguments of some able writer, I feel a strong desire to read his book; for I
expect that he will add to my knowledge and impart greater clearness and
distinctness to my views by the argumentative power shown in his writings. But
I am perfectly certain, even before I have opened the book, that he has not
succeeded in a single point, not because I believe I am in possession of
irrefutable demonstrations of these important propositions, but because this
transcendental critique, which has disclosed to me the power and the limits of
pure reason, has fully convinced me that, as it is insufficient to establish
the affirmative, it is as powerless, and even more so, to assure us of the
truth of the negative answer to these questions. From what source does this
free-thinker derive his knowledge that there is, for example, no Supreme Being?
This proposition lies out of the field of possible experience, and, therefore,
beyond the limits of human cognition. But I would not read at, all the answer
which the dogmatical maintainer of the good cause makes to his opponent,
because I know well beforehand, that he will merely attack the fallacious
grounds of his adversary, without being able to establish his own assertions.
Besides, a new illusory argument, in the construction of which talent and
acuteness are shown, is suggestive of new ideas and new trains of reasoning,
and in this respect the old and everyday sophistries are quite useless. Again,
the dogmatical opponent of religion gives employment to criticism, and enables
us to test and correct its principles, while there is no occasion for anxiety
in regard to the influence and results of his reasoning.
But, it will be said, must we not warn the youth entrusted to academical care
against such writings, must we not preserve them from the knowledge of these
dangerous assertions, until their judgement is ripened, or rather until the
doctrines which we wish to inculcate are so firmly rooted in their minds as to
withstand all attempts at instilling the contrary dogmas, from whatever quarter
they may come?
If we are to confine ourselves to the dogmatical procedure in the sphere of
pure reason, and find ourselves unable to settle such disputes otherwise than
by becoming a party in them, and setting counter-assertions against the
statements advanced by our opponents, there is certainly no plan more advisable
for the moment, but, at the same time, none more absurd and inefficient for the
future, than this retaining of the youthful mind under guardianship for a time,
and thus preserving it—for so long at least—from seduction into
error. But when, at a later period, either curiosity, or the prevalent fashion
of thought places such writings in their hands, will the so-called convictions
of their youth stand firm? The young thinker, who has in his armoury none but
dogmatical weapons with which to resist the attacks of his opponent, and who
cannot detect the latent dialectic which lies in his own opinions as well as in
those of the opposite party, sees the advance of illusory arguments and grounds
of proof which have the advantage of novelty, against as illusory grounds of
proof destitute of this advantage, and which, perhaps, excite the suspicion
that the natural credulity of his youth has been abused by his instructors. He
thinks he can find no better means of showing that he has out grown the
discipline of his minority than by despising those well-meant warnings, and,
knowing no system of thought but that of dogmatism, he drinks deep draughts of
the poison that is to sap the principles in which his early years were trained.
Exactly the opposite of the system here recommended ought to be pursued in
academical instruction. This can only be effected, however, by a thorough
training in the critical investigation of pure reason. For, in order to bring
the principles of this critique into exercise as soon as possible, and to
demonstrate their perfect even in the presence of the highest degree of
dialectical illusion, the student ought to examine the assertions made on both
sides of speculative questions step by step, and to test them by these
principles. It cannot be a difficult task for him to show the fallacies
inherent in these propositions, and thus he begins early to feel his own power
of securing himself against the influence of such sophistical arguments, which
must finally lose, for him, all their illusory power. And, although the same
blows which overturn the edifice of his opponent are as fatal to his own
speculative structures, if such he has wished to rear; he need not feel any
sorrow in regard to this seeming misfortune, as he has now before him a fair
prospect into the practical region in which he may reasonably hope to find a
more secure foundation for a rational system.
There is, accordingly, no proper polemic in the sphere of pure reason. Both
parties beat the air and fight with their own shadows, as they pass beyond the
limits of nature, and can find no tangible point of attack—no firm
footing for their dogmatical conflict. Fight as vigorously as they may, the
shadows which they hew down, immediately start up again, like the heroes in
Walhalla, and renew the bloodless and unceasing contest.
But neither can we admit that there is any proper sceptical employment of pure
reason, such as might be based upon the principle of neutrality in all
speculative disputes. To excite reason against itself, to place weapons in the
hands of the party on the one side as well as in those of the other, and to
remain an undisturbed and sarcastic spectator of the fierce struggle that
ensues, seems, from the dogmatical point of view, to be a part fitting only a
malevolent disposition. But, when the sophist evidences an invincible obstinacy
and blindness, and a pride which no criticism can moderate, there is no other
practicable course than to oppose to this pride and obstinacy similar feelings
and pretensions on the other side, equally well or ill founded, so that reason,
staggered by the reflections thus forced upon it, finds it necessary to
moderate its confidence in such pretensions and to listen to the advice of
criticism. But we cannot stop at these doubts, much less regard the conviction
of our ignorance, not only as a cure for the conceit natural to dogmatism, but
as the settlement of the disputes in which reason is involved with itself. On
the contrary, scepticism is merely a means of awakening reason from its
dogmatic dreams and exciting it to a more careful investigation into its own
powers and pretensions. But, as scepticism appears to be the shortest road to a
permanent peace in the domain of philosophy, and as it is the track pursued by
the many who aim at giving a philosophical colouring to their contemptuous
dislike of all inquiries of this kind, I think it necessary to present to my
readers this mode of thought in its true light.
Scepticism not a Permanent State for Human Reason.
The consciousness of ignorance—unless this ignorance is recognized to be
absolutely necessary ought, instead of forming the conclusion of my inquiries,
to be the strongest motive to the pursuit of them. All ignorance is either
ignorance of things or of the limits of knowledge. If my ignorance is
accidental and not necessary, it must incite me, in the first case, to a
dogmatical inquiry regarding the objects of which I am ignorant; in the second,
to a critical investigation into the bounds of all possible knowledge. But that
my ignorance is absolutely necessary and unavoidable, and that it consequently
absolves from the duty of all further investigation, is a fact which cannot be
made out upon empirical grounds—from observation—but upon critical
grounds alone, that is, by a thoroughgoing investigation into the primary
sources of cognition. It follows that the determination of the bounds of reason
can be made only on à priori grounds; while the empirical limitation of reason,
which is merely an indeterminate cognition of an ignorance that can never be
completely removed, can take place only à posteriori. In other words, our
empirical knowledge is limited by that which yet remains for us to know. The
former cognition of our ignorance, which is possible only on a rational basis,
is a science; the latter is merely a perception, and we cannot say how far the
inferences drawn from it may extend. If I regard the earth, as it really
appears to my senses, as a flat surface, I am ignorant how far this surface
extends. But experience teaches me that, how far soever I go, I always see
before me a space in which I can proceed farther; and thus I know the
limits—merely visual—of my actual knowledge of the earth, although
I am ignorant of the limits of the earth itself. But if I have got so far as to
know that the earth is a sphere, and that its surface is spherical, I can
cognize à priori and determine upon principles, from my knowledge of a small
part of this surface—say to the extent of a degree—the diameter and
circumference of the earth; and although I am ignorant of the objects which
this surface contains, I have a perfect knowledge of its limits and extent.
The sum of all the possible objects of our cognition seems to us to be a level
surface, with an apparent horizon—that which forms the limit of its
extent, and which has been termed by us the idea of unconditioned totality. To
reach this limit by empirical means is impossible, and all attempts to
determine it à priori according to a principle, are alike in vain. But all the
questions raised by pure reason relate to that which lies beyond this horizon,
or, at least, in its boundary line.
The celebrated David Hume was one of those geographers of human reason who
believe that they have given a sufficient answer to all such questions by
declaring them to lie beyond the horizon of our knowledge—a horizon
which, however, Hume was unable to determine. His attention especially was
directed to the principle of causality; and he remarked with perfect justice
that the truth of this principle, and even the objective validity of the
conception of a cause, was not commonly based upon clear insight, that is, upon
à priori cognition. Hence he concluded that this law does not derive its
authority from its universality and necessity, but merely from its general
applicability in the course of experience, and a kind of subjective necessity
thence arising, which he termed habit. From the inability of reason to
establish this principle as a necessary law for the acquisition of all
experience, he inferred the nullity of all the attempts of reason to pass the
region of the empirical.
This procedure of subjecting the facta of reason to examination, and, if
necessary, to disapproval, may be termed the censura of reason. This censura
must inevitably lead us to doubts regarding all transcendent employment of
principles. But this is only the second step in our inquiry. The first step in
regard to the subjects of pure reason, and which marks the infancy of that
faculty, is that of dogmatism. The second, which we have just mentioned, is
that of scepticism, and it gives evidence that our judgement has been improved
by experience. But a third step is necessary—indicative of the maturity
and manhood of the judgement, which now lays a firm foundation upon universal
and necessary principles. This is the period of criticism, in which we do not
examine the facta of reason, but reason itself, in the whole extent of its
powers, and in regard to its capability of à priori cognition; and thus we
determine not merely the empirical and ever-shifting bounds of our knowledge,
but its necessary and eternal limits. We demonstrate from indubitable
principles, not merely our ignorance in respect to this or that subject, but in
regard to all possible questions of a certain class. Thus scepticism is a
resting place for reason, in which it may reflect on its dogmatical wanderings
and gain some knowledge of the region in which it happens to be, that it may
pursue its way with greater certainty; but it cannot be its permanent
dwelling-place. It must take up its abode only in the region of complete
certitude, whether this relates to the cognition of objects themselves, or to
the limits which bound all our cognition.
Reason is not to be considered as an indefinitely extended plane, of the bounds
of which we have only a general knowledge; it ought rather to be compared to a
sphere, the radius of which may be found from the curvature of its
surface—that is, the nature of à priori synthetical
propositions—and, consequently, its circumference and extent. Beyond the
sphere of experience there are no objects which it can cognize; nay, even
questions regarding such supposititious objects relate only to the subjective
principles of a complete determination of the relations which exist between the
understanding-conceptions which lie within this sphere.
We are actually in possession of à priori synthetical cognitions, as is proved
by the existence of the principles of the understanding, which anticipate
experience. If any one cannot comprehend the possibility of these principles,
he may have some reason to doubt whether they are really à priori; but he
cannot on this account declare them to be impossible, and affirm the nullity of
the steps which reason may have taken under their guidance. He can only say: If
we perceived their origin and their authenticity, we should be able to
determine the extent and limits of reason; but, till we can do this, all
propositions regarding the latter are mere random assertions. In this view, the
doubt respecting all dogmatical philosophy, which proceeds without the guidance
of criticism, is well grounded; but we cannot therefore deny to reason the
ability to construct a sound philosophy, when the way has been prepared by a
thorough critical investigation. All the conceptions produced, and all the
questions raised, by pure reason, do not lie in the sphere of experience, but
in that of reason itself, and hence they must be solved, and shown to be either
valid or inadmissible, by that faculty. We have no right to decline the
solution of such problems, on the ground that the solution can be discovered
only from the nature of things, and under pretence of the limitation of human
faculties, for reason is the sole creator of all these ideas, and is therefore
bound either to establish their validity or to expose their illusory nature.
The polemic of scepticism is properly directed against the dogmatist, who
erects a system of philosophy without having examined the fundamental objective
principles on which it is based, for the purpose of evidencing the futility of
his designs, and thus bringing him to a knowledge of his own powers. But, in
itself, scepticism does not give us any certain information in regard to the
bounds of our knowledge. All unsuccessful dogmatical attempts of reason are
facia, which it is always useful to submit to the censure of the sceptic. But
this cannot help us to any decision regarding the expectations which reason
cherishes of better success in future endeavours; the investigations of
scepticism cannot, therefore, settle the dispute regarding the rights and
powers of human reason.
Hume is perhaps the ablest and most ingenious of all sceptical philosophers,
and his writings have, undoubtedly, exerted the most powerful influence in
awakening reason to a thorough investigation into its own powers. It will,
therefore, well repay our labours to consider for a little the course of
reasoning which he followed and the errors into which he strayed, although
setting out on the path of truth and certitude.
Hume was probably aware, although he never clearly developed the notion, that
we proceed in judgements of a certain class beyond our conception of the
object. I have termed this kind of judgement synthetical. As regard the manner
in which I pass beyond my conception by the aid of experience, no doubts can be
entertained. Experience is itself a synthesis of perceptions; and it employs
perceptions to increment the conception, which I obtain by means of another
perception. But we feel persuaded that we are able to proceed beyond a
conception, and to extend our cognition à priori. We attempt this in two
ways—either, through the pure understanding, in relation to that which
may become an object of experience, or, through pure reason, in relation to
such properties of things, or of the existence of things, as can never be
presented in any experience. This sceptical philosopher did not distinguish
these two kinds of judgements, as he ought to have done, but regarded this
augmentation of conceptions, and, if we may so express ourselves, the
spontaneous generation of understanding and reason, independently of the
impregnation of experience, as altogether impossible. The so-called à priori
principles of these faculties he consequently held to be invalid and imaginary,
and regarded them as nothing but subjective habits of thought originating in
experience, and therefore purely empirical and contingent rules, to which we
attribute a spurious necessity and universality. In support of this strange
assertion, he referred us to the generally acknowledged principle of the
relation between cause and effect. No faculty of the mind can conduct us from
the conception of a thing to the existence of something else; and hence he
believed he could infer that, without experience, we possess no source from
which we can augment a conception, and no ground sufficient to justify us in
framing a judgement that is to extend our cognition à priori. That the light of
the sun, which shines upon a piece of wax, at the same time melts it, while it
hardens clay, no power of the understanding could infer from the conceptions
which we previously possessed of these substances; much less is there any à
priori law that could conduct us to such a conclusion, which experience alone
can certify. On the other hand, we have seen in our discussion of
transcendental logic, that, although we can never proceed immediately beyond
the content of the conception which is given us, we can always cognize
completely à priori—in relation, however, to a third term, namely,
possible experience—the law of its connection with other things. For
example, if I observe that a piece of wax melts, I can cognize à priori that
there must have been something (the sun’s heat) preceding, which this
law; although, without the aid of experience, I could not cognize à priori and
in a determinate manner either the cause from the effect, or the effect from
the cause. Hume was, therefore, wrong in inferring, from the contingency of the
determination according to law, the contingency of the law itself; and the
passing beyond the conception of a thing to possible experience (which is an à
priori proceeding, constituting the objective reality of the conception), he
confounded with our synthesis of objects in actual experience, which is always,
of course, empirical. Thus, too, he regarded the principle of affinity, which
has its seat in the understanding and indicates a necessary connection, as a
mere rule of association, lying in the imitative faculty of imagination, which
can present only contingent, and not objective connections.
The sceptical errors of this remarkably acute thinker arose principally from a
defect, which was common to him with the dogmatists, namely, that he had never
made a systematic review of all the different kinds of à priori synthesis
performed by the understanding. Had he done so, he would have found, to take
one example among many, that the principle of permanence was of this character,
and that it, as well as the principle of causality, anticipates experience. In
this way he might have been able to describe the determinate limits of the à
priori operations of understanding and reason. But he merely declared the
understanding to be limited, instead of showing what its limits were; he
created a general mistrust in the power of our faculties, without giving us any
determinate knowledge of the bounds of our necessary and unavoidable ignorance;
he examined and condemned some of the principles of the understanding, without
investigating all its powers with the completeness necessary to criticism. He
denies, with truth, certain powers to the understanding, but he goes further,
and declares it to be utterly inadequate to the à priori extension of
knowledge, although he has not fully examined all the powers which reside in
the faculty; and thus the fate which always overtakes scepticism meets him too.
That is to say, his own declarations are doubted, for his objections were based
upon facta, which are contingent, and not upon principles, which can alone
demonstrate the necessary invalidity of all dogmatical assertions.
As Hume makes no distinction between the well-grounded claims of the
understanding and the dialectical pretensions of reason, against which,
however, his attacks are mainly directed, reason does not feel itself shut out
from all attempts at the extension of à priori cognition, and hence it refuses,
in spite of a few checks in this or that quarter, to relinquish such efforts.
For one naturally arms oneself to resist an attack, and becomes more obstinate
in the resolve to establish the claims he has advanced. But a complete review
of the powers of reason, and the conviction thence arising that we are in
possession of a limited field of action, while we must admit the vanity of
higher claims, puts an end to all doubt and dispute, and induces reason to rest
satisfied with the undisturbed possession of its limited domain.
To the uncritical dogmatist, who has not surveyed the sphere of his
understanding, nor determined, in accordance with principles, the limits of
possible cognition, who, consequently, is ignorant of his own powers, and
believes he will discover them by the attempts he makes in the field of
cognition, these attacks of scepticism are not only dangerous, but destructive.
For if there is one proposition in his chain of reasoning which he cannot
prove, or the fallacy in which he cannot evolve in accordance with a principle,
suspicion falls on all his statements, however plausible they may appear.
And thus scepticism, the bane of dogmatical philosophy, conducts us to a sound
investigation into the understanding and the reason. When we are thus far
advanced, we need fear no further attacks; for the limits of our domain are
clearly marked out, and we can make no claims nor become involved in any
disputes regarding the region that lies beyond these limits. Thus the sceptical
procedure in philosophy does not present any solution of the problems of
reason, but it forms an excellent exercise for its powers, awakening its
circumspection, and indicating the means whereby it may most fully establish
its claims to its legitimate possessions.
Section III. The Discipline of Pure Reason in
Hypothesis
This critique of reason has now taught us that all its efforts to extend the
bounds of knowledge, by means of pure speculation, are utterly fruitless. So
much the wider field, it may appear, lies open to hypothesis; as, where we
cannot know with certainty, we are at liberty to make guesses and to form
suppositions.
Imagination may be allowed, under the strict surveillance of reason, to invent
suppositions; but, these must be based on something that is perfectly
certain—and that is the possibility of the object. If we are well assured
upon this point, it is allowable to have recourse to supposition in regard to
the reality of the object; but this supposition must, unless it is utterly
groundless, be connected, as its ground of explanation, with that which is
really given and absolutely certain. Such a supposition is termed a hypothesis.
It is beyond our power to form the least conception à priori of the possibility
of dynamical connection in phenomena; and the category of the pure
understanding will not enable us to excogitate any such connection, but merely
helps us to understand it, when we meet with it in experience. For this reason
we cannot, in accordance with the categories, imagine or invent any object or
any property of an object not given, or that may not be given in experience,
and employ it in a hypothesis; otherwise, we should be basing our chain of
reasoning upon mere chimerical fancies, and not upon conceptions of things.
Thus, we have no right to assume the existence of new powers, not existing in
nature—for example, an understanding with a non-sensuous intuition, a
force of attraction without contact, or some new kind of substances occupying
space, and yet without the property of impenetrability—and, consequently,
we cannot assume that there is any other kind of community among substances
than that observable in experience, any kind of presence than that in space, or
any kind of duration than that in time. In one word, the conditions of possible
experience are for reason the only conditions of the possibility of things;
reason cannot venture to form, independently of these conditions, any
conceptions of things, because such conceptions, although not
self-contradictory, are without object and without application.
The conceptions of reason are, as we have already shown, mere ideas, and do not
relate to any object in any kind of experience. At the same time, they do not
indicate imaginary or possible objects. They are purely problematical in their
nature and, as aids to the heuristic exercise of the faculties, form the basis
of the regulative principles for the systematic employment of the understanding
in the field of experience. If we leave this ground of experience, they become
mere fictions of thought, the possibility of which is quite indemonstrable; and
they cannot, consequently, be employed as hypotheses in the explanation of real
phenomena. It is quite admissible to cogitate the soul as simple, for the
purpose of enabling ourselves to employ the idea of a perfect and necessary
unity of all the faculties of the mind as the principle of all our inquiries
into its internal phenomena, although we cannot cognize this unity in concreto.
But to assume that the soul is a simple substance (a transcendental conception)
would be enouncing a proposition which is not only indemonstrable—as many
physical hypotheses are—but a proposition which is purely arbitrary, and
in the highest degree rash. The simple is never presented in experience; and,
if by substance is here meant the permanent object of sensuous intuition, the
possibility of a simple phenomenon is perfectly inconceivable. Reason affords
no good grounds for admitting the existence of intelligible beings, or of
intelligible properties of sensuous things, although—as we have no
conception either of their possibility or of their impossibility—it will
always be out of our power to affirm dogmatically that they do not exist. In
the explanation of given phenomena, no other things and no other grounds of
explanation can be employed than those which stand in connection with the given
phenomena according to the known laws of experience. A transcendental
hypothesis, in which a mere idea of reason is employed to explain the phenomena
of nature, would not give us any better insight into a phenomenon, as we should
be trying to explain what we do not sufficiently understand from known
empirical principles, by what we do not understand at all. The principles of
such a hypothesis might conduce to the satisfaction of reason, but it would not
assist the understanding in its application to objects. Order and conformity to
aims in the sphere of nature must be themselves explained upon natural grounds
and according to natural laws; and the wildest hypotheses, if they are only
physical, are here more admissible than a hyperphysical hypothesis, such as
that of a divine author. For such a hypothesis would introduce the principle of
ignava ratio, which requires us to give up the search for causes that might be
discovered in the course of experience and to rest satisfied with a mere idea.
As regards the absolute totality of the grounds of explanation in the series of
these causes, this can be no hindrance to the understanding in the case of
phenomena; because, as they are to us nothing more than phenomena, we have no
right to look for anything like completeness in the synthesis of the series of
their conditions.
Transcendental hypotheses are therefore inadmissible; and we cannot use the
liberty of employing, in the absence of physical, hyperphysical grounds of
explanation. And this for two reasons; first, because such hypothesis do not
advance reason, but rather stop it in its progress; secondly, because this
licence would render fruitless all its exertions in its own proper sphere,
which is that of experience. For, when the explanation of natural phenomena
happens to be difficult, we have constantly at hand a transcendental ground of
explanation, which lifts us above the necessity of investigating nature; and
our inquiries are brought to a close, not because we have obtained all the
requisite knowledge, but because we abut upon a principle which is
incomprehensible and which, indeed, is so far back in the track of thought as
to contain the conception of the absolutely primal being.
The next requisite for the admissibility of a hypothesis is its sufficiency.
That is, it must determine à priori the consequences which are given in
experience and which are supposed to follow from the hypothesis itself. If we
require to employ auxiliary hypotheses, the suspicion naturally arises that
they are mere fictions; because the necessity for each of them requires the
same justification as in the case of the original hypothesis, and thus their
testimony is invalid. If we suppose the existence of an infinitely perfect
cause, we possess sufficient grounds for the explanation of the conformity to
aims, the order and the greatness which we observe in the universe; but we find
ourselves obliged, when we observe the evil in the world and the exceptions to
these laws, to employ new hypothesis in support of the original one. We employ
the idea of the simple nature of the human soul as the foundation of all the
theories we may form of its phenomena; but when we meet with difficulties in
our way, when we observe in the soul phenomena similar to the changes which
take place in matter, we require to call in new auxiliary hypotheses. These
may, indeed, not be false, but we do not know them to be true, because the only
witness to their certitude is the hypothesis which they themselves have been
called in to explain.
We are not discussing the above-mentioned assertions regarding the immaterial
unity of the soul and the existence of a Supreme Being as dogmata, which
certain philosophers profess to demonstrate à priori, but purely as hypotheses.
In the former case, the dogmatist must take care that his arguments possess the
apodeictic certainty of a demonstration. For the assertion that the reality of
such ideas is probable is as absurd as a proof of the probability of a
proposition in geometry. Pure abstract reason, apart from all experience, can
either cognize nothing at all; and hence the judgements it enounces are never
mere opinions, they are either apodeictic certainties, or declarations that
nothing can be known on the subject. Opinions and probable judgements on the
nature of things can only be employed to explain given phenomena, or they may
relate to the effect, in accordance with empirical laws, of an actually
existing cause. In other words, we must restrict the sphere of opinion to the
world of experience and nature. Beyond this region opinion is mere invention;
unless we are groping about for the truth on a path not yet fully known, and
have some hopes of stumbling upon it by chance.
But, although hypotheses are inadmissible in answers to the questions of pure
speculative reason, they may be employed in the defence of these answers. That
is to say, hypotheses are admissible in polemic, but not in the sphere of
dogmatism. By the defence of statements of this character, I do not mean an
attempt at discovering new grounds for their support, but merely the refutation
of the arguments of opponents. All à priori synthetical propositions possess
the peculiarity that, although the philosopher who maintains the reality of the
ideas contained in the proposition is not in possession of sufficient knowledge
to establish the certainty of his statements, his opponent is as little able to
prove the truth of the opposite. This equality of fortune does not allow the
one party to be superior to the other in the sphere of speculative cognition;
and it is this sphere, accordingly, that is the proper arena of these endless
speculative conflicts. But we shall afterwards show that, in relation to its
practical exercise, Reason has the right of admitting what, in the field of
pure speculation, she would not be justified in supposing, except upon
perfectly sufficient grounds; because all such suppositions destroy the
necessary completeness of speculation—a condition which the practical
reason, however, does not consider to be requisite. In this sphere, therefore,
Reason is mistress of a possession, her title to which she does not require to
prove—which, in fact, she could not do. The burden of proof accordingly
rests upon the opponent. But as he has just as little knowledge regarding the
subject discussed, and is as little able to prove the non-existence of the
object of an idea, as the philosopher on the other side is to demonstrate its
reality, it is evident that there is an advantage on the side of the
philosopher who maintains his proposition as a practically necessary
supposition (melior est conditio possidentis). For he is at liberty to employ,
in self-defence, the same weapons as his opponent makes use of in attacking
him; that is, he has a right to use hypotheses not for the purpose of
supporting the arguments in favour of his own propositions, but to show that
his opponent knows no more than himself regarding the subject under discussion
and cannot boast of any speculative advantage.
Hypotheses are, therefore, admissible in the sphere of pure reason only as
weapons for self-defence, and not as supports to dogmatical assertions. But the
opposing party we must always seek for in ourselves. For speculative reason is,
in the sphere of transcendentalism, dialectical in its own nature. The
difficulties and objections we have to fear lie in ourselves. They are like old
but never superannuated claims; and we must seek them out, and settle them once
and for ever, if we are to expect a permanent peace. External tranquility is
hollow and unreal. The root of these contradictions, which lies in the nature
of human reason, must be destroyed; and this can only be done by giving it, in
the first instance, freedom to grow, nay, by nourishing it, that it may send
out shoots, and thus betray its own existence. It is our duty, therefore, to
try to discover new objections, to put weapons in the bands of our opponent,
and to grant him the most favourable position in the arena that he can wish. We
have nothing to fear from these concessions; on the contrary, we may rather
hope that we shall thus make ourselves master of a possession which no one will
ever venture to dispute.
The thinker requires, to be fully equipped, the hypotheses of pure reason,
which, although but leaden weapons (for they have not been steeled in the
armoury of experience), are as useful as any that can be employed by his
opponents. If, accordingly, we have assumed, from a non-speculative point of
view, the immaterial nature of the soul, and are met by the objection that
experience seems to prove that the growth and decay of our mental faculties are
mere modifications of the sensuous organism—we can weaken the force of
this objection by the assumption that the body is nothing but the fundamental
phenomenon, to which, as a necessary condition, all sensibility, and
consequently all thought, relates in the present state of our existence; and
that the separation of soul and body forms the conclusion of the sensuous
exercise of our power of cognition and the beginning of the intellectual. The
body would, in this view of the question, be regarded, not as the cause of
thought, but merely as its restrictive condition, as promotive of the sensuous
and animal, but as a hindrance to the pure and spiritual life; and the
dependence of the animal life on the constitution of the body, would not prove
that the whole life of man was also dependent on the state of the organism. We
might go still farther, and discover new objections, or carry out to their
extreme consequences those which have already been adduced.
Generation, in the human race as well as among the irrational animals, depends
on so many accidents—of occasion, of proper sustenance, of the laws
enacted by the government of a country of vice even, that it is difficult to
believe in the eternal existence of a being whose life has begun under
circumstances so mean and trivial, and so entirely dependent upon our own
control. As regards the continuance of the existence of the whole race, we need
have no difficulties, for accident in single cases is subject to general laws;
but, in the case of each individual, it would seem as if we could hardly expect
so wonderful an effect from causes so insignificant. But, in answer to these
objections, we may adduce the transcendental hypothesis that all life is
properly intelligible, and not subject to changes of time, and that it neither
began in birth, nor will end in death. We may assume that this life is nothing
more than a sensuous representation of pure spiritual life; that the whole
world of sense is but an image, hovering before the faculty of cognition which
we exercise in this sphere, and with no more objective reality than a dream;
and that if we could intuite ourselves and other things as they really are, we
should see ourselves in a world of spiritual natures, our connection with which
did not begin at our birth and will not cease with the destruction of the body.
And so on.
We cannot be said to know what has been above asserted, nor do we seriously
maintain the truth of these assertions; and the notions therein indicated are
not even ideas of reason, they are purely fictitious conceptions. But this
hypothetical procedure is in perfect conformity with the laws of reason. Our
opponent mistakes the absence of empirical conditions for a proof of the
complete impossibility of all that we have asserted; and we have to show him
that he has not exhausted the whole sphere of possibility and that he can as
little compass that sphere by the laws of experience and nature, as we can lay
a secure foundation for the operations of reason beyond the region of
experience. Such hypothetical defences against the pretensions of an opponent
must not be regarded as declarations of opinion. The philosopher abandons them,
so soon as the opposite party renounces its dogmatical conceit. To maintain a
simply negative position in relation to propositions which rest on an insecure
foundation, well befits the moderation of a true philosopher; but to uphold the
objections urged against an opponent as proofs of the opposite statement is a
proceeding just as unwarrantable and arrogant as it is to attack the position
of a philosopher who advances affirmative propositions regarding such a
subject.
It is evident, therefore, that hypotheses, in the speculative sphere, are
valid, not as independent propositions, but only relatively to opposite
transcendent assumptions. For, to make the principles of possible experience
conditions of the possibility of things in general is just as transcendent a
procedure as to maintain the objective reality of ideas which can be applied to
no objects except such as lie without the limits of possible experience. The
judgements enounced by pure reason must be necessary, or they must not be
enounced at all. Reason cannot trouble herself with opinions. But the
hypotheses we have been discussing are merely problematical judgements, which
can neither be confuted nor proved; while, therefore, they are not personal
opinions, they are indispensable as answers to objections which are liable to
be raised. But we must take care to confine them to this function, and guard
against any assumption on their part of absolute validity, a proceeding which
would involve reason in inextricable difficulties and contradictions.
Section IV. The Discipline of Pure Reason in Relation
to Proofs
It is a peculiarity, which distinguishes the proofs of transcendental
synthetical propositions from those of all other à priori synthetical
cognitions, that reason, in the case of the former, does not apply its
conceptions directly to an object, but is first obliged to prove, à priori, the
objective validity of these conceptions and the possibility of their syntheses.
This is not merely a prudential rule, it is essential to the very possibility
of the proof of a transcendental proposition. If I am required to pass, à
priori, beyond the conception of an object, I find that it is utterly
impossible without the guidance of something which is not contained in the
conception. In mathematics, it is à priori intuition that guides my synthesis;
and, in this case, all our conclusions may be drawn immediately from pure
intuition. In transcendental cognition, so long as we are dealing only with
conceptions of the understanding, we are guided by possible experience. That is
to say, a proof in the sphere of transcendental cognition does not show that
the given conception (that of an event, for example) leads directly to another
conception (that of a cause)—for this would be a saltus which nothing can
justify; but it shows that experience itself, and consequently the object of
experience, is impossible without the connection indicated by these
conceptions. It follows that such a proof must demonstrate the possibility of
arriving, synthetically and à priori, at a certain knowledge of things, which
was not contained in our conceptions of these things. Unless we pay particular
attention to this requirement, our proofs, instead of pursuing the straight
path indicated by reason, follow the tortuous road of mere subjective
association. The illusory conviction, which rests upon subjective causes of
association, and which is considered as resulting from the perception of a real
and objective natural affinity, is always open to doubt and suspicion. For this
reason, all the attempts which have been made to prove the principle of
sufficient reason, have, according to the universal admission of philosophers,
been quite unsuccessful; and, before the appearance of transcendental
criticism, it was considered better, as this principle could not be abandoned,
to appeal boldly to the common sense of mankind (a proceeding which always
proves that the problem, which reason ought to solve, is one in which
philosophers find great difficulties), rather than attempt to discover new
dogmatical proofs.
But, if the proposition to be proved is a proposition of pure reason, and if I
aim at passing beyond my empirical conceptions by the aid of mere ideas, it is
necessary that the proof should first show that such a step in synthesis is
possible (which it is not), before it proceeds to prove the truth of the
proposition itself. The so-called proof of the simple nature of the soul from
the unity of apperception, is a very plausible one. But it contains no answer
to the objection, that, as the notion of absolute simplicity is not a
conception which is directly applicable to a perception, but is an idea which
must be inferred—if at all—from observation, it is by no means
evident how the mere fact of consciousness, which is contained in all thought,
although in so far a simple representation, can conduct me to the consciousness
and cognition of a thing which is purely a thinking substance. When I represent
to my mind the power of my body as in motion, my body in this thought is so far
absolute unity, and my representation of it is a simple one; and hence I can
indicate this representation by the motion of a point, because I have made
abstraction of the size or volume of the body. But I cannot hence infer that,
given merely the moving power of a body, the body may be cogitated as simple
substance, merely because the representation in my mind takes no account of its
content in space, and is consequently simple. The simple, in abstraction, is
very different from the objectively simple; and hence the Ego, which is simple
in the first sense, may, in the second sense, as indicating the soul itself, be
a very complex conception, with a very various content. Thus it is evident that
in all such arguments there lurks a paralogism. We guess (for without some such
surmise our suspicion would not be excited in reference to a proof of this
character) at the presence of the paralogism, by keeping ever before us a
criterion of the possibility of those synthetical propositions which aim at
proving more than experience can teach us. This criterion is obtained from the
observation that such proofs do not lead us directly from the subject of the
proposition to be proved to the required predicate, but find it necessary to
presuppose the possibility of extending our cognition à priori by means of
ideas. We must, accordingly, always use the greatest caution; we require,
before attempting any proof, to consider how it is possible to extend the
sphere of cognition by the operations of pure reason, and from what source we
are to derive knowledge, which is not obtained from the analysis of
conceptions, nor relates, by anticipation, to possible experience. We shall
thus spare ourselves much severe and fruitless labour, by not expecting from
reason what is beyond its power, or rather by subjecting it to discipline, and
teaching it to moderate its vehement desires for the extension of the sphere of
cognition.
The first rule for our guidance is, therefore, not to attempt a transcendental
proof, before we have considered from what source we are to derive the
principles upon which the proof is to be based, and what right we have to
expect that our conclusions from these principles will be veracious. If they
are principles of the understanding, it is vain to expect that we should attain
by their means to ideas of pure reason; for these principles are valid only in
regard to objects of possible experience. If they are principles of pure
reason, our labour is alike in vain. For the principles of reason, if employed
as objective, are without exception dialectical and possess no validity or
truth, except as regulative principles of the systematic employment of reason
in experience. But when such delusive proof are presented to us, it is our duty
to meet them with the non liquet of a matured judgement; and, although we are
unable to expose the particular sophism upon which the proof is based, we have
a right to demand a deduction of the principles employed in it; and, if these
principles have their origin in pure reason alone, such a deduction is
absolutely impossible. And thus it is unnecessary that we should trouble
ourselves with the exposure and confutation of every sophistical illusion; we
may, at once, bring all dialectic, which is inexhaustible in the production of
fallacies, before the bar of critical reason, which tests the principles upon
which all dialectical procedure is based. The second peculiarity of
transcendental proof is that a transcendental proposition cannot rest upon more
than a single proof. If I am drawing conclusions, not from conceptions, but
from intuition corresponding to a conception, be it pure intuition, as in
mathematics, or empirical, as in natural science, the intuition which forms the
basis of my inferences presents me with materials for many synthetical
propositions, which I can connect in various modes, while, as it is allowable
to proceed from different points in the intention, I can arrive by different
paths at the same proposition.
But every transcendental proposition sets out from a conception, and posits the
synthetical condition of the possibility of an object according to this
conception. There must, therefore, be but one ground of proof, because it is
the conception alone which determines the object; and thus the proof cannot
contain anything more than the determination of the object according to the
conception. In our Transcendental Analytic, for example, we inferred the
principle: Every event has a cause, from the only condition of the objective
possibility of our conception of an event. This is that an event cannot be
determined in time, and consequently cannot form a part of experience, unless
it stands under this dynamical law. This is the only possible ground of proof;
for our conception of an event possesses objective validity, that is, is a true
conception, only because the law of causality determines an object to which it
can refer. Other arguments in support of this principle have been
attempted—such as that from the contingent nature of a phenomenon; but
when this argument is considered, we can discover no criterion of contingency,
except the fact of an event—of something happening, that is to say, the
existence which is preceded by the non-existence of an object, and thus we fall
back on the very thing to be proved. If the proposition: “Every thinking
being is simple,” is to be proved, we keep to the conception of the ego,
which is simple, and to which all thought has a relation. The same is the case
with the transcendental proof of the existence of a Deity, which is based
solely upon the harmony and reciprocal fitness of the conceptions of an ens
realissimum and a necessary being, and cannot be attempted in any other manner.
This caution serves to simplify very much the criticism of all propositions of
reason. When reason employs conceptions alone, only one proof of its thesis is
possible, if any. When, therefore, the dogmatist advances with ten arguments in
favour of a proposition, we may be sure that not one of them is conclusive. For
if he possessed one which proved the proposition he brings forward to
demonstration—as must always be the case with the propositions of pure
reason—what need is there for any more? His intention can only be similar
to that of the advocate who had different arguments for different judges; this
availing himself of the weakness of those who examine his arguments, who,
without going into any profound investigation, adopt the view of the case which
seems most probable at first sight and decide according to it.
The third rule for the guidance of pure reason in the conduct of a proof is
that all transcendental proofs must never be apagogic or indirect, but always
ostensive or direct. The direct or ostensive proof not only establishes the
truth of the proposition to be proved, but exposes the grounds of its truth;
the apagogic, on the other hand, may assure us of the truth of the proposition,
but it cannot enable us to comprehend the grounds of its possibility. The
latter is, accordingly, rather an auxiliary to an argument, than a strictly
philosophical and rational mode of procedure. In one respect, however, they
have an advantage over direct proofs, from the fact that the mode of arguing by
contradiction, which they employ, renders our understanding of the question
more clear, and approximates the proof to the certainty of an intuitional
demonstration.
The true reason why indirect proofs are employed in different sciences is this.
When the grounds upon which we seek to base a cognition are too various or too
profound, we try whether or not we may not discover the truth of our cognition
from its consequences. The modus ponens of reasoning from the truth of its
inferences to the truth of a proposition would be admissible if all the
inferences that can be drawn from it are known to be true; for in this case
there can be only one possible ground for these inferences, and that is the
true one. But this is a quite impracticable procedure, as it surpasses all our
powers to discover all the possible inferences that can be drawn from a
proposition. But this mode of reasoning is employed, under favour, when we wish
to prove the truth of an hypothesis; in which case we admit the truth of the
conclusion—which is supported by analogy—that, if all the
inferences we have drawn and examined agree with the proposition assumed, all
other possible inferences will also agree with it. But, in this way, an
hypothesis can never be established as a demonstrated truth. The modus tollens
of reasoning from known inferences to the unknown proposition, is not only a
rigorous, but a very easy mode of proof. For, if it can be shown that but one
inference from a proposition is false, then the proposition must itself be
false. Instead, then, of examining, in an ostensive argument, the whole series
of the grounds on which the truth of a proposition rests, we need only take the
opposite of this proposition, and if one inference from it be false, then must
the opposite be itself false; and, consequently, the proposition which we
wished to prove must be true.
The apagogic method of proof is admissible only in those sciences where it is
impossible to mistake a subjective representation for an objective cognition.
Where this is possible, it is plain that the opposite of a given proposition
may contradict merely the subjective conditions of thought, and not the
objective cognition; or it may happen that both propositions contradict each
other only under a subjective condition, which is incorrectly considered to be
objective, and, as the condition is itself false, both propositions may be
false, and it will, consequently, be impossible to conclude the truth of the
one from the falseness of the other.
In mathematics such subreptions are impossible; and it is in this science,
accordingly, that the indirect mode of proof has its true place. In the science
of nature, where all assertion is based upon empirical intuition, such
subreptions may be guarded against by the repeated comparison of observations;
but this mode of proof is of little value in this sphere of knowledge. But the
transcendental efforts of pure reason are all made in the sphere of the
subjective, which is the real medium of all dialectical illusion; and thus
reason endeavours, in its premisses, to impose upon us subjective
representations for objective cognitions. In the transcendental sphere of pure
reason, then, and in the case of synthetical propositions, it is inadmissible
to support a statement by disproving the counter-statement. For only two cases
are possible; either, the counter-statement is nothing but the enouncement of
the inconsistency of the opposite opinion with the subjective conditions of
reason, which does not affect the real case (for example, we cannot comprehend
the unconditioned necessity of the existence of a being, and hence every
speculative proof of the existence of such a being must be opposed on
subjective grounds, while the possibility of this being in itself cannot with
justice be denied); or, both propositions, being dialectical in their nature,
are based upon an impossible conception. In this latter case the rule applies:
non entis nulla sunt predicata; that is to say, what we affirm and what we
deny, respecting such an object, are equally untrue, and the apagogic mode of
arriving at the truth is in this case impossible. If, for example, we
presuppose that the world of sense is given in itself in its totality, it is
false, either that it is infinite, or that it is finite and limited in space.
Both are false, because the hypothesis is false. For the notion of phenomena
(as mere representations) which are given in themselves (as objects) is
self-contradictory; and the infinitude of this imaginary whole would, indeed,
be unconditioned, but would be inconsistent (as everything in the phenomenal
world is conditioned) with the unconditioned determination and finitude of
quantities which is presupposed in our conception.
The apagogic mode of proof is the true source of those illusions which have
always had so strong an attraction for the admirers of dogmatical philosophy.
It may be compared to a champion who maintains the honour and claims of the
party he has adopted by offering battle to all who doubt the validity of these
claims and the purity of that honour; while nothing can be proved in this way,
except the respective strength of the combatants, and the advantage, in this
respect, is always on the side of the attacking party. Spectators, observing
that each party is alternately conqueror and conquered, are led to regard the
subject of dispute as beyond the power of man to decide upon. But such an
opinion cannot be justified; and it is sufficient to apply to these reasoners
the remark:
Non defensoribus istis
Tempus eget.
Each must try to establish his assertions by a transcendental deduction of the
grounds of proof employed in his argument, and thus enable us to see in what
way the claims of reason may be supported. If an opponent bases his assertions
upon subjective grounds, he may be refuted with ease; not, however to the
advantage of the dogmatist, who likewise depends upon subjective sources of
cognition and is in like manner driven into a corner by his opponent. But, if
parties employ the direct method of procedure, they will soon discover the
difficulty, nay, the impossibility of proving their assertions, and will be
forced to appeal to prescription and precedence; or they will, by the help of
criticism, discover with ease the dogmatical illusions by which they had been
mocked, and compel reason to renounce its exaggerated pretensions to
speculative insight and to confine itself within the limits of its proper
sphere—that of practical principles.
Chapter II. The Canon of Pure Reason
It is a humiliating consideration for human reason that it is incompetent to
discover truth by means of pure speculation, but, on the contrary, stands in
need of discipline to check its deviations from the straight path and to expose
the illusions which it originates. But, on the other hand, this consideration
ought to elevate and to give it confidence, for this discipline is exercised by
itself alone, and it is subject to the censure of no other power. The bounds,
moreover, which it is forced to set to its speculative exercise, form likewise
a check upon the fallacious pretensions of opponents; and thus what remains of
its possessions, after these exaggerated claims have been disallowed, is secure
from attack or usurpation. The greatest, and perhaps the only, use of all
philosophy of pure reason is, accordingly, of a purely negative character. It
is not an organon for the extension, but a discipline for the determination, of
the limits of its exercise; and without laying claim to the discovery of new
truth, it has the modest merit of guarding against error.
At the same time, there must be some source of positive cognitions which belong
to the domain of pure reason and which become the causes of error only from our
mistaking their true character, while they form the goal towards which reason
continually strives. How else can we account for the inextinguishable desire in
the human mind to find a firm footing in some region beyond the limits of the
world of experience? It hopes to attain to the possession of a knowledge in
which it has the deepest interest. It enters upon the path of pure speculation;
but in vain. We have some reason, however, to expect that, in the only other
way that lies open to it—the path of practical reason—it may meet
with better success.
I understand by a canon a list of the à priori principles of the proper
employment of certain faculties of cognition. Thus general logic, in its
analytical department, is a formal canon for the faculties of understanding and
reason. In the same way, Transcendental Analytic was seen to be a canon of the
pure understanding; for it alone is competent to enounce true à priori
synthetical cognitions. But, when no proper employment of a faculty of
cognition is possible, no canon can exist. But the synthetical cognition of
pure speculative reason is, as has been shown, completely impossible. There
cannot, therefore, exist any canon for the speculative exercise of this
faculty—for its speculative exercise is entirely dialectical; and,
consequently, transcendental logic, in this respect, is merely a discipline,
and not a canon. If, then, there is any proper mode of employing the faculty of
pure reason—in which case there must be a canon for this
faculty—this canon will relate, not to the speculative, but to the
practical use of reason. This canon we now proceed to investigate.
Section I. Of the Ultimate End of the Pure Use of
Reason
There exists in the faculty of reason a natural desire to venture beyond the
field of experience, to attempt to reach the utmost bounds of all cognition by
the help of ideas alone, and not to rest satisfied until it has fulfilled its
course and raised the sum of its cognitions into a self-subsistent systematic
whole. Is the motive for this endeavour to be found in its speculative, or in
its practical interests alone?
Setting aside, at present, the results of the labours of pure reason in its
speculative exercise, I shall merely inquire regarding the problems the
solution of which forms its ultimate aim, whether reached or not, and in
relation to which all other aims are but partial and intermediate. These
highest aims must, from the nature of reason, possess complete unity; otherwise
the highest interest of humanity could not be successfully promoted.
The transcendental speculation of reason relates to three things: the freedom
of the will, the immortality of the soul, and the existence of God. The
speculative interest which reason has in those questions is very small; and,
for its sake alone, we should not undertake the labour of transcendental
investigation—a labour full of toil and ceaseless struggle. We should be
loth to undertake this labour, because the discoveries we might make would not
be of the smallest use in the sphere of concrete or physical investigation. We
may find out that the will is free, but this knowledge only relates to the
intelligible cause of our volition. As regards the phenomena or expressions of
this will, that is, our actions, we are bound, in obedience to an inviolable
maxim, without which reason cannot be employed in the sphere of experience, to
explain these in the same way as we explain all the other phenomena of nature,
that is to say, according to its unchangeable laws. We may have discovered the
spirituality and immortality of the soul, but we cannot employ this knowledge
to explain the phenomena of this life, nor the peculiar nature of the future,
because our conception of an incorporeal nature is purely negative and does not
add anything to our knowledge, and the only inferences to be drawn from it are
purely fictitious. If, again, we prove the existence of a supreme intelligence,
we should be able from it to make the conformity to aims existing in the
arrangement of the world comprehensible; but we should not be justified in
deducing from it any particular arrangement or disposition, or inferring any
where it is not perceived. For it is a necessary rule of the speculative use of
reason that we must not overlook natural causes, or refuse to listen to the
teaching of experience, for the sake of deducing what we know and perceive from
something that transcends all our knowledge. In one word, these three
propositions are, for the speculative reason, always transcendent, and cannot
be employed as immanent principles in relation to the objects of experience;
they are, consequently, of no use to us in this sphere, being but the valueless
results of the severe but unprofitable efforts of reason.
If, then, the actual cognition of these three cardinal propositions is
perfectly useless, while Reason uses her utmost endeavours to induce us to
admit them, it is plain that their real value and importance relate to our
practical, and not to our speculative interest.
I term all that is possible through free will, practical. But if the conditions
of the exercise of free volition are empirical, reason can have only a
regulative, and not a constitutive, influence upon it, and is serviceable
merely for the introduction of unity into its empirical laws. In the moral
philosophy of prudence, for example, the sole business of reason is to bring
about a union of all the ends, which are aimed at by our inclinations, into one
ultimate end—that of happiness—and to show the agreement which
should exist among the means of attaining that end. In this sphere,
accordingly, reason cannot present to us any other than pragmatical laws of
free action, for our guidance towards the aims set up by the senses, and is
incompetent to give us laws which are pure and determined completely à priori.
On the other hand, pure practical laws, the ends of which have been given by
reason entirely à priori, and which are not empirically conditioned, but are,
on the contrary, absolutely imperative in their nature, would be products of
pure reason. Such are the moral laws; and these alone belong to the sphere of
the practical exercise of reason, and admit of a canon.
All the powers of reason, in the sphere of what may be termed pure philosophy,
are, in fact, directed to the three above-mentioned problems alone. These again
have a still higher end—the answer to the question, what we ought to do,
if the will is free, if there is a God and a future world. Now, as this problem
relates to our in reference to the highest aim of humanity, it is evident that
the ultimate intention of nature, in the constitution of our reason, has been
directed to the moral alone.
We must take care, however, in turning our attention to an object which is
foreign[78] to the sphere of transcendental
philosophy, not to injure the unity of our system by digressions, nor, on the
other hand, to fail in clearness, by saying too little on the new subject of
discussion. I hope to avoid both extremes, by keeping as close as possible to
the transcendental, and excluding all psychological, that is, empirical,
elements.
[78]
All practical conceptions relate to objects of pleasure and pain, and
consequently—in an indirect manner, at least—to objects of feeling.
But as feeling is not a faculty of representation, but lies out of the sphere
of our powers of cognition, the elements of our judgements, in so far as they
relate to pleasure or pain, that is, the elements of our practical judgements,
do not belong to transcendental philosophy, which has to do with pure à priori
cognitions alone.
I have to remark, in the first place, that at present I treat of the conception
of freedom in the practical sense only, and set aside the corresponding
transcendental conception, which cannot be employed as a ground of explanation
in the phenomenal world, but is itself a problem for pure reason. A will is
purely animal (arbitrium brutum) when it is determined by sensuous impulses or
instincts only, that is, when it is determined in a pathological manner. A
will, which can be determined independently of sensuous impulses, consequently
by motives presented by reason alone, is called a free will (arbitrium
liberum); and everything which is connected with this free will, either as
principle or consequence, is termed practical. The existence of practical
freedom can be proved from experience alone. For the human will is not
determined by that alone which immediately affects the senses; on the contrary,
we have the power, by calling up the notion of what is useful or hurtful in a
more distant relation, of overcoming the immediate impressions on our sensuous
faculty of desire. But these considerations of what is desirable in relation to
our whole state, that is, is in the end good and useful, are based entirely
upon reason. This faculty, accordingly, enounces laws, which are imperative or
objective laws of freedom and which tell us what ought to take place, thus
distinguishing themselves from the laws of nature, which relate to that which
does take place. The laws of freedom or of free will are hence termed practical
laws.
Whether reason is not itself, in the actual delivery of these laws, determined
in its turn by other influences, and whether the action which, in relation to
sensuous impulses, we call free, may not, in relation to higher and more remote
operative causes, really form a part of nature—these are questions which
do not here concern us. They are purely speculative questions; and all we have
to do, in the practical sphere, is to inquire into the rule of conduct which
reason has to present. Experience demonstrates to us the existence of practical
freedom as one of the causes which exist in nature, that is, it shows the
causal power of reason in the determination of the will. The idea of
transcendental freedom, on the contrary, requires that reason—in relation
to its causal power of commencing a series of phenomena—should be
independent of all sensuous determining causes; and thus it seems to be in
opposition to the law of nature and to all possible experience. It therefore
remains a problem for the human mind. But this problem does not concern reason
in its practical use; and we have, therefore, in a canon of pure reason, to do
with only two questions, which relate to the practical interest of pure reason:
Is there a God? and, Is there a future life? The question of transcendental
freedom is purely speculative, and we may therefore set it entirely aside when
we come to treat of practical reason. Besides, we have already discussed this
subject in the antinomy of pure reason.
Section II. Of the Ideal of the Summum Bonum as a
Determining Ground of the Ultimate End of Pure Reason
Reason conducted us, in its speculative use, through the field of experience
and, as it can never find complete satisfaction in that sphere, from thence to
speculative ideas—which, however, in the end brought us back again to
experience, and thus fulfilled the purpose of reason, in a manner which, though
useful, was not at all in accordance with our expectations. It now remains for
us to consider whether pure reason can be employed in a practical sphere, and
whether it will here conduct us to those ideas which attain the highest ends of
pure reason, as we have just stated them. We shall thus ascertain whether, from
the point of view of its practical interest, reason may not be able to supply
us with that which, on the speculative side, it wholly denies us.
The whole interest of reason, speculative as well as practical, is centred in
the three following questions:
1. WHAT CAN I KNOW?
2. WHAT OUGHT I TO DO?
3. WHAT MAY I HOPE?
The first question is purely speculative. We have, as I flatter myself,
exhausted all the replies of which it is susceptible, and have at last found
the reply with which reason must content itself, and with which it ought to be
content, so long as it pays no regard to the practical. But from the two great
ends to the attainment of which all these efforts of pure reason were in fact
directed, we remain just as far removed as if we had consulted our ease and
declined the task at the outset. So far, then, as knowledge is concerned, thus
much, at least, is established, that, in regard to those two problems, it lies
beyond our reach.
The second question is purely practical. As such it may indeed fall within the
province of pure reason, but still it is not transcendental, but moral, and
consequently cannot in itself form the subject of our criticism.
The third question: If I act as I ought to do, what may I then hope?—is
at once practical and theoretical. The practical forms a clue to the answer of
the theoretical, and—in its highest form—speculative question. For
all hoping has happiness for its object and stands in precisely the same
relation to the practical and the law of morality as knowing to the theoretical
cognition of things and the law of nature. The former arrives finally at the
conclusion that something is (which determines the ultimate end), because
something ought to take place; the latter, that something is (which operates as
the highest cause), because something does take place.
Happiness is the satisfaction of all our desires; extensive, in regard to their
multiplicity; intensive, in regard to their degree; and protensive, in regard
to their duration. The practical law based on the motive of happiness I term a
pragmatical law (or prudential rule); but that law, assuming such to exist,
which has no other motive than the worthiness of being happy, I term a moral or
ethical law. The first tells us what we have to do, if we wish to become
possessed of happiness; the second dictates how we ought to act, in order to
deserve happiness. The first is based upon empirical principles; for it is only
by experience that I can learn either what inclinations exist which desire
satisfaction, or what are the natural means of satisfying them. The second
takes no account of our desires or the means of satisfying them, and regards
only the freedom of a rational being, and the necessary conditions under which
alone this freedom can harmonize with the distribution of happiness according
to principles. This second law may therefore rest upon mere ideas of pure
reason, and may be cognized à priori.
I assume that there are pure moral laws which determine, entirely à priori
(without regard to empirical motives, that is, to happiness), the conduct of a
rational being, or in other words, to use which it makes of its freedom, and
that these laws are absolutely imperative (not merely hypothetically, on the
supposition of other empirical ends), and therefore in all respects necessary.
I am warranted in assuming this, not only by the arguments of the most
enlightened moralists, but by the moral judgement of every man who will make
the attempt to form a distinct conception of such a law.
Pure reason, then, contains, not indeed in its speculative, but in its
practical, or, more strictly, its moral use, principles of the possibility of
experience, of such actions, namely, as, in accordance with ethical precepts,
might be met with in the history of man. For since reason commands that such
actions should take place, it must be possible for them to take place; and
hence a particular kind of systematic unity—the moral—must be
possible. We have found, it is true, that the systematic unity of nature could
not be established according to speculative principles of reason, because,
while reason possesses a causal power in relation to freedom, it has none in
relation to the whole sphere of nature; and, while moral principles of reason
can produce free actions, they cannot produce natural laws. It is, then, in its
practical, but especially in its moral use, that the principles of pure reason
possess objective reality.
I call the world a moral world, in so far as it may be in accordance with all
the ethical laws—which, by virtue of the freedom of reasonable beings, it
can be, and according to the necessary laws of morality it ought to be. But
this world must be conceived only as an intelligible world, inasmuch as
abstraction is therein made of all conditions (ends), and even of all
impediments to morality (the weakness or pravity of human nature). So far,
then, it is a mere idea—though still a practical idea—which may
have, and ought to have, an influence on the world of sense, so as to bring it
as far as possible into conformity with itself. The idea of a moral world has,
therefore, objective reality, not as referring to an object of intelligible
intuition—for of such an object we can form no conception
whatever—but to the world of sense—conceived, however, as an object
of pure reason in its practical use—and to a corpus mysticum of rational
beings in it, in so far as the liberum arbitrium of the individual is placed,
under and by virtue of moral laws, in complete systematic unity both with
itself and with the freedom of all others.
That is the answer to the first of the two questions of pure reason which
relate to its practical interest: Do that which will render thee worthy of
happiness. The second question is this: If I conduct myself so as not to be
unworthy of happiness, may I hope thereby to obtain happiness? In order to
arrive at the solution of this question, we must inquire whether the principles
of pure reason, which prescribe à priori the law, necessarily also connect this
hope with it.
I say, then, that just as the moral principles are necessary according to
reason in its practical use, so it is equally necessary according to reason in
its theoretical use to assume that every one has ground to hope for happiness
in the measure in which he has made himself worthy of it in his conduct, and
that therefore the system of morality is inseparably (though only in the idea
of pure reason) connected with that of happiness.
Now in an intelligible, that is, in the moral world, in the conception of which
we make abstraction of all the impediments to morality (sensuous desires), such
a system of happiness, connected with and proportioned to morality, may be
conceived as necessary, because freedom of volition—partly incited, and
partly restrained by moral laws—would be itself the cause of general
happiness; and thus rational beings, under the guidance of such principles,
would be themselves the authors both of their own enduring welfare and that of
others. But such a system of self-rewarding morality is only an idea, the
carrying out of which depends upon the condition that every one acts as he
ought; in other words, that all actions of reasonable beings be such as they
would be if they sprung from a Supreme Will, comprehending in, or under, itself
all particular wills. But since the moral law is binding on each individual in
the use of his freedom of volition, even if others should not act in conformity
with this law, neither the nature of things, nor the causality of actions and
their relation to morality, determine how the consequences of these actions
will be related to happiness; and the necessary connection of the hope of
happiness with the unceasing endeavour to become worthy of happiness, cannot be
cognized by reason, if we take nature alone for our guide. This connection can
be hoped for only on the assumption that the cause of nature is a supreme
reason, which governs according to moral laws.
I term the idea of an intelligence in which the morally most perfect will,
united with supreme blessedness, is the cause of all happiness in the world, so
far as happiness stands in strict relation to morality (as the worthiness of
being happy), the ideal of the supreme Good. It is only, then, in the ideal of
the supreme original good, that pure reason can find the ground of the
practically necessary connection of both elements of the highest derivative
good, and accordingly of an intelligible, that is, moral world. Now since we
are necessitated by reason to conceive ourselves as belonging to such a world,
while the senses present to us nothing but a world of phenomena, we must assume
the former as a consequence of our conduct in the world of sense (since the
world of sense gives us no hint of it), and therefore as future in relation to
us. Thus God and a future life are two hypotheses which, according to the
principles of pure reason, are inseparable from the obligation which this
reason imposes upon us.
Morality per se constitutes a system. But we can form no system of happiness,
except in so far as it is dispensed in strict proportion to morality. But this
is only possible in the intelligible world, under a wise author and ruler. Such
a ruler, together with life in such a world, which we must look upon as future,
reason finds itself compelled to assume; or it must regard the moral laws as
idle dreams, since the necessary consequence which this same reason connects
with them must, without this hypothesis, fall to the ground. Hence also the
moral laws are universally regarded as commands, which they could not be did
they not connect à priori adequate consequences with their dictates, and thus
carry with them promises and threats. But this, again, they could not do, did
they not reside in a necessary being, as the Supreme Good, which alone can
render such a teleological unity possible.
Leibnitz termed the world, when viewed in relation to the rational beings which
it contains, and the moral relations in which they stand to each other, under
the government of the Supreme Good, the kingdom of Grace, and distinguished it
from the kingdom of Nature, in which these rational beings live, under moral
laws, indeed, but expect no other consequences from their actions than such as
follow according to the course of nature in the world of sense. To view
ourselves, therefore, as in the kingdom of grace, in which all happiness awaits
us, except in so far as we ourselves limit our participation in it by actions
which render us unworthy of happiness, is a practically necessary idea of
reason.
Practical laws, in so far as they are subjective grounds of actions, that is,
subjective principles, are termed maxims. The judgements of moral according to
in its purity and ultimate results are framed according ideas; the observance
of its laws, according to maxims.
The whole course of our life must be subject to moral maxims; but this is
impossible, unless with the moral law, which is a mere idea, reason connects an
efficient cause which ordains to all conduct which is in conformity with the
moral law an issue either in this or in another life, which is in exact
conformity with our highest aims. Thus, without a God and without a world,
invisible to us now, but hoped for, the glorious ideas of morality are, indeed,
objects of approbation and of admiration, but cannot be the springs of purpose
and action. For they do not satisfy all the aims which are natural to every
rational being, and which are determined à priori by pure reason itself, and
necessary.
Happiness alone is, in the view of reason, far from being the complete good.
Reason does not approve of it (however much inclination may desire it), except
as united with desert. On the other hand, morality alone, and with it, mere
desert, is likewise far from being the complete good. To make it complete, he
who conducts himself in a manner not unworthy of happiness, must be able to
hope for the possession of happiness. Even reason, unbiased by private ends, or
interested considerations, cannot judge otherwise, if it puts itself in the
place of a being whose business it is to dispense all happiness to others. For
in the practical idea both points are essentially combined, though in such a
way that participation in happiness is rendered possible by the moral
disposition, as its condition, and not conversely, the moral disposition by the
prospect of happiness. For a disposition which should require the prospect of
happiness as its necessary condition would not be moral, and hence also would
not be worthy of complete happiness—a happiness which, in the view of
reason, recognizes no limitation but such as arises from our own immoral
conduct.
Happiness, therefore, in exact proportion with the morality of rational beings
(whereby they are made worthy of happiness), constitutes alone the supreme good
of a world into which we absolutely must transport ourselves according to the
commands of pure but practical reason. This world is, it is true, only an
intelligible world; for of such a systematic unity of ends as it requires, the
world of sense gives us no hint. Its reality can be based on nothing else but
the hypothesis of a supreme original good. In it independent reason, equipped
with all the sufficiency of a supreme cause, founds, maintains, and fulfils the
universal order of things, with the most perfect teleological harmony, however
much this order may be hidden from us in the world of sense.
This moral theology has the peculiar advantage, in contrast with speculative
theology, of leading inevitably to the conception of a sole, perfect, and
rational First Cause, whereof speculative theology does not give us any
indication on objective grounds, far less any convincing evidence. For we find
neither in transcendental nor in natural theology, however far reason may lead
us in these, any ground to warrant us in assuming the existence of one only
Being, which stands at the head of all natural causes, and on which these are
entirely dependent. On the other hand, if we take our stand on moral unity as a
necessary law of the universe, and from this point of view consider what is
necessary to give this law adequate efficiency and, for us, obligatory force,
we must come to the conclusion that there is one only supreme will, which
comprehends all these laws in itself. For how, under different wills, should we
find complete unity of ends? This will must be omnipotent, that all nature and
its relation to morality in the world may be subject to it; omniscient, that it
may have knowledge of the most secret feelings and their moral worth;
omnipresent, that it may be at hand to supply every necessity to which the
highest weal of the world may give rise; eternal, that this harmony of nature
and liberty may never fail; and so on.
But this systematic unity of ends in this world of intelligences—which,
as mere nature, is only a world of sense, but, as a system of freedom of
volition, may be termed an intelligible, that is, moral world (regnum
gratiae)—leads inevitably also to the teleological unity of all things
which constitute this great whole, according to universal natural
laws—just as the unity of the former is according to universal and
necessary moral laws—and unites the practical with the speculative
reason. The world must be represented as having originated from an idea, if it
is to harmonize with that use of reason without which we cannot even consider
ourselves as worthy of reason—namely, the moral use, which rests entirely
on the idea of the supreme good. Hence the investigation of nature receives a
teleological direction, and becomes, in its widest extension, physico-theology.
But this, taking its rise in moral order as a unity founded on the essence of
freedom, and not accidentally instituted by external commands, establishes the
teleological view of nature on grounds which must be inseparably connected with
the internal possibility of things. This gives rise to a transcendental
theology, which takes the ideal of the highest ontological perfection as a
principle of systematic unity; and this principle connects all things according
to universal and necessary natural laws, because all things have their origin
in the absolute necessity of the one only Primal Being.
What use can we make of our understanding, even in respect of experience, if we
do not propose ends to ourselves? But the highest ends are those of morality,
and it is only pure reason that can give us the knowledge of these. Though
supplied with these, and putting ourselves under their guidance, we can make no
teleological use of the knowledge of nature, as regards cognition, unless
nature itself has established teleological unity. For without this unity we
should not even possess reason, because we should have no school for reason,
and no cultivation through objects which afford the materials for its
conceptions. But teleological unity is a necessary unity, and founded on the
essence of the individual will itself. Hence this will, which is the condition
of the application of this unity in concreto, must be so likewise. In this way
the transcendental enlargement of our rational cognition would be, not the
cause, but merely the effect of the practical teleology which pure reason
imposes upon us.
Hence, also, we find in the history of human reason that, before the moral
conceptions were sufficiently purified and determined, and before men had
attained to a perception of the systematic unity of ends according to these
conceptions and from necessary principles, the knowledge of nature, and even a
considerable amount of intellectual culture in many other sciences, could
produce only rude and vague conceptions of the Deity, sometimes even admitting
of an astonishing indifference with regard to this question altogether. But the
more enlarged treatment of moral ideas, which was rendered necessary by the
extreme pure moral law of our religion, awakened the interest, and thereby
quickened the perceptions of reason in relation to this object. In this way,
and without the help either of an extended acquaintance with nature, or of a
reliable transcendental insight (for these have been wanting in all ages), a
conception of the Divine Being was arrived at, which we now hold to be the
correct one, not because speculative reason convinces us of its correctness,
but because it accords with the moral principles of reason. Thus it is to pure
reason, but only in its practical use, that we must ascribe the merit of having
connected with our highest interest a cognition, of which mere speculation was
able only to form a conjecture, but the validity of which it was unable to
establish—and of having thereby rendered it, not indeed a demonstrated
dogma, but a hypothesis absolutely necessary to the essential ends of reason.
But if practical reason has reached this elevation, and has attained to the
conception of a sole Primal Being as the supreme good, it must not, therefore,
imagine that it has transcended the empirical conditions of its application,
and risen to the immediate cognition of new objects; it must not presume to
start from the conception which it has gained, and to deduce from it the moral
laws themselves. For it was these very laws, the internal practical necessity
of which led us to the hypothesis of an independent cause, or of a wise ruler
of the universe, who should give them effect. Hence we are not entitled to
regard them as accidental and derived from the mere will of the ruler,
especially as we have no conception of such a will, except as formed in
accordance with these laws. So far, then, as practical reason has the right to
conduct us, we shall not look upon actions as binding on us, because they are
the commands of God, but we shall regard them as divine commands, because we
are internally bound by them. We shall study freedom under the teleological
unity which accords with principles of reason; we shall look upon ourselves as
acting in conformity with the divine will only in so far as we hold sacred the
moral law which reason teaches us from the nature of actions themselves, and we
shall believe that we can obey that will only by promoting the weal of the
universe in ourselves and in others. Moral theology is, therefore, only of
immanent use. It teaches us to fulfil our destiny here in the world, by placing
ourselves in harmony with the general system of ends, and warns us against the
fanaticism, nay, the crime of depriving reason of its legislative authority in
the moral conduct of life, for the purpose of directly connecting this
authority with the idea of the Supreme Being. For this would be, not an
immanent, but a transcendent use of moral theology, and, like the transcendent
use of mere speculation, would inevitably pervert and frustrate the ultimate
ends of reason.
Section III. Of Opinion, Knowledge, and Belief
The holding of a thing to be true is a phenomenon in our understanding which
may rest on objective grounds, but requires, also, subjective causes in the
mind of the person judging. If a judgement is valid for every rational being,
then its ground is objectively sufficient, and it is termed a conviction. If,
on the other hand, it has its ground in the particular character of the
subject, it is termed a persuasion.
Persuasion is a mere illusion, the ground of the judgement, which lies solely
in the subject, being regarded as objective. Hence a judgement of this kind has
only private validity—is only valid for the individual who judges, and
the holding of a thing to be true in this way cannot be communicated. But truth
depends upon agreement with the object, and consequently the judgements of all
understandings, if true, must be in agreement with each other (consentientia
uni tertio consentiunt inter se). Conviction may, therefore, be distinguished,
from an external point of view, from persuasion, by the possibility of
communicating it and by showing its validity for the reason of every man; for
in this case the presumption, at least, arises that the agreement of all
judgements with each other, in spite of the different characters of
individuals, rests upon the common ground of the agreement of each with the
object, and thus the correctness of the judgement is established.
Persuasion, accordingly, cannot be subjectively distinguished from conviction,
that is, so long as the subject views its judgement simply as a phenomenon of
its own mind. But if we inquire whether the grounds of our judgement, which are
valid for us, produce the same effect on the reason of others as on our own, we
have then the means, though only subjective means, not, indeed, of producing
conviction, but of detecting the merely private validity of the judgement; in
other words, of discovering that there is in it the element of mere persuasion.
If we can, in addition to this, develop the subjective causes of the judgement,
which we have taken for its objective grounds, and thus explain the deceptive
judgement as a phenomenon in our mind, apart altogether from the objective
character of the object, we can then expose the illusion and need be no longer
deceived by it, although, if its subjective cause lies in our nature, we cannot
hope altogether to escape its influence.
I can only maintain, that is, affirm as necessarily valid for every one, that
which produces conviction. Persuasion I may keep for myself, if it is agreeable
to me; but I cannot, and ought not, to attempt to impose it as binding upon
others.
Holding for true, or the subjective validity of a judgement in relation to
conviction (which is, at the same time, objectively valid), has the three
following degrees: opinion, belief, and knowledge. Opinion is a consciously
insufficient judgement, subjectively as well as objectively. Belief is
subjectively sufficient, but is recognized as being objectively insufficient.
Knowledge is both subjectively and objectively sufficient. Subjective
sufficiency is termed conviction (for myself); objective sufficiency is termed
certainty (for all). I need not dwell longer on the explanation of such simple
conceptions.
I must never venture to be of opinion, without knowing something, at least, by
which my judgement, in itself merely problematical, is brought into connection
with the truth—which connection, although not perfect, is still something
more than an arbitrary fiction. Moreover, the law of such a connection must be
certain. For if, in relation to this law, I have nothing more than opinion, my
judgement is but a play of the imagination, without the least relation to
truth. In the judgements of pure reason, opinion has no place. For, as they do
not rest on empirical grounds and as the sphere of pure reason is that of
necessary truth and à priori cognition, the principle of connection in it
requires universality and necessity, and consequently perfect
certainty—otherwise we should have no guide to the truth at all. Hence it
is absurd to have an opinion in pure mathematics; we must know, or abstain from
forming a judgement altogether. The case is the same with the maxims of
morality. For we must not hazard an action on the mere opinion that it is
allowed, but we must know it to be so. In the transcendental sphere of reason,
on the other hand, the term opinion is too weak, while the word knowledge is
too strong. From the merely speculative point of view, therefore, we cannot
form a judgement at all. For the subjective grounds of a judgement, such as
produce belief, cannot be admitted in speculative inquiries, inasmuch as they
cannot stand without empirical support and are incapable of being communicated
to others in equal measure.
But it is only from the practical point of view that a theoretically
insufficient judgement can be termed belief. Now the practical reference is
either to skill or to morality; to the former, when the end proposed is
arbitrary and accidental, to the latter, when it is absolutely necessary.
If we propose to ourselves any end whatever, the conditions of its attainment
are hypothetically necessary. The necessity is subjectively, but still only
comparatively, sufficient, if I am acquainted with no other conditions under
which the end can be attained. On the other hand, it is sufficient, absolutely
and for every one, if I know for certain that no one can be acquainted with any
other conditions under which the attainment of the proposed end would be
possible. In the former case my supposition—my judgement with regard to
certain conditions—is a merely accidental belief; in the latter it is a
necessary belief. The physician must pursue some course in the case of a
patient who is in danger, but is ignorant of the nature of the disease. He
observes the symptoms, and concludes, according to the best of his judgement,
that it is a case of phthisis. His belief is, even in his own judgement, only
contingent: another man might, perhaps come nearer the truth. Such a belief,
contingent indeed, but still forming the ground of the actual use of means for
the attainment of certain ends, I term Pragmatical belief.
The usual test, whether that which any one maintains is merely his persuasion,
or his subjective conviction at least, that is, his firm belief, is a bet. It
frequently happens that a man delivers his opinions with so much boldness and
assurance, that he appears to be under no apprehension as to the possibility of
his being in error. The offer of a bet startles him, and makes him pause.
Sometimes it turns out that his persuasion may be valued at a ducat, but not at
ten. For he does not hesitate, perhaps, to venture a ducat, but if it is
proposed to stake ten, he immediately becomes aware of the possibility of his
being mistaken—a possibility which has hitherto escaped his observation.
If we imagine to ourselves that we have to stake the happiness of our whole
life on the truth of any proposition, our judgement drops its air of triumph,
we take the alarm, and discover the actual strength of our belief. Thus
pragmatical belief has degrees, varying in proportion to the interests at
stake.
Now, in cases where we cannot enter upon any course of action in reference to
some object, and where, accordingly, our judgement is purely theoretical, we
can still represent to ourselves, in thought, the possibility of a course of
action, for which we suppose that we have sufficient grounds, if any means
existed of ascertaining the truth of the matter. Thus we find in purely
theoretical judgements an analogon of practical judgements, to which the word
belief may properly be applied, and which we may term doctrinal belief. I
should not hesitate to stake my all on the truth of the proposition—if
there were any possibility of bringing it to the test of experience—that,
at least, some one of the planets, which we see, is inhabited. Hence I say that
I have not merely the opinion, but the strong belief, on the correctness of
which I would stake even many of the advantages of life, that there are
inhabitants in other worlds.
Now we must admit that the doctrine of the existence of God belongs to
doctrinal belief. For, although in respect to the theoretical cognition of the
universe I do not require to form any theory which necessarily involves this
idea, as the condition of my explanation of the phenomena which the universe
presents, but, on the contrary, am rather bound so to use my reason as if
everything were mere nature, still teleological unity is so important a
condition of the application of my reason to nature, that it is impossible for
me to ignore it—especially since, in addition to these considerations,
abundant examples of it are supplied by experience. But the sole condition, so
far as my knowledge extends, under which this unity can be my guide in the
investigation of nature, is the assumption that a supreme intelligence has
ordered all things according to the wisest ends. Consequently, the hypothesis
of a wise author of the universe is necessary for my guidance in the
investigation of nature—is the condition under which alone I can fulfil
an end which is contingent indeed, but by no means unimportant. Moreover, since
the result of my attempts so frequently confirms the utility of this
assumption, and since nothing decisive can be adduced against it, it follows
that it would be saying far too little to term my judgement, in this case, a
mere opinion, and that, even in this theoretical connection, I may assert that
I firmly believe in God. Still, if we use words strictly, this must not be
called a practical, but a doctrinal belief, which the theology of nature
(physico-theology) must also produce in my mind. In the wisdom of a Supreme
Being, and in the shortness of life, so inadequate to the development of the
glorious powers of human nature, we may find equally sufficient grounds for a
doctrinal belief in the future life of the human soul.
The expression of belief is, in such cases, an expression of modesty from the
objective point of view, but, at the same time, of firm confidence, from the
subjective. If I should venture to term this merely theoretical judgement even
so much as a hypothesis which I am entitled to assume; a more complete
conception, with regard to another world and to the cause of the world, might
then be justly required of me than I am, in reality, able to give. For, if I
assume anything, even as a mere hypothesis, I must, at least, know so much of
the properties of such a being as will enable me, not to form the conception,
but to imagine the existence of it. But the word belief refers only to the
guidance which an idea gives me, and to its subjective influence on the conduct
of my reason, which forces me to hold it fast, though I may not be in a
position to give a speculative account of it.
But mere doctrinal belief is, to some extent, wanting in stability. We often
quit our hold of it, in consequence of the difficulties which occur in
speculation, though in the end we inevitably return to it again.
It is quite otherwise with moral belief. For in this sphere action is
absolutely necessary, that is, I must act in obedience to the moral law in all
points. The end is here incontrovertibly established, and there is only one
condition possible, according to the best of my perception, under which this
end can harmonize with all other ends, and so have practical
validity—namely, the existence of a God and of a future world. I know
also, to a certainty, that no one can be acquainted with any other conditions
which conduct to the same unity of ends under the moral law. But since the
moral precept is, at the same time, my maxim (as reason requires that it should
be), I am irresistibly constrained to believe in the existence of God and in a
future life; and I am sure that nothing can make me waver in this belief, since
I should thereby overthrow my moral maxims, the renunciation of which would
render me hateful in my own eyes.
Thus, while all the ambitious attempts of reason to penetrate beyond the limits
of experience end in disappointment, there is still enough left to satisfy us
in a practical point of view. No one, it is true, will be able to boast that he
knows that there is a God and a future life; for, if he knows this, he is just
the man whom I have long wished to find. All knowledge, regarding an object of
mere reason, can be communicated; and I should thus be enabled to hope that my
own knowledge would receive this wonderful extension, through the
instrumentality of his instruction. No, my conviction is not logical, but moral
certainty; and since it rests on subjective grounds (of the moral sentiment), I
must not even say: It is morally certain that there is a God, etc., but: I am
morally certain, that is, my belief in God and in another world is so
interwoven with my moral nature that I am under as little apprehension of
having the former torn from me as of losing the latter.
The only point in this argument that may appear open to suspicion is that this
rational belief presupposes the existence of moral sentiments. If we give up
this assumption, and take a man who is entirely indifferent with regard to
moral laws, the question which reason proposes, becomes then merely a problem
for speculation and may, indeed, be supported by strong grounds from analogy,
but not by such as will compel the most obstinate scepticism to give way.[79] But in these questions no man is free
from all interest. For though the want of good sentiments may place him beyond
the influence of moral interests, still even in this case enough may be left to
make him fear the existence of God and a future life. For he cannot pretend to
any certainty of the non-existence of God and of a future life,
unless—since it could only be proved by mere reason, and therefore
apodeictically—he is prepared to establish the impossibility of both,
which certainly no reasonable man would undertake to do. This would be a
negative belief, which could not, indeed, produce morality and good sentiments,
but still could produce an analogon of these, by operating as a powerful
restraint on the outbreak of evil dispositions.
[79]
The human mind (as, I believe, every rational being must of necessity do) takes
a natural interest in morality, although this interest is not undivided, and
may not be practically in preponderance. If you strengthen and increase it, you
will find the reason become docile, more enlightened, and more capable of
uniting the speculative interest with the practical. But if you do not take
care at the outset, or at least midway, to make men good, you will never force
them into an honest belief.
But, it will be said, is this all that pure reason can effect, in opening up
prospects beyond the limits of experience? Nothing more than two articles of
belief? Common sense could have done as much as this, without taking the
philosophers to counsel in the matter!
I shall not here eulogize philosophy for the benefits which the laborious
efforts of its criticism have conferred on human reason—even granting
that its merit should turn out in the end to be only negative—for on this
point something more will be said in the next section. But, I ask, do you
require that that knowledge which concerns all men, should transcend the common
understanding, and should only be revealed to you by philosophers? The very
circumstance which has called forth your censure, is the best confirmation of
the correctness of our previous assertions, since it discloses, what could not
have been foreseen, that Nature is not chargeable with any partial distribution
of her gifts in those matters which concern all men without distinction and
that, in respect to the essential ends of human nature, we cannot advance
further with the help of the highest philosophy, than under the guidance which
nature has vouchsafed to the meanest understanding.
Chapter III. The Architectonic of Pure Reason
By the term architectonic I mean the art of constructing a system. Without
systematic unity, our knowledge cannot become science; it will be an aggregate,
and not a system. Thus architectonic is the doctrine of the scientific in
cognition, and therefore necessarily forms part of our methodology.
Reason cannot permit our knowledge to remain in an unconnected and rhapsodistic
state, but requires that the sum of our cognitions should constitute a system.
It is thus alone that they can advance the ends of reason. By a system I mean
the unity of various cognitions under one idea. This idea is the
conception—given by reason—of the form of a whole, in so far as the
conception determines à priori not only the limits of its content, but the
place which each of its parts is to occupy. The scientific idea contains,
therefore, the end and the form of the whole which is in accordance with that
end. The unity of the end, to which all the parts of the system relate, and
through which all have a relation to each other, communicates unity to the
whole system, so that the absence of any part can be immediately detected from
our knowledge of the rest; and it determines à priori the limits of the system,
thus excluding all contingent or arbitrary additions. The whole is thus an
organism (articulatio), and not an aggregate (coacervatio); it may grow from
within (per intussusceptionem), but it cannot increase by external additions
(per appositionem). It is, thus, like an animal body, the growth of which does
not add any limb, but, without changing their proportions, makes each in its
sphere stronger and more active.
We require, for the execution of the idea of a system, a schema, that is, a
content and an arrangement of parts determined à priori by the principle which
the aim of the system prescribes. A schema which is not projected in accordance
with an idea, that is, from the standpoint of the highest aim of reason, but
merely empirically, in accordance with accidental aims and purposes (the number
of which cannot be predetermined), can give us nothing more than technical
unity. But the schema which is originated from an idea (in which case reason
presents us with aims à priori, and does not look for them to experience),
forms the basis of architectonical unity. A science, in the proper acceptation
of that term, cannot be formed technically, that is, from observation of the
similarity existing between different objects, and the purely contingent use we
make of our knowledge in concreto with reference to all kinds of arbitrary
external aims; its constitution must be framed on architectonical principles,
that is, its parts must be shown to possess an essential affinity, and be
capable of being deduced from one supreme and internal aim or end, which forms
the condition of the possibility of the scientific whole. The schema of a
science must give à priori the plan of it (monogramma), and the division of the
whole into parts, in conformity with the idea of the science; and it must also
distinguish this whole from all others, according to certain understood
principles.
No one will attempt to construct a science, unless he have some idea to rest on
as a proper basis. But, in the elaboration of the science, he finds that the
schema, nay, even the definition which he at first gave of the science, rarely
corresponds with his idea; for this idea lies, like a germ, in our reason, its
parts undeveloped and hid even from microscopical observation. For this reason,
we ought to explain and define sciences, not according to the description which
the originator gives of them, but according to the idea which we find based in
reason itself, and which is suggested by the natural unity of the parts of the
science already accumulated. For it will of ten be found that the originator of
a science and even his latest successors remain attached to an erroneous idea,
which they cannot render clear to themselves, and that they thus fail in
determining the true content, the articulation or systematic unity, and the
limits of their science.
It is unfortunate that, only after having occupied ourselves for a long time in
the collection of materials, under the guidance of an idea which lies
undeveloped in the mind, but not according to any definite plan of
arrangement—nay, only after we have spent much time and labour in the
technical disposition of our materials, does it become possible to view the
idea of a science in a clear light, and to project, according to
architectonical principles, a plan of the whole, in accordance with the aims of
reason. Systems seem, like certain worms, to be formed by a kind of generatio
aequivoca—by the mere confluence of conceptions, and to gain completeness
only with the progress of time. But the schema or germ of all lies in reason;
and thus is not only every system organized according to its own idea, but all
are united into one grand system of human knowledge, of which they form
members. For this reason, it is possible to frame an architectonic of all human
cognition, the formation of which, at the present time, considering the immense
materials collected or to be found in the ruins of old systems, would not
indeed be very difficult. Our purpose at present is merely to sketch the plan
of the architectonic of all cognition given by pure reason; and we begin from
the point where the main root of human knowledge divides into two, one of which
is reason. By reason I understand here the whole higher faculty of cognition,
the rational being placed in contradistinction to the empirical.
If I make complete abstraction of the content of cognition, objectively
considered, all cognition is, from a subjective point of view, either
historical or rational. Historical cognition is cognitio ex datis, rational,
cognitio ex principiis. Whatever may be the original source of a cognition, it
is, in relation to the person who possesses it, merely historical, if he knows
only what has been given him from another quarter, whether that knowledge was
communicated by direct experience or by instruction. Thus the Person who has
learned a system of philosophy—say the Wolfian—although he has a
perfect knowledge of all the principles, definitions, and arguments in that
philosophy, as well as of the divisions that have been made of the system,
possesses really no more than an historical knowledge of the Wolfian system; he
knows only what has been told him, his judgements are only those which he has
received from his teachers. Dispute the validity of a definition, and he is
completely at a loss to find another. He has formed his mind on
another’s; but the imitative faculty is not the productive. His knowledge
has not been drawn from reason; and although, objectively considered, it is
rational knowledge, subjectively, it is merely historical. He has learned this
or that philosophy and is merely a plaster cast of a living man. Rational
cognitions which are objective, that is, which have their source in reason, can
be so termed from a subjective point of view, only when they have been drawn by
the individual himself from the sources of reason, that is, from principles;
and it is in this way alone that criticism, or even the rejection of what has
been already learned, can spring up in the mind.
All rational cognition is, again, based either on conceptions, or on the
construction of conceptions. The former is termed philosophical, the latter
mathematical. I have already shown the essential difference of these two
methods of cognition in the first chapter. A cognition may be objectively
philosophical and subjectively historical—as is the case with the
majority of scholars and those who cannot look beyond the limits of their
system, and who remain in a state of pupilage all their lives. But it is
remarkable that mathematical knowledge, when committed to memory, is valid,
from the subjective point of view, as rational knowledge also, and that the
same distinction cannot be drawn here as in the case of philosophical
cognition. The reason is that the only way of arriving at this knowledge is
through the essential principles of reason, and thus it is always certain and
indisputable; because reason is employed in concreto—but at the same time
à priori—that is, in pure and, therefore, infallible intuition; and thus
all causes of illusion and error are excluded. Of all the à priori sciences of
reason, therefore, mathematics alone can be learned. Philosophy—unless it
be in an historical manner—cannot be learned; we can at most learn to
philosophize.
Philosophy is the system of all philosophical cognition. We must use this term
in an objective sense, if we understand by it the archetype of all attempts at
philosophizing, and the standard by which all subjective philosophies are to be
judged. In this sense, philosophy is merely the idea of a possible science,
which does not exist in concreto, but to which we endeavour in various ways to
approximate, until we have discovered the right path to pursue—a path
overgrown by the errors and illusions of sense—and the image we have
hitherto tried in vain to shape has become a perfect copy of the great
prototype. Until that time, we cannot learn philosophy—it does not exist;
if it does, where is it, who possesses it, and how shall we know it? We can
only learn to philosophize; in other words, we can only exercise our powers of
reasoning in accordance with general principles, retaining at the same time,
the right of investigating the sources of these principles, of testing, and
even of rejecting them.
Until then, our conception of philosophy is only a scholastic
conception—a conception, that is, of a system of cognition which we are
trying to elaborate into a science; all that we at present know being the
systematic unity of this cognition, and consequently the logical completeness
of the cognition for the desired end. But there is also a cosmical conception
(conceptus cosmicus) of philosophy, which has always formed the true basis of
this term, especially when philosophy was personified and presented to us in
the ideal of a philosopher. In this view philosophy is the science of the
relation of all cognition to the ultimate and essential aims of human reason
(teleologia rationis humanae), and the philosopher is not merely an
artist—who occupies himself with conceptions—but a lawgiver,
legislating for human reason. In this sense of the word, it would be in the
highest degree arrogant to assume the title of philosopher, and to pretend that
we had reached the perfection of the prototype which lies in the idea alone.
The mathematician, the natural philosopher, and the logician—how far
soever the first may have advanced in rational, and the two latter in
philosophical knowledge—are merely artists, engaged in the arrangement
and formation of conceptions; they cannot be termed philosophers. Above them
all, there is the ideal teacher, who employs them as instruments for the
advancement of the essential aims of human reason. Him alone can we call
philosopher; but he nowhere exists. But the idea of his legislative power
resides in the mind of every man, and it alone teaches us what kind of
systematic unity philosophy demands in view of the ultimate aims of reason.
This idea is, therefore, a cosmical conception.[80]
[80]
By a cosmical conception, I mean one in which all men necessarily take an
interest; the aim of a science must accordingly be determined according to
scholastic conceptions, if it is regarded merely as a means to certain
arbitrarily proposed ends.
In view of the complete systematic unity of reason, there can only be one
ultimate end of all the operations of the mind. To this all other aims are
subordinate, and nothing more than means for its attainment. This ultimate end
is the destination of man, and the philosophy which relates to it is termed
moral philosophy. The superior position occupied by moral philosophy, above all
other spheres for the operations of reason, sufficiently indicates the reason
why the ancients always included the idea—and in an especial
manner—of moralist in that of philosopher. Even at the present day, we
call a man who appears to have the power of self-government, even although his
knowledge may be very limited, by the name of philosopher.
The legislation of human reason, or philosophy, has two objects—nature
and freedom—and thus contains not only the laws of nature, but also those
of ethics, at first in two separate systems, which, finally, merge into one
grand philosophical system of cognition. The philosophy of nature relates to
that which is, that of ethics to that which ought to be.
But all philosophy is either cognition on the basis of pure reason, or the
cognition of reason on the basis of empirical principles. The former is termed
pure, the latter empirical philosophy.
The philosophy of pure reason is either propædeutic, that is, an inquiry into
the powers of reason in regard to pure à priori cognition, and is termed
critical philosophy; or it is, secondly, the system of pure reason—a
science containing the systematic presentation of the whole body of
philosophical knowledge, true as well as illusory, given by pure
reason—and is called metaphysic. This name may, however, be also given to
the whole system of pure philosophy, critical philosophy included, and may
designate the investigation into the sources or possibility of à priori
cognition, as well as the presentation of the à priori cognitions which form a
system of pure philosophy—excluding, at the same time, all empirical and
mathematical elements.
Metaphysic is divided into that of the speculative and that of the practical
use of pure reason, and is, accordingly, either the metaphysic of nature, or
the metaphysic of ethics. The former contains all the pure rational
principles—based upon conceptions alone (and thus excluding
mathematics)—of all theoretical cognition; the latter, the principles
which determine and necessitate à priori all action. Now moral philosophy alone
contains a code of laws—for the regulation of our actions—which are
deduced from principles entirely à priori. Hence the metaphysic of ethics is
the only pure moral philosophy, as it is not based upon anthropological or
other empirical considerations. The metaphysic of speculative reason is what is
commonly called metaphysic in the more limited sense. But as pure moral
philosophy properly forms a part of this system of cognition, we must allow it
to retain the name of metaphysic, although it is not requisite that we should
insist on so terming it in our present discussion.
It is of the highest importance to separate those cognitions which differ from
others both in kind and in origin, and to take great care that they are not
confounded with those with which they are generally found connected. What the
chemist does in the analysis of substances, what the mathematician in pure
mathematics, is, in a still higher degree, the duty of the philosopher, that
the value of each different kind of cognition, and the part it takes in the
operations of the mind, may be clearly defined. Human reason has never wanted a
metaphysic of some kind, since it attained the power of thought, or rather of
reflection; but it has never been able to keep this sphere of thought and
cognition pure from all admixture of foreign elements. The idea of a science of
this kind is as old as speculation itself; and what mind does not
speculate—either in the scholastic or in the popular fashion? At the same
time, it must be admitted that even thinkers by profession have been unable
clearly to explain the distinction between the two elements of our
cognition—the one completely à priori, the other à posteriori; and hence
the proper definition of a peculiar kind of cognition, and with it the just
idea of a science which has so long and so deeply engaged the attention of the
human mind, has never been established. When it was said: “Metaphysic is
the science of the first principles of human cognition,” this definition
did not signalize a peculiarity in kind, but only a difference in degree; these
first principles were thus declared to be more general than others, but no
criterion of distinction from empirical principles was given. Of these some are
more general, and therefore higher, than others; and—as we cannot
distinguish what is completely à priori from that which is known to be à
posteriori—where shall we draw the line which is to separate the higher
and so-called first principles, from the lower and subordinate principles of
cognition? What would be said if we were asked to be satisfied with a division
of the epochs of the world into the earlier centuries and those following them?
“Does the fifth, or the tenth century belong to the earlier
centuries?” it would be asked. In the same way I ask: Does the conception
of extension belong to metaphysics? You answer, “Yes.” Well, that
of body too? “Yes.” And that of a fluid body? You stop, you are
unprepared to admit this; for if you do, everything will belong to metaphysics.
From this it is evident that the mere degree of subordination—of the
particular to the general—cannot determine the limits of a science; and
that, in the present case, we must expect to find a difference in the
conceptions of metaphysics both in kind and in origin. The fundamental idea of
metaphysics was obscured on another side by the fact that this kind of à priori
cognition showed a certain similarity in character with the science of
mathematics. Both have the property in common of possessing an à priori origin;
but, in the one, our knowledge is based upon conceptions, in the other, on the
construction of conceptions. Thus a decided dissimilarity between philosophical
and mathematical cognition comes out—a dissimilarity which was always
felt, but which could not be made distinct for want of an insight into the
criteria of the difference. And thus it happened that, as philosophers
themselves failed in the proper development of the idea of their science, the
elaboration of the science could not proceed with a definite aim, or under
trustworthy guidance. Thus, too, philosophers, ignorant of the path they ought
to pursue and always disputing with each other regarding the discoveries which
each asserted he had made, brought their science into disrepute with the rest
of the world, and finally, even among themselves.
All pure à priori cognition forms, therefore, in view of the peculiar faculty
which originates it, a peculiar and distinct unity; and metaphysic is the term
applied to the philosophy which attempts to represent that cognition in this
systematic unity. The speculative part of metaphysic, which has especially
appropriated this appellation—that which we have called the metaphysic of
nature—and which considers everything, as it is (not as it ought to be),
by means of à priori conceptions, is divided in the following manner.
Metaphysic, in the more limited acceptation of the term, consists of two
parts—transcendental philosophy and the physiology of pure reason. The
former presents the system of all the conceptions and principles belonging to
the understanding and the reason, and which relate to objects in general, but
not to any particular given objects (Ontologia); the latter has nature for its
subject-matter, that is, the sum of given objects—whether given to the
senses, or, if we will, to some other kind of intuition—and is
accordingly physiology, although only rationalis. But the use of the faculty of
reason in this rational mode of regarding nature is either physical or
hyperphysical, or, more properly speaking, immanent or transcendent. The former
relates to nature, in so far as our knowledge regarding it may be applied in
experience (in concreto); the latter to that connection of the objects of
experience, which transcends all experience. Transcendent physiology has,
again, an internal and an external connection with its object, both, however,
transcending possible experience; the former is the physiology of nature as a
whole, or transcendental cognition of the world, the latter of the connection
of the whole of nature with a being above nature, or transcendental cognition
of God.
Immanent physiology, on the contrary, considers nature as the sum of all
sensuous objects, consequently, as it is presented to us—but still
according to à priori conditions, for it is under these alone that nature can
be presented to our minds at all. The objects of immanent physiology are of two
kinds: 1. Those of the external senses, or corporeal nature; 2. The object of
the internal sense, the soul, or, in accordance with our fundamental
conceptions of it, thinking nature. The metaphysics of corporeal nature is
called physics; but, as it must contain only the principles of an à priori
cognition of nature, we must term it rational physics. The metaphysics of
thinking nature is called psychology, and for the same reason is to be regarded
as merely the rational cognition of the soul.
Thus the whole system of metaphysics consists of four principal parts: 1.
Ontology; 2. Rational Physiology; 3. Rational cosmology; and 4. Rational
theology. The second part—that of the rational doctrine of
nature—may be subdivided into two, physica rationalis[81] and psychologia rationalis.
[81]
It must not be supposed that I mean by this appellation what is generally
called physica general is, and which is rather mathematics than a philosophy of
nature. For the metaphysic of nature is completely different from mathematics,
nor is it so rich in results, although it is of great importance as a critical
test of the application of pure understanding—cognition to nature. For
want of its guidance, even mathematicians, adopting certain common
notions—which are, in fact, metaphysical—have unconsciously crowded
their theories of nature with hypotheses, the fallacy of which becomes evident
upon the application of the principles of this metaphysic, without detriment,
however, to the employment of mathematics in this sphere of cognition.
The fundamental idea of a philosophy of pure reason of necessity dictates this
division; it is, therefore, architectonical—in accordance with the
highest aims of reason, and not merely technical, or according to certain
accidentally-observed similarities existing between the different parts of the
whole science. For this reason, also, is the division immutable and of
legislative authority. But the reader may observe in it a few points to which
he ought to demur, and which may weaken his conviction of its truth and
legitimacy.
In the first place, how can I desire an à priori cognition or metaphysic of
objects, in so far as they are given à posteriori? and how is it possible to
cognize the nature of things according to à priori principles, and to attain to
a rational physiology? The answer is this. We take from experience nothing more
than is requisite to present us with an object (in general) of the external or
of the internal sense; in the former case, by the mere conception of matter
(impenetrable and inanimate extension), in the latter, by the conception of a
thinking being—given in the internal empirical representation, I think.
As to the rest, we must not employ in our metaphysic of these objects any
empirical principles (which add to the content of our conceptions by means of
experience), for the purpose of forming by their help any judgements respecting
these objects.
Secondly, what place shall we assign to empirical psychology, which has always
been considered a part of metaphysics, and from which in our time such
important philosophical results have been expected, after the hope of
constructing an à priori system of knowledge had been abandoned? I answer: It
must be placed by the side of empirical physics or physics proper; that is,
must be regarded as forming a part of applied philosophy, the à priori
principles of which are contained in pure philosophy, which is therefore
connected, although it must not be confounded, with psychology. Empirical
psychology must therefore be banished from the sphere of metaphysics, and is
indeed excluded by the very idea of that science. In conformity, however, with
scholastic usage, we must permit it to occupy a place in metaphysics—but
only as an appendix to it. We adopt this course from motives of economy; as
psychology is not as yet full enough to occupy our attention as an independent
study, while it is, at the same time, of too great importance to be entirely
excluded or placed where it has still less affinity than it has with the
subject of metaphysics. It is a stranger who has been long a guest; and we make
it welcome to stay, until it can take up a more suitable abode in a complete
system of anthropology—the pendant to empirical physics.
The above is the general idea of metaphysics, which, as more was expected from
it than could be looked for with justice, and as these pleasant expectations
were unfortunately never realized, fell into general disrepute. Our Critique
must have fully convinced the reader that, although metaphysics cannot form the
foundation of religion, it must always be one of its most important bulwarks,
and that human reason, which naturally pursues a dialectical course, cannot do
without this science, which checks its tendencies towards dialectic and, by
elevating reason to a scientific and clear self-knowledge, prevents the ravages
which a lawless speculative reason would infallibly commit in the sphere of
morals as well as in that of religion. We may be sure, therefore, whatever
contempt may be thrown upon metaphysics by those who judge a science not by its
own nature, but according to the accidental effects it may have produced, that
it can never be completely abandoned, that we must always return to it as to a
beloved one who has been for a time estranged, because the questions with which
it is engaged relate to the highest aims of humanity, and reason must always
labour either to attain to settled views in regard to these, or to destroy
those which others have already established.
Metaphysic, therefore—that of nature, as well as that of ethics, but in
an especial manner the criticism which forms the propædeutic to all the
operations of reason—forms properly that department of knowledge which
may be termed, in the truest sense of the word, philosophy. The path which it
pursues is that of science, which, when it has once been discovered, is never
lost, and never misleads. Mathematics, natural science, the common experience
of men, have a high value as means, for the most part, to accidental
ends—but at last also, to those which are necessary and essential to the
existence of humanity. But to guide them to this high goal, they require the
aid of rational cognition on the basis of pure conceptions, which, be it termed
as it may, is properly nothing but metaphysics.
For the same reason, metaphysics forms likewise the completion of the culture
of human reason. In this respect, it is indispensable, setting aside altogether
the influence which it exerts as a science. For its subject-matter is the
elements and highest maxims of reason, which form the basis of the possibility
of some sciences and of the use of all. That, as a purely speculative science,
it is more useful in preventing error than in the extension of knowledge, does
not detract from its value; on the contrary, the supreme office of censor which
it occupies assures to it the highest authority and importance. This office it
administers for the purpose of securing order, harmony, and well-being to
science, and of directing its noble and fruitful labours to the highest
possible aim—the happiness of all mankind.
Chapter IV. The History of Pure Reason
This title is placed here merely for the purpose of designating a division of
the system of pure reason of which I do not intend to treat at present. I shall
content myself with casting a cursory glance, from a purely transcendental
point of view—that of the nature of pure reason—on the labours of
philosophers up to the present time. They have aimed at erecting an edifice of
philosophy; but to my eye this edifice appears to be in a very ruinous
condition.
It is very remarkable, although naturally it could not have been otherwise,
that, in the infancy of philosophy, the study of the nature of God and the
constitution of a future world formed the commencement, rather than the
conclusion, as we should have it, of the speculative efforts of the human mind.
However rude the religious conceptions generated by the remains of the old
manners and customs of a less cultivated time, the intelligent classes were not
thereby prevented from devoting themselves to free inquiry into the existence
and nature of God; and they easily saw that there could be no surer way of
pleasing the invisible ruler of the world, and of attaining to happiness in
another world at least, than a good and honest course of life in this. Thus
theology and morals formed the two chief motives, or rather the points of
attraction in all abstract inquiries. But it was the former that especially
occupied the attention of speculative reason, and which afterwards became so
celebrated under the name of metaphysics.
I shall not at present indicate the periods of time at which the greatest
changes in metaphysics took place, but shall merely give a hasty sketch of the
different ideas which occasioned the most important revolutions in this sphere
of thought. There are three different ends in relation to which these
revolutions have taken place.
1. In relation to the object of the cognition of reason, philosophers may be
divided into sensualists and intellectualists. Epicurus may be regarded as the
head of the former, Plato of the latter. The distinction here signalized,
subtle as it is, dates from the earliest times, and was long maintained. The
former asserted that reality resides in sensuous objects alone, and that
everything else is merely imaginary; the latter, that the senses are the
parents of illusion and that truth is to be found in the understanding alone.
The former did not deny to the conceptions of the understanding a certain kind
of reality; but with them it was merely logical, with the others it was
mystical. The former admitted intellectual conceptions, but declared that
sensuous objects alone possessed real existence. The latter maintained that all
real objects were intelligible, and believed that the pure understanding
possessed a faculty of intuition apart from sense, which, in their opinion,
served only to confuse the ideas of the understanding.
2. In relation to the origin of the pure cognitions of reason, we find one
school maintaining that they are derived entirely from experience, and another
that they have their origin in reason alone. Aristotle may be regarded as the
head of the empiricists, and Plato of the noologists. Locke, the follower of
Aristotle in modern times, and Leibnitz of Plato (although he cannot be said to
have imitated him in his mysticism), have not been able to bring this question
to a settled conclusion. The procedure of Epicurus in his sensual system, in
which he always restricted his conclusions to the sphere of experience, was
much more consequent than that of Aristotle and Locke. The latter especially,
after having derived all the conceptions and principles of the mind from
experience, goes so far, in the employment of these conceptions and principles,
as to maintain that we can prove the existence of God and the existence of God
and the immortality of them objects lying beyond the soul—both of them of
possible experience—with the same force of demonstration as any
mathematical proposition.
3. In relation to method. Method is procedure according to principles. We may
divide the methods at present employed in the field of inquiry into the
naturalistic and the scientific. The naturalist of pure reason lays it down as
his principle that common reason, without the aid of science—which he
calls sound reason, or common sense—can give a more satisfactory answer
to the most important questions of metaphysics than speculation is able to do.
He must maintain, therefore, that we can determine the content and
circumference of the moon more certainly by the naked eye, than by the aid of
mathematical reasoning. But this system is mere misology reduced to principles;
and, what is the most absurd thing in this doctrine, the neglect of all
scientific means is paraded as a peculiar method of extending our cognition. As
regards those who are naturalists because they know no better, they are
certainly not to be blamed. They follow common sense, without parading their
ignorance as a method which is to teach us the wonderful secret, how we are to
find the truth which lies at the bottom of the well of Democritus.
Quod sapio satis est mihi, non ego curo Esse quod
Arcesilas aerumnosiqueSolones. PERSIUS
—Satirae, iii. 78-79.
is their motto, under which they may lead a pleasant and
praiseworthy life, without troubling themselves with science or troubling
science with them.
As regards those who wish to pursue a scientific method, they have now the
choice of following either the dogmatical or the sceptical, while they are
bound never to desert the systematic mode of procedure. When I mention, in
relation to the former, the celebrated Wolf, and as regards the latter, David
Hume, I may leave, in accordance with my present intention, all others unnamed.
The critical path alone is still open. If my reader has been kind and patient
enough to accompany me on this hitherto untravelled route, he can now judge
whether, if he and others will contribute their exertions towards making this
narrow footpath a high road of thought, that which many centuries have failed
to accomplish may not be executed before the close of the present—namely,
to bring Reason to perfect contentment in regard to that which has always, but
without permanent results, occupied her powers and engaged her ardent desire
for knowledge.